Chief Compliance Officer

0001574010-16-000012.txt : 20160719 0001574010-16-000012.hdr.sgml : 20160719 20160719141745 ACCESSION NUMBER: 0001574010-16-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160719 DATE AS OF CHANGE: 20160719 EFFECTIVENESS DATE: 20160719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lowe fs, LLC CENTRAL INDEX KEY: 0001574010 IRS NUMBER: 364698385 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17052 FILM NUMBER: 161773185 BUSINESS ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 BUSINESS PHONE: 4437667160 MAIL ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001574010 XXXXXXXX 06-30-2016 06-30-2016 Lowe fs, LLC

6230 OLD DOBBIN LANE; SUITE 170 COLUMBIA MD 21045

13F HOLDINGS REPORT 028-17052 N GREG LOWE Chief Compliance Officer 443-766-7160 GREG LOWE Columbia MD 07-19-2016 0 259 148805 false INFORMATION TABLE 2 lowefs13f2q2016.xml ABBOTT LABORATORIES COM 002824100 6 150 SH SOLE 0 0 150 Abbvie Inc COM 00287Y109 12 200 SH SOLE 0 0 200 Advanced Battery Technologies Inc COM 00752H102 0 30 SH SOLE 0 0 30 Aetna Inc COM 00817Y108 0 1 SH SOLE 0 0 1 Agnico Eagle Mines Ltd COM 008474108 24 440 SH SOLE 0 0 440 ALPS Alerian MLP ETF ETF 00162Q866 9 692 SH SOLE 0 0 692 Altria Group Inc COM 02209S103 17 250 SH SOLE 0 0 250 Amazon.com Inc COM 023135106 16 23 SH SOLE 0 0 23 American Electric Power Co Inc COM 025537101 36 511 SH SOLE 0 0 511 American Express Co COM 025816109 1 20 SH SOLE 0 0 20 Ameriprise Financial Inc COM 03076C106 15 167 SH SOLE 0 0 167 APPLE INC. COM 037833100 234 2453 SH SOLE 0 0 2453 Archer-Daniels Midland Co COM 039483102 1 30 SH SOLE 0 0 30 ASTRAZENECA PLC -SPONS ADR ADR 046353108 3 100 SH SOLE 0 0 100 AT&T Inc COM 00206R102 1881 43530 SH SOLE 0 0 43530 Avago Technologies Ltd SHS Y09827109 11 71 SH SOLE 0 0 71 Bank Montreal Que Com COM 063671101 1 18 SH SOLE 0 0 18 Bank of America Corporation COM 060505104 4 280 SH SOLE 0 0 280 BB&T Corp COM 054937107 5 130 SH SOLE 0 0 130 Bce Inc Com New COM 05534B760 1 14 SH SOLE 0 0 14 Berkshire Hathaway Inc COM 084670702 14 100 SH SOLE 0 0 100 BlackRock Inc COM 09247X101 3 10 SH SOLE 0 0 10 Boeing Co COM 097023105 3 25 SH SOLE 0 0 25 BP PLC ADR 055622104 62 1746 SH SOLE 0 0 1746 Bristol-Myers Squibb Company COM 110122108 46 625 SH SOLE 0 0 625 Brown-Forman Corp COM 115637209 2 18 SH SOLE 0 0 18 Builders FirstSource Inc COM 12008R107 16 1400 SH SOLE 0 0 1400 Cameco Corp COM 13321L108 29 2670 SH SOLE 0 0 2670 CATERPILLAR INC. COM 149123101 4 54 SH SOLE 0 0 54 CBS Corp COM 124857202 68 1242 SH SOLE 0 0 1242 Chesapeake Energy Corp COM 165167107 0 48 SH SOLE 0 0 48 CHEVRON CORPORATION COM 166764100 109 1044 SH SOLE 0 0 1044 Chipotle Mexican Grill Inc COM 169656105 6 14 SH SOLE 0 0 14 Cisco Systems Inc COM 17275R102 5 186 SH SOLE 0 0 186 CME Group Inc/IL COM 12572Q105 2 17 SH SOLE 0 0 17 Coach Inc COM 189754104 2 60 SH SOLE 0 0 60 Coca-Cola Co COM 191216100 97 2131 SH SOLE 0 0 2131 Cognex Corp COM 192422103 5 125 SH SOLE 0 0 125 Cognizant Technology Solutions Corp COM 192446102 11 200 SH SOLE 0 0 200 Colgate-Palmolive Co COM 194162103 15 200 SH SOLE 0 0 200 Comcast Corp COM 20030N101 85 1307 SH SOLE 0 0 1307 Conformis Inc COM 20717E101 2 240 SH SOLE 0 0 240 Constellation Brands Inc COM 21036P108 50 300 SH SOLE 0 0 300 Consumer Discret Select Sector SPDRA ETF 81369Y407 9 115 SH SOLE 0 0 115 Costco Wholesale Corp COM 22160K105 16 100 SH SOLE 0 0 100 Cree Inc COM 225447101 1 32 SH SOLE 0 0 32 Cst Brands Inc COM 12646R105 0 2 SH SOLE 0 0 2 CVS CAREMARK CORPORATION COM 126650100 15 160 SH SOLE 0 0 160 Deere & Co COM 244199105 2 29 SH SOLE 0 0 29 Denbury Resources Inc COM 247916208 5 1260 SH SOLE 0 0 1260 Diamond Offshore Drilling Inc COM 25271C102 16 660 SH SOLE 0 0 660 Digital Realty Trust Inc COM 253868103 3 29 SH SOLE 0 0 29 DISNEY WALT COMPANY COM 254687106 275 2815 SH SOLE 0 0 2815 DNP Select Income Common COM 23325P104 56 5294 SH SOLE 0 0 5294 Dominion Resources Inc COM 25746U109 10 125 SH SOLE 0 0 125 Domino s Pizza Inc COM 25754A201 4 27 SH SOLE 0 0 27 Domtar Corp COM 257559203 2 49 SH SOLE 0 0 49 Dow Chemical Co COM 260543103 1 15 SH SOLE 0 0 15 Duke Energy Corporation COM 26441C204 20 233 SH SOLE 0 0 233 DUNKIN BRANDS GROUP INC COM 265504100 2 35 SH SOLE 0 0 35 Eastman Chemical Co COM 277432100 24 350 SH SOLE 0 0 350 Eaton Corp PLC COM G29183103 1 24 SH SOLE 0 0 24 Eaton Vance Corp COM 278265103 28 800 SH SOLE 0 0 800 EMC Corp COM 268648102 25 932 SH SOLE 0 0 932 Energy Select Sector SPDRA ETF 81369Y506 3 50 SH SOLE 0 0 50 Energy Transfer Partners LP COM 29273R109 4 118 SH SOLE 0 0 118 Enterprise Products Partners LP COM 293792107 15 528 SH SOLE 0 0 528 Exelon Corp COM 30161N101 19 516 SH SOLE 0 0 516 Express Scripts COM 30219G108 72 953 SH SOLE 0 0 953 Exxon Mobil Corporation COM 30231G102 310 3309 SH SOLE 0 0 3309 Facebook Inc COM 30303M102 36 312 SH SOLE 0 0 312 Financial Select Sector SPDRA ETF 81369Y605 24 1060 SH SOLE 0 0 1060 First Trust Health Care AlphaDEX ETF 33734X143 14 231 SH SOLE 0 0 231 First Trust ISE Chindia Idx COM 33733A102 10 381 SH SOLE 0 0 381 First Trust NASDAQ Global Auto Index ETF 33734X309 3 100 SH SOLE 0 0 100 Fitbit Inc Cl A COM 33812L102 3 260 SH SOLE 0 0 260 Ford Motor Company COM 345370860 25 2000 SH SOLE 0 0 2000 Freeport-McMoran Copper & Gold COM 35671D857 39 3498 SH SOLE 0 0 3498 Frontier Communications Corp COM 31822Q103 2 351 SH SOLE 0 0 351 GENERAL ELECTRIC COMPANY COM 369604103 20 631 SH SOLE 0 0 631 Geospace Technologies Corp COM 37364X109 0 30 SH SOLE 0 0 30 GILEAD SCIENCES INC. COM 375558103 11 126 SH SOLE 0 0 126 GlaxoSmithKline PLC ADR 37733W105 3 60 SH SOLE 0 0 60 Godaddy Inc COM 380237107 4 114 SH SOLE 0 0 114 Goldcorp Inc COM 380956409 1278 66826 SH SOLE 0 0 66826 Google Inc COM 02079K305 17 24 SH SOLE 0 0 24 GOOGLE INC. CLASS C COM 02079K107 18 26 SH SOLE 0 0 26 Groupon Inc COM 399473107 0 80 SH SOLE 0 0 80 Guggenheim BulletShrs 2017 Corp Bd ETF ETF 18383M548 591 25962 SH SOLE 0 0 25962 Guggenheim BulletShrs 2018 Corp Bd ETF ETF 18383M530 3013 140994 SH SOLE 0 0 140994 Guggenheim BulletShrs 2019 Corp Bd ETF ETF 18383M522 1914 89319 SH SOLE 0 0 89319 H&R Block Inc COM 093671105 9 406 SH SOLE 0 0 406 HCP Inc COM 40414L109 1 31 SH SOLE 0 0 31 Health Care Select Sector SPDR ETF 81369Y209 1946 27138 SH SOLE 0 0 27138 Hershey Co COM 427866108 10 85 SH SOLE 0 0 85 HOME DEPOT INC. COM 437076102 20 155 SH SOLE 0 0 155 Host Hotels & Resorts Inc COM 44107P104 1 41 SH SOLE 0 0 41 iPath DJ-UBS Cotton TR Sub-Idx ETN ETN 06739H271 30 700 SH SOLE 0 0 700 iPath DJ-UBS Sugar TR Sub-Idx ETN ETN 06739H214 28 600 SH SOLE 0 0 600 iShares 7-10 Year Treasury Bond ETF 464287440 6502 57565 SH SOLE 0 0 57565 iShares Core Dividend Growth ETF 46434V621 1 25 SH SOLE 0 0 25 iShares Core MSCI EAFE ETF 46432F842 1 25 SH SOLE 0 0 25 iShares Core MSCI Emerging Markets ETF 46434G103 17 405 SH SOLE 0 0 405 iShares Core MSCI Total Intl Stk ETF 46432F834 553 11303 SH SOLE 0 0 11303 iShares Core S&P 500 ETF 464287200 3 12 SH SOLE 0 0 12 iShares Core S&P Mid-Cap ETF 464287507 1 5 SH SOLE 0 0 5 iShares Core S&P Small-Cap ETF 464287804 26 223 SH SOLE 0 0 223 iShares Core S&P Total US Stock Mkt ETF 464287150 3 35 SH SOLE 0 0 35 iShares Core US Aggregate Bond ETF 464287226 723 6419 SH SOLE 0 0 6419 iShares DJ US Total Market Index ETF 464287846 5793 55369 SH SOLE 0 0 55369 iShares Europe ETF 464287861 13 352 SH SOLE 0 0 352 iShares Floating Rate Bond ETF 46429B655 3 55 SH SOLE 0 0 55 iShares Global Timber & Forestry ETF 464288174 2 50 SH SOLE 0 0 50 iShares Gold Trust ETF 464285105 4379 343151 SH SOLE 0 0 343151 iShares High Dividend ETF 46429B663 3131 38114 SH SOLE 0 0 38114 iShares iBoxx $ High Yield Corporate Bd ETF 464288513 17 200 SH SOLE 0 0 200 iShares Morningstar Small-Cap Growth ETF 464288604 5 35 SH SOLE 0 0 35 iShares MSCI Emerging Markets ETF 464287234 10 282 SH SOLE 0 0 282 iShares MSCI Eurozone ETF 464286608 3 92 SH SOLE 0 0 92 iShares MSCI Glbl Agriculture Producers ETF 464286350 2 96 SH SOLE 0 0 96 iShares MSCI Global Gold Miners ETF 464286335 35 2946 SH SOLE 0 0 2946 iShares MSCI Japan ETF 464286848 4 335 SH SOLE 0 0 335 iShares MSCI Russia Capped Index ETF 46434G806 40 3000 SH SOLE 0 0 3000 iShares Russell 2000 ETF 464287655 1671 14530 SH SOLE 0 0 14530 iShares Russell 3000 ETF 464287689 1675 13504 SH SOLE 0 0 13504 iShares S&P 100 Index Fund CBOE ETF 464287101 288 3105 SH SOLE 0 0 3105 iShares S&P 500 Growth ETF 464287309 146 1252 SH SOLE 0 0 1252 iShares S&P 500 Value ETF ETF 464287408 1 10 SH SOLE 0 0 10 Ishares S&P GSCI Commodity-Indexed Trust ETF 46428R107 12 775 SH SOLE 0 0 775 iShares Select Dividend ETF 464287168 50 588 SH SOLE 0 0 588 Ishares Silver Trust ETF 46428Q109 108 6053 SH SOLE 0 0 6053 iShares Tr MSCI USA MinVolatility ETF 46429B697 21336 461726 SH SOLE 0 0 461726 iShares US Aerospace & Defense ETF 464288760 29 230 SH SOLE 0 0 230 iShares US Home Construction ETF 464288752 6 200 SH SOLE 0 0 200 iShares US Preferred Stock ETF 464288687 3 80 SH SOLE 0 0 80 iShares US Real Estate ETF 464287739 2890 35080 SH SOLE 0 0 35080 JM Smucker Co COM 832696405 3 18 SH SOLE 0 0 18 Johnson and Johnson COM 478160104 49 407 SH SOLE 0 0 407 Johnson Controls Inc COM 478366107 2 40 SH SOLE 0 0 40 JPMorgan Alerian MLP ETN ETN 46625H365 17 535 SH SOLE 0 0 535 Kimberly-Clark Corp COM 494368103 1 10 SH SOLE 0 0 10 Kohl s Corp COM 500255104 0 7 SH SOLE 0 0 7 L Brands Inc COM 501797104 1 22 SH SOLE 0 0 22 Lamar Advertising Co COM 512816109 2 27 SH SOLE 0 0 27 Lockheed Martin Corp COM 539830109 29 118 SH SOLE 0 0 118 lowes companies incorporated COM 548661107 0 5 SH SOLE 0 0 5 Lumber Liquidators Holdings Inc COM 55003T107 2 100 SH SOLE 0 0 100 Lyondellbasell Industries NV COM N53745100 2 27 SH SOLE 0 0 27 Magellan Midstream Partners L.P. COM 559080106 26 342 SH SOLE 0 0 342 Mallinckrodt PLC SHS G5785G107 0 1 SH SOLE 0 0 1 Manulife Financial Corporation COM 56501R106 4 270 SH SOLE 0 0 270 Marathon Oil Corp COM 565849106 3 188 SH SOLE 0 0 188 Market Vectors Agribusiness ETF ETF 92189F700 19 395 SH SOLE 0 0 395 Market Vectors Gold Miners ETF ETF 92189F106 36 1300 SH SOLE 0 0 1300 Market Vectors Junior Gold Miners ETF ETF 92189F791 13 300 SH SOLE 0 0 300 Market Vectors Russia ETF ETF 92189F403 6 318 SH SOLE 0 0 318 MasterCard Inc COM 57636Q104 90 1020 SH SOLE 0 0 1020 Materials Select Sector SPDRA ETF 81369Y100 1 18 SH SOLE 0 0 18 McCormick & Company Inc COM 579780206 772 7240 SH SOLE 0 0 7240 McCormick & Company Inc COM 579780107 465 4380 SH SOLE 0 0 4380 McDonald s Corp COM 580135101 15 124 SH SOLE 0 0 124 Medtronic Inc SHS G5960L103 1 9 SH SOLE 0 0 9 MERCK & CO. INC. COM 58933Y105 151 2619 SH SOLE 0 0 2619 MetLife Inc COM 59156R108 3 78 SH SOLE 0 0 78 Michael Kors Holdings Ltd SHS G60754101 3 65 SH SOLE 0 0 65 Microchip Technology Inc COM 595017104 2 31 SH SOLE 0 0 31 Microsoft Corp COM 594918104 164 3206 SH SOLE 0 0 3206 Mobileye Nv SHS N51488117 7 160 SH SOLE 0 0 160 Morgan Stanley COM 617446448 3 100 SH SOLE 0 0 100 MPLX LP COM 55336V100 3 87 SH SOLE 0 0 87 NETFLIX INC. COM 64110L106 4 41 SH SOLE 0 0 41 Newmont Mining Corp COM 651639106 126 3220 SH SOLE 0 0 3220 Nokia Oyj ADR 654902204 0 35 SH SOLE 0 0 35 Nordstrom Inc COM 655664100 2 45 SH SOLE 0 0 45 Northrop Grumman Corp COM 666807102 3 15 SH SOLE 0 0 15 NOVARTIS AG-ADR ADR 66987V109 2 21 SH SOLE 0 0 21 Nucor Corp COM 670346105 12 245 SH SOLE 0 0 245 Nuveen MD Premium Income Muni Common COM 67061Q107 19 1310 SH SOLE 0 0 1310 Olin Corp COM 680665205 1 50 SH SOLE 0 0 50 Omega Healthcare Investors Inc COM 681936100 16 460 SH SOLE 0 0 460 PacWest Bancorp COM 695263103 1 22 SH SOLE 0 0 22 Paychex Inc COM 704326107 10 160 SH SOLE 0 0 160 Pentair Plc SHS G7S00T104 4 77 SH SOLE 0 0 77 PepsiCo Inc COM 713448108 2 20 SH SOLE 0 0 20 Pfizer Inc COM 717081103 16 456 SH SOLE 0 0 456 PIMCO 1-3 Year US Treasury Index ETF ETF 72201R106 6046 117938 SH SOLE 0 0 117938 PIMCO Enhanced Short Maturity ETF ETF 72201R833 7149 70660 SH SOLE 0 0 70660 PNC Financial Services Group Inc COM 693475105 25 308 SH SOLE 0 0 308 Potash Corp of Saskatchewan Inc COM 73755L107 96 5930 SH SOLE 0 0 5930 PowerShares Cleantech ETF 73935X278 0 5 SH SOLE 0 0 5 PowerShares DB Commodity Index Tracking ETF 73935S105 5 300 SH SOLE 0 0 300 PowerShares Insured National Muni Bond ETF 73936T474 1 50 SH SOLE 0 0 50 Powershares QQQ Trust ETF 73935A104 13944 129659 SH SOLE 0 0 129659 PPL Corp COM 69351T106 81 2138 SH SOLE 0 0 2138 Procter & Gamble Co COM 742718109 20 239 SH SOLE 0 0 239 ProShares Short QQQ ETF 74347B714 63 1200 SH SOLE 0 0 1200 ProShares Short S&P500 ETF 74347B425 3189 80431 SH SOLE 0 0 80431 Prothena Corp PLC SHS G72800108 0 1 SH SOLE 0 0 1 Qualcomm Inc COM 747525103 84 1563 SH SOLE 0 0 1563 Realty Income Corp COM 756109104 32 455 SH SOLE 0 0 455 Rockwell Automation Inc COM 773903109 32 282 SH SOLE 0 0 282 Rockwell Collins Inc COM 774341101 46 546 SH SOLE 0 0 546 Schlumberger NV COM 806857108 13 165 SH SOLE 0 0 165 Senior Housing Properties Trust COM 81721M109 1 27 SH SOLE 0 0 27 Shake Shack Inc COM 819047101 2 50 SH SOLE 0 0 50 Shire PLC ADR 82481R106 1 8 SH SOLE 0 0 8 Smith & Wesson Holding Corporation COM 831756101 11 408 SH SOLE 0 0 408 SolarCity Corp COM 83416T100 5 210 SH SOLE 0 0 210 Southwest Airlines Co COM 844741108 4 110 SH SOLE 0 0 110 SPDR Gold Shares ETF 78463V107 1 10 SH SOLE 0 0 10 SPDR S&P 500 ETF ETF 78462F103 32063 153065 SH SOLE 0 0 153065 SPDR S&P Dividend ETF ETF 78464A763 5360 63868 SH SOLE 0 0 63868 SPDR S&P MidCap 400 ETF 78467Y107 1529 5617 SH SOLE 0 0 5617 SPDR S&P Emerging Asia Pacific ETF ETF 78463X301 1 14 SH SOLE 0 0 14 Spectra Energy Corp COM 847560109 2 65 SH SOLE 0 0 65 Starbucks Corp COM 855244109 67 1168 SH SOLE 0 0 1168 Starwood Property Trust Inc. COM 85571B105 4 180 SH SOLE 0 0 180 Stericycle Inc COM 858912108 26 248 SH SOLE 0 0 248 Stryker Corporation COM 863667101 24 200 SH SOLE 0 0 200 STURM RUGER AND CO INC COM 864159108 4 70 SH SOLE 0 0 70 Sun Life Financial Inc COM 866796105 52 1570 SH SOLE 0 0 1570 SunCoke Energy Inc COM 86722A103 1 119 SH SOLE 0 0 119 T. Rowe Price Group Inc COM 74144T108 63 860 SH SOLE 0 0 860 Talen Energy Corp COM 87422J105 4 267 SH SOLE 0 0 267 TE Connectivity Ltd SHS H84989104 1 10 SH SOLE 0 0 10 Technology Select Sector SPDRA ETF 81369Y803 3 76 SH SOLE 0 0 76 TESLA MTRS INC COM 88160R101 19 88 SH SOLE 0 0 88 Teva Pharmaceutical Industries Ltd ADR 881624209 3 65 SH SOLE 0 0 65 Texas Instruments Inc COM 882508104 37 594 SH SOLE 0 0 594 Thor Industries Inc COM 885160101 22 334 SH SOLE 0 0 334 Toronto Dominion Bk Ont Com New COM 891160509 2 41 SH SOLE 0 0 41 Twitter Inc COM 90184L102 1 70 SH SOLE 0 0 70 Tyco International Ltd SHS G91442106 1 17 SH SOLE 0 0 17 UNDER ARMOUR INC. COM 904311107 97 2419 SH SOLE 0 0 2419 UNDER ARMOUR INC-CLASS C COM 904311206 82 2260 SH SOLE 0 0 2260 United Parcel Service Inc (UPS) COM 911312106 4 41 SH SOLE 0 0 41 UnitedHealth Group Inc COM 91324P102 7 50 SH SOLE 0 0 50 Valeant Pharmaceuticals Intl I Com COM 91911K102 1 50 SH SOLE 0 0 50 Valero Energy Corp COM 91913Y100 1 25 SH SOLE 0 0 25 Valero Energy Partners LP COM 91914J102 7 150 SH SOLE 0 0 150 Vanguard Dividend Apprec Idx ETF ETF 921908844 28 331 SH SOLE 0 0 331 Vanguard Emerging Markets Stock Idx ETF ETF 922042858 18 511 SH SOLE 0 0 511 Vanguard European Stock Index ETF ETF 922042874 8 165 SH SOLE 0 0 165 Vanguard FTSE Developed Markets ETF ETF 921943858 24 678 SH SOLE 0 0 678 Vanguard Mid-Cap Growth ETF ETF 922908538 8 83 SH SOLE 0 0 83 Vanguard Short-Term Corporate Bond ETF ETF 92206C409 7151 88459 SH SOLE 0 0 88459 Verizon Communications Inc COM 92343V104 132 2356 SH SOLE 0 0 2356 Viacom Inc COM 92553P201 20 475 SH SOLE 0 0 475 Visa Inc COM 92826C839 4 60 SH SOLE 0 0 60 Vodafone Group PLC ADR 92857W308 1 40 SH SOLE 0 0 40 Wal-Mart Stores Inc COM 931142103 26 362 SH SOLE 0 0 362 Washington REIT COM 939653101 16 500 SH SOLE 0 0 500 Wells Fargo & Co COM 949746101 2 33 SH SOLE 0 0 33 Weyerhaeuser Co COM 962166104 3 117 SH SOLE 0 0 117 Whole Foods Market Inc COM 966837106 4 130 SH SOLE 0 0 130 WisdomTree Dividend ex-Financials ETF 97717W406 5754 74615 SH SOLE 0 0 74615 WisdomTree Europe Hedged Equity ETF ETF 97717X701 680 13450 SH SOLE 0 0 13450 Xcel Energy Inc COM 98389B100 29 658 SH SOLE 0 0 658 Yamana Gold Inc COM 98462Y100 42 8000 SH SOLE 0 0 8000