0001572838-19-000003.txt : 20190510 0001572838-19-000003.hdr.sgml : 20190510 20190510142230 ACCESSION NUMBER: 0001572838-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 EFFECTIVENESS DATE: 20190510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Finance, LLC CENTRAL INDEX KEY: 0001572838 IRS NUMBER: 273001230 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17745 FILM NUMBER: 19814254 BUSINESS ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 BUSINESS PHONE: 2158829983 MAIL ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001572838 XXXXXXXX 03-31-2018 03-31-2018 Empirical Finance, LLC
213 FOXCROFT ROAD BROOMALL PA 19008
13F HOLDINGS REPORT 028-17745 N
Patrick Cleary Chief Compliance Officer 2158829983 Patrick Cleary Broomall PA 05-10-2019 0 161 393031 false
INFORMATION TABLE 2 2019.05.10.Empirical.xml AMC NETWORKS INC CL A 00164V103 2137 37649 SH SOLE 37649 0 0 AT&T INC COM 00206R102 506 16150 SH SOLE 16150 0 0 ABBOTT LABS COM 002824100 326 4074 SH SOLE 4074 0 0 ABBVIE INC COM 00287Y109 293 3633 SH SOLE 3633 0 0 ADOBE INC COM 00724F101 306 1147 SH SOLE 1147 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 919 20469 SH SOLE 20469 0 0 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 41819 1457428 SH SOLE 1457428 0 0 ALPHA ARCHITECT ETF TR INTL QUAN VALUE 02072L201 38654 1376927 SH SOLE 1376927 0 0 ALPHA ARCHITECT ETF TR INTL QUAN MOMNTM 02072L300 39725 1539577 SH SOLE 1539577 0 0 ALPHA ARCHITECT ETF TR US QUAN MOMENTUM 02072L409 42799 1451563 SH SOLE 1451563 0 0 ALPHA ARCHITECT ETF TR VAL MOMTM TRND 02072L508 30464 1229878 SH SOLE 1229878 0 0 ALPHABET INC CAP STK CL C 02079K107 830 707 SH SOLE 707 0 0 ALPHABET INC CAP STK CL A 02079K305 818 695 SH SOLE 695 0 0 ALTRIA GROUP INC COM 02209S103 253 4406 SH SOLE 4406 0 0 AMAZON COM INC COM 023135106 1793 1007 SH SOLE 1007 0 0 AMGEN INC COM 031162100 302 1591 SH SOLE 1591 0 0 APPLE INC COM 037833100 2221 11695 SH SOLE 11695 0 0 APPLIED MATLS INC COM 038222105 1066 26871 SH SOLE 26871 0 0 AUTOLIV INC COM 052800109 1149 15623 SH SOLE 15623 0 0 BANK AMER CORP COM 060505104 614 22240 SH SOLE 22240 0 0 BED BATH & BEYOND INC COM 075896100 1071 63052 SH SOLE 63052 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 907 4514 SH SOLE 4514 0 0 BEST BUY INC COM 086516101 2589 36434 SH SOLE 36434 0 0 BLOCK H & R INC COM 093671105 2372 99070 SH SOLE 99070 0 0 BOEING CO COM 097023105 492 1289 SH SOLE 1289 0 0 BORGWARNER INC COM 099724106 2273 59180 SH SOLE 59180 0 0 BROADCOM INC COM 11135F101 204 677 SH SOLE 677 0 0 CIGNA CORP NEW COM 125523100 1447 9000 SH SOLE 9000 0 0 CAL MAINE FOODS INC COM NEW 128030202 990 22186 SH SOLE 22186 0 0 CATERPILLAR INC DEL COM 149123101 1594 11768 SH SOLE 11768 0 0 CHEVRON CORP NEW COM 166764100 518 4204 SH SOLE 4204 0 0 CISCO SYS INC COM 17275R102 599 11098 SH SOLE 11098 0 0 CITIGROUP INC COM NEW 172967424 377 6055 SH SOLE 6055 0 0 CLEVELAND CLIFFS INC COM 185899101 824 82511 SH SOLE 82511 0 0 COCA COLA CO COM 191216100 419 8940 SH SOLE 8940 0 0 COHERENT INC COM 192479103 1147 8090 SH SOLE 8090 0 0 COMCAST CORP NEW CL A 20030N101 433 10834 SH SOLE 10834 0 0 COSTCO WHSL CORP NEW COM 22160K105 249 1027 SH SOLE 1027 0 0 CUMMINS INC COM 231021106 2775 17578 SH SOLE 17578 0 0 DSW INC CL A 23334L102 815 36659 SH SOLE 36659 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1329 25724 SH SOLE 25724 0 0 DELUXE CORP COM 248019101 860 19679 SH SOLE 19679 0 0 DICKS SPORTING GOODS INC COM 253393102 2443 66363 SH SOLE 66363 0 0 DISNEY WALT CO COM DISNEY 254687106 496 4463 SH SOLE 4463 0 0 DOWDUPONT INC COM 26078J100 284 5327 SH SOLE 5327 0 0 ETF SER SOLUTIONS APTUS BHVRL MMTM 26922A784 1566 53605 SH SOLE 53605 0 0 EMCOR GROUP INC COM 29084Q100 1077 14737 SH SOLE 14737 0 0 EXXON MOBIL CORP COM 30231G102 1550 19185 SH SOLE 19185 0 0 FACEBOOK INC CL A 30303M102 931 5587 SH SOLE 5587 0 0 FOOT LOCKER INC COM 344849104 2935 48438 SH SOLE 48438 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1459 113209 SH SOLE 113209 0 0 GAP INC COM 364760108 2361 90200 SH SOLE 90200 0 0 GENERAL ELECTRIC CO COM 369604103 204 20455 SH SOLE 20455 0 0 GENERAL MTRS CO COM 37045V100 1479 39875 SH SOLE 39875 0 0 GILEAD SCIENCES INC COM 375558103 2460 37842 SH SOLE 37842 0 0 GLOBAL X FDS MSCI PAKISTAN 37950E689 1026 119597 SH SOLE 119597 0 0 HP INC COM 40434L105 2092 107683 SH SOLE 107683 0 0 HOLLYFRONTIER CORP COM 436106108 873 17717 SH SOLE 17717 0 0 HOME DEPOT INC COM 437076102 522 2720 SH SOLE 2720 0 0 HONEYWELL INTL INC COM 438516106 280 1765 SH SOLE 1765 0 0 INGREDION INC COM 457187102 1408 14866 SH SOLE 14866 0 0 INTEL CORP COM 458140100 586 10905 SH SOLE 10905 0 0 INTERDIGITAL INC COM 45867G101 2107 31940 SH SOLE 31940 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1828 12957 SH SOLE 12957 0 0 INTL PAPER CO COM 460146103 1024 22123 SH SOLE 22123 0 0 INTERPUBLIC GROUP COS INC COM 460690100 939 44701 SH SOLE 44701 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4324 24066 SH SOLE 24066 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2147 20556 SH SOLE 20556 0 0 INVESCO EXCHNG TRADED FD TR RUSEL 1000 EQL 46138E420 326 10130 SH SOLE 10130 0 0 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 284 10136 SH SOLE 10136 0 0 INVESCO EXCHNG TRADED FD TR DWA DEV MKTS 46138E875 680 26300 SH SOLE 26300 0 0 ISHARES INC MSCI THAILND ETF 464286624 1368 15484 SH SOLE 15484 0 0 ISHARES INC MSCI TURKEY ETF 464286715 202 8338 SH SOLE 8338 0 0 ISHARES INC MSCI STH KOR ETF 464286772 1244 20402 SH SOLE 20402 0 0 ISHARES INC MSCI HONG KG ETF 464286871 1575 60084 SH SOLE 60084 0 0 ISHARES TR CORE S&P500 ETF 464287200 5666 19913 SH SOLE 19913 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 7071 66293 SH SOLE 66293 0 0 ISHARES TR CORE S&P MCP ETF 464287507 988 5219 SH SOLE 5219 0 0 ISHARES TR CORE S&P SCP ETF 464287804 642 8317 SH SOLE 8317 0 0 ISHARES TR MSCI POLAND ETF 46429B606 1386 60558 SH SOLE 60558 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 292 2599 SH SOLE 2599 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 1336 56307 SH SOLE 56307 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 1622 47039 SH SOLE 47039 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 1379 25207 SH SOLE 25207 0 0 ISHARES INC MSCI ITALY ETF 46434G830 265 9518 SH SOLE 9518 0 0 JPMORGAN CHASE & CO COM 46625H100 810 8004 SH SOLE 8004 0 0 JOHNSON & JOHNSON COM 478160104 876 6265 SH SOLE 6265 0 0 KLA-TENCOR CORP COM 482480100 2823 23638 SH SOLE 23638 0 0 KOHLS CORP COM 500255104 2361 34335 SH SOLE 34335 0 0 KORN FERRY COM NEW 500643200 917 20486 SH SOLE 20486 0 0 L BRANDS INC COM 501797104 1086 39377 SH SOLE 39377 0 0 LAM RESEARCH CORP COM 512807108 1054 5890 SH SOLE 5890 0 0 LEAR CORP COM NEW 521865204 2176 16031 SH SOLE 16031 0 0 LILLY ELI & CO COM 532457108 292 2248 SH SOLE 2248 0 0 LOWES COS INC COM 548661107 212 1936 SH SOLE 1936 0 0 MACYS INC COM 55616P104 1041 43305 SH SOLE 43305 0 0 MANPOWERGROUP INC COM 56418H100 2397 28984 SH SOLE 28984 0 0 MASTERCARD INC CL A 57636Q104 507 2155 SH SOLE 2155 0 0 MERCK & CO INC COM 58933Y105 521 6269 SH SOLE 6269 0 0 MICROSOFT CORP COM 594918104 992 8412 SH SOLE 8412 0 0 MICRON TECHNOLOGY INC COM 595112103 1159 28054 SH SOLE 28054 0 0 NVR INC COM 62944T105 1035 374 SH SOLE 374 0 0 NETFLIX INC COM 64110L106 360 1011 SH SOLE 1011 0 0 NEXTERA ENERGY INC COM 65339F101 213 1100 SH SOLE 1100 0 0 NIKE INC CL B 654106103 254 3014 SH SOLE 3014 0 0 NUCOR CORP COM 670346105 1297 22224 SH SOLE 22224 0 0 ORACLE CORP COM 68389X105 361 6716 SH SOLE 6716 0 0 PAYPAL HLDGS INC COM 70450Y103 277 2669 SH SOLE 2669 0 0 PEPSICO INC COM 713448108 404 3299 SH SOLE 3299 0 0 PFIZER INC COM 717081103 587 13822 SH SOLE 13822 0 0 PHILIP MORRIS INTL INC COM 718172109 321 3633 SH SOLE 3633 0 0 PROCTER AND GAMBLE CO COM 742718109 612 5879 SH SOLE 5879 0 0 PULTE GROUP INC COM 745867101 2542 90930 SH SOLE 90930 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 950 7785 SH SOLE 7785 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 4460 48695 SH SOLE 48695 0 0 SALESFORCE COM INC COM 79466L302 264 1665 SH SOLE 1665 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 2297 124766 SH SOLE 124766 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 4041 75133 SH SOLE 75133 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 454 9052 SH SOLE 9052 0 0 SKECHERS U S A INC CL A 830566105 1787 53156 SH SOLE 53156 0 0 SOUTHWEST AIRLS CO COM 844741108 1410 27167 SH SOLE 27167 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1079 230105 SH SOLE 230105 0 0 STARBUCKS CORP COM 855244109 238 3198 SH SOLE 3198 0 0 STEEL DYNAMICS INC COM 858119100 1149 32587 SH SOLE 32587 0 0 TECH DATA CORP COM 878237106 2818 27519 SH SOLE 27519 0 0 TENNECO INC CL A VTG COM STK 880349105 656 29591 SH SOLE 29591 0 0 TEXAS INSTRS INC COM 882508104 245 2309 SH SOLE 2309 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 257 938 SH SOLE 938 0 0 THOR INDS INC COM 885160101 963 15447 SH SOLE 15447 0 0 3M CO COM 88579Y101 288 1387 SH SOLE 1387 0 0 TYSON FOODS INC CL A 902494103 1742 25084 SH SOLE 25084 0 0 UNION PACIFIC CORP COM 907818108 302 1804 SH SOLE 1804 0 0 UNITED TECHNOLOGIES CORP COM 913017109 238 1845 SH SOLE 1845 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 973 8290 SH SOLE 8290 0 0 UNITEDHEALTH GROUP INC COM 91324P102 557 2252 SH SOLE 2252 0 0 URBAN OUTFITTERS INC COM 917047102 933 31492 SH SOLE 31492 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1563 19250 SH SOLE 19250 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 283 3308 SH SOLE 3308 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 964 9253 SH SOLE 9253 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 266 3632 SH SOLE 3632 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3229 64392 SH SOLE 64392 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1750 41167 SH SOLE 41167 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1015 15409 SH SOLE 15409 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1007 18786 SH SOLE 18786 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 424 3275 SH SOLE 3275 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1608 26616 SH SOLE 26616 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 726 2799 SH SOLE 2799 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4166 47935 SH SOLE 47935 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7890 54526 SH SOLE 54526 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 568 9600 SH SOLE 9600 0 0 VIACOM INC NEW CL B 92553P201 2416 86053 SH SOLE 86053 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1284 69544 SH SOLE 69544 0 0 WALMART INC COM 931142103 331 3398 SH SOLE 3398 0 0 WELLS FARGO CO NEW COM 949746101 493 10196 SH SOLE 10196 0 0 WESTERN UN CO COM 959802109 2510 135871 SH SOLE 135871 0 0 WESTLAKE CHEM CORP COM 960413102 880 12970 SH SOLE 12970 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 900 22217 SH SOLE 22217 0 0 XEROX CORP COM NEW 984121608 1493 46671 SH SOLE 46671 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2530 52832 SH SOLE 52832 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 1028 9511 SH SOLE 9511 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2114 25144 SH SOLE 25144 0 0