0001398344-16-009212.txt : 20160128 0001398344-16-009212.hdr.sgml : 20160128 20160128105101 ACCESSION NUMBER: 0001398344-16-009212 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160128 DATE AS OF CHANGE: 20160128 EFFECTIVENESS DATE: 20160128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: W.G. Shaheen & Associates DBA Whitney & Co CENTRAL INDEX KEY: 0001577001 IRS NUMBER: 161577084 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15514 FILM NUMBER: 161367194 BUSINESS ADDRESS: STREET 1: 1164 APPIAN DRIVE CITY: WEBSTER STATE: NY ZIP: 14580 BUSINESS PHONE: 585-232-6200 MAIL ADDRESS: STREET 1: 311 ALEXANDER ST. STREET 2: SUITE 200 CITY: ROCHESTER STATE: NY ZIP: 14604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001577001 XXXXXXXX 12-31-2015 12-31-2015 false W.G. Shaheen & Associates DBA Whitney & Co

311 Alexander St. Suite 200 Rochester NY 14604

13F HOLDINGS REPORT 028-15514 N William Shaheen, CPA 585-232-6200 /s/ William Shaheen, CPA Rochester NY 01-25-2016 3 112 229106 1 William G. Shaheen 2 William E. Bennett 3 Christopher M. Radigan INFORMATION TABLE 2 fp0017654_13fhr-table.xml 13F INFORMATION TABLE 3M Co cs 88579y101 919 6100 SH DFND 1,2,3 0 0 6100 Abbvie Inc cs 00287y109 6407 108151 SH DFND 1,2,3 0 0 108151 Aetna Inc cs 00817y108 6634 61355 SH DFND 1,2,3 0 0 61355 Aflac Inc cs 001055102 3172 52955 SH DFND 1,2,3 0 0 52955 Agrium Inc cs 008916108 3238 36245 SH DFND 1,2,3 0 0 36245 Alphabet Inc Cap Stock Cl A cs 02079k305 5363 6893 SH DFND 1,2,3 0 0 6893 Alphabet Inc Cap Stock Cl C cs 02079k107 1028 1355 SH DFND 1,2,3 0 0 1355 American Electric Power Inc cs 025537101 2446 41980 SH DFND 1,2,3 0 0 41980 Amgen Inc cs 031162100 2347 14456 SH DFND 1,2,3 0 0 14456 Anthem Inc cs 036752103 1039 7450 SH DFND 1,2,3 0 0 7450 Apple Inc cs 037833100 9998 94984 SH DFND 1,2,3 0 0 94984 AT&T Inc cs 00206r102 5002 145365 SH DFND 1,2,3 0 0 145365 Bank of America Corporation cs 060505104 377 22383 SH DFND 1,2,3 0 0 22383 Baxalta Inc cs 07177m103 433 11100 SH DFND 1,2,3 0 0 11100 Baxter Intl Inc cs 071813109 423 11095 SH DFND 1,2,3 0 0 11095 Bed Bath & Beyond Inc cs 075896100 1449 30025 SH DFND 1,2,3 0 0 30025 Boeing Co cs 097023105 3844 26585 SH DFND 1,2,3 0 0 26585 Canandaigua Natl Corp cs 137143103 2761 20761 SH DFND 1,2,3 0 0 20761 Caterpillar Inc cs 149123101 2055 30242 SH DFND 1,2,3 0 0 30242 Chevron Corp cs 166764100 1425 15842 SH DFND 1,2,3 0 0 15842 Cisco Systems Inc cs 17275r102 3523 129727 SH DFND 1,2,3 0 0 129727 Coca-Cola Co cs 191216100 4824 112283 SH DFND 1,2,3 0 0 112283 Comcast Corp Cl A cs 20030n101 4081 72320 SH DFND 1,2,3 0 0 72320 ConocoPhillips cs 20825c104 1389 29759 SH DFND 1,2,3 0 0 29759 Constellation Brands Inc Cl A cs 21036p108 635 4460 SH DFND 1,2,3 0 0 4460 Corning Inc cs 219350105 887 48529 SH DFND 1,2,3 0 0 48529 Costco Wholesale Corp cs 22160k105 2555 15820 SH DFND 1,2,3 0 0 15820 CVS Health Corporation cs 126650100 2004 20492 SH DFND 1,2,3 0 0 20492 CyberCare Inc cs 23243t105 0 10000 SH DFND 1,2,3 0 0 10000 Dicks Sporting Goods Inc cs 253393102 3382 95675 SH DFND 1,2,3 0 0 95675 Discover Financial Services cs 254709108 1201 22400 SH DFND 1,2,3 0 0 22400 Du Pont E I de Nemours & Co cs 263534109 3617 54314 SH DFND 1,2,3 0 0 54314 Eastman Chem Co cs 277432100 277 4105 SH DFND 1,2,3 0 0 4105 eBay Inc cs 278642103 1382 50290 SH DFND 1,2,3 0 0 50290 EMC Corp MA cs 268648102 3776 147025 SH DFND 1,2,3 0 0 147025 Express Scripts Holding Co cs 30219g108 5104 58390 SH DFND 1,2,3 0 0 58390 Exxon Mobil Corp cs 30231g102 3847 49353 SH DFND 1,2,3 0 0 49353 Facebook Inc Cl A cs 30303m102 599 5728 SH DFND 1,2,3 0 0 5728 First Niagara Financial Group cs 33582v108 109 10069 SH DFND 1,2,3 0 0 10069 Fortune Brands Home & Sec Inc cs 34964c106 316 5699 SH DFND 1,2,3 0 0 5699 Freeport-Mcmoran Inc Cl B cs 35671d857 212 31247 SH DFND 1,2,3 0 0 31247 General Electric Co cs 369604103 4804 154213 SH DFND 1,2,3 0 0 154213 Gilead Sciences Inc cs 375558103 3786 37410 SH DFND 1,2,3 0 0 37410 iBiz Technology Corp cs 45103b205 0 60000 SH DFND 1,2,3 0 0 60000 Intel Corp cs 458140100 2702 78418 SH DFND 1,2,3 0 0 78418 International Business Machine cs 459200101 1184 8600 SH DFND 1,2,3 0 0 8600 Johnson & Johnson cs 478160104 3236 31506 SH DFND 1,2,3 0 0 31506 JPMorgan Chase & Co cs 46625h100 1620 24535 SH DFND 1,2,3 0 0 24535 Laclede Group Inc cs 505597104 4502 75781 SH DFND 1,2,3 0 0 75781 Lowes Cos Inc cs 548661107 236 3100 SH DFND 1,2,3 0 0 3100 M & T Bank Corp cs 55261f104 3109 25657 SH DFND 1,2,3 0 0 25657 Macys Inc cs 55616p104 1183 33830 SH DFND 1,2,3 0 0 33830 Marathon Oil Corp cs 565849106 597 47413 SH DFND 1,2,3 0 0 47413 McDonalds Corp cs 580135101 1277 10805 SH DFND 1,2,3 0 0 10805 Merck & Co Inc cs 58933y105 3869 73250 SH DFND 1,2,3 0 0 73250 MetLife Inc cs 59156r108 1567 32500 SH DFND 1,2,3 0 0 32500 Micron Technology Inc cs 595112103 264 18650 SH DFND 1,2,3 0 0 18650 Microsoft Corp cs 594918104 3760 67780 SH DFND 1,2,3 0 0 67780 Mondelez Intl Inc Cl A cs 609207105 2287 51004 SH DFND 1,2,3 0 0 51004 NCR Corp cs 62886e108 1397 57100 SH DFND 1,2,3 0 0 57100 Norfolk Southern Corp cs 655844108 3177 37561 SH DFND 1,2,3 0 0 37561 NXP Semiconductors NV cs n6596x109 1963 23300 SH DFND 1,2,3 0 0 23300 Oracle Corp cs 68389x105 562 15380 SH DFND 1,2,3 0 0 15380 Paychex Inc cs 704326107 7639 144432 SH DFND 1,2,3 0 0 144432 Paypal Holdings Inc cs 70450y103 3270 90325 SH DFND 1,2,3 0 0 90325 PepsiCo Inc cs 713448108 522 5229 SH DFND 1,2,3 0 0 5229 PG&E Corp cs 69331c108 282 5300 SH DFND 1,2,3 0 0 5300 Philip Morris Intl Inc cs 718172109 331 3760 SH DFND 1,2,3 0 0 3760 Phillips 66 cs 718546104 3289 40204 SH DFND 1,2,3 0 0 40204 PNC Financial Services Group I cs 693475105 3315 34780 SH DFND 1,2,3 0 0 34780 Procter & Gamble Co cs 742718109 2566 32318 SH DFND 1,2,3 0 0 32318 Qualcomm Inc cs 747525103 2614 52300 SH DFND 1,2,3 0 0 52300 Schlumberger Ltd cs 806857108 1579 22645 SH DFND 1,2,3 0 0 22645 Southern Co cs 842587107 3936 84125 SH DFND 1,2,3 0 0 84125 Southwest Gas Corp cs 844895102 364 6600 SH DFND 1,2,3 0 0 6600 Stryker Corp cs 863667101 1086 11683 SH DFND 1,2,3 0 0 11683 SunTrust Banks Inc cs 867914103 1452 33900 SH DFND 1,2,3 0 0 33900 Sysco Corp cs 871829107 811 19787 SH DFND 1,2,3 0 0 19787 TECO Energy Inc cs 872375100 2437 91435 SH DFND 1,2,3 0 0 91435 Tesoro Logistics LP cs 88160t107 2458 48854 SH DFND 1,2,3 0 0 48854 Tompkins Financial Corporation cs 890110109 3931 69990 SH DFND 1,2,3 0 0 69990 Torvec Inc cs 891479107 12 35000 SH DFND 1,2,3 0 0 35000 Union Pacific Corp cs 907818108 244 3125 SH DFND 1,2,3 0 0 3125 United Technologies Corp cs 913017109 4095 42626 SH DFND 1,2,3 0 0 42626 Verizon Communications Inc cs 92343v104 6139 132812 SH DFND 1,2,3 0 0 132812 Wal-Mart Stores Inc cs 931142103 999 16300 SH DFND 1,2,3 0 0 16300 Waste Management Inc cs 94106l109 1732 32450 SH DFND 1,2,3 0 0 32450 Wells Fargo & Co cs 949746101 3826 70380 SH DFND 1,2,3 0 0 70380 Teva Pharmaceutical Industries ad 881624209 1928 29375 SH DFND 1,2,3 0 0 29375 PowerShares ETF Trust Water Re ui 73935x575 520 24000 SH DFND 1,2,3 0 0 24000 PowerShares QQQ Ser 1 ui 73935a104 757 6766 SH DFND 1,2,3 0 0 6766 SPDR Gold Trust Gold eo 78463v107 284 2800 SH DFND 1,2,3 0 0 2800 Dodge & Cox Funds Intl Stock F mf 256206103 426 11670 SH DFND 1,2,3 0 0 11670 Euro Pacific Growth Fund mf 298706102 210 4631 SH DFND 1,2,3 0 0 4631 Fidelity Aberdeen Str Tr Freed mf 315792101 407 46338 SH DFND 1,2,3 0 0 46338 Fidelity Contrafund Inc mf 316071109 442 4471 SH DFND 1,2,3 0 0 4471 Investment Co America mf 461308108 259 7762 SH DFND 1,2,3 0 0 7762 SEI Intl Trust Emerg Mkt Equit mf 78411r703 106 12347 SH DFND 1,2,3 0 0 12347 SEI Intl Trust Intl Equity A mf 78411r109 292 30800 SH DFND 1,2,3 0 0 30800 SEI Larg Cap Growth A mf 783925662 219 7520 SH DFND 1,2,3 0 0 7520 SEI Large Cap Fund A mf 783925217 125 10351 SH DFND 1,2,3 0 0 10351 SEI Large Cap Value A mf 783925100 266 13236 SH DFND 1,2,3 0 0 13236 Vanguard/Wellington Fund Inc A mf 921935201 317 4987 SH DFND 1,2,3 0 0 4987 Blackstone Group LP ml 09253u108 946 32350 SH DFND 1,2,3 0 0 32350 Buckeye Partners LP ml 118230101 3088 46810 SH DFND 1,2,3 0 0 46810 Enterprise Products Partners L ml 293792107 2824 110401 SH DFND 1,2,3 0 0 110401 Plains All American Pipeline L ml 726503105 318 13775 SH DFND 1,2,3 0 0 13775 Sunoco Logistics Partners LP ml 86764l108 1584 61650 SH DFND 1,2,3 0 0 61650 Williams Partners LP New Unit ml 96949l105 302 10841 SH DFND 1,2,3 0 0 10841 HCP Inc re 40414l109 2167 56665 SH DFND 1,2,3 0 0 56665 Welltower Inc re 95040q104 1225 18000 SH DFND 1,2,3 0 0 18000 Sanofi Aventis Contgnt Val Rt rt 80105n113 4 31885 SH DFND 1,2,3 0 0 31885