0001209191-15-030711.txt : 20150401 0001209191-15-030711.hdr.sgml : 20150401 20150401160811 ACCESSION NUMBER: 0001209191-15-030711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150330 FILED AS OF DATE: 20150401 DATE AS OF CHANGE: 20150401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energous Corp CENTRAL INDEX KEY: 0001575793 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 461318953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3590 NORTH FIRST STREET STREET 2: SUITE 210 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 963-0200 MAIL ADDRESS: STREET 1: 3590 NORTH FIRST STREET STREET 2: SUITE 210 CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: DvineWave Inc. DATE OF NAME CHANGE: 20130501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes George B CENTRAL INDEX KEY: 0001603582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36379 FILM NUMBER: 15743384 MAIL ADDRESS: STREET 1: 3590 NORTH FIRST STREET, SUITE 210 CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-30 0 0001575793 Energous Corp WATT 0001603582 Holmes George B 3590 NORTH FIRST STREET, SUITE 210 SAN JOSE CA 95134 0 1 0 0 VP of Sales and Marketing Common Stock 2015-03-30 4 M 0 11209 0.00 A 11811 D Common Stock 2015-03-31 4 S 0 3078 9.70 D 8733 D Restricted Stock Units 2015-03-30 4 M 0 11209 0.00 D Common Stock 11209 33627 D Represents shares of common stock received upon vesting of a restricted stock unit award. Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting and settlement of certain shares of restricted stock on March 30, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.73, inclusive. The reporting person undertakes to provide to Energous Corporation, any security holder of Energous Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted on July 14, 2014 that partially vested on March 28, 2015. The remaining restricted stock units vest in three equal annual installments beginning on March 28, 2016. /s/ George Holmes by Mark Busch, attorney-in-fact 2015-04-01