0001572838-18-000006.txt : 20181018 0001572838-18-000006.hdr.sgml : 20181018 20181018141522 ACCESSION NUMBER: 0001572838-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181018 DATE AS OF CHANGE: 20181018 EFFECTIVENESS DATE: 20181018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Finance, LLC CENTRAL INDEX KEY: 0001572838 IRS NUMBER: 273001230 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17745 FILM NUMBER: 181128121 BUSINESS ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 BUSINESS PHONE: 2158829983 MAIL ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001572838 XXXXXXXX 09-30-2018 09-30-2018 Empirical Finance, LLC
213 FOXCROFT ROAD BROOMALL PA 19008
13F HOLDINGS REPORT 028-17745 N
Patrick Cleary Chief Compliance Officer 2158829983 Patrick Cleary Broomall PA 10-18-2018 0 152 401870 false
INFORMATION TABLE 2 2018.09.30.13F_Empirical.xml ALPHABET INC CAP STK CL A 02079K305 680 563 SH SOLE 563 0 0 NVR INC COM 62944T105 1418 574 SH SOLE 574 0 0 ALPHABET INC CAP STK CL C 02079K107 707 592 SH SOLE 592 0 0 AMAZON COM INC COM 023135106 1584 791 SH SOLE 791 0 0 CHEMED CORP NEW COM 16359R103 260 813 SH SOLE 813 0 0 NETFLIX INC COM 64110L106 308 822 SH SOLE 822 0 0 ROPER TECHNOLOGIES INC COM 776696106 262 885 SH SOLE 885 0 0 ADOBE SYS INC COM 00724F101 257 951 SH SOLE 951 0 0 BOEING CO COM 097023105 429 1153 SH SOLE 1153 0 0 3M CO COM 88579Y101 247 1172 SH SOLE 1172 0 0 SALESFORCE COM INC COM 79466L302 204 1283 SH SOLE 1283 0 0 AUTOZONE INC COM 053332102 1032 1331 SH SOLE 1331 0 0 HONEYWELL INTL INC COM 438516106 244 1464 SH SOLE 1464 0 0 UNITED TECHNOLOGIES CORP COM 913017109 211 1508 SH SOLE 1508 0 0 UNION PAC CORP COM 907818108 256 1573 SH SOLE 1573 0 0 S&P GLOBAL INC COM 78409V104 317 1624 SH SOLE 1624 0 0 INTUIT COM 461202103 373 1642 SH SOLE 1642 0 0 MOODYS CORP COM 615369105 276 1652 SH SOLE 1652 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 261 1728 SH SOLE 1728 0 0 UNITEDHEALTH GROUP INC COM 91324P102 495 1861 SH SOLE 1861 0 0 MASTERCARD INCORPORATED CL A 57636Q104 423 1901 SH SOLE 1901 0 0 LILLY ELI & CO COM 532457108 206 1921 SH SOLE 1921 0 0 TEXAS INSTRS INC COM 882508104 209 1950 SH SOLE 1950 0 0 NEXTERA ENERGY INC COM 65339F101 337 2009 SH SOLE 2009 0 0 STERIS PLC SHS USD G84720104 235 2057 SH SOLE 2057 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 223 2087 SH SOLE 2087 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 581 2176 SH SOLE 2176 0 0 HOME DEPOT INC COM 437076102 488 2355 SH SOLE 2355 0 0 FIRSTSERVICE CORP NEW SUB VTG SH 33767E103 207 2450 SH SOLE 2450 0 0 ALLSTATE CORP COM 020002101 249 2522 SH SOLE 2522 0 0 NIKE INC CL B 654106103 230 2711 SH SOLE 2711 0 0 PEPSICO INC COM 713448108 310 2771 SH SOLE 2771 0 0 WASTE MGMT INC DEL COM 94106L109 254 2812 SH SOLE 2812 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 338 2840 SH SOLE 2840 0 0 DISNEY WALT CO COM DISNEY 254687106 347 2971 SH SOLE 2971 0 0 PHILIP MORRIS INTL INC COM 718172109 244 2991 SH SOLE 2991 0 0 ABBVIE INC COM 00287Y109 287 3034 SH SOLE 3034 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 386 3275 SH SOLE 3275 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 288 3308 SH SOLE 3308 0 0 ABBOTT LABS COM 002824100 246 3351 SH SOLE 3351 0 0 FISERV INC COM 337738108 278 3371 SH SOLE 3371 0 0 CHEVRON CORP NEW COM 166764100 416 3404 SH SOLE 3404 0 0 WALMART INC COM 931142103 337 3591 SH SOLE 3591 0 0 ALTRIA GROUP INC COM 02209S103 224 3711 SH SOLE 3711 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 841 3928 SH SOLE 3928 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 200 4039 SH SOLE 4039 0 0 DOWDUPONT INC COM 26078J100 285 4433 SH SOLE 4433 0 0 FACEBOOK INC CL A 30303M102 769 4675 SH SOLE 4675 0 0 PROCTER AND GAMBLE CO COM 742718109 412 4948 SH SOLE 4948 0 0 JOHNSON & JOHNSON COM 478160104 720 5209 SH SOLE 5209 0 0 CITIGROUP INC COM NEW 172967424 376 5246 SH SOLE 5246 0 0 MERCK & CO INC COM 58933Y105 377 5311 SH SOLE 5311 0 0 MICROSOFT CORP COM 594918104 615 5375 SH SOLE 5375 0 0 ORACLE CORP COM 68389X105 331 6416 SH SOLE 6416 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1522 6445 SH SOLE 6445 0 0 JPMORGAN CHASE & CO COM 46625H100 767 6797 SH SOLE 6797 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 249 6911 SH SOLE 6911 0 0 COCA COLA CO COM 191216100 351 7608 SH SOLE 7608 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 421 7886 SH SOLE 7886 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2488 8558 SH SOLE 8558 0 0 CIGNA CORPORATION COM 125509109 1819 8733 SH SOLE 8733 0 0 AMGEN INC COM 031162100 1826 8810 SH SOLE 8810 0 0 WELLS FARGO CO NEW COM 949746101 466 8857 SH SOLE 8857 0 0 INTEL CORP COM 458140100 433 9153 SH SOLE 9153 0 0 COMCAST CORP NEW CL A 20030N101 327 9238 SH SOLE 9238 0 0 CISCO SYS INC COM 17275R102 463 9520 SH SOLE 9520 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 210 10388 SH SOLE 10388 0 0 CUMMINS INC COM 231021106 1609 11018 SH SOLE 11018 0 0 PFIZER INC COM 717081103 511 11586 SH SOLE 11586 0 0 AT&T INC COM 00206R102 445 13243 SH SOLE 13243 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 1354 13774 SH SOLE 13774 0 0 INGREDION INC COM 457187102 1560 14866 SH SOLE 14866 0 0 ISHARES INC MSCI THAILND ETF 464286624 1460 15484 SH SOLE 15484 0 0 WESTLAKE CHEM CORP COM 960413102 1361 16376 SH SOLE 16376 0 0 MKS INSTRUMENT INC COM 55306N104 1320 16469 SH SOLE 16469 0 0 LEAR CORP COM NEW 521865204 2396 16523 SH SOLE 16523 0 0 LAM RESEARCH CORP COM 512807108 2526 16650 SH SOLE 16650 0 0 BIG LOTS INC COM 089302103 702 16808 SH SOLE 16808 0 0 GENERAL ELECTRIC CO COM 369604103 193 17117 SH SOLE 17117 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1635 17211 SH SOLE 17211 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1478 17324 SH SOLE 17324 0 0 EXXON MOBIL CORP COM 30231G102 1483 17441 SH SOLE 17441 0 0 WESTERN DIGITAL CORP COM 958102105 1032 17622 SH SOLE 17622 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3340 17976 SH SOLE 17976 0 0 BANK AMER CORP COM 060505104 558 18943 SH SOLE 18943 0 0 ENERSYS COM 29275Y102 1693 19431 SH SOLE 19431 0 0 APPLE INC COM 037833100 4518 20015 SH SOLE 20015 0 0 TUPPERWARE BRANDS CORP COM 899896104 675 20185 SH SOLE 20185 0 0 ISHARES INC MSCI STH KOR ETF 464286772 1393 20402 SH SOLE 20402 0 0 HOLLYFRONTIER CORP COM 436106108 1445 20671 SH SOLE 20671 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 2668 20867 SH SOLE 20867 0 0 L BRANDS INC COM 501797104 670 22125 SH SOLE 22125 0 0 PACCAR INC COM 693718108 1534 22495 SH SOLE 22495 0 0 NORDSTROM INC COM 655664100 1382 23103 SH SOLE 23103 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2378 23194 SH SOLE 23194 0 0 THOR INDS INC COM 885160101 1950 23302 SH SOLE 23302 0 0 CIRRUS LOGIC INC COM 172755100 908 23511 SH SOLE 23511 0 0 TYSON FOODS INC CL A 902494103 1487 24982 SH SOLE 24982 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 1518 25207 SH SOLE 25207 0 0 WILLIAMS SONOMA INC COM 969904101 1762 26811 SH SOLE 26811 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 1570 30187 SH SOLE 30187 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1463 30890 SH SOLE 30890 0 0 FOOT LOCKER INC COM 344849104 1591 31214 SH SOLE 31214 0 0 STEEL DYNAMICS INC COM 858119100 1473 32587 SH SOLE 32587 0 0 MICRON TECHNOLOGY INC COM 595112103 1488 32901 SH SOLE 32901 0 0 NCR CORP NEW COM 62886E108 955 33604 SH SOLE 33604 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1627 34362 SH SOLE 34362 0 0 D R HORTON INC COM 23331A109 1453 34449 SH SOLE 34449 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 1899 34812 SH SOLE 34812 0 0 INTERDIGITAL INC COM 45867G101 2810 35121 SH SOLE 35121 0 0 GILEAD SCIENCES INC COM 375558103 2823 36562 SH SOLE 36562 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 3709 36664 SH SOLE 36664 0 0 INVESCO EXCHNG TRADED FD TR DWA DEV MKTS 46138E875 1007 36686 SH SOLE 36686 0 0 BEST BUY INC COM 086516101 2943 37085 SH SOLE 37085 0 0 APPLIED MATLS INC COM 038222105 1468 37993 SH SOLE 37993 0 0 ISHARES INC MSCI TURKEY ETF 464286715 940 39474 SH SOLE 39474 0 0 DELUXE CORP COM 248019101 2390 41979 SH SOLE 41979 0 0 KOHLS CORP COM 500255104 3169 42507 SH SOLE 42507 0 0 MACYS INC COM 55616P104 1501 43214 SH SOLE 43214 0 0 URBAN OUTFITTERS INC COM 917047102 1787 43704 SH SOLE 43704 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 4079 44542 SH SOLE 44542 0 0 ISHARES INC MSCI ITALY ETF 46434G830 1245 45013 SH SOLE 45013 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 1655 47039 SH SOLE 47039 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3877 48059 SH SOLE 48059 0 0 JUNIPER NETWORKS INC COM 48203R104 1489 49697 SH SOLE 49697 0 0 HUNTSMAN CORP COM 447011107 1369 50265 SH SOLE 50265 0 0 LOUISIANA PAC CORP COM 546347105 1371 51767 SH SOLE 51767 0 0 VIACOM INC NEW CL B 92553P201 1773 52518 SH SOLE 52518 0 0 SKECHERS U S A INC CL A 830566105 1485 53156 SH SOLE 53156 0 0 DISCOVERY INC COM SER A 25470F104 1744 54515 SH SOLE 54515 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 1367 56307 SH SOLE 56307 0 0 GENTEX CORP COM 371901109 1225 57096 SH SOLE 57096 0 0 ISHARES INC MSCI HONG KG ETF 464286871 1437 60084 SH SOLE 60084 0 0 ISHARES TR MSCI POLAND ETF 46429B606 1445 60558 SH SOLE 60558 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1180 67640 SH SOLE 67640 0 0 DICKS SPORTING GOODS INC COM 253393102 2577 72628 SH SOLE 72628 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2020 81334 SH SOLE 81334 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 1479 81772 SH SOLE 81772 0 0 WESTERN UN CO COM 959802109 1571 82447 SH SOLE 82447 0 0 GAP INC DEL COM 364760108 2513 87123 SH SOLE 87123 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 5985 103475 SH SOLE 103475 0 0 BLOCK H & R INC COM 093671105 2847 110554 SH SOLE 110554 0 0 HP INC COM 40434L105 3077 119396 SH SOLE 119396 0 0 GLOBAL X FDS MSCI PAKISTAN 37950E689 1269 119597 SH SOLE 119597 0 0 BED BATH & BEYOND INC COM 075896100 2032 135494 SH SOLE 135494 0 0 CLEVELAND CLIFFS INC COM 185899101 2065 163107 SH SOLE 163107 0 0 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 4143 220734 SH SOLE 220734 0 0 ALPHA ARCHITECT ETF TR INTL QUAN VALUE 02072L201 41892 1363837 SH SOLE 1363837 0 0 ALPHA ARCHITECT ETF TR VAL MOMTM TRND 02072L508 40749 1406580 SH SOLE 1406580 0 0 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 45068 1453334 SH SOLE 1453334 0 0 ALPHA ARCHITECT ETF TR US QUAN MOMENTUM 02072L409 50076 1472827 SH SOLE 1472827 0 0 ALPHA ARCHITECT ETF TR INTL QUAN MOMNTM 02072L300 43324 1518910 SH SOLE 1518910 0 0