0001398344-17-000690.txt : 20170123 0001398344-17-000690.hdr.sgml : 20170123 20170123095136 ACCESSION NUMBER: 0001398344-17-000690 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170123 DATE AS OF CHANGE: 20170123 EFFECTIVENESS DATE: 20170123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: W.G. Shaheen & Associates DBA Whitney & Co CENTRAL INDEX KEY: 0001577001 IRS NUMBER: 161577084 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15514 FILM NUMBER: 17540006 BUSINESS ADDRESS: STREET 1: 1164 APPIAN DRIVE CITY: WEBSTER STATE: NY ZIP: 14580 BUSINESS PHONE: 585-232-6200 MAIL ADDRESS: STREET 1: 311 ALEXANDER ST. STREET 2: SUITE 200 CITY: ROCHESTER STATE: NY ZIP: 14604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001577001 XXXXXXXX 12-31-2016 12-31-2016 false W.G. Shaheen & Associates DBA Whitney & Co

311 Alexander St. Suite 200 Rochester NY 14604

13F HOLDINGS REPORT 028-15514 N William Shaheen, CPA 585-232-6200 /s/ William Shaheen, CPA Rochester NY 01-17-2017 3 103 265418 1 William G. Shaheen 2 William E. Bennett 3 Christopher M. Radigan INFORMATION TABLE 2 fp0023421_13fhr-table.xml 13F INFORMATION TABLE 3M Co cs 88579y101 1009 5650 SH DFND 1,2,3 0 0 5650 Abbvie Inc cs 00287y109 7149 114166 SH DFND 1,2,3 0 0 114166 Aetna Inc cs 00817y108 7881 63550 SH DFND 1,2,3 0 0 63550 Aflac Inc cs 001055102 3716 53388 SH DFND 1,2,3 0 0 53388 Agrium Inc cs 008916108 4228 42045 SH DFND 1,2,3 0 0 42045 Alphabet Inc Cap Stock Cl A cs 02079k305 5968 7531 SH DFND 1,2,3 0 0 7531 Alphabet Inc Cap Stock Cl C cs 02079k107 2045 2650 SH DFND 1,2,3 0 0 2650 Amazon.com Inc cs 023135106 285 380 SH DFND 1,2,3 0 0 380 American Electric Power Inc cs 025537101 2703 42925 SH DFND 1,2,3 0 0 42925 Amgen Inc cs 031162100 2322 15883 SH DFND 1,2,3 0 0 15883 Anthem Inc cs 036752103 1006 7000 SH DFND 1,2,3 0 0 7000 Apple Inc cs 037833100 11994 103560 SH DFND 1,2,3 0 0 103560 AT&T Inc cs 00206r102 5983 140668 SH DFND 1,2,3 0 0 140668 Bank of America Corporation cs 060505104 461 20875 SH DFND 1,2,3 0 0 20875 Baxter Intl Inc cs 071813109 226 5100 SH DFND 1,2,3 0 0 5100 Boeing Co cs 097023105 4267 27410 SH DFND 1,2,3 0 0 27410 Canandaigua Natl Corp cs 137143103 2907 20761 SH DFND 1,2,3 0 0 20761 Chevron Corp cs 166764100 2019 17158 SH DFND 1,2,3 0 0 17158 Cisco Systems Inc cs 17275r102 4069 134662 SH DFND 1,2,3 0 0 134662 Coca-Cola Co cs 191216100 4620 111428 SH DFND 1,2,3 0 0 111428 Comcast Corp Cl A cs 20030n101 5500 79650 SH DFND 1,2,3 0 0 79650 ConocoPhillips cs 20825c104 1554 30995 SH DFND 1,2,3 0 0 30995 Constellation Brands Inc Cl A cs 21036p108 4704 30685 SH DFND 1,2,3 0 0 30685 Costco Wholesale Corp cs 22160k105 2740 17115 SH DFND 1,2,3 0 0 17115 Curaegis Technologies Inc cs 23127q102 17 25000 SH DFND 1,2,3 0 0 25000 CVS Health Corporation cs 126650100 2353 29817 SH DFND 1,2,3 0 0 29817 CyberCare Inc cs 23243t105 0 10000 SH DFND 1,2,3 0 0 10000 Dicks Sporting Goods Inc cs 253393102 5315 100103 SH DFND 1,2,3 0 0 100103 Discover Financial Services cs 254709108 1873 25975 SH DFND 1,2,3 0 0 25975 Disney Walt Co Disney cs 254687106 214 2050 SH DFND 1,2,3 0 0 2050 Dow Chemical Co cs 260543103 258 4510 SH DFND 1,2,3 0 0 4510 Du Pont E I de Nemours & Co cs 263534109 4100 55861 SH DFND 1,2,3 0 0 55861 Dycom Industries Inc cs 267475101 2787 34713 SH DFND 1,2,3 0 0 34713 Eastman Chem Co cs 277432100 1515 20150 SH DFND 1,2,3 0 0 20150 eBay Inc cs 278642103 1526 51410 SH DFND 1,2,3 0 0 51410 Express Scripts Holding Co cs 30219g108 4070 59161 SH DFND 1,2,3 0 0 59161 Exxon Mobil Corp cs 30231g102 4695 52013 SH DFND 1,2,3 0 0 52013 Facebook Inc Cl A cs 30303m102 3559 30937 SH DFND 1,2,3 0 0 30937 General Electric Co cs 369604103 5110 161696 SH DFND 1,2,3 0 0 161696 Gilead Sciences Inc cs 375558103 2941 41065 SH DFND 1,2,3 0 0 41065 Harris Corp cs 413875105 433 4230 SH DFND 1,2,3 0 0 4230 iBiz Technology Corp cs 45103b205 0 60000 SH DFND 1,2,3 0 0 60000 Intel Corp cs 458140100 3049 84063 SH DFND 1,2,3 0 0 84063 International Business Machine cs 459200101 892 5375 SH DFND 1,2,3 0 0 5375 Johnson & Johnson cs 478160104 3613 31358 SH DFND 1,2,3 0 0 31358 JPMorgan Chase & Co cs 46625h100 2878 33350 SH DFND 1,2,3 0 0 33350 Kroger Co cs 501044101 4829 139920 SH DFND 1,2,3 0 0 139920 M & T Bank Corp cs 55261f104 4279 27357 SH DFND 1,2,3 0 0 27357 McDonalds Corp cs 580135101 1345 11051 SH DFND 1,2,3 0 0 11051 Merck & Co Inc cs 58933y105 4633 78700 SH DFND 1,2,3 0 0 78700 MetLife Inc cs 59156r108 1727 32050 SH DFND 1,2,3 0 0 32050 Micron Technology Inc cs 595112103 334 15215 SH DFND 1,2,3 0 0 15215 Microsoft Corp cs 594918104 5233 84210 SH DFND 1,2,3 0 0 84210 Mondelez Intl Inc Cl A cs 609207105 4865 109748 SH DFND 1,2,3 0 0 109748 Norfolk Southern Corp cs 655844108 4248 39306 SH DFND 1,2,3 0 0 39306 NXP Semiconductors NV cs n6596x109 3549 36213 SH DFND 1,2,3 0 0 36213 Oracle Corp cs 68389x105 665 17300 SH DFND 1,2,3 0 0 17300 Paychex Inc cs 704326107 8893 146078 SH DFND 1,2,3 0 0 146078 Paypal Holdings Inc cs 70450y103 3873 98125 SH DFND 1,2,3 0 0 98125 PepsiCo Inc cs 713448108 498 4762 SH DFND 1,2,3 0 0 4762 PG&E Corp cs 69331c108 273 4500 SH DFND 1,2,3 0 0 4500 Philip Morris Intl Inc cs 718172109 375 4100 SH DFND 1,2,3 0 0 4100 Phillips 66 cs 718546104 4056 46934 SH DFND 1,2,3 0 0 46934 PNC Financial Services Group I cs 693475105 3852 32935 SH DFND 1,2,3 0 0 32935 Procter & Gamble Co cs 742718109 3157 37548 SH DFND 1,2,3 0 0 37548 Qualcomm Inc cs 747525103 3898 59780 SH DFND 1,2,3 0 0 59780 Schlumberger Ltd cs 806857108 2089 24881 SH DFND 1,2,3 0 0 24881 Southern Co cs 842587107 4319 87800 SH DFND 1,2,3 0 0 87800 Southwest Gas Corp cs 844895102 506 6600 SH DFND 1,2,3 0 0 6600 Spire Inc cs 84857l101 3495 54144 SH DFND 1,2,3 0 0 54144 Starbucks Corp cs 855244109 3331 60000 SH DFND 1,2,3 0 0 60000 Stryker Corp cs 863667101 1358 11333 SH DFND 1,2,3 0 0 11333 SunTrust Banks Inc cs 867914103 2756 50245 SH DFND 1,2,3 0 0 50245 Sysco Corp cs 871829107 991 17900 SH DFND 1,2,3 0 0 17900 Tesoro Logistics LP cs 88160t107 1847 36342 SH DFND 1,2,3 0 0 36342 TJX Cos Inc cs 872540109 413 5500 SH DFND 1,2,3 0 0 5500 Tompkins Financial Corporation cs 890110109 5761 60942 SH DFND 1,2,3 0 0 60942 Union Pacific Corp cs 907818108 314 3025 SH DFND 1,2,3 0 0 3025 United Technologies Corp cs 913017109 5365 48943 SH DFND 1,2,3 0 0 48943 Verizon Communications Inc cs 92343v104 7191 134708 SH DFND 1,2,3 0 0 134708 Wal-Mart Stores Inc cs 931142103 992 14350 SH DFND 1,2,3 0 0 14350 Waste Management Inc cs 94106l109 2305 32510 SH DFND 1,2,3 0 0 32510 Wells Fargo & Co cs 949746101 4237 76882 SH DFND 1,2,3 0 0 76882 Prudential PLC Per Sub 6.50 cp g7293h189 200 7900 SH DFND 1,2,3 0 0 7900 Teva Pharmaceutical Industries ad 881624209 720 19875 SH DFND 1,2,3 0 0 19875 iShares Tr S&P 1500 Index ui 464287150 455 8875 SH DFND 1,2,3 0 0 8875 PowerShares ETF Trust Water Re ui 73935x575 460 18700 SH DFND 1,2,3 0 0 18700 PowerShares QQQ Ser 1 ui 73935a104 768 6485 SH DFND 1,2,3 0 0 6485 Vanguard Emerg Mkt ETF ui 922042858 225 6289 SH DFND 1,2,3 0 0 6289 SPDR Gold Trust Gold eo 78463v107 280 2550 SH DFND 1,2,3 0 0 2550 Dodge & Cox Funds Intl Stock F mf 256206103 334 8761 SH DFND 1,2,3 0 0 8761 Fidelity Aberdeen Str Tr Freed mf 315792101 466 50949 SH DFND 1,2,3 0 0 50949 Fidelity Contrafund Inc mf 316071109 545 5539 SH DFND 1,2,3 0 0 5539 Investment Co America mf 461308108 209 5779 SH DFND 1,2,3 0 0 5779 Manning & Napier Pro-Blend Mod mf 563821776 189 14720 SH DFND 1,2,3 0 0 14720 Blackstone Group LP ml 09253u108 1074 39735 SH DFND 1,2,3 0 0 39735 Enterprise Products Partners L ml 293792107 2434 90016 SH DFND 1,2,3 0 0 90016 Plains All American Pipeline L ml 726503105 274 8500 SH DFND 1,2,3 0 0 8500 Sunoco Logistics Partners LP ml 86764l108 970 40385 SH DFND 1,2,3 0 0 40385 HCP Inc re 40414l109 1660 55850 SH DFND 1,2,3 0 0 55850 Realty Income Corp re 756109104 244 4250 SH DFND 1,2,3 0 0 4250 Tier REIT Inc re 88650v208 348 20000 SH DFND 1,2,3 0 0 20000 Welltower Inc re 95040q104 1155 17250 SH DFND 1,2,3 0 0 17250