Chief Compliance Officer

0001574010-17-000007.txt : 20170405 0001574010-17-000007.hdr.sgml : 20170405 20170405171154 ACCESSION NUMBER: 0001574010-17-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 EFFECTIVENESS DATE: 20170405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lowe Wealth Advisors, LLC CENTRAL INDEX KEY: 0001574010 IRS NUMBER: 364698385 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17052 FILM NUMBER: 17743445 BUSINESS ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 BUSINESS PHONE: 4437667160 MAIL ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 FORMER COMPANY: FORMER CONFORMED NAME: Lowe fs, LLC DATE OF NAME CHANGE: 20130409 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001574010 XXXXXXXX 03-31-2017 03-31-2017 Lowe Wealth Advisors, LLC

6230 OLD DOBBIN LANE; SUITE 170 COLUMBIA MD 21045

13F HOLDINGS REPORT 028-17052 N GREG LOWE Chief Compliance Officer 443-766-7160 GREG LOWE Columbia MD 04-05-2017 0 238 152065 false INFORMATION TABLE 2 lowe13f1q2017v2.xml ABBOTT LABORATORIES COM 002824100 7 150 SH SOLE 0 0 150 Abbvie Inc COM 00287Y109 13 200 SH SOLE 0 0 200 Advanced Battery Technologies Inc COM 00752H102 0 30 SH SOLE 0 0 30 Aetna Inc COM 00817Y108 0 1 SH SOLE 0 0 1 Agnico Eagle Mines Ltd COM 008474108 19 440 SH SOLE 0 0 440 Alphabet Inc A COM 02079K305 20 24 SH SOLE 0 0 24 Alphabet Inc C COM 02079K107 20 24 SH SOLE 0 0 24 ALPS Alerian MLP ETF ETF 00162Q866 9 692 SH SOLE 0 0 692 Altria Group Inc COM 02209S103 18 250 SH SOLE 0 0 250 Amazon.com Inc COM 023135106 20 23 SH SOLE 0 0 23 American Electric Power Co Inc COM 025537101 34 511 SH SOLE 0 0 511 American Express Co COM 025816109 2 20 SH SOLE 0 0 20 Ameriprise Financial Inc COM 03076C106 22 167 SH SOLE 0 0 167 APPLE INC. COM 037833100 296 2059 SH SOLE 0 0 2059 Archer-Daniels Midland Co COM 039483102 1 30 SH SOLE 0 0 30 Arconic Inc COM 03965L100 200 7600 SH SOLE 0 0 7600 ASTRAZENECA PLC -SPONS ADR ADR 046353108 3 100 SH SOLE 0 0 100 AT&T Inc COM 00206R102 897 21583 SH SOLE 0 0 21583 Automatic Data Processing COM 053015103 124 1215 SH SOLE 0 0 1215 Avago Technologies Ltd SHS Y09827109 16 71 SH SOLE 0 0 71 Aviragen Therapeutics Inc COM 053761102 0 3 SH SOLE 0 0 3 Bank of America Corporation COM 060505104 7 280 SH SOLE 0 0 280 BB&T Corp COM 054937107 6 130 SH SOLE 0 0 130 Berkshire Hathaway Inc COM 084670702 33 200 SH SOLE 0 0 200 Boeing Co COM 097023105 4 25 SH SOLE 0 0 25 BP PLC ADR 055622104 60 1746 SH SOLE 0 0 1746 Bristol-Myers Squibb Company COM 110122108 34 625 SH SOLE 0 0 625 Broadridge Financial Solutions Inc COM 11133T103 33 491 SH SOLE 0 0 491 Brown-Forman Corp COM 115637209 2 36 SH SOLE 0 0 36 Builders FirstSource Inc COM 12008R107 21 1400 SH SOLE 0 0 1400 Cameco Corp COM 13321L108 30 2670 SH SOLE 0 0 2670 CATERPILLAR INC. COM 149123101 5 54 SH SOLE 0 0 54 CBS Corp COM 124857202 86 1242 SH SOLE 0 0 1242 CDK Global Inc COM 12508E101 45 699 SH SOLE 0 0 699 CELGENE CORP COM 151020104 22 180 SH SOLE 0 0 180 Chesapeake Energy Corp COM 165167107 0 48 SH SOLE 0 0 48 CHEVRON CORPORATION COM 166764100 112 1044 SH SOLE 0 0 1044 Chipotle Mexican Grill Inc COM 169656105 11 24 SH SOLE 0 0 24 Cisco Systems Inc COM 17275R102 2 55 SH SOLE 0 0 55 CME Group Inc/IL COM 12572Q105 2 17 SH SOLE 0 0 17 Coca-Cola Co COM 191216100 76 1798 SH SOLE 0 0 1798 Cognex Corp COM 192422103 10 125 SH SOLE 0 0 125 Cognizant Technology Solutions Corp COM 192446102 12 200 SH SOLE 0 0 200 Colgate-Palmolive Co COM 194162103 15 200 SH SOLE 0 0 200 Comcast Corp COM 20030N101 98 2614 SH SOLE 0 0 2614 Conformis Inc COM 20717E101 1 240 SH SOLE 0 0 240 Constellation Brands Inc COM 21036P108 49 300 SH SOLE 0 0 300 Consumer Discret Select Sector SPDRA ETF 81369Y407 4 50 SH SOLE 0 0 50 Costco Wholesale Corp COM 22160K105 17 100 SH SOLE 0 0 100 Cree Inc COM 225447101 1 32 SH SOLE 0 0 32 CVS CAREMARK CORPORATION COM 126650100 13 163 SH SOLE 0 0 163 Deere & Co COM 244199105 3 29 SH SOLE 0 0 29 Diamond Offshore Drilling Inc COM 25271C102 11 660 SH SOLE 0 0 660 Digital Realty Trust Inc COM 253868103 4 39 SH SOLE 0 0 39 DISNEY WALT COMPANY COM 254687106 316 2783 SH SOLE 0 0 2783 DNP Select Income Common COM 23325P104 57 5294 SH SOLE 0 0 5294 Dominion Resources Inc COM 25746U109 10 125 SH SOLE 0 0 125 Domino s Pizza Inc COM 25754A201 5 27 SH SOLE 0 0 27 Dow Chemical Co COM 260543103 1 15 SH SOLE 0 0 15 Duke Energy Corporation COM 26441C204 19 233 SH SOLE 0 0 233 DUNKIN BRANDS GROUP INC COM 265504100 2 35 SH SOLE 0 0 35 Eastman Chemical Co COM 277432100 28 350 SH SOLE 0 0 350 Eaton Vance Corp COM 278265103 36 800 SH SOLE 0 0 800 Energy Select Sector SPDRA ETF 81369Y506 3 50 SH SOLE 0 0 50 Energy Transfer Partners LP COM 29273R109 4 118 SH SOLE 0 0 118 Enterprise Products Partners LP COM 293792107 11 400 SH SOLE 0 0 400 Exelon Corp COM 30161N101 21 576 SH SOLE 0 0 576 Express Scripts COM 30219G108 62 947 SH SOLE 0 0 947 Exxon Mobil Corporation COM 30231G102 266 3247 SH SOLE 0 0 3247 Facebook Inc COM 30303M102 44 312 SH SOLE 0 0 312 Financial Select Sector SPDRA ETF 81369Y605 25 1060 SH SOLE 0 0 1060 First Trust Health Care AlphaDEX ETF 33734X143 14 231 SH SOLE 0 0 231 First Trust ISE Chindia Idx COM 33733A102 12 381 SH SOLE 0 0 381 Fitbit Inc Cl A COM 33812L102 0 60 SH SOLE 0 0 60 Ford Motor Company COM 345370860 23 2000 SH SOLE 0 0 2000 Freeport-McMoran Copper & Gold COM 35671D857 41 3065 SH SOLE 0 0 3065 Frontier Communications Corp COM 35906A108 1 367 SH SOLE 0 0 367 GENERAL ELECTRIC COMPANY COM 369604103 21 717 SH SOLE 0 0 717 GILEAD SCIENCES INC. COM 375558103 9 126 SH SOLE 0 0 126 GlaxoSmithKline PLC ADR 37733W105 3 60 SH SOLE 0 0 60 Godaddy Inc COM 380237107 4 114 SH SOLE 0 0 114 Goldcorp Inc COM 380956409 989 67795 SH SOLE 0 0 67795 Groupon Inc COM 399473107 0 80 SH SOLE 0 0 80 Guggenheim BulletShrs 2017 Corp Bd ETF ETF 18383M548 362 16010 SH SOLE 0 0 16010 Guggenheim BulletShrs 2018 Corp Bd ETF ETF 18383M530 2860 134704 SH SOLE 0 0 134704 Guggenheim BulletShrs 2019 Corp Bd ETF ETF 18383M522 1986 93554 SH SOLE 0 0 93554 H&R Block Inc COM 093671105 9 406 SH SOLE 0 0 406 HCP Inc COM 40414L109 1 31 SH SOLE 0 0 31 Health Care Select Sector SPDR ETF 81369Y209 1981 26636 SH SOLE 0 0 26636 Hershey Co COM 427866108 9 86 SH SOLE 0 0 86 HOME DEPOT INC. COM 437076102 23 155 SH SOLE 0 0 155 Host Hotels & Resorts Inc COM 44107P104 1 41 SH SOLE 0 0 41 HSBC Holdings PLC ADR 404280406 206 5045 SH SOLE 0 0 5045 iPath DJ-UBS Cotton TR Sub-Idx ETN ETN 06739H271 35 700 SH SOLE 0 0 700 iPath DJ-UBS Sugar TR Sub-Idx ETN ETN 06739H214 22 600 SH SOLE 0 0 600 iShares 7-10 Year Treasury Bond ETF 464287440 6704 63496 SH SOLE 0 0 63496 iShares Core Dividend Growth ETF 46434V621 4 135 SH SOLE 0 0 135 iShares Core MSCI EAFE ETF 46432F842 2336 40315 SH SOLE 0 0 40315 iShares Core MSCI Emerging Markets ETF 46434G103 703 14715 SH SOLE 0 0 14715 iShares Core MSCI Total Intl Stk ETF 46432F834 1 12 SH SOLE 0 0 12 iShares Core S&P 500 ETF 464287200 14 57 SH SOLE 0 0 57 iShares Core S&P Mid-Cap ETF 464287507 1 5 SH SOLE 0 0 5 iShares Core S&P Small-Cap ETF 464287804 10 146 SH SOLE 0 0 146 iShares Core S&P Total US Stock Mkt ETF 464287150 7 135 SH SOLE 0 0 135 iShares Core US Aggregate Bond ETF 464287226 125 1149 SH SOLE 0 0 1149 iShares DJ US Total Market Index ETF 464287846 6045 51118 SH SOLE 0 0 51118 iShares Floating Rate Bond ETF 46429B655 3 55 SH SOLE 0 0 55 iShares Global Timber & Forestry ETF 464288174 3 50 SH SOLE 0 0 50 iShares Gold Trust ETF 464285105 7035 585759 SH SOLE 0 0 585759 iShares High Dividend ETF 46429B663 3164 37727 SH SOLE 0 0 37727 iShares iBoxx $ High Yield Corporate Bd ETF 464288513 11 120 SH SOLE 0 0 120 iShares Morningstar Small-Cap Growth ETF 464288604 5 35 SH SOLE 0 0 35 iShares MSCI Emerging Markets ETF 464287234 11 282 SH SOLE 0 0 282 iShares MSCI Glbl Agriculture Producers ETF 464286350 3 96 SH SOLE 0 0 96 iShares MSCI Global Gold Miners ETF 46434G855 29 1543 SH SOLE 0 0 1543 iShares Russell 2000 ETF 464287655 118 860 SH SOLE 0 0 860 iShares Russell 3000 ETF 464287689 1594 11395 SH SOLE 0 0 11395 iShares S&P 100 Index Fund CBOE ETF 464287101 171 1630 SH SOLE 0 0 1630 iShares S&P 500 Growth ETF 464287309 165 1252 SH SOLE 0 0 1252 iShares S&P 500 Value ETF ETF 464287408 4 35 SH SOLE 0 0 35 Ishares S&P GSCI Commodity-Indexed Trust ETF 46428R107 11 775 SH SOLE 0 0 775 iShares Select Dividend ETF 464287168 54 588 SH SOLE 0 0 588 Ishares Silver Trust ETF 46428Q109 104 6053 SH SOLE 0 0 6053 iShares Tr MSCI USA MinVolatility ETF 46429B697 20714 434071 SH SOLE 0 0 434071 iShares US Home Construction ETF 464288752 6 200 SH SOLE 0 0 200 Johnson and Johnson COM 478160104 51 407 SH SOLE 0 0 407 Johnson Controls Inc COM G51502105 0 9 SH SOLE 0 0 9 Kimberly-Clark Corp COM 494368103 1 10 SH SOLE 0 0 10 Kohl s Corp COM 500255104 0 7 SH SOLE 0 0 7 Lockheed Martin Corp COM 539830109 1145 4277 SH SOLE 0 0 4277 lowes companies incorporated COM 548661107 0 5 SH SOLE 0 0 5 Lumber Liquidators Holdings Inc COM 55003T107 2 100 SH SOLE 0 0 100 Magellan Midstream Partners L.P. COM 559080106 23 300 SH SOLE 0 0 300 Mallinckrodt PLC SHS G5785G107 0 1 SH SOLE 0 0 1 Manulife Financial Corporation COM 56501R106 5 270 SH SOLE 0 0 270 Market Vectors Agribusiness ETF ETF 92189F700 21 395 SH SOLE 0 0 395 Market Vectors Gold Miners ETF ETF 92189F106 14 600 SH SOLE 0 0 600 Market Vectors Junior Gold Miners ETF ETF 92189F791 11 300 SH SOLE 0 0 300 Market Vectors Russia ETF ETF 92189F403 1 68 SH SOLE 0 0 68 MasterCard Inc COM 57636Q104 119 1055 SH SOLE 0 0 1055 Materials Select Sector SPDRA ETF 81369Y100 1 18 SH SOLE 0 0 18 McCormick & Company Inc COM 579780206 692 7097 SH SOLE 0 0 7097 McCormick & Company Inc COM 579780107 389 3990 SH SOLE 0 0 3990 McDonald s Corp COM 580135101 16 124 SH SOLE 0 0 124 Medtronic Inc SHS G5960L103 1 9 SH SOLE 0 0 9 MERCK & CO. INC. COM 58933Y105 139 2194 SH SOLE 0 0 2194 MetLife Inc COM 59156R108 4 78 SH SOLE 0 0 78 Michael Kors Holdings Ltd SHS G60754101 2 45 SH SOLE 0 0 45 Microsoft Corp COM 594918104 218 3309 SH SOLE 0 0 3309 Mobileye Nv SHS N51488117 2 40 SH SOLE 0 0 40 Morgan Stanley COM 617446448 4 100 SH SOLE 0 0 100 MPLX LP COM 55336V100 3 87 SH SOLE 0 0 87 NETFLIX INC. COM 64110L106 6 41 SH SOLE 0 0 41 Newmont Mining Corp COM 651639106 106 3220 SH SOLE 0 0 3220 Nokia Oyj ADR 654902204 0 35 SH SOLE 0 0 35 Nordstrom Inc COM 655664100 2 45 SH SOLE 0 0 45 Northrop Grumman Corp COM 666807102 4 15 SH SOLE 0 0 15 NOVARTIS AG-ADR ADR 66987V109 2 21 SH SOLE 0 0 21 Nu Skin Enterprises Inc Class A COM 67018T105 0 6 SH SOLE 0 0 6 Nucor Corp COM 670346105 15 245 SH SOLE 0 0 245 Nuveen MD Premium Income Muni Common COM 67061Q107 17 1310 SH SOLE 0 0 1310 Olin Corp COM 680665205 2 50 SH SOLE 0 0 50 Omega Healthcare Investors Inc COM 681936100 14 439 SH SOLE 0 0 439 Ormat Technologies Inc COM 686688102 1 25 SH SOLE 0 0 25 PacWest Bancorp COM 695263103 1 22 SH SOLE 0 0 22 Paychex Inc COM 704326107 9 160 SH SOLE 0 0 160 Pentair Plc SHS G7S00T104 5 77 SH SOLE 0 0 77 Pfizer Inc COM 717081103 17 506 SH SOLE 0 0 506 PIMCO 1-3 Year US Treasury Index ETF ETF 72201R106 5932 117028 SH SOLE 0 0 117028 PIMCO Enhanced Short Maturity ETF ETF 72201R833 6147 60475 SH SOLE 0 0 60475 PNC Financial Services Group Inc COM 693475105 37 308 SH SOLE 0 0 308 Potash Corp of Saskatchewan Inc COM 73755L107 114 6675 SH SOLE 0 0 6675 PowerShares Cleantech ETF 73935X278 0 5 SH SOLE 0 0 5 PowerShares DB Commodity Index Tracking ETF 73935S105 5 300 SH SOLE 0 0 300 PowerShares Insured National Muni Bond ETF 73936T474 1 50 SH SOLE 0 0 50 Powershares QQQ Trust ETF 73935A104 16006 120908 SH SOLE 0 0 120908 PPL Corp COM 69351T106 63 1674 SH SOLE 0 0 1674 Procter & Gamble Co COM 742718109 13 150 SH SOLE 0 0 150 ProShares Short S&P500 ETF 74347B425 29 832 SH SOLE 0 0 832 Prothena Corp PLC SHS G72800108 0 1 SH SOLE 0 0 1 Real Estate Select Sector SPDR ETF 81369Y860 0 2 SH SOLE 0 0 2 Realty Income Corp COM 756109104 27 455 SH SOLE 0 0 455 Rockwell Automation Inc COM 773903109 44 282 SH SOLE 0 0 282 Rockwell Collins Inc COM 774341101 53 546 SH SOLE 0 0 546 Schlumberger NV COM 806857108 13 165 SH SOLE 0 0 165 Senior Housing Properties Trust COM 81721M109 1 27 SH SOLE 0 0 27 Shake Shack Inc COM 819047101 2 50 SH SOLE 0 0 50 Shire PLC ADR 82481R106 1 8 SH SOLE 0 0 8 Southwest Airlines Co COM 844741108 6 110 SH SOLE 0 0 110 SPDR Gold Shares ETF 78463V107 1 10 SH SOLE 0 0 10 SPDR S&P 500 ETF ETF 78462F103 35985 152645 SH SOLE 0 0 152645 SPDR S&P Dividend ETF ETF 78464A763 5559 63073 SH SOLE 0 0 63073 SPDR S&P MidCap 400 ETF 78467Y107 1621 5188 SH SOLE 0 0 5188 SPDR S&P Emerging Asia Pacific ETF ETF 78463X301 1 14 SH SOLE 0 0 14 Starbucks Corp COM 855244109 69 1189 SH SOLE 0 0 1189 Starwood Property Trust Inc. COM 85571B105 4 180 SH SOLE 0 0 180 Stericycle Inc COM 858912108 17 200 SH SOLE 0 0 200 STMicroelectronics NV COM 861012102 1 80 SH SOLE 0 0 80 Stratasys Ltd SHS M85548101 2 80 SH SOLE 0 0 80 Stryker Corporation COM 863667101 26 200 SH SOLE 0 0 200 STURM RUGER AND CO INC COM 864159108 4 70 SH SOLE 0 0 70 Sun Life Financial Inc COM 866796105 50 1372 SH SOLE 0 0 1372 SunCoke Energy Inc COM 86722A103 1 119 SH SOLE 0 0 119 T. Rowe Price Group Inc COM 74144T108 59 860 SH SOLE 0 0 860 Tableau Software Inc COM 87336U105 1 20 SH SOLE 0 0 20 TE Connectivity Ltd SHS H84989104 1 10 SH SOLE 0 0 10 Technology Select Sector SPDRA ETF 81369Y803 4 76 SH SOLE 0 0 76 Teradyne Inc COM 880770102 1 40 SH SOLE 0 0 40 TESLA MTRS INC COM 88160R101 25 91 SH SOLE 0 0 91 Teva Pharmaceutical Industries Ltd ADR 881624209 2 67 SH SOLE 0 0 67 Texas Instruments Inc COM 882508104 48 594 SH SOLE 0 0 594 Thor Industries Inc COM 885160101 32 334 SH SOLE 0 0 334 Twitter Inc COM 90184L102 1 70 SH SOLE 0 0 70 UNDER ARMOUR INC. COM 904311107 54 2710 SH SOLE 0 0 2710 UNDER ARMOUR INC-CLASS C COM 904311206 297 16237 SH SOLE 0 0 16237 United Parcel Service Inc (UPS) COM 911312106 3 25 SH SOLE 0 0 25 UnitedHealth Group Inc COM 91324P102 8 50 SH SOLE 0 0 50 Valeant Pharmaceuticals Intl I Com COM 91911K102 1 50 SH SOLE 0 0 50 Valero Energy Corp COM 91913Y100 2 25 SH SOLE 0 0 25 Valero Energy Partners LP COM 91914J102 7 150 SH SOLE 0 0 150 Vanguard Dividend Apprec Idx ETF ETF 921908844 30 331 SH SOLE 0 0 331 Vanguard Emerging Markets Stock Idx ETF ETF 922042858 20 511 SH SOLE 0 0 511 Vanguard European Stock Index ETF ETF 922042874 9 165 SH SOLE 0 0 165 Vanguard FTSE Developed Markets ETF ETF 921943858 27 678 SH SOLE 0 0 678 Vanguard Mid-Cap Growth ETF ETF 922908538 6 50 SH SOLE 0 0 50 Vanguard Short-Term Corporate Bond ETF ETF 92206C409 7363 92337 SH SOLE 0 0 92337 Verizon Communications Inc COM 92343V104 118 2426 SH SOLE 0 0 2426 Viacom Inc COM 92553P201 22 475 SH SOLE 0 0 475 Visa Inc COM 92826C839 5 60 SH SOLE 0 0 60 Vodafone Group PLC ADR 92857W308 1 40 SH SOLE 0 0 40 Wal-Mart Stores Inc COM 931142103 26 366 SH SOLE 0 0 366 Washington REIT COM 939653101 16 500 SH SOLE 0 0 500 Whole Foods Market Inc COM 966837106 4 130 SH SOLE 0 0 130 WisdomTree Dividend ex-Financials ETF 97717W406 5991 72575 SH SOLE 0 0 72575 WisdomTree Europe Hedged Equity ETF ETF 97717X701 763 12155 SH SOLE 0 0 12155 WisdomTree India Earnings ETF ETF 97717W422 940 38945 SH SOLE 0 0 38945 Xcel Energy Inc COM 98389B100 29 658 SH SOLE 0 0 658 Yamana Gold Inc COM 98462Y100 22 8000 SH SOLE 0 0 8000