0001398344-16-019631.txt : 20161013 0001398344-16-019631.hdr.sgml : 20161013 20161013160404 ACCESSION NUMBER: 0001398344-16-019631 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161013 DATE AS OF CHANGE: 20161013 EFFECTIVENESS DATE: 20161013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: W.G. Shaheen & Associates DBA Whitney & Co CENTRAL INDEX KEY: 0001577001 IRS NUMBER: 161577084 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15514 FILM NUMBER: 161935041 BUSINESS ADDRESS: STREET 1: 1164 APPIAN DRIVE CITY: WEBSTER STATE: NY ZIP: 14580 BUSINESS PHONE: 585-232-6200 MAIL ADDRESS: STREET 1: 311 ALEXANDER ST. STREET 2: SUITE 200 CITY: ROCHESTER STATE: NY ZIP: 14604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001577001 XXXXXXXX 09-30-2016 09-30-2016 false W.G. Shaheen & Associates DBA Whitney & Co

311 Alexander St. Suite 200 Rochester NY 14604

13F HOLDINGS REPORT 028-15514 N William Shaheen, CPA 585-232-6200 /s/ William Shaheen, CPA Rochester NY 10-12-2016 3 102 249757 1 William G. Shaheen 2 William E. Bennett 3 Christopher M. Radigan INFORMATION TABLE 2 fp0022017_13fhr-table.xml 13F INFORMATION TABLE 3M Co cs 88579y101 1005 5700 SH DFND 1,2,3 0 0 5700 Abbvie Inc cs 00287y109 7140 113201 SH DFND 1,2,3 0 0 113201 Aetna Inc cs 00817y108 7351 63670 SH DFND 1,2,3 0 0 63670 Aflac Inc cs 001055102 3860 53715 SH DFND 1,2,3 0 0 53715 Agrium Inc cs 008916108 3741 41245 SH DFND 1,2,3 0 0 41245 Alphabet Inc Cap Stock Cl A cs 02079k305 6057 7533 SH DFND 1,2,3 0 0 7533 Alphabet Inc Cap Stock Cl C cs 02079k107 1854 2385 SH DFND 1,2,3 0 0 2385 Amazon.com Inc cs 023135106 285 340 SH DFND 1,2,3 0 0 340 American Electric Power Inc cs 025537101 2704 42105 SH DFND 1,2,3 0 0 42105 Amgen Inc cs 031162100 2674 16032 SH DFND 1,2,3 0 0 16032 Anthem Inc cs 036752103 877 7000 SH DFND 1,2,3 0 0 7000 Apple Inc cs 037833100 11750 103932 SH DFND 1,2,3 0 0 103932 AT&T Inc cs 00206r102 5749 141556 SH DFND 1,2,3 0 0 141556 Bank of America Corporation cs 060505104 399 25483 SH DFND 1,2,3 0 0 25483 Baxter Intl Inc cs 071813109 250 5250 SH DFND 1,2,3 0 0 5250 Boeing Co cs 097023105 3635 27590 SH DFND 1,2,3 0 0 27590 Canandaigua Natl Corp cs 137143103 2855 20761 SH DFND 1,2,3 0 0 20761 Chevron Corp cs 166764100 1761 17113 SH DFND 1,2,3 0 0 17113 Cisco Systems Inc cs 17275r102 4100 129247 SH DFND 1,2,3 0 0 129247 Coca-Cola Co cs 191216100 4723 111598 SH DFND 1,2,3 0 0 111598 Comcast Corp Cl A cs 20030n101 5269 79425 SH DFND 1,2,3 0 0 79425 ConocoPhillips cs 20825c104 1467 33741 SH DFND 1,2,3 0 0 33741 Constellation Brands Inc Cl A cs 21036p108 743 4460 SH DFND 1,2,3 0 0 4460 Costco Wholesale Corp cs 22160k105 2597 17030 SH DFND 1,2,3 0 0 17030 Coty Inc Cl A cs 222070203 209 8900 SH DFND 1,2,3 0 0 8900 Curaegis Technologies Inc cs 23127q102 13 35000 SH DFND 1,2,3 0 0 35000 CVS Health Corporation cs 126650100 3306 37147 SH DFND 1,2,3 0 0 37147 CyberCare Inc cs 23243t105 0 10000 SH DFND 1,2,3 0 0 10000 Dell Technologies Inc Cl V cs 24703l103 802 16786 SH DFND 1,2,3 0 0 16786 Dicks Sporting Goods Inc cs 253393102 5716 100777 SH DFND 1,2,3 0 0 100777 Discover Financial Services cs 254709108 1414 25005 SH DFND 1,2,3 0 0 25005 Du Pont E I de Nemours & Co cs 263534109 3703 55291 SH DFND 1,2,3 0 0 55291 Dycom Industries Inc cs 267475101 2558 31285 SH DFND 1,2,3 0 0 31285 Eastman Chem Co cs 277432100 1059 15650 SH DFND 1,2,3 0 0 15650 eBay Inc cs 278642103 1703 51765 SH DFND 1,2,3 0 0 51765 Express Scripts Holding Co cs 30219g108 4289 60812 SH DFND 1,2,3 0 0 60812 Exxon Mobil Corp cs 30231g102 4570 52358 SH DFND 1,2,3 0 0 52358 Facebook Inc Cl A cs 30303m102 908 7077 SH DFND 1,2,3 0 0 7077 General Electric Co cs 369604103 4711 159048 SH DFND 1,2,3 0 0 159048 Gilead Sciences Inc cs 375558103 3960 50050 SH DFND 1,2,3 0 0 50050 Harris Corp cs 413875105 323 3530 SH DFND 1,2,3 0 0 3530 iBiz Technology Corp cs 45103b205 0 60000 SH DFND 1,2,3 0 0 60000 Intel Corp cs 458140100 3122 82713 SH DFND 1,2,3 0 0 82713 International Business Machine cs 459200101 953 6000 SH DFND 1,2,3 0 0 6000 Johnson & Johnson cs 478160104 3598 30456 SH DFND 1,2,3 0 0 30456 JPMorgan Chase & Co cs 46625h100 2179 32730 SH DFND 1,2,3 0 0 32730 M & T Bank Corp cs 55261f104 3163 27247 SH DFND 1,2,3 0 0 27247 Marathon Oil Corp cs 565849106 217 13701 SH DFND 1,2,3 0 0 13701 McDonalds Corp cs 580135101 1234 10700 SH DFND 1,2,3 0 0 10700 Merck & Co Inc cs 58933y105 4871 78050 SH DFND 1,2,3 0 0 78050 MetLife Inc cs 59156r108 1448 32600 SH DFND 1,2,3 0 0 32600 Micron Technology Inc cs 595112103 303 17025 SH DFND 1,2,3 0 0 17025 Microsoft Corp cs 594918104 4608 80000 SH DFND 1,2,3 0 0 80000 Mondelez Intl Inc Cl A cs 609207105 4846 110377 SH DFND 1,2,3 0 0 110377 Norfolk Southern Corp cs 655844108 3743 38561 SH DFND 1,2,3 0 0 38561 NXP Semiconductors NV cs n6596x109 3100 30390 SH DFND 1,2,3 0 0 30390 Oracle Corp cs 68389x105 656 16700 SH DFND 1,2,3 0 0 16700 Paychex Inc cs 704326107 8387 144928 SH DFND 1,2,3 0 0 144928 Paypal Holdings Inc cs 70450y103 4056 98995 SH DFND 1,2,3 0 0 98995 PepsiCo Inc cs 713448108 498 4577 SH DFND 1,2,3 0 0 4577 PG&E Corp cs 69331c108 275 4500 SH DFND 1,2,3 0 0 4500 Philip Morris Intl Inc cs 718172109 331 3400 SH DFND 1,2,3 0 0 3400 Phillips 66 cs 718546104 3687 45779 SH DFND 1,2,3 0 0 45779 PNC Financial Services Group I cs 693475105 3022 33540 SH DFND 1,2,3 0 0 33540 Procter & Gamble Co cs 742718109 3658 40763 SH DFND 1,2,3 0 0 40763 Qualcomm Inc cs 747525103 4071 59427 SH DFND 1,2,3 0 0 59427 Schlumberger Ltd cs 806857108 1943 24705 SH DFND 1,2,3 0 0 24705 Southern Co cs 842587107 4351 84815 SH DFND 1,2,3 0 0 84815 Southwest Gas Corp cs 844895102 461 6600 SH DFND 1,2,3 0 0 6600 Spire Inc cs 84857l101 3523 55269 SH DFND 1,2,3 0 0 55269 Starbucks Corp cs 855244109 3115 57530 SH DFND 1,2,3 0 0 57530 Stryker Corp cs 863667101 1343 11533 SH DFND 1,2,3 0 0 11533 SunTrust Banks Inc cs 867914103 2223 50745 SH DFND 1,2,3 0 0 50745 Sysco Corp cs 871829107 887 18100 SH DFND 1,2,3 0 0 18100 Tesoro Logistics LP cs 88160t107 1871 38635 SH DFND 1,2,3 0 0 38635 Tompkins Financial Corporation cs 890110109 5131 67147 SH DFND 1,2,3 0 0 67147 Union Pacific Corp cs 907818108 315 3225 SH DFND 1,2,3 0 0 3225 United Technologies Corp cs 913017109 4800 47248 SH DFND 1,2,3 0 0 47248 Verizon Communications Inc cs 92343v104 6958 133865 SH DFND 1,2,3 0 0 133865 Wal-Mart Stores Inc cs 931142103 1082 15000 SH DFND 1,2,3 0 0 15000 Waste Management Inc cs 94106l109 2054 32210 SH DFND 1,2,3 0 0 32210 Wells Fargo & Co cs 949746101 3488 78775 SH DFND 1,2,3 0 0 78775 Yadkin Financial Corp cs 984305102 3301 125555 SH DFND 1,2,3 0 0 125555 Teva Pharmaceutical Industries ad 881624209 1234 26825 SH DFND 1,2,3 0 0 26825 iShares Tr S&P 1500 Index ui 464287150 252 5085 SH DFND 1,2,3 0 0 5085 PowerShares ETF Trust Water Re ui 73935x575 482 19600 SH DFND 1,2,3 0 0 19600 PowerShares QQQ Ser 1 ui 73935a104 767 6461 SH DFND 1,2,3 0 0 6461 Vanguard Emerg Mkt ETF ui 922042858 292 7747 SH DFND 1,2,3 0 0 7747 SPDR Gold Trust Gold eo 78463v107 333 2650 SH DFND 1,2,3 0 0 2650 Dodge & Cox Funds Intl Stock F mf 256206103 338 8859 SH DFND 1,2,3 0 0 8859 Euro Pacific Growth Fund mf 298706102 220 4613 SH DFND 1,2,3 0 0 4613 Fidelity Aberdeen Str Tr Freed mf 315792101 478 51975 SH DFND 1,2,3 0 0 51975 Fidelity Contrafund Inc mf 316071109 560 5485 SH DFND 1,2,3 0 0 5485 Investment Co America mf 461308108 279 7626 SH DFND 1,2,3 0 0 7626 Blackstone Group LP ml 09253u108 945 37025 SH DFND 1,2,3 0 0 37025 Enterprise Products Partners L ml 293792107 2668 96571 SH DFND 1,2,3 0 0 96571 Plains All American Pipeline L ml 726503105 269 8575 SH DFND 1,2,3 0 0 8575 Sunoco Logistics Partners LP ml 86764l108 1313 46200 SH DFND 1,2,3 0 0 46200 HCP Inc re 40414l109 2487 65545 SH DFND 1,2,3 0 0 65545 Realty Income Corp re 756109104 264 3950 SH DFND 1,2,3 0 0 3950 Tier REIT Inc re 88650v208 309 20000 SH DFND 1,2,3 0 0 20000 Welltower Inc re 95040q104 1305 17450 SH DFND 1,2,3 0 0 17450