0001209191-19-005600.txt : 20190128
0001209191-19-005600.hdr.sgml : 20190128
20190128172517
ACCESSION NUMBER: 0001209191-19-005600
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190124
FILED AS OF DATE: 20190128
DATE AS OF CHANGE: 20190128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oplinger William F
CENTRAL INDEX KEY: 0001573449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37816
FILM NUMBER: 19546496
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET, SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcoa Corp
CENTRAL INDEX KEY: 0001675149
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 811789115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
BUSINESS PHONE: 412-315-2900
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
FORMER COMPANY:
FORMER CONFORMED NAME: Alcoa Upstream Corp
DATE OF NAME CHANGE: 20160520
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-01-24
0
0001675149
Alcoa Corp
AA
0001573449
Oplinger William F
201 ISABELLA STREET
SUITE 500
PITTSBURGH
PA
15212-5858
0
1
0
0
Executive VP & CFO
Common Stock, par value $0.01 per share
2019-01-24
4
A
0
11450
0.00
A
110533
D
Common Stock, par value $0.01 per share
2019-01-24
4
A
0
7661
0.00
A
118194
D
Common Stock, par value $0.01 per share
2019-01-24
4
F
0
9481
27.96
D
108713
D
Common Stock, par value $0.01 per share
528
I
By Company 401(k) plan
Employee Stock Option (right to buy)
27.96
2019-01-24
4
A
0
29420
0.00
A
2029-01-24
Common Stock
29420
29420
D
Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
Earned 2018 tranche of performance restricted stock unit (PRSU) awards granted in 2016.
Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2016.
Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
The option vests in three equal installments beginning January 24, 2020.
Exhibit List
Exhibit 24 - Power of Attorney - William F. Oplinger
/s/ Marissa P. Earnest, attorney-in-fact for William F. Oplinger
2019-01-28
EX-24.4_828573
2
poa.txt
POA DOCUMENT
ALCOA CORPORATION
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that I, the undersigned director and/or
officer of Alcoa Corporation, a Delaware corporation (the "Company"), hereby
constitute and appoint Jeffrey D. Heeter, Marissa P. Earnest, Eryn F. Correa,
Mary A. Vogel and any Assistant Secretary of the Company, and each of them, my
true and lawful attorneys-in-fact and agents, with full power to act, together
or each without the other, with full power of substitution and resubstitution,
for me and in my name, place and stead, in any and all capacities, to execute
and file for and on behalf of the undersigned (i) any reports on Forms 3, 4 and
5 (including any amendments thereto and any successors to such Forms) with
respect to ownership acquisition or disposition of securities of the Company
that the undersigned may be required to file with the U.S. Securities and
Exchange Commission (the "SEC") in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules
promulgated thereunder, (ii) any voluntary filings under Section 16(a) of the
Exchange Act, (iii) to request electronic filing codes from the SEC by filing
the Form ID (including amendments thereto) and any other documents necessary or
appropriate to obtain codes and passwords enabling the undersigned to file such
reports electronically, (iv) any documents or reports that may be required under
SEC Rule 144 to permit the undersigned to sell Company common stock without
registration under the Securities Act of 1933, as amended (the "Securities Act")
in reliance on Rule 144 as amended from time to time, or (v) take any other
action of any type whatsoever in connection with the foregoing which, in the
opinion of such attorneys-in-fact, may be of benefit to, in the best interest
of, or legally required by, the undersigned, it being understood that the
documents executed by such attorneys-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in such form and shall contain such
terms and conditions as such attorneys-in-fact may approve in such
attorney-in-fact's or attorneys-in-fact's discretion.
The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16(a) of the Exchange Act or the Securities Act. The Company will
use all reasonable efforts to apprise the undersigned of applicable filing
requirements for purposes of Section 16(a) of the Exchange Act or the Securities
Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact. This Power of Attorney revokes and replaces any
prior Power of Attorney executed by the undersigned with respect to the
ownership, acquisition or disposition of securities of the Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 9th day of May, 2018.
Signature: /s/ William F. Oplinger
Printed Name: William F. Oplinger