0001209191-14-064564.txt : 20141023 0001209191-14-064564.hdr.sgml : 20141023 20141023183726 ACCESSION NUMBER: 0001209191-14-064564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141021 FILED AS OF DATE: 20141023 DATE AS OF CHANGE: 20141023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berlinski Donna CENTRAL INDEX KEY: 0001436952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 141170793 MAIL ADDRESS: STREET 1: 9221 EAST VIA DE VENTURA CITY: SCOTTSDALE STATE: AZ ZIP: 85258 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-10-21 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001436952 Berlinski Donna 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 VP, Controller Common Stock, par value $0.001 per share 2014-10-21 4 M 0 14742 1.0864 A 22506 D Common Stock, par value $0.001 per share 2014-10-21 4 S 0 14742 29.50 D 7764 D Common Stock, par value $0.001 per share 2014-10-21 4 M 0 25667 3.3255 A 33431 D Common Stock, par value $0.001 per share 2014-10-21 4 S 0 25667 29.75 D 7764 D Common Stock, par value $0.001 per share 2014-10-21 4 M 0 1275 3.7755 A 9039 D Common Stock, par value $0.001 per share 2014-10-21 4 S 0 1275 30.00 D 7764 D Stock Option (right to buy) 1.0864 2014-10-21 4 M 0 14742 0.00 D 2018-09-25 Common stock, par value $0.001 per share 14742 0 D Stock Option (right to buy) 3.3255 2014-10-21 4 M 0 25667 0.00 D 2018-09-25 Common stock, par value $0.001 per share 25667 0 D Stock Option (right to buy) 3.7755 2014-10-21 4 M 0 1275 0.00 D 2019-07-23 Common stock, par value $0.001 per share 1275 13141 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Consists of 7,000 shares of common stock and 764 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date. All such options are presently exercisable. The reporting person is exercising options that are presently exercisable. Of the remaining options, 3,516 are presently exercisable, 4,125 become exercisable in equal installments at the end of each calendar quarter through June 30, 2015 and 5,500 options become exercisable at the end of each of fiscal 2014, provided certain corporate performance targets are met. /s/ Donna Berlinski 2014-10-23