Chief Compliance Officer

0001574010-15-000004.txt : 20151204 0001574010-15-000004.hdr.sgml : 20151204 20151203181717 ACCESSION NUMBER: 0001574010-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151204 DATE AS OF CHANGE: 20151203 EFFECTIVENESS DATE: 20151204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lowe fs, LLC CENTRAL INDEX KEY: 0001574010 IRS NUMBER: 364698385 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17052 FILM NUMBER: 151268363 BUSINESS ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 BUSINESS PHONE: 4437667160 MAIL ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001574010 XXXXXXXX 09-30-2015 09-30-2015 Lowe fs, LLC

6230 OLD DOBBIN LANE; SUITE 170 COLUMBIA MD 21045

13F HOLDINGS REPORT 028-17052 N GREG LOWE Chief Compliance Officer 443-766-7160 GREG LOWE Columbia MD 12-03-2015 0 240 132085 false INFORMATION TABLE 2 lowefs13f3q2015.xml ABBOTT LABORATORIES COM 002824100 6 150 SH SOLE 0 0 150 Abbvie Inc COM 00287Y109 8 150 SH SOLE 0 0 150 ADT Corp COM 00101J106 0 5 SH SOLE 0 0 5 Aetna Inc COM 00817Y108 0 1 SH SOLE 0 0 1 Agnico Eagle Mines Ltd COM 008474108 11 440 SH SOLE 0 0 440 Alcatel-Lucent ADR 013904305 0 65 SH SOLE 0 0 65 ALPS Alerian MLP ETF ETF 00162Q866 9 692 SH SOLE 0 0 692 Altria Group Inc COM 02209S103 14 250 SH SOLE 0 0 250 Amazon.com Inc COM 023135106 12 23 SH SOLE 0 0 23 American Electric Power Co Inc COM 025537101 29 511 SH SOLE 0 0 511 American Express Co COM 025816109 1 20 SH SOLE 0 0 20 APPLE INC. COM 037833100 261 2371 SH SOLE 0 0 2371 Archer-Daniels Midland Co COM 039483102 1 30 SH SOLE 0 0 30 ASTRAZENECA PLC -SPONS ADR ADR 046353108 3 100 SH SOLE 0 0 100 AT&T Inc COM 00206R102 1433 43971 SH SOLE 0 0 43971 Avago Technologies Ltd SHS Y0486S104 6 50 SH SOLE 0 0 50 Bank of America Corporation COM 060505104 4 280 SH SOLE 0 0 280 Baxalta Inc COM 07177M103 2 50 SH SOLE 0 0 50 Baxter International Inc COM 071813109 2 50 SH SOLE 0 0 50 BB&T Corp COM 054937107 5 130 SH SOLE 0 0 130 Berkshire Hathaway Inc COM 084670702 13 100 SH SOLE 0 0 100 Biota Pharmaceuticals Inc COM 090694100 0 3 SH SOLE 0 0 3 BlackRock Inc COM 09247X101 3 10 SH SOLE 0 0 10 Boeing Co COM 097023105 3 25 SH SOLE 0 0 25 BP PLC ADR 055622104 53 1742 SH SOLE 0 0 1742 Bristol-Myers Squibb Company COM 110122108 73 1225 SH SOLE 0 0 1225 Broadcom Corp COM 111320107 3 50 SH SOLE 0 0 50 Builders FirstSource Inc COM 12008R107 18 1400 SH SOLE 0 0 1400 Cameco Corp COM 13321L108 32 2670 SH SOLE 0 0 2670 CATERPILLAR INC. COM 149123101 4 54 SH SOLE 0 0 54 CBS Corp COM 124857202 50 1242 SH SOLE 0 0 1242 Chesapeake Energy Corp COM 165167107 0 48 SH SOLE 0 0 48 CHEVRON CORPORATION COM 166764100 82 1044 SH SOLE 0 0 1044 Chipotle Mexican Grill Inc COM 169656105 1 2 SH SOLE 0 0 2 Cisco Systems Inc COM 17275R102 15 570 SH SOLE 0 0 570 Coca-Cola Co COM 191216100 85 2131 SH SOLE 0 0 2131 Cognex Corp COM 192422103 4 125 SH SOLE 0 0 125 Cognizant Technology Solutions Corp COM 192446102 13 200 SH SOLE 0 0 200 Colgate-Palmolive Co COM 194162103 13 200 SH SOLE 0 0 200 Comcast Corp COM 20030N101 111 1952 SH SOLE 0 0 1952 Conformis Inc COM 20717E101 3 140 SH SOLE 0 0 140 Constellation Brands Inc COM 21036P108 38 300 SH SOLE 0 0 300 Costco Wholesale Corp COM 22160K105 14 100 SH SOLE 0 0 100 Cree Inc COM 225447101 1 32 SH SOLE 0 0 32 Cst Brands Inc COM 12646R105 0 2 SH SOLE 0 0 2 CVS CAREMARK CORPORATION COM 126650100 15 158 SH SOLE 0 0 158 Deere & Co COM 244199105 2 29 SH SOLE 0 0 29 Denbury Resources Inc COM 247916208 3 1260 SH SOLE 0 0 1260 Diamond Offshore Drilling Inc COM 25271C102 11 660 SH SOLE 0 0 660 DISNEY WALT COMPANY COM 254687106 38 368 SH SOLE 0 0 368 DNP Select Income Common COM 23325P104 48 5294 SH SOLE 0 0 5294 Dominion Resources Inc COM 25746U109 9 125 SH SOLE 0 0 125 Domino s Pizza Inc COM 25754A201 3 27 SH SOLE 0 0 27 Dow Chemical Co COM 260543103 1 15 SH SOLE 0 0 15 Duke Energy Corporation COM 26441C204 17 233 SH SOLE 0 0 233 DUNKIN BRANDS GROUP INC COM 265504100 2 35 SH SOLE 0 0 35 Eastman Chemical Co COM 277432100 23 350 SH SOLE 0 0 350 Eaton Vance Corp COM 278265103 27 800 SH SOLE 0 0 800 EMC Corp COM 268648102 40 1665 SH SOLE 0 0 1665 Energy Select Sector SPDR ETF 81369Y506 3 50 SH SOLE 0 0 50 Enterprise Products Partners LP COM 293792107 17 700 SH SOLE 0 0 700 ETFS Physical Palladium Shares ETF 26923A106 6 100 SH SOLE 0 0 100 Exelon Corp COM 30161N101 15 516 SH SOLE 0 0 516 Express Scripts COM 30219G108 77 953 SH SOLE 0 0 953 Exxon Mobil Corporation COM 30231G102 278 3733 SH SOLE 0 0 3733 Facebook Inc COM 30303M102 28 312 SH SOLE 0 0 312 Financial Select Sector SPDR ETF 81369Y605 95 4196 SH SOLE 0 0 4196 First Trust Health Care AlphaDEX ETF 33734X143 13 231 SH SOLE 0 0 231 First Trust ISE Chindia Idx COM 33733A102 10 381 SH SOLE 0 0 381 First Trust NASDAQ Global Auto Index ETF 33734X309 3 100 SH SOLE 0 0 100 First Trust US IPO Index ETF 336920103 995 20442 SH SOLE 0 0 20442 Fitbit Inc Cl A COM 33812L102 8 210 SH SOLE 0 0 210 Ford Motor Company COM 345370860 14 1000 SH SOLE 0 0 1000 Freeport-McMoran Copper & Gold COM 35671D857 30 3048 SH SOLE 0 0 3048 Frontier Communications Corp COM 35906A108 5 1027 SH SOLE 0 0 1027 GENERAL ELECTRIC COMPANY COM 369604103 33 1297 SH SOLE 0 0 1297 Geospace Technologies Corp COM 37364X109 0 30 SH SOLE 0 0 30 GILEAD SCIENCES INC. COM 375558103 12 126 SH SOLE 0 0 126 Global X Copper Miners ETF ETF 37950E861 0 100 SH SOLE 0 0 100 Godaddy Inc COM 380237107 1 38 SH SOLE 0 0 38 Google Inc COM 38259P508 5 8 SH SOLE 0 0 8 GOOGLE INC. CLASS C COM 38259P706 6 10 SH SOLE 0 0 10 Groupon Inc COM 399473107 0 80 SH SOLE 0 0 80 Guggenheim BulletShrs 2017 Corp Bd ETF ETF 18383M548 474 20912 SH SOLE 0 0 20912 Guggenheim BulletShrs 2018 Corp Bd ETF ETF 18383M530 2397 112984 SH SOLE 0 0 112984 Guggenheim BulletShrs 2019 Corp Bd ETF ETF 18383M522 1259 59579 SH SOLE 0 0 59579 H&R Block Inc COM 093671105 15 406 SH SOLE 0 0 406 Harley-Davidson Inc COM 412822108 8 150 SH SOLE 0 0 150 Health Care Select Sector SPDR ETF 81369Y209 1460 22046 SH SOLE 0 0 22046 Hershey Co COM 427866108 7 80 SH SOLE 0 0 80 HOME DEPOT INC. COM 437076102 18 155 SH SOLE 0 0 155 Industrial Select Sector SPDR ETF 81369Y704 5 100 SH SOLE 0 0 100 INTEL CORP COM 458140100 12 383 SH SOLE 0 0 383 iPath DJ-UBS Cotton TR Sub-Idx ETN ETN 06739H271 28 700 SH SOLE 0 0 700 iPath DJ-UBS Sugar TR Sub-Idx ETN ETN 06739H214 17 600 SH SOLE 0 0 600 iShares Core MSCI Total Intl Stk ETF 46432F834 1 12 SH SOLE 0 0 12 iShares Core S&P 500 ETF 464287200 2 12 SH SOLE 0 0 12 iShares Core S&P Mid-Cap ETF 464287507 1 5 SH SOLE 0 0 5 iShares Core S&P Small-Cap ETF 464287804 25 239 SH SOLE 0 0 239 iShares Core S&P Total US Stock Mkt ETF 464287150 3 35 SH SOLE 0 0 35 iShares DJ US Total Market Index ETF 464287846 8551 88633 SH SOLE 0 0 88633 iShares Europe ETF 464287861 16 398 SH SOLE 0 0 398 iShares Floating Rate Bond ETF 46429B655 3 55 SH SOLE 0 0 55 iShares Global Timber & Forestry ETF 464288174 2 50 SH SOLE 0 0 50 iShares Gold Trust ETF 464285105 3149 292131 SH SOLE 0 0 292131 iShares High Dividend ETF 46429B663 2522 36249 SH SOLE 0 0 36249 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 3 24 SH SOLE 0 0 24 iShares Morningstar Small-Cap Growth ETF 464288604 5 35 SH SOLE 0 0 35 iShares MSCI EAFE ETF 464287465 5 82 SH SOLE 0 0 82 iShares MSCI Emerging Markets ETF 464287234 9 282 SH SOLE 0 0 282 iShares MSCI Glbl Agriculture Producers ETF 464286350 2 96 SH SOLE 0 0 96 iShares MSCI Global Gold Miners ETF 464286335 16 2946 SH SOLE 0 0 2946 iShares MSCI Japan ETF 464286848 59 5185 SH SOLE 0 0 5185 iShares MSCI Russia Capped Index ETF 46434G806 36 3000 SH SOLE 0 0 3000 iShares Russell 1000 ETF 464287622 10 97 SH SOLE 0 0 97 iShares Russell 1000 Growth ETF 464287614 217 2333 SH SOLE 0 0 2333 iShares Russell 1000 Value ETF 464287598 122 1308 SH SOLE 0 0 1308 iShares Russell 2000 ETF 464287655 1545 14147 SH SOLE 0 0 14147 iShares Russell 3000 ETF 464287689 5216 45798 SH SOLE 0 0 45798 iShares Russell Mid-Cap Value ETF 464287473 33 488 SH SOLE 0 0 488 iShares S&P 100 Index Fund CBOE ETF 464287101 284 3355 SH SOLE 0 0 3355 iShares S&P 500 Growth ETF 464287309 135 1252 SH SOLE 0 0 1252 Ishares S&P GSCI Commodity-Indexed Trust ETF 46428R107 13 775 SH SOLE 0 0 775 iShares S&P Small-Cap 600 Growth ETF 464287887 29 238 SH SOLE 0 0 238 iShares Select Dividend ETF 464287168 43 588 SH SOLE 0 0 588 Ishares Silver Trust ETF 46428Q109 84 6053 SH SOLE 0 0 6053 iShares Tr MSCI USA MinVolatility ETF 46429B697 17433 440339 SH SOLE 0 0 440339 iShares US Aerospace & Defense ETF 464288760 25 230 SH SOLE 0 0 230 iShares US Home Construction ETF 464288752 5 200 SH SOLE 0 0 200 iShares US Industrials ETF 464287754 1 9 SH SOLE 0 0 9 iShares US Preferred Stock ETF 464288687 3 80 SH SOLE 0 0 80 iShares US Real Estate ETF 464287739 2419 34091 SH SOLE 0 0 34091 JC Penney Co Inc COM 708160106 1 150 SH SOLE 0 0 150 Johnson and Johnson COM 478160104 35 379 SH SOLE 0 0 379 JPMorgan Alerian MLP ETN ETN 46625H365 10 335 SH SOLE 0 0 335 Kinder Morgan Inc. COM 49456B101 14 500 SH SOLE 0 0 500 Kraft Heinz Co COM 500754106 4 50 SH SOLE 0 0 50 Lockheed Martin Corp COM 539830109 24 114 SH SOLE 0 0 114 Lumber Liquidators Holdings Inc COM 55003T107 2 140 SH SOLE 0 0 140 Magellan Midstream Partners L.P. COM 559080106 30 500 SH SOLE 0 0 500 Mallinckrodt PLC SHS G5785G107 0 1 SH SOLE 0 0 1 Manulife Financial Corporation COM 56501R106 4 270 SH SOLE 0 0 270 Marathon Oil Corp COM 565849106 3 188 SH SOLE 0 0 188 Marathon Petroleum Corp COM 56585A102 1 26 SH SOLE 0 0 26 Market Vectors Agribusiness ETF ETF 57060U605 18 395 SH SOLE 0 0 395 Market Vectors Gold Miners ETF ETF 57060U100 23 1670 SH SOLE 0 0 1670 Market Vectors Junior Gold Miners ETF ETF 57061R544 6 300 SH SOLE 0 0 300 Market Vectors Russia ETF ETF 57060U506 5 318 SH SOLE 0 0 318 MasterCard Inc COM 57636Q104 93 1030 SH SOLE 0 0 1030 Materials Select Sector SPDR ETF 81369Y100 1 18 SH SOLE 0 0 18 McCormick & Company Inc COM 579780206 595 7238 SH SOLE 0 0 7238 McCormick & Company Inc COM 579780107 359 4380 SH SOLE 0 0 4380 McDonald s Corp COM 580135101 12 124 SH SOLE 0 0 124 Medtronic Inc SHS G5960L103 1 9 SH SOLE 0 0 9 MERCK & CO. INC. COM 58933Y105 127 2573 SH SOLE 0 0 2573 MetLife Inc COM 59156R108 5 96 SH SOLE 0 0 96 Michael Kors Holdings Ltd SHS G60754101 3 65 SH SOLE 0 0 65 Microsoft Corp COM 594918104 140 3160 SH SOLE 0 0 3160 MONDELEZ INTL INC COM 609207105 6 150 SH SOLE 0 0 150 Morgan Stanley COM 617446448 3 100 SH SOLE 0 0 100 NETFLIX INC. COM 64110L106 3 33 SH SOLE 0 0 33 Newmont Mining Corp COM 651639106 52 3220 SH SOLE 0 0 3220 Northrop Grumman Corp COM 666807102 2 15 SH SOLE 0 0 15 Nucor Corp COM 670346105 9 245 SH SOLE 0 0 245 Nuveen MD Premium Income Muni Common COM 67061Q107 16 1310 SH SOLE 0 0 1310 Olin Corp COM 680665205 1 50 SH SOLE 0 0 50 Omega Healthcare Investors Inc COM 681936100 13 384 SH SOLE 0 0 384 Paychex Inc COM 704326107 8 160 SH SOLE 0 0 160 Pentair Plc SHS G7S00T104 9 177 SH SOLE 0 0 177 PepsiCo Inc COM 713448108 2 20 SH SOLE 0 0 20 Pfizer Inc COM 717081103 23 734 SH SOLE 0 0 734 PIMCO 1-3 Year US Treasury Index ETF ETF 72201R106 6270 122778 SH SOLE 0 0 122778 PIMCO Enhanced Short Maturity ETF ETF 72201R833 7026 69740 SH SOLE 0 0 69740 PNC Financial Services Group Inc COM 693475105 27 308 SH SOLE 0 0 308 Potash Corp of Saskatchewan Inc COM 73755L107 1 30 SH SOLE 0 0 30 PowerShares Buyback Achievers ETF 73935X286 2553 58312 SH SOLE 0 0 58312 PowerShares Cleantech ETF 73935X278 0 5 SH SOLE 0 0 5 PowerShares DB Commodity Index Tracking ETF 73935S105 5 300 SH SOLE 0 0 300 PowerShares Insured National Muni Bond ETF 73936T474 1 50 SH SOLE 0 0 50 Powershares QQQ Trust ETF 73935A104 13402 131702 SH SOLE 0 0 131702 PPL Corp COM 69351T106 70 2138 SH SOLE 0 0 2138 Priceline Group Inc COM 741503403 1 1 SH SOLE 0 0 1 Procter & Gamble Co COM 742718109 15 202 SH SOLE 0 0 202 ProShares Short S&P500 ETF 74347R503 11 492 SH SOLE 0 0 492 Prothena Corp PLC SHS G72800108 0 1 SH SOLE 0 0 1 Prudential Financial Inc COM 744320102 1 11 SH SOLE 0 0 11 Qualcomm Inc COM 747525103 76 1418 SH SOLE 0 0 1418 Realty Income Corp COM 756109104 22 455 SH SOLE 0 0 455 Rockwell Automation Inc COM 773903109 44 429 SH SOLE 0 0 429 Rockwell Collins Inc COM 774341101 45 546 SH SOLE 0 0 546 Rockwell Medical Inc COM 774374102 117 15220 SH SOLE 0 0 15220 SAP SE ADR ADR 803054204 6 100 SH SOLE 0 0 100 Schlumberger NV COM 806857108 11 165 SH SOLE 0 0 165 Smith & Wesson Holding Corporation COM 831756101 6 358 SH SOLE 0 0 358 SolarCity Corp COM 83416T100 9 210 SH SOLE 0 0 210 Southwest Airlines Co COM 844741108 4 100 SH SOLE 0 0 100 SPDR S&P 500 ETF ETF 78462F103 29066 151677 SH SOLE 0 0 151677 SPDR S&P Dividend ETF ETF 78464A763 4420 61254 SH SOLE 0 0 61254 SPDR S&P MidCap 400 ETF 78467Y107 1369 5502 SH SOLE 0 0 5502 SPDR S&P Emerging Asia Pacific ETF ETF 78463X301 1 14 SH SOLE 0 0 14 Starbucks Corp COM 855244109 65 1148 SH SOLE 0 0 1148 Starwood Property Trust Inc. COM 85571B105 4 180 SH SOLE 0 0 180 Stericycle Inc COM 858912108 12 89 SH SOLE 0 0 89 Stryker Corporation COM 863667101 9 100 SH SOLE 0 0 100 Sun Life Financial Inc COM 866796105 54 1661 SH SOLE 0 0 1661 T. Rowe Price Group Inc COM 74144T108 60 860 SH SOLE 0 0 860 Talen Energy Corp COM 87422J105 3 267 SH SOLE 0 0 267 TE Connectivity Ltd SHS H84989104 1 10 SH SOLE 0 0 10 ="Technology Select Sector SPDR ETF 81369Y803 3 76 SH SOLE 0 0 76 TESLA MTRS INC COM 88160R101 22 88 SH SOLE 0 0 88 Teva Pharmaceutical Industries Ltd ADR 881624209 4 64 SH SOLE 0 0 64 Texas Instruments Inc COM 882508104 29 594 SH SOLE 0 0 594 Thor Industries Inc COM 885160101 17 334 SH SOLE 0 0 334 Travelers Companies Inc COM 89417E109 15 150 SH SOLE 0 0 150 Twitter Inc COM 90184L102 2 70 SH SOLE 0 0 70 Tyco International Ltd SHS G91442106 1 17 SH SOLE 0 0 17 UNDER ARMOUR INC. COM 904311107 232 2394 SH SOLE 0 0 2394 United Parcel Service Inc (UPS) COM 911312106 2 25 SH SOLE 0 0 25 United States Oil ETF ETF 91232N108 1 45 SH SOLE 0 0 45 UnitedHealth Group Inc COM 91324P102 6 50 SH SOLE 0 0 50 Valero Energy Corp COM 91913Y100 2 25 SH SOLE 0 0 25 Valero Energy Partners LP COM 91914J102 13 300 SH SOLE 0 0 300 Valley National Bancorp COM 919794107 6 631 SH SOLE 0 0 631 Vanguard Emerging Markets Stock Idx ETF ETF 922042858 1 30 SH SOLE 0 0 30 Vanguard European Stock Index ETF ETF 922042874 8 165 SH SOLE 0 0 165 Vanguard FTSE Developed Markets ETF ETF 921943858 13 378 SH SOLE 0 0 378 Vanguard Short-Term Corporate Bond ETF ETF 92206C409 6533 81961 SH SOLE 0 0 81961 Vanguard Small-Cap Value ETF ETF 922908611 9 94 SH SOLE 0 0 94 Vanguard Value ETF ETF 922908744 96 1250 SH SOLE 0 0 1250 Verizon Communications Inc COM 92343V104 102 2337 SH SOLE 0 0 2337 Viacom Inc COM 92553P201 20 475 SH SOLE 0 0 475 Visa Inc COM 92826C839 4 60 SH SOLE 0 0 60 Wal-Mart Stores Inc COM 931142103 20 314 SH SOLE 0 0 314 Washington REIT COM 939653101 12 500 SH SOLE 0 0 500 Whole Foods Market Inc COM 966837106 5 146 SH SOLE 0 0 146 WisdomTree Dividend ex-Financials ETF 97717W406 5685 84579 SH SOLE 0 0 84579 WisdomTree Europe Hedged Equity ETF ETF 97717X701 671 12270 SH SOLE 0 0 12270 Xcel Energy Inc COM 98389B100 23 658 SH SOLE 0 0 658 XL Group PLC SHS G98290102 5 125 SH SOLE 0 0 125 Yamana Gold Inc COM 98462Y100 14 8000 SH SOLE 0 0 8000