0001572838-19-000001.txt : 20190122
0001572838-19-000001.hdr.sgml : 20190122
20190122161802
ACCESSION NUMBER: 0001572838-19-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190122
DATE AS OF CHANGE: 20190122
EFFECTIVENESS DATE: 20190122
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empirical Finance, LLC
CENTRAL INDEX KEY: 0001572838
IRS NUMBER: 273001230
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17745
FILM NUMBER: 19535552
BUSINESS ADDRESS:
STREET 1: 213 FOXCROFT ROAD
CITY: BROOMALL
STATE: PA
ZIP: 19008
BUSINESS PHONE: 2158829983
MAIL ADDRESS:
STREET 1: 213 FOXCROFT ROAD
CITY: BROOMALL
STATE: PA
ZIP: 19008
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001572838
XXXXXXXX
12-31-2018
12-31-2018
Empirical Finance, LLC
213 FOXCROFT ROAD
BROOMALL
PA
19008
13F HOLDINGS REPORT
028-17745
N
Patrick Cleary
Chief Compliance Officer
2158829983
Patrick Cleary
Broomall
PA
01-22-2019
0
142
337398
false
INFORMATION TABLE
2
2018.12.31.Empirical.xml
GENERAL ELECTRIC CO
COM
369604103
116
15381
SH
SOLE
15381
0
0
3M CO
COM
88579Y101
203
1066
SH
SOLE
1066
0
0
ISHARES INC
MSCI TURKEY ETF
464286715
205
8338
SH
SOLE
8338
0
0
NETFLIX INC
COM
64110L106
208
778
SH
SOLE
778
0
0
DOWDUPONT INC
COM
26078J100
219
4104
SH
SOLE
4104
0
0
ABBOTT LABS
COM
002824100
225
3109
SH
SOLE
3109
0
0
ISHARES INC
MSCI ITALY ETF
46434G830
230
9518
SH
SOLE
9518
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
238
3632
SH
SOLE
3632
0
0
ORACLE CORP
COM
68389X105
241
5337
SH
SOLE
5337
0
0
WALMART INC
COM
931142103
244
2621
SH
SOLE
2621
0
0
CITIGROUP INC
COM NEW
172967424
244
4695
SH
SOLE
4695
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
258
3308
SH
SOLE
3308
0
0
ABBVIE INC
COM
00287Y109
258
2802
SH
SOLE
2802
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
268
7974
SH
SOLE
7974
0
0
PEPSICO INC
COM
713448108
280
2538
SH
SOLE
2538
0
0
INVESCO EXCHNG TRADED FD TR
RUSEL 1000 EQL
46138E420
283
10130
SH
SOLE
10130
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
285
2840
SH
SOLE
2840
0
0
COMCAST CORP NEW
CL A
20030N101
285
8361
SH
SOLE
8361
0
0
DISNEY WALT CO
COM DISNEY
254687106
292
2667
SH
SOLE
2667
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
314
1662
SH
SOLE
1662
0
0
BOEING CO
COM
097023105
322
997
SH
SOLE
997
0
0
VANGUARD WHITEHALL FDS INC
EMERG MKT BD ETF
921946885
323
4334
SH
SOLE
4334
0
0
COCA COLA CO
COM
191216100
325
6874
SH
SOLE
6874
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
331
6639
SH
SOLE
6639
0
0
CHEVRON CORP NEW
COM
166764100
345
3171
SH
SOLE
3171
0
0
AT&T INC
COM
00206R102
349
12214
SH
SOLE
12214
0
0
HOME DEPOT INC
COM
437076102
362
2106
SH
SOLE
2106
0
0
WELLS FARGO CO NEW
COM
949746101
364
7894
SH
SOLE
7894
0
0
MERCK & CO INC
COM
58933Y105
370
4842
SH
SOLE
4842
0
0
CISCO SYS INC
COM
17275R102
376
8686
SH
SOLE
8686
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
386
3275
SH
SOLE
3275
0
0
INTEL CORP
COM
458140100
395
8409
SH
SOLE
8409
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
414
7363
SH
SOLE
7363
0
0
PROCTER AND GAMBLE CO
COM
742718109
417
4534
SH
SOLE
4534
0
0
BANK AMER CORP
COM
060505104
424
17208
SH
SOLE
17208
0
0
MICROSOFT CORP
COM
594918104
428
4209
SH
SOLE
4209
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
431
1729
SH
SOLE
1729
0
0
PFIZER INC
COM
717081103
463
10605
SH
SOLE
10605
0
0
ALPHABET INC
CAP STK CL A
02079K305
556
532
SH
SOLE
532
0
0
ALPHABET INC
CAP STK CL C
02079K107
559
540
SH
SOLE
540
0
0
FACEBOOK INC
CL A
30303M102
562
4289
SH
SOLE
4289
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
577
8321
SH
SOLE
8321
0
0
JPMORGAN CHASE & CO
COM
46625H100
603
6179
SH
SOLE
6179
0
0
JOHNSON & JOHNSON
COM
478160104
621
4812
SH
SOLE
4812
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
643
2799
SH
SOLE
2799
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
705
3453
SH
SOLE
3453
0
0
HOLLYFRONTIER CORP
COM
436106108
731
14298
SH
SOLE
14298
0
0
WESTLAKE CHEM CORP
COM
960413102
732
11055
SH
SOLE
11055
0
0
MKS INSTRUMENT INC
COM
55306N104
741
11473
SH
SOLE
11473
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
761
9103
SH
SOLE
9103
0
0
DSW INC
CL A
23334L102
771
31229
SH
SOLE
31229
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
785
230105
SH
SOLE
230105
0
0
OSHKOSH CORP
COM
688239201
801
13060
SH
SOLE
13060
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
828
18851
SH
SOLE
18851
0
0
INVESCO EXCHNG TRADED FD TR
DWA DEV MKTS
46138E875
842
36686
SH
SOLE
36686
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
867
5221
SH
SOLE
5221
0
0
APPLIED MATLS INC
COM
038222105
882
26954
SH
SOLE
26954
0
0
NVR INC
COM
62944T105
911
374
SH
SOLE
374
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
914
16853
SH
SOLE
16853
0
0
XEROX CORP
COM NEW
984121608
920
46547
SH
SOLE
46547
0
0
GLOBAL X FDS
MSCI PAKISTAN
37950E689
965
119597
SH
SOLE
119597
0
0
STEEL DYNAMICS INC
COM
858119100
979
32587
SH
SOLE
32587
0
0
L BRANDS INC
COM
501797104
1007
39234
SH
SOLE
39234
0
0
MANPOWERGROUP INC
COM
56418H100
1094
16885
SH
SOLE
16885
0
0
AUTOLIV INC
COM
052800109
1097
15623
SH
SOLE
15623
0
0
AUTOZONE INC
COM
053332102
1110
1324
SH
SOLE
1324
0
0
NORDSTROM INC
COM
655664100
1121
24058
SH
SOLE
24058
0
0
AMAZON COM INC
COM
023135106
1129
752
SH
SOLE
752
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1136
13657
SH
SOLE
13657
0
0
NUCOR CORP
COM
670346105
1143
22053
SH
SOLE
22053
0
0
EXXON MOBIL CORP
COM
30231G102
1151
16875
SH
SOLE
16875
0
0
GENTEX CORP
COM
371901109
1154
57096
SH
SOLE
57096
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1159
112400
SH
SOLE
112400
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
1166
13774
SH
SOLE
13774
0
0
LEAR CORP
COM NEW
521865204
1172
9538
SH
SOLE
9538
0
0
BORGWARNER INC
COM
099724106
1178
33910
SH
SOLE
33910
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
1201
20402
SH
SOLE
20402
0
0
AMC NETWORKS INC
CL A
00164V103
1206
21974
SH
SOLE
21974
0
0
SKECHERS U S A INC
CL A
830566105
1217
53156
SH
SOLE
53156
0
0
ISHARES INC
MSCI SINGPOR ETF
46434G780
1244
56307
SH
SOLE
56307
0
0
SOUTHWEST AIRLS CO
COM
844741108
1249
26878
SH
SOLE
26878
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
1252
69544
SH
SOLE
69544
0
0
CLEVELAND CLIFFS INC
COM
185899101
1254
163107
SH
SOLE
163107
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1267
25390
SH
SOLE
25390
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
1278
25207
SH
SOLE
25207
0
0
ISHARES INC
MSCI THAILND ETF
464286624
1282
15484
SH
SOLE
15484
0
0
GENERAL MTRS CO
COM
37045V100
1309
39139
SH
SOLE
39139
0
0
TYSON FOODS INC
CL A
902494103
1331
24924
SH
SOLE
24924
0
0
JUNIPER NETWORKS INC
COM
48203R104
1334
49584
SH
SOLE
49584
0
0
DISCOVERY INC
COM SER A
25470F104
1346
54413
SH
SOLE
54413
0
0
VIACOM INC NEW
CL B
92553P201
1348
52435
SH
SOLE
52435
0
0
WILLIAMS SONOMA INC
COM
969904101
1353
26811
SH
SOLE
26811
0
0
ISHARES INC
MSCI HONG KG ETF
464286871
1356
60084
SH
SOLE
60084
0
0
INGREDION INC
COM
457187102
1359
14866
SH
SOLE
14866
0
0
ISHARES TR
MSCI POLAND ETF
46429B606
1395
60558
SH
SOLE
60558
0
0
WESTERN UN CO
COM
959802109
1405
82353
SH
SOLE
82353
0
0
PULTE GROUP INC
COM
745867101
1414
54391
SH
SOLE
54391
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1417
12464
SH
SOLE
12464
0
0
ISHARES INC
MSCI RUSSIA ETF
46434G798
1449
47039
SH
SOLE
47039
0
0
URBAN OUTFITTERS INC
COM
917047102
1449
43640
SH
SOLE
43640
0
0
TECH DATA CORP
COM
878237106
1451
17738
SH
SOLE
17738
0
0
CATERPILLAR INC DEL
COM
149123101
1453
11436
SH
SOLE
11436
0
0
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
1464
29213
SH
SOLE
29213
0
0
ENERSYS
COM
29275Y102
1508
19431
SH
SOLE
19431
0
0
ETF SER SOLUTIONS
APTU BEHA MOME
26922A784
1515
53630
SH
SOLE
53630
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1525
19258
SH
SOLE
19258
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1563
41025
SH
SOLE
41025
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
1600
26610
SH
SOLE
26610
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
1622
83902
SH
SOLE
83902
0
0
AMGEN INC
COM
031162100
1689
8678
SH
SOLE
8678
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1880
20565
SH
SOLE
20565
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1935
50135
SH
SOLE
50135
0
0
BEST BUY INC
COM
086516101
1960
37008
SH
SOLE
37008
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
1996
117043
SH
SOLE
117043
0
0
ISHARES TR
CORE S&P500 ETF
464287200
2033
8078
SH
SOLE
8078
0
0
MACYS INC
COM
55616P104
2035
68336
SH
SOLE
68336
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
2052
34812
SH
SOLE
34812
0
0
KLA-TENCOR CORP
COM
482480100
2111
23591
SH
SOLE
23591
0
0
GAP INC DEL
COM
364760108
2241
86994
SH
SOLE
86994
0
0
DICKS SPORTING GOODS INC
COM
253393102
2266
72628
SH
SOLE
72628
0
0
GILEAD SCIENCES INC
COM
375558103
2270
36292
SH
SOLE
36292
0
0
CUMMINS INC
COM
231021106
2273
17007
SH
SOLE
17007
0
0
INTERDIGITAL INC
COM
45867G101
2333
35121
SH
SOLE
35121
0
0
CIGNA CORP NEW
COM
125523100
2430
12793
SH
SOLE
12793
0
0
HP INC
COM
40434L105
2436
119052
SH
SOLE
119052
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2550
10203
SH
SOLE
10203
0
0
FOOT LOCKER INC
COM
344849104
2580
48494
SH
SOLE
48494
0
0
APPLE INC
COM
037833100
2782
17636
SH
SOLE
17636
0
0
BLOCK H & R INC
COM
093671105
2803
110497
SH
SOLE
110497
0
0
KOHLS CORP
COM
500255104
2870
43255
SH
SOLE
43255
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2871
62994
SH
SOLE
62994
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
3713
24068
SH
SOLE
24068
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
3788
50798
SH
SOLE
50798
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
3941
66018
SH
SOLE
66018
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
4022
38598
SH
SOLE
38598
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
6821
53446
SH
SOLE
53446
0
0
SPDR SER TR
SPDR BLOOMBERG
78468R663
8344
91233
SH
SOLE
91233
0
0
ALPHA ARCHITECT ETF TR
VAL MOMTM TRND
02072L508
28793
1187032
SH
SOLE
1187032
0
0
ALPHA ARCHITECT ETF TR
US QUAN MOMENTUM
02072L409
32750
1298075
SH
SOLE
1298075
0
0
ALPHA ARCHITECT ETF TR
INTL QUAN VALUE
02072L201
33630
1346272
SH
SOLE
1346272
0
0
ALPHA ARCHITECT ETF TR
INTL QUAN MOMNTM
02072L300
34467
1485359
SH
SOLE
1485359
0
0
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
35523
1418793
SH
SOLE
1418793
0
0