0001085146-14-002044.txt : 20141028 0001085146-14-002044.hdr.sgml : 20141028 20141028161754 ACCESSION NUMBER: 0001085146-14-002044 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141028 DATE AS OF CHANGE: 20141028 EFFECTIVENESS DATE: 20141028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Segment Wealth Management, LLC CENTRAL INDEX KEY: 0001575581 IRS NUMBER: 371702821 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15471 FILM NUMBER: 141177351 BUSINESS ADDRESS: STREET 1: 3050 POST OAK BLVD. STREET 2: SUITE 1680 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-800-7151 MAIL ADDRESS: STREET 1: 3050 POST OAK BLVD. STREET 2: SUITE 1680 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001575581 XXXXXXXX 09-30-2014 09-30-2014 Segment Wealth Management, LLC

3050 POST OAK BLVD. SUITE 1680 HOUSTON TX 77056

13F HOLDINGS REPORT 028-15471 N Gwen Wilmeth (713) 800-7150 /s/ Gwen Wilmeth Houston TX 10-27-2014 5 258 261764 false 1 0001230765 028-10467 RICE HALL JAMES & ASSOCIATES, LLC 2 0001256909 028-10487 Northern Trust Investments, Inc 3 0000763848 028-01474 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 4 0000022120 028-00297 COLUMBIA MANAGEMENT ADVISORS INC 5 0000315027 028-00132 SAROFIM FAYEZ INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101264218647SHSOLE 00186473M COCOM88579Y10118129SHOTR212900ABBOTT LABSCOM00282410012291SHOTR229100ABBOTT LABSCOM00282410012300SHOTR530000ABBOTT LABSCOM002824100134032223SHSOLE 0032223ABBVIE INCCOM00287Y10915253SHOTR525300ABBVIE INCCOM00287Y109188132577SHSOLE 0032577ACCENTURE PLC IRELANDSHS CLASS AG1151C10192911424SHSOLE 0011424ACTIONS SEMICONDUCTOR CO LTDADR00507E1072612000SHSOLE 0012000ALLIANCE HOLDINGS GP LPCOM UNITS LP01861G1006289196SHSOLE 009196ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G10652020000SHSOLE 0020000ALLIANCEBERNSTEIN NATL MUNICOM01864U10655540916SHSOLE 0040916ALTRIA GROUP INCCOM02209S10319416SHOTR541600ALTRIA GROUP INCCOM02209S103315868739SHSOLE 0068739AMERICAN CAP LTDCOM02503Y10321114918SHSOLE 0014918AMERICAN ELEC PWR INCCOM025537101213840954SHSOLE 0040954AMERICAN EXPRESS COCOM02581610913146SHOTR514600AMERICAN EXPRESS COCOM025816109222125377SHSOLE 0025377AMERICAN INTL GROUP INCCOM NEW0268747846104SHOTR310400AMERICAN INTL GROUP INCCOM NEW026874784259948113SHSOLE 0048113ANADARKO PETE CORPCOM0325111075685595SHSOLE 005595APACHE CORPCOM037411105844389943SHSOLE 0089943APACHE CORPCOM03741110536382SHOTR238200APACHE CORPCOM037411105881SHOTR38100APPLE INCCOM037833100175717437SHSOLE 0017437APPLE INCCOM03783310016159SHOTR415900APPLE INCCOM03783310056560SHOTR556000ARES CAP CORPCOM04010L10321012998SHSOLE 0012998AT&T INCCOM00206R10230852SHOTR285200AT&T INCCOM00206R10250414305SHSOLE 0014305AUTOMATIC DATA PROCESSING INCOM053015103195123481SHSOLE 0023481AVALONBAY CMNTYS INCCOM0534841014072888SHSOLE 002888BABCOCK & WILCOX CO NEWCOM05615F10228210175SHSOLE 0010175BERKSHIRE HATHAWAY INC DELCL B NEW0846707025914277SHSOLE 004277BHP BILLITON LTDSPONSORED ADR08860610862810663SHSOLE 0010663BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710419410400SHSOLE 0010400BOEING COCOM09702310532253SHOTR225300BOEING COCOM097023105294723130SHSOLE 0023130BOSTON PROPERTIES INCCOM1011211014684044SHSOLE 004044BP PLCSPONSORED ADR05562210431713SHOTR271300BP PLCSPONSORED ADR0556221041904311SHSOLE 004311BP PRUDHOE BAY RTY TRUNIT BEN INT0556301078328830SHSOLE 008830BRISTOL MYERS SQUIBB COCOM1101221082745347SHSOLE 005347BRISTOW GROUP INCCOM1103941035137636SHSOLE 007636CABOT OIL & GAS CORPCOM1270971035957182238SHSOLE 00182238CAMDEN PPTY TRSH BEN INT1331311023965779SHSOLE 005779CATERPILLAR INC DELCOM149123101334133745SHSOLE 0033745CATERPILLAR INC DELCOM1491231011097SHOTR59700CEDAR FAIR L PDEPOSITRY UNIT1501851063838100SHSOLE 008100CELGENE CORPCOM15102010410107SHOTR410700CELGENE CORPCOM1510201042542680SHSOLE 002680CENTERPOINT ENERGY INCCOM15189T107231294485SHSOLE 0094485CHEVRON CORP NEWCOM16676410037309SHOTR230900CHEVRON CORP NEWCOM16676410027229SHOTR522900CHEVRON CORP NEWCOM166764100542945497SHSOLE 0045497CISCO SYS INCCOM17275R102351382SHOTR2138200CISCO SYS INCCOM17275R1024158SHOTR315800CISCO SYS INCCOM17275R10238315209SHSOLE 0015209CLAYMORE EXCHANGE TRD FD TRGUG BLT2016 HY18383M4152067750SHSOLE 007750CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M3992539450SHSOLE 009450CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M3812117900SHSOLE 007900CLAYMORE EXCHANGE TRD FD TRGUGG BULL 201418383M43131511950SHSOLE 0011950CLAYMORE EXCHANGE TRD FD TRGUGG BULL 201518383M42343316372SHSOLE 0016372CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201518383M56325311650SHSOLE 0011650CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201618383M55522410050SHSOLE 0010050COCA COLA COCOM19121610036850SHOTR585000COCA COLA COCOM191216100104324436SHSOLE 0024436COLGATE PALMOLIVE COCOM1941621035568519SHSOLE 008519CONOCOPHILLIPSCOM20825C10421276SHOTR527600CONOCOPHILLIPSCOM20825C1045387032SHSOLE 007032CORE LABORATORIES N VCOMN227171075273600SHSOLE 003600CROSS TIMBERS RTY TRTR UNIT22757R1092026350SHSOLE 006350DISNEY WALT COCOM DISNEY2546871062903256SHSOLE 003256DISNEY WALT COCOM DISNEY25468710616177SHOTR417700DISNEY WALT COCOM DISNEY25468710613141SHOTR514100DORCHESTER MINERALS LPCOM UNIT25820R10559120000SHSOLE 0020000DTF TAX-FREE INCOME INCCOM23334J10721614401SHSOLE 0014401DUKE ENERGY CORP NEWCOM NEW26441C2042212958SHSOLE 002958E M C CORP MASSCOM26864810236012324SHSOLE 0012324E M C CORP MASSCOM26864810228949SHOTR294900EATON VANCE NATL MUN OPPORTCOM SHS27829L10527213644SHSOLE 0013644ECOLAB INCCOM27886510024003209033SHSOLE 00209033EL PASO PIPELINE PARTNERS LCOM UNIT LPI28370210845611344SHSOLE 0011344EMERSON ELEC COCOM291011104201932258SHSOLE 0032258ENBRIDGE ENERGY PARTNERS L PCOM29250R10694224250SHSOLE 0024250ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100134621824SHSOLE 0021824ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R1095158050SHSOLE 008050ENLINK MIDSTREAM PARTNERS LPCOM UNIT REP LTD29336U10733511008SHSOLE 0011008ENTERPRISE PRODS PARTNERS LCOM2937921077695190943SHSOLE 00190943EOG RES INCCOM26875P101109611067SHSOLE 0011067EXTERRAN PARTNERS LPCOM UNITS30225N1052327905SHSOLE 007905EXXON MOBIL CORPCOM30231G10238401SHOTR240100EXXON MOBIL CORPCOM30231G10238402SHOTR540200EXXON MOBIL CORPCOM30231G10212230130041SHSOLE 00130041FACEBOOK INCCL A30303M1024425587SHSOLE 005587FACEBOOK INCCL A30303M10224309SHOTR430900FEDERATED PREM INTR MUN INCCOM31423M10516913200SHSOLE 0013200FOSTER WHEELER AGCOMH271781042217000SHSOLE 007000FREEPORT-MCMORAN INCCL B35671D85728870SHOTR287000FREEPORT-MCMORAN INCCL B35671D8577217SHOTR521700FREEPORT-MCMORAN INCCL B35671D857163349987SHSOLE 0049987GASTAR EXPL INC NEWCOM36729W20241069919SHSOLE 0069919GENERAL ELECTRIC COCOM3696041038309SHOTR530900GENERAL ELECTRIC COCOM3696041032629102599SHSOLE 00102599GENERAL ELECTRIC COCOM369604103351347SHOTR2134700GILEAD SCIENCES INCCOM375558103658SHOTR55800GILEAD SCIENCES INCCOM3755581032502346SHSOLE 002346GILEAD SCIENCES INCCOM37555810331294SHOTR429400GOLDMAN SACHS GROUP INCCOM38141G10448259SHOTR225900GOLDMAN SACHS GROUP INCCOM38141G104527SHOTR32700GOLDMAN SACHS GROUP INCCOM38141G104290715834SHSOLE 0015834HALLIBURTON COCOM40621610113199SHOTR419900HALLIBURTON COCOM4062161016069398SHSOLE 009398HEALTHCARE RLTY TRCOM42194610440317000SHSOLE 0017000HEWLETT PACKARD COCOM42823610334950SHOTR295000HEWLETT PACKARD COCOM428236103255371981SHSOLE 0071981HOLLY ENERGY PARTNERS L PCOM UT LTD PTN4357631073429400SHSOLE 009400HOME DEPOT INCCOM437076102163417815SHSOLE 0017815HUNTSMAN CORPCOM447011107214382457SHSOLE 0082457ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001012172050SHSOLE 002050IDEX CORPCOM45167R1042333221SHSOLE 003221INTERNATIONAL BUSINESS MACHSCOM459200101240412666SHSOLE 0012666INTERNATIONAL BUSINESS MACHSCOM45920010120105SHOTR510500INVESCO MUN TRCOM46131J10346437000SHSOLE 0037000INVESCO SR INCOME TRCOM46131H1078417750SHSOLE 0017750ISHARES TRCORE S&P MCP ETF46428750711338288SHSOLE 008288ISHARES TRCORE S&P500 ETF4642872002931478SHSOLE 001478ISHARES TRMSCI EAFE ETF46428746581312683SHSOLE 0012683ISHARES TRMSCI EMG MKT ETF464287234111126732SHSOLE 0026732ISHARES TRMSCI UTD KNGDM46434V548147976313SHSOLE 0076313ISHARES TRNASDQ BIOTEC ETF464287556240877SHSOLE 00877ISHARES TRRUS 1000 ETF4642876222682436SHSOLE 002436ISHARES TRRUS 1000 GRW ETF4642876142873128SHSOLE 003128ISHARES TRRUS 1000 VAL ETF464287598867186634SHSOLE 0086634ISHARES TRRUSSELL 2000 ETF4642876552612390SHSOLE 002390ISHARES TRS&P 100 ETF464287101313735585SHSOLE 0035585ISHARES TRTIPS BD ETF464287176123411008SHSOLE 0011008JOHNSON & JOHNSONCOM47816010435325SHOTR532500JOHNSON & JOHNSONCOM478160104358133603SHSOLE 0033603JOHNSON & JOHNSONCOM47816010441385SHOTR238500JPMORGAN CHASE & COCOM46625H1002434031SHSOLE 004031JPMORGAN CHASE & COCOM46625H10045755SHOTR275500JPMORGAN CHASE & COCOM46625H1006106SHOTR310600JPMORGAN CHASE & COCOM46625H10020325SHOTR532500KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501063653908SHSOLE 003908KINDER MORGAN INC DELCOM49456B10161716083SHSOLE 0016083KINDER MORGAN MANAGEMENT LLCSHS49455U100238425324SHSOLE 0025324KKR & CO L P DELCOM UNITS48248M102219998597SHSOLE 0098597KODIAK OIL & GAS CORPCOM50015Q10042331190SHSOLE 0031190MA COM TECHNOLOGY SOLUTIONSCOM55405Y1002865131172SHSOLE 00131172MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106160919113SHSOLE 0019113MAIN STREET CAPITAL CORPCOM56035L10431710359SHSOLE 0010359MARATHON OIL CORPCOM5658491062266003SHSOLE 006003MARKET VECTORS ETF TROIL SVCS ETF57060U191138627942SHSOLE 0027942MARSH & MCLENNAN COS INCCOM571748102206339413SHSOLE 0039413MCDONALDS CORPCOM580135101115SHOTR31500MCDONALDS CORPCOM58013510118188SHOTR518800MCDONALDS CORPCOM580135101191020146SHSOLE 0020146MEDTRONIC INCCOM585055106101816436SHSOLE 0016436MEDTRONIC INCCOM58505510635567SHOTR256700MERCK & CO INC NEWCOM58933Y105313252824SHSOLE 0052824MERCK & CO INC NEWCOM58933Y10510172SHOTR517200MERCK & CO INC NEWCOM58933Y10533558SHOTR255800MICROSOFT CORPCOM59491810428612SHOTR261200MICROSOFT CORPCOM5949181048165SHOTR316500MICROSOFT CORPCOM5949181041843959SHSOLE 003959MONDELEZ INTL INCCL A6092071056175SHOTR517500MONDELEZ INTL INCCL A609207105209861239SHSOLE 0061239NABORS INDUSTRIES LTDSHSG6359F10353623545SHSOLE 0023545NEWFIELD EXPL COCOM65129010843211645SHSOLE 0011645NIKE INCCL B654106103273630673SHSOLE 0030673NIKE INCCL B65410610311120SHOTR412000NORTHERN TIER ENERGY LPCOM UN REPR PART66582610326911525SHSOLE 0011525NUCOR CORPCOM6703461052184008SHSOLE 004008NUVEEN ENHANCED MUN VALUE FDCOM67074M10134723500SHSOLE 0023500ONEOK INC NEWCOM6826801032193343SHSOLE 003343ONEOK PARTNERS LPUNIT LTD PARTN68268N103144625841SHSOLE 0025841PARK NATL CORPCOM7006581076648800SHSOLE 008800PENTAIR PLCSHSG7S00T10494614449SHSOLE 0014449PEPSICO INCCOM71344810822241SHOTR224100PEPSICO INCCOM71344810815158SHOTR515800PEPSICO INCCOM7134481083904186SHSOLE 004186PFIZER INCCOM717081103281795280SHSOLE 0095280PFIZER INCCOM717081103381286SHOTR2128600PFIZER INCCOM7170811036198SHOTR319800PHILIP MORRIS INTL INCCOM7181721091431717SHSOLE 001717PHILIP MORRIS INTL INCCOM71817210943518SHOTR551800PHILIP MORRIS INTL INCCOM71817210917207SHOTR220700PHILIP MORRIS INTL INCCOM718172109223SHOTR32300PHILLIPS 66COM718546104340SHOTR34000PHILLIPS 66COM718546104558SHOTR55800PHILLIPS 66COM718546104183722588SHSOLE 0022588PIMCO ETF TRENHAN SHRT MAT72201R8332942900SHSOLE 002900PIMCO ETF TRTOTL RETN ETF72201R7752712500SHSOLE 002500PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105352959960SHSOLE 0059960POWERSHARES QQQ TRUSTUNIT SER 173935A104175517767SHSOLE 0017767PROCTER & GAMBLE COCOM74271810918216SHOTR521600PROCTER & GAMBLE COCOM742718109195723374SHSOLE 0023374QUANTA SVCS INCCOM74762E102124234214SHSOLE 0034214ROSETTA RESOURCES INCCOM7777793073377564SHSOLE 007564SAN JUAN BASIN RTY TRUNIT BEN INT79824110520710893SHSOLE 0010893SANOFISPONSORED ADR80105N105582SHOTR38200SANOFISPONSORED ADR80105N1053666500SHSOLE 006500SCHLUMBERGER LTDCOM80685710836353SHOTR235300SCHLUMBERGER LTDCOM80685710818177SHOTR417700SCHLUMBERGER LTDCOM8068571085245156SHSOLE 005156SEADRILL LIMITEDSHSG7945E10531011576SHSOLE 0011576SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209360156338SHSOLE 0056338SELECT SECTOR SPDR TRSBI INT-FINL81369Y605193483481SHSOLE 0083481SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886213650742SHSOLE 0050742SIGMA ALDRICH CORPCOM8265521012181600SHSOLE 001600SIMON PPTY GROUP INC NEWCOM8288061095373263SHSOLE 003263SPDR GOLD TRUSTGOLD SHS78463V107250621568SHSOLE 0021568SPDR S&P 500 ETF TRTR UNIT78462F103308515659SHSOLE 0015659SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107430117249SHSOLE 0017249SPECTRA ENERGY CORPCOM84756010948312312SHSOLE 0012312SPX CORPCOM7846351045235564SHSOLE 005564SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L10869914484SHSOLE 0014484TARGA RES CORPCOM87612G1014283145SHSOLE 003145TARGA RESOURCES PARTNERS LPCOM UNIT87611X1053604981SHSOLE 004981TARGET CORPCOM87612E10623368SHOTR236800TARGET CORPCOM87612E106578SHOTR37800TARGET CORPCOM87612E106200631999SHSOLE 0031999TAUBMAN CTRS INCCOM8766641032853904SHSOLE 003904TC PIPELINES LPUT COM LTD PRT87233Q10884612500SHSOLE 0012500TEVA PHARMACEUTICAL INDS LTDADR881624209187834941SHSOLE 0034941TEVA PHARMACEUTICAL INDS LTDADR8816242099160SHOTR316000TYCO INTERNATIONAL LTDSHSH89128104188942373SHSOLE 0042373UNION PAC CORPCOM907818108544SHOTR34400UNION PAC CORPCOM90781810819178SHOTR417800UNION PAC CORPCOM9078181081088SHOTR58800UNION PAC CORPCOM9078181085054658SHSOLE 004658UNITED TECHNOLOGIES CORPCOM91301710915145SHOTR514500UNITED TECHNOLOGIES CORPCOM9130171092001889SHSOLE 001889UNITEDHEALTH GROUP INCCOM91324P102245528463SHSOLE 0028463UNITEDHEALTH GROUP INCCOM91324P10229337SHOTR233700US BANCORP DELCOM NEW902973304128930814SHSOLE 0030814VANGUARD INDEX FDSGROWTH ETF9229087367687706SHSOLE 007706VANGUARD INDEX FDSTOTAL STK MKT922908769538753206SHSOLE 0053206VANGUARD INDEX FDSVALUE ETF922908744175821650SHSOLE 0021650VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428742254078SHSOLE 004078VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884484310961SHSOLE 0010961VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858322981230SHSOLE 0081230VERIZON COMMUNICATIONS INCCOM92343V10425494SHOTR249400VERIZON COMMUNICATIONS INCCOM92343V104238547722SHSOLE 0047722VERTEX ENERGY INCCOM92534K1079713922SHSOLE 0013922WAL-MART STORES INCCOM93114210313171SHOTR517100WAL-MART STORES INCCOM9311421032533312SHSOLE 003312WEATHERFORD INTL PLCORD SHSG4883310028113516SHSOLE 0013516WEINGARTEN RLTY INVSSH BEN INT948741103230873271SHSOLE 0073271WELLS FARGO & CO NEWCOM9497461017134SHOTR313400WELLS FARGO & CO NEWCOM9497461019175SHOTR517500WELLS FARGO & CO NEWCOM9497461011903663SHSOLE 003663WELLS FARGO & CO NEWCOM94974610150965SHOTR296500WHOLE FOODS MKT INCCOM9668371064842127048SHSOLE 00127048WILLIAMS PARTNERS L PCOM UNIT L P96950F1044227963SHSOLE 007963WYNN RESORTS LTDCOM9831341072511340SHSOLE 001340WYNN RESORTS LTDCOM9831341071685SHOTR48500