0001209191-19-005600.txt : 20190128 0001209191-19-005600.hdr.sgml : 20190128 20190128172517 ACCESSION NUMBER: 0001209191-19-005600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190124 FILED AS OF DATE: 20190128 DATE AS OF CHANGE: 20190128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oplinger William F CENTRAL INDEX KEY: 0001573449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37816 FILM NUMBER: 19546496 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET, SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcoa Corp CENTRAL INDEX KEY: 0001675149 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 811789115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 BUSINESS PHONE: 412-315-2900 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 FORMER COMPANY: FORMER CONFORMED NAME: Alcoa Upstream Corp DATE OF NAME CHANGE: 20160520 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-24 0 0001675149 Alcoa Corp AA 0001573449 Oplinger William F 201 ISABELLA STREET SUITE 500 PITTSBURGH PA 15212-5858 0 1 0 0 Executive VP & CFO Common Stock, par value $0.01 per share 2019-01-24 4 A 0 11450 0.00 A 110533 D Common Stock, par value $0.01 per share 2019-01-24 4 A 0 7661 0.00 A 118194 D Common Stock, par value $0.01 per share 2019-01-24 4 F 0 9481 27.96 D 108713 D Common Stock, par value $0.01 per share 528 I By Company 401(k) plan Employee Stock Option (right to buy) 27.96 2019-01-24 4 A 0 29420 0.00 A 2029-01-24 Common Stock 29420 29420 D Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Earned 2018 tranche of performance restricted stock unit (PRSU) awards granted in 2016. Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2016. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. The option vests in three equal installments beginning January 24, 2020. Exhibit List Exhibit 24 - Power of Attorney - William F. Oplinger /s/ Marissa P. Earnest, attorney-in-fact for William F. Oplinger 2019-01-28 EX-24.4_828573 2 poa.txt POA DOCUMENT ALCOA CORPORATION POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that I, the undersigned director and/or officer of Alcoa Corporation, a Delaware corporation (the "Company"), hereby constitute and appoint Jeffrey D. Heeter, Marissa P. Earnest, Eryn F. Correa, Mary A. Vogel and any Assistant Secretary of the Company, and each of them, my true and lawful attorneys-in-fact and agents, with full power to act, together or each without the other, with full power of substitution and resubstitution, for me and in my name, place and stead, in any and all capacities, to execute and file for and on behalf of the undersigned (i) any reports on Forms 3, 4 and 5 (including any amendments thereto and any successors to such Forms) with respect to ownership acquisition or disposition of securities of the Company that the undersigned may be required to file with the U.S. Securities and Exchange Commission (the "SEC") in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules promulgated thereunder, (ii) any voluntary filings under Section 16(a) of the Exchange Act, (iii) to request electronic filing codes from the SEC by filing the Form ID (including amendments thereto) and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to file such reports electronically, (iv) any documents or reports that may be required under SEC Rule 144 to permit the undersigned to sell Company common stock without registration under the Securities Act of 1933, as amended (the "Securities Act") in reliance on Rule 144 as amended from time to time, or (v) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorneys-in-fact may approve in such attorney-in-fact's or attorneys-in-fact's discretion. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16(a) of the Exchange Act or the Securities Act. The Company will use all reasonable efforts to apprise the undersigned of applicable filing requirements for purposes of Section 16(a) of the Exchange Act or the Securities Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney revokes and replaces any prior Power of Attorney executed by the undersigned with respect to the ownership, acquisition or disposition of securities of the Company. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9th day of May, 2018. Signature: /s/ William F. Oplinger Printed Name: William F. Oplinger