Chief Compliance Officer

0001574010-17-000008.txt : 20171005 0001574010-17-000008.hdr.sgml : 20171005 20171005141017 ACCESSION NUMBER: 0001574010-17-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171005 DATE AS OF CHANGE: 20171005 EFFECTIVENESS DATE: 20171005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lowe Wealth Advisors, LLC CENTRAL INDEX KEY: 0001574010 IRS NUMBER: 364698385 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17052 FILM NUMBER: 171124131 BUSINESS ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 BUSINESS PHONE: 4437667160 MAIL ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 FORMER COMPANY: FORMER CONFORMED NAME: Lowe fs, LLC DATE OF NAME CHANGE: 20130409 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001574010 XXXXXXXX 09-30-2017 09-30-2017 Lowe Wealth Advisors, LLC

6230 OLD DOBBIN LANE; SUITE 170 COLUMBIA MD 21045

13F HOLDINGS REPORT 028-17052 N GREG LOWE Chief Compliance Officer 443-766-7160 GREG LOWE Columbia MD 10-05-2017 0 257 160085 false INFORMATION TABLE 2 lowe3q17.xml ABBOTT LABORATORIES COM 002824100 8 150 SH SOLE 0 0 150 Abbvie Inc COM 00287Y109 18 200 SH SOLE 0 0 200 Advanced Battery Technologies Inc COM 00752H102 0 30 SH SOLE 0 0 30 Aetna Inc COM 00817Y108 0 1 SH SOLE 0 0 1 Agnico Eagle Mines Ltd COM 008474108 29 640 SH SOLE 0 0 640 Align Technology Inc COM 016255101 23 125 SH SOLE 0 0 125 Alphabet Inc A COM 02079K305 23 24 SH SOLE 0 0 24 Alphabet Inc C COM 02079K107 35 36 SH SOLE 0 0 36 ALPS Alerian MLP ETF ETF 00162Q866 12 1099 SH SOLE 0 0 1099 Altria Group Inc COM 02209S103 25 400 SH SOLE 0 0 400 Amazon.com Inc COM 023135106 22 23 SH SOLE 0 0 23 American Electric Power Co Inc COM 025537101 36 511 SH SOLE 0 0 511 American Express Co COM 025816109 2 20 SH SOLE 0 0 20 American Outdoor Brands Corp COM 02874P103 6 408 SH SOLE 0 0 408 Ameriprise Financial Inc COM 03076C106 25 167 SH SOLE 0 0 167 Amphastar Pharmaceuticals Inc Del Com COM 03209R103 2 100 SH SOLE 0 0 100 APPLE INC. COM 037833100 357 2316 SH SOLE 0 0 2316 Archer-Daniels Midland Co COM 039483102 1 30 SH SOLE 0 0 30 Arconic Inc COM 03965L100 189 7600 SH SOLE 0 0 7600 Arotech Corp COM 042682203 1 300 SH SOLE 0 0 300 ASTRAZENECA PLC -SPONS ADR ADR 046353108 3 100 SH SOLE 0 0 100 AT&T Inc COM 00206R102 788 20122 SH SOLE 0 0 20122 Automatic Data Processing COM 053015103 133 1215 SH SOLE 0 0 1215 Avago Technologies Ltd SHS Y09827109 17 72 SH SOLE 0 0 72 Bank of America Corporation COM 060505104 32 1252 SH SOLE 0 0 1252 Baozun Inc ADR 06684L103 2 65 SH SOLE 0 0 65 BB&T Corp COM 054937107 6 130 SH SOLE 0 0 130 Berkshire Hathaway Inc COM 084670702 37 200 SH SOLE 0 0 200 Boeing Co COM 097023105 32 126 SH SOLE 0 0 126 BP PLC ADR 055622104 65 1702 SH SOLE 0 0 1702 Bristol-Myers Squibb Company COM 110122108 58 913 SH SOLE 0 0 913 Broadridge Financial Solutions Inc COM 11133T103 40 491 SH SOLE 0 0 491 Brown-Forman Corp COM 115637209 2 36 SH SOLE 0 0 36 Builders FirstSource Inc COM 12008R107 25 1400 SH SOLE 0 0 1400 Cameco Corp COM 13321L108 26 2670 SH SOLE 0 0 2670 Campbell Soup Co COM 134429109 12 252 SH SOLE 0 0 252 CATERPILLAR INC. COM 149123101 7 54 SH SOLE 0 0 54 CBS Corp COM 124857202 72 1242 SH SOLE 0 0 1242 CDK Global Inc COM 12508E101 44 699 SH SOLE 0 0 699 CELGENE CORP COM 151020104 26 180 SH SOLE 0 0 180 CHEVRON CORPORATION COM 166764100 123 1044 SH SOLE 0 0 1044 Chipotle Mexican Grill Inc COM 169656105 7 24 SH SOLE 0 0 24 Cisco Systems Inc COM 17275R102 19 555 SH SOLE 0 0 555 CME Group Inc/IL COM 12572Q105 2 17 SH SOLE 0 0 17 Coca-Cola Co COM 191216100 81 1798 SH SOLE 0 0 1798 Cognex Corp COM 192422103 9 85 SH SOLE 0 0 85 Cognizant Technology Solutions Corp COM 192446102 15 200 SH SOLE 0 0 200 Colgate-Palmolive Co COM 194162103 15 200 SH SOLE 0 0 200 Comcast Corp COM 20030N101 49 1269 SH SOLE 0 0 1269 Conformis Inc COM 20717E101 1 240 SH SOLE 0 0 240 ConocoPhillips COM 20825C104 6 117 SH SOLE 0 0 117 Constellation Brands Inc COM 21036P108 60 300 SH SOLE 0 0 300 Consumer Discret Select Sector SPDRA ETF 81369Y407 5 50 SH SOLE 0 0 50 Continental Resources Inc COM 212015101 2 61 SH SOLE 0 0 61 Corning Inc COM 219350105 9 303 SH SOLE 0 0 303 Costco Wholesale Corp COM 22160K105 16 100 SH SOLE 0 0 100 Cree Inc COM 225447101 1 32 SH SOLE 0 0 32 Crown Castle International Corp COM 22822V101 6 59 SH SOLE 0 0 59 CVS CAREMARK CORPORATION COM 126650100 13 165 SH SOLE 0 0 165 Deere & Co COM 244199105 4 29 SH SOLE 0 0 29 Diamond Offshore Drilling Inc COM 25271C102 10 660 SH SOLE 0 0 660 Digital Realty Trust Inc COM 253868103 5 39 SH SOLE 0 0 39 DISNEY WALT COMPANY COM 254687106 267 2709 SH SOLE 0 0 2709 DNP Select Income Common COM 23325P104 61 5294 SH SOLE 0 0 5294 Dominion Resources Inc COM 25746U109 10 125 SH SOLE 0 0 125 Domino s Pizza Inc COM 25754A201 5 27 SH SOLE 0 0 27 Duke Energy Corporation COM 26441C204 20 233 SH SOLE 0 0 233 DUNKIN BRANDS GROUP INC COM 265504100 2 43 SH SOLE 0 0 43 Eastman Chemical Co COM 277432100 32 350 SH SOLE 0 0 350 Eaton Vance Corp COM 278265103 39 800 SH SOLE 0 0 800 Energy Select Sector SPDRA ETF 81369Y506 10 150 SH SOLE 0 0 150 Enterprise Products Partners LP COM 293792107 10 400 SH SOLE 0 0 400 Exelon Corp COM 30161N101 19 516 SH SOLE 0 0 516 Express Scripts COM 30219G108 60 947 SH SOLE 0 0 947 Exxon Mobil Corporation COM 30231G102 279 3408 SH SOLE 0 0 3408 Facebook Inc COM 30303M102 53 312 SH SOLE 0 0 312 Financial Select Sector SPDR ETF 81369Y605 4197 162286 SH SOLE 0 0 162286 First Trust Health Care AlphaDEX ETF 33734X143 16 231 SH SOLE 0 0 231 First Trust ISE Chindia Idx COM 33733A102 15 381 SH SOLE 0 0 381 Fitbit Inc Cl A COM 33812L102 0 60 SH SOLE 0 0 60 Ford Motor Company COM 345370860 29 2385 SH SOLE 0 0 2385 Freeport-McMoran Copper & Gold COM 35671D857 43 3065 SH SOLE 0 0 3065 Frontier Communications Corp COM 35906A306 0 17 SH SOLE 0 0 17 General Dynamics Corp COM 369550108 21 100 SH SOLE 0 0 100 GENERAL ELECTRIC COMPANY COM 369604103 17 717 SH SOLE 0 0 717 GILEAD SCIENCES INC. COM 375558103 10 126 SH SOLE 0 0 126 GlaxoSmithKline PLC ADR 37733W105 2 60 SH SOLE 0 0 60 Godaddy Inc COM 380237107 5 114 SH SOLE 0 0 114 Goldcorp Inc COM 380956409 976 75278 SH SOLE 0 0 75278 Groupon Inc COM 399473107 0 80 SH SOLE 0 0 80 Guggenheim BulletShrs 2018 Corp Bd ETF ETF 18383M530 2896 136680 SH SOLE 0 0 136680 Guggenheim BulletShrs 2019 Corp Bd ETF ETF 18383M522 2087 98201 SH SOLE 0 0 98201 H&R Block Inc COM 093671105 11 406 SH SOLE 0 0 406 Health Care Select Sector SPDR ETF 81369Y209 2200 26923 SH SOLE 0 0 26923 Hershey Co COM 427866108 10 87 SH SOLE 0 0 87 Hewlett-Packard Co COM 40434L105 10 500 SH SOLE 0 0 500 HOME DEPOT INC. COM 437076102 23 138 SH SOLE 0 0 138 Host Hotels & Resorts Inc COM 44107P104 1 41 SH SOLE 0 0 41 HSBC Holdings PLC ADR 404280406 263 5330 SH SOLE 0 0 5330 INTEL CORP COM 458140100 15 403 SH SOLE 0 0 403 iPath DJ-UBS Cotton TR Sub-Idx ETN ETN 06739H271 32 700 SH SOLE 0 0 700 iPath DJ-UBS Sugar TR Sub-Idx ETN ETN 06739H214 27 950 SH SOLE 0 0 950 iShares 7-10 Year Treasury Bond ETF 464287440 6779 63643 SH SOLE 0 0 63643 iShares Core Dividend Growth ETF 46434V621 6 175 SH SOLE 0 0 175 iShares Core MSCI EAFE ETF 46432F842 2827 44048 SH SOLE 0 0 44048 iShares Core MSCI Emerging Markets ETF 46434G103 850 15732 SH SOLE 0 0 15732 iShares Core MSCI Total Intl Stk ETF 46432F834 1 12 SH SOLE 0 0 12 iShares Core S&P 500 ETF 464287200 14 57 SH SOLE 0 0 57 iShares Core S&P Mid-Cap ETF 464287507 1 5 SH SOLE 0 0 5 iShares Core S&P Small-Cap ETF 464287804 14 189 SH SOLE 0 0 189 iShares Core S&P Total US Stock Mkt ETF 464287150 8 135 SH SOLE 0 0 135 iShares Core US Aggregate Bond ETF 464287226 139 1269 SH SOLE 0 0 1269 iShares Core US REIT ETF ETF 464288521 30 610 SH SOLE 0 0 610 iShares DJ US Total Market Index ETF 464287846 6428 51004 SH SOLE 0 0 51004 iShares Floating Rate Bond ETF 46429B655 3 55 SH SOLE 0 0 55 iShares Global Timber & Forestry ETF 464288174 3 50 SH SOLE 0 0 50 iShares Gold Trust ETF 464285105 7316 594289 SH SOLE 0 0 594289 iShares High Dividend ETF 46429B663 3299 38388 SH SOLE 0 0 38388 iShares iBoxx High Yield Corporate Bd ETF 464288513 11 120 SH SOLE 0 0 120 iShares Morningstar Small-Cap Growth ETF 464288604 6 35 SH SOLE 0 0 35 iShares MSCI ACWI ex US ETF ETF 464288240 32 660 SH SOLE 0 0 660 iShares MSCI Emerging Markets ETF 464287234 45 1002 SH SOLE 0 0 1002 iShares MSCI Glbl Agriculture Producers ETF 464286350 3 96 SH SOLE 0 0 96 iShares MSCI Global Gold Miners ETF 46434G855 30 1583 SH SOLE 0 0 1583 iShares Russell 2000 ETF 464287655 128 865 SH SOLE 0 0 865 iShares Russell 3000 ETF 464287689 1691 11330 SH SOLE 0 0 11330 iShares S&P 100 Index Fund CBOE ETF 464287101 161 1448 SH SOLE 0 0 1448 iShares S&P 500 Growth ETF 464287309 180 1252 SH SOLE 0 0 1252 iShares S&P 500 Value ETF ETF 464287408 5 50 SH SOLE 0 0 50 Ishares S&P GSCI Commodity-Indexed Trust ETF 46428R107 12 775 SH SOLE 0 0 775 iShares Select Dividend ETF 464287168 55 588 SH SOLE 0 0 588 Ishares Silver Trust ETF 46428Q109 95 6053 SH SOLE 0 0 6053 iShares Tr MSCI USA MinVolatility ETF 46429B697 21029 417745 SH SOLE 0 0 417745 iShares US Home Construction ETF 464288752 7 200 SH SOLE 0 0 200 Johnson and Johnson COM 478160104 66 508 SH SOLE 0 0 508 Johnson Controls Inc COM G51502105 0 9 SH SOLE 0 0 9 JPMorgan Chase & Co COM 46625H100 32 332 SH SOLE 0 0 332 Kimberly-Clark Corp COM 494368103 13 110 SH SOLE 0 0 110 Kinder Morgan Inc. COM 49456B101 4 213 SH SOLE 0 0 213 Kohl s Corp COM 500255104 0 7 SH SOLE 0 0 7 Lockheed Martin Corp COM 539830109 719 2319 SH SOLE 0 0 2319 lowes companies incorporated COM 548661107 2 30 SH SOLE 0 0 30 Lumber Liquidators Holdings Inc COM 55003T107 4 100 SH SOLE 0 0 100 M&T Bank Corp COM 55261F104 16 101 SH SOLE 0 0 101 Magellan Midstream Partners L.P. COM 559080106 21 300 SH SOLE 0 0 300 Mallinckrodt PLC SHS G5785G107 0 1 SH SOLE 0 0 1 Market Vectors Agribusiness ETF ETF 92189F700 23 395 SH SOLE 0 0 395 Market Vectors Gold Miners ETF ETF 92189F106 14 600 SH SOLE 0 0 600 Market Vectors Junior Gold Miners ETF ETF 92189F791 10 300 SH SOLE 0 0 300 MasterCard Inc COM 57636Q104 149 1055 SH SOLE 0 0 1055 Materials Select Sector SPDRa ETF 81369Y100 1 18 SH SOLE 0 0 18 McCormick & Company Inc COM 579780206 744 7249 SH SOLE 0 0 7249 McCormick & Company Inc COM 579780107 369 3596 SH SOLE 0 0 3596 McDonald s Corp COM 580135101 19 124 SH SOLE 0 0 124 Medtronic Inc COM G5960L103 1 9 SH SOLE 0 0 9 MERCK & CO. INC. COM 58933Y105 118 1846 SH SOLE 0 0 1846 MetLife Inc COM 59156R108 4 78 SH SOLE 0 0 78 Microsoft Corp COM 594918104 247 3310 SH SOLE 0 0 3310 Morgan Stanley COM 617446448 5 100 SH SOLE 0 0 100 National Retail Properties Inc COM 637417106 14 340 SH SOLE 0 0 340 NETFLIX INC. COM 64110L106 7 41 SH SOLE 0 0 41 Newmont Mining Corp COM 651639106 121 3220 SH SOLE 0 0 3220 Nokia Oyj ADR 654902204 0 1 SH SOLE 0 0 1 Nordstrom Inc COM 655664100 2 45 SH SOLE 0 0 45 Northrop Grumman Corp COM 666807102 33 115 SH SOLE 0 0 115 NOVARTIS AG-ADR ADR 66987V109 2 21 SH SOLE 0 0 21 Nu Skin Enterprises Inc Class A COM 67018T105 0 6 SH SOLE 0 0 6 Nucor Corp COM 670346105 14 245 SH SOLE 0 0 245 Nutanix Inc COM 67059N108 4 200 SH SOLE 0 0 200 Nuveen MD Premium Income Muni Common COM 67061Q107 17 1310 SH SOLE 0 0 1310 Olin Corp COM 680665205 2 50 SH SOLE 0 0 50 Omega Healthcare Investors Inc COM 681936100 14 439 SH SOLE 0 0 439 Ormat Technologies Inc COM 686688102 5 75 SH SOLE 0 0 75 PacWest Bancorp COM 695263103 1 22 SH SOLE 0 0 22 Pandora Media Inc COM 698354107 1 86 SH SOLE 0 0 86 Paychex Inc COM 704326107 7 120 SH SOLE 0 0 120 Pentair Plc COM G7S00T104 5 77 SH SOLE 0 0 77 Pfizer Inc COM 717081103 11 300 SH SOLE 0 0 300 PIMCO 1-3 Year US Treasury Index ETF ETF 72201R106 3445 68041 SH SOLE 0 0 68041 PIMCO Enhanced Short Maturity ETF ETF 72201R833 6362 62494 SH SOLE 0 0 62494 PNC Financial Services Group Inc COM 693475105 364 2702 SH SOLE 0 0 2702 Potash Corp of Saskatchewan Inc COM 73755L107 145 7520 SH SOLE 0 0 7520 PowerShares Cleantech ETF 73935X278 0 5 SH SOLE 0 0 5 PowerShares DB Commodity Index Tracking ETF 73935S105 5 300 SH SOLE 0 0 300 PowerShares Insured National Muni Bond ETF 73936T474 1 50 SH SOLE 0 0 50 Powershares QQQ Trust ETF 73935A104 15726 108123 SH SOLE 0 0 108123 PPL Corp COM 69351T106 64 1674 SH SOLE 0 0 1674 Procter & Gamble Co COM 742718109 14 150 SH SOLE 0 0 150 ProShares Short S&P500 ETF 74347B425 19 590 SH SOLE 0 0 590 Prothena Corp PLC SHS G72800108 0 1 SH SOLE 0 0 1 Pure Storage Inc COM 74624M102 16 1000 SH SOLE 0 0 1000 Qorvo Inc COM 74736K101 7 100 SH SOLE 0 0 100 Quintiles IMS Holdings Inc COM 74876Y101 2 25 SH SOLE 0 0 25 Raytheon Co COM 755111507 28 150 SH SOLE 0 0 150 Real Estate Select Sector SPDR ETF 81369Y860 0 2 SH SOLE 0 0 2 Realty Income Corp COM 756109104 23 400 SH SOLE 0 0 400 Rockwell Automation Inc COM 773903109 50 282 SH SOLE 0 0 282 Rockwell Collins Inc COM 774341101 71 546 SH SOLE 0 0 546 Schlumberger NV COM 806857108 13 189 SH SOLE 0 0 189 Seritage Growth Properties COM 81752R100 1 30 SH SOLE 0 0 30 Sony Corp ADR 835699307 3 67 SH SOLE 0 0 67 Southwest Airlines Co COM 844741108 6 110 SH SOLE 0 0 110 SPDR Gold Shares ETF 78463V107 8 65 SH SOLE 0 0 65 SPDR S&P 500 ETF ETF 78462F103 38606 153669 SH SOLE 0 0 153669 SPDR S&P Dividend ETF ETF 78464A763 5918 64793 SH SOLE 0 0 64793 SPDR S&P MidCap 400 ETF 78467Y107 1717 5261 SH SOLE 0 0 5261 SPDR S&P Biotech ETF ETF 78464A870 5 54 SH SOLE 0 0 54 SPDR S&P Emerging Asia Pacific ETF ETF 78463X301 1 14 SH SOLE 0 0 14 Splunk Inc COM 848637104 5 75 SH SOLE 0 0 75 Sprint Corp COM 85207U105 2 200 SH SOLE 0 0 200 Starbucks Corp COM 855244109 75 1390 SH SOLE 0 0 1390 Starwood Property Trust Inc. COM 85571B105 4 180 SH SOLE 0 0 180 Stericycle Inc COM 858912108 14 200 SH SOLE 0 0 200 STMicroelectronics NV COM 861012102 2 80 SH SOLE 0 0 80 Stratasys Ltd SHS M85548101 2 80 SH SOLE 0 0 80 Stryker Corporation COM 863667101 28 200 SH SOLE 0 0 200 STURM RUGER AND CO INC COM 864159108 4 70 SH SOLE 0 0 70 Sun Life Financial Inc COM 866796105 55 1375 SH SOLE 0 0 1375 SunCoke Energy Inc COM 86722A103 1 119 SH SOLE 0 0 119 T. Rowe Price Group Inc COM 74144T108 101 1116 SH SOLE 0 0 1116 Tableau Software Inc COM 87336U105 1 20 SH SOLE 0 0 20 TE Connectivity Ltd SHS H84989104 1 10 SH SOLE 0 0 10 Technology Select Sector SPDRA ETF 81369Y803 4 76 SH SOLE 0 0 76 Teradyne Inc COM 880770102 1 40 SH SOLE 0 0 40 TESLA MTRS INC COM 88160R101 28 81 SH SOLE 0 0 81 Teva Pharmaceutical Industries Ltd ADR 881624209 1 68 SH SOLE 0 0 68 Texas Instruments Inc COM 882508104 53 594 SH SOLE 0 0 594 Thor Industries Inc COM 885160101 42 334 SH SOLE 0 0 334 UNDER ARMOUR INC. COM 904311107 48 2892 SH SOLE 0 0 2892 UNDER ARMOUR INC-CLASS C COM 904311206 242 16135 SH SOLE 0 0 16135 Unilever NV SHS 904784709 0 0 SH SOLE 0 0 0 United Parcel Service Inc UPS COM 911312106 21 176 SH SOLE 0 0 176 UNITED TECHNOLOGIES CORPORATION COM 913017109 28 244 SH SOLE 0 0 244 UnitedHealth Group Inc COM 91324P102 31 157 SH SOLE 0 0 157 US Geothermal Inc COM 90338S201 1 150 SH SOLE 0 0 150 Valeant Pharmaceuticals Intl I Com COM 91911K102 1 50 SH SOLE 0 0 50 Valero Energy Corp COM 91913Y100 2 25 SH SOLE 0 0 25 Valero Energy Partners LP COM 91914J102 7 150 SH SOLE 0 0 150 Vanguard Emerging Markets Stock Idx ETF ETF 922042858 1 30 SH SOLE 0 0 30 Vanguard European Stock Index ETF ETF 922042874 10 165 SH SOLE 0 0 165 Vanguard FTSE Developed Markets ETF ETF 921943858 40 928 SH SOLE 0 0 928 Vanguard Mid-Cap Growth ETF ETF 922908538 6 50 SH SOLE 0 0 50 Vanguard Short-Term Corporate Bond ETF ETF 92206C409 7945 99151 SH SOLE 0 0 99151 Vanguard Total Stock Market ETF ETF 922908769 34 260 SH SOLE 0 0 260 Verizon Communications Inc COM 92343V104 109 2194 SH SOLE 0 0 2194 Viacom Inc COM 92553P201 13 475 SH SOLE 0 0 475 Visa Inc COM 92826C839 14 135 SH SOLE 0 0 135 Vodafone Group PLC ADR 92857W308 1 40 SH SOLE 0 0 40 Walgreen Boots Alliance Inc Com COM 931427108 12 150 SH SOLE 0 0 150 Wal-Mart Stores Inc COM 931142103 29 373 SH SOLE 0 0 373 Washington REIT COM 939653101 16 500 SH SOLE 0 0 500 WisdomTree Dividend ex-Financials ETF 97717W406 6021 71398 SH SOLE 0 0 71398 WisdomTree Europe Hedged Equity ETF ETF 97717X701 817 12620 SH SOLE 0 0 12620 WisdomTree India Earnings ETF ETF 97717W422 1012 40215 SH SOLE 0 0 40215 Xcel Energy Inc COM 98389B100 31 658 SH SOLE 0 0 658 XPO Logistics Inc COM 983793100 7 100 SH SOLE 0 0 100 Yamana Gold Inc COM 98462Y100 21 8000 SH SOLE 0 0 8000