0001209191-14-064564.txt : 20141023
0001209191-14-064564.hdr.sgml : 20141023
20141023183726
ACCESSION NUMBER: 0001209191-14-064564
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141021
FILED AS OF DATE: 20141023
DATE AS OF CHANGE: 20141023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berlinski Donna
CENTRAL INDEX KEY: 0001436952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 141170793
MAIL ADDRESS:
STREET 1: 9221 EAST VIA DE VENTURA
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-10-21
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001436952
Berlinski Donna
11811 N.TATUM BLVD
SUITE 2400
PHOENIX
AZ
85028
0
1
0
0
VP, Controller
Common Stock, par value $0.001 per share
2014-10-21
4
M
0
14742
1.0864
A
22506
D
Common Stock, par value $0.001 per share
2014-10-21
4
S
0
14742
29.50
D
7764
D
Common Stock, par value $0.001 per share
2014-10-21
4
M
0
25667
3.3255
A
33431
D
Common Stock, par value $0.001 per share
2014-10-21
4
S
0
25667
29.75
D
7764
D
Common Stock, par value $0.001 per share
2014-10-21
4
M
0
1275
3.7755
A
9039
D
Common Stock, par value $0.001 per share
2014-10-21
4
S
0
1275
30.00
D
7764
D
Stock Option (right to buy)
1.0864
2014-10-21
4
M
0
14742
0.00
D
2018-09-25
Common stock, par value $0.001 per share
14742
0
D
Stock Option (right to buy)
3.3255
2014-10-21
4
M
0
25667
0.00
D
2018-09-25
Common stock, par value $0.001 per share
25667
0
D
Stock Option (right to buy)
3.7755
2014-10-21
4
M
0
1275
0.00
D
2019-07-23
Common stock, par value $0.001 per share
1275
13141
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Consists of 7,000 shares of common stock and 764 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
All such options are presently exercisable.
The reporting person is exercising options that are presently exercisable. Of the remaining options, 3,516 are presently exercisable, 4,125 become exercisable in equal installments at the end of each calendar quarter through June 30, 2015 and 5,500 options become exercisable at the end of each of fiscal 2014, provided certain corporate performance targets are met.
/s/ Donna Berlinski
2014-10-23