0001572838-18-000005.txt : 20180709
0001572838-18-000005.hdr.sgml : 20180709
20180709122150
ACCESSION NUMBER: 0001572838-18-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180709
DATE AS OF CHANGE: 20180709
EFFECTIVENESS DATE: 20180709
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empirical Finance, LLC
CENTRAL INDEX KEY: 0001572838
IRS NUMBER: 273001230
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17745
FILM NUMBER: 18943970
BUSINESS ADDRESS:
STREET 1: 213 FOXCROFT ROAD
CITY: BROOMALL
STATE: PA
ZIP: 19008
BUSINESS PHONE: 2158829983
MAIL ADDRESS:
STREET 1: 213 FOXCROFT ROAD
CITY: BROOMALL
STATE: PA
ZIP: 19008
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001572838
XXXXXXXX
06-30-2018
06-30-2018
Empirical Finance, LLC
213 FOXCROFT ROAD
BROOMALL
PA
19008
13F HOLDINGS REPORT
028-17745
N
Patrick Cleary
Chief Compliance Officer
2158829983
Patrick Cleary
Broomall
PA
07-09-2018
0
139
394653
false
INFORMATION TABLE
2
2018.06.30.13F_Empirical2.xml
ALPHABET INC
CAP STK CL A
02079K305
560
496
SH
SOLE
496
0
0
ALPHABET INC
CAP STK CL C
02079K107
586
525
SH
SOLE
525
0
0
AMAZON COM INC
COM
023135106
1190
700
SH
SOLE
700
0
0
NETFLIX INC
COM
64110L106
283
724
SH
SOLE
724
0
0
CHEMED CORP NEW
COM
16359R103
262
813
SH
SOLE
813
0
0
ADOBE SYS INC
COM
00724F101
205
840
SH
SOLE
840
0
0
ROPER TECHNOLOGIES INC
COM
776696106
238
863
SH
SOLE
863
0
0
BOEING CO
COM
097023105
345
1027
SH
SOLE
1027
0
0
3M CO
COM
88579Y101
204
1037
SH
SOLE
1037
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
214
1533
SH
SOLE
1533
0
0
S&P GLOBAL INC
COM
78409V104
320
1568
SH
SOLE
1568
0
0
INTUIT
COM
461202103
324
1588
SH
SOLE
1588
0
0
MOODYS CORP
COM
615369105
275
1614
SH
SOLE
1614
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
231
1616
SH
SOLE
1616
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
403
1642
SH
SOLE
1642
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
333
1693
SH
SOLE
1693
0
0
NEXTERA ENERGY INC
COM
65339F101
318
1902
SH
SOLE
1902
0
0
STERIS PLC
SHS USD
G84720104
216
2057
SH
SOLE
2057
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
213
2087
SH
SOLE
2087
0
0
HOME DEPOT INC
COM
437076102
408
2091
SH
SOLE
2091
0
0
PRICE T ROWE GROUP INC
COM
74144T108
246
2115
SH
SOLE
2115
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
543
2176
SH
SOLE
2176
0
0
ALLSTATE CORP
COM
020002101
223
2442
SH
SOLE
2442
0
0
PEPSICO INC
COM
713448108
268
2461
SH
SOLE
2461
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
213
2530
SH
SOLE
2530
0
0
BIOGEN INC
COM
09062X103
753
2595
SH
SOLE
2595
0
0
DISNEY WALT CO
COM DISNEY
254687106
276
2638
SH
SOLE
2638
0
0
PHILIP MORRIS INTL INC
COM
718172109
213
2644
SH
SOLE
2644
0
0
ABBVIE INC
COM
00287Y109
251
2705
SH
SOLE
2705
0
0
WASTE MGMT INC DEL
COM
94106L109
221
2720
SH
SOLE
2720
0
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
260
3094
SH
SOLE
3094
0
0
CHEVRON CORP NEW
COM
166764100
408
3224
SH
SOLE
3224
0
0
WALMART INC
COM
931142103
279
3262
SH
SOLE
3262
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
380
3275
SH
SOLE
3275
0
0
FISERV INC
COM
337738108
243
3277
SH
SOLE
3277
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
275
3308
SH
SOLE
3308
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
651
3489
SH
SOLE
3489
0
0
AUTOZONE INC
COM
053332102
2391
3564
SH
SOLE
3564
0
0
MICROSOFT CORP
COM
594918104
360
3655
SH
SOLE
3655
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
429
3909
SH
SOLE
3909
0
0
DOWDUPONT INC
COM
26078J100
258
3918
SH
SOLE
3918
0
0
PJT PARTNERS INC
COM CL A
69343T107
210
3933
SH
SOLE
3933
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
200
4024
SH
SOLE
4024
0
0
FACEBOOK INC
CL A
30303M102
805
4142
SH
SOLE
4142
0
0
PROCTER AND GAMBLE CO
COM
742718109
343
4392
SH
SOLE
4392
0
0
JOHNSON & JOHNSON
COM
478160104
561
4622
SH
SOLE
4622
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
246
4633
SH
SOLE
4633
0
0
CITIGROUP INC
COM NEW
172967424
313
4674
SH
SOLE
4674
0
0
MERCK & CO INC
COM
58933Y105
287
4723
SH
SOLE
4723
0
0
HUMANA INC
COM
444859102
1438
4831
SH
SOLE
4831
0
0
GLOBUS MED INC
CL A
379577208
265
5258
SH
SOLE
5258
0
0
ORACLE CORP
COM
68389X105
254
5760
SH
SOLE
5760
0
0
AXOGEN INC
COM
05463X106
302
6010
SH
SOLE
6010
0
0
JPMORGAN CHASE & CO
COM
46625H100
630
6045
SH
SOLE
6045
0
0
ANTHEM INC
COM
036752103
1532
6435
SH
SOLE
6435
0
0
COCA COLA CO
COM
191216100
296
6752
SH
SOLE
6752
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
351
6973
SH
SOLE
6973
0
0
THOR INDS INC
COM
885160101
739
7585
SH
SOLE
7585
0
0
LAM RESEARCH CORP
COM
512807108
1339
7748
SH
SOLE
7748
0
0
WELLS FARGO CO NEW
COM
949746101
437
7891
SH
SOLE
7891
0
0
COMCAST CORP NEW
CL A
20030N101
270
8237
SH
SOLE
8237
0
0
SANDERSON FARMS INC
COM
800013104
955
9078
SH
SOLE
9078
0
0
F5 NETWORKS INC
COM
315616102
1712
9925
SH
SOLE
9925
0
0
PFIZER INC
COM
717081103
374
10316
SH
SOLE
10316
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
199
10388
SH
SOLE
10388
0
0
AT&T INC
COM
00206R102
373
11629
SH
SOLE
11629
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
1594
13774
SH
SOLE
13774
0
0
LEAR CORP
COM NEW
521865204
2766
14884
SH
SOLE
14884
0
0
GENERAL ELECTRIC CO
COM
369604103
207
15194
SH
SOLE
15194
0
0
AMGEN INC
COM
031162100
2818
15264
SH
SOLE
15264
0
0
ISHARES INC
MSCI THAILND ETF
464286624
1260
15321
SH
SOLE
15321
0
0
GILEAD SCIENCES INC
COM
375558103
1120
15813
SH
SOLE
15813
0
0
DELUXE CORP
COM
248019101
1072
16191
SH
SOLE
16191
0
0
BANK AMER CORP
COM
060505104
475
16843
SH
SOLE
16843
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
1920
16971
SH
SOLE
16971
0
0
EXXON MOBIL CORP
COM
30231G102
1467
17738
SH
SOLE
17738
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
3086
17976
SH
SOLE
17976
0
0
APPLE INC
COM
037833100
3499
18901
SH
SOLE
18901
0
0
ENERSYS
COM
29275Y102
1450
19431
SH
SOLE
19431
0
0
TUPPERWARE BRANDS CORP
COM
899896104
832
20185
SH
SOLE
20185
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
1367
20187
SH
SOLE
20187
0
0
MEREDITH CORP
COM
589433101
1075
21076
SH
SOLE
21076
0
0
TRACTOR SUPPLY CO
COM
892356106
1648
21542
SH
SOLE
21542
0
0
L BRANDS INC
COM
501797104
814
22070
SH
SOLE
22070
0
0
TARGET CORP
COM
87612E106
1687
22160
SH
SOLE
22160
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2526
22992
SH
SOLE
22992
0
0
CIRRUS LOGIC INC
COM
172755100
901
23511
SH
SOLE
23511
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
1444
24941
SH
SOLE
24941
0
0
ROBERT HALF INTL INC
COM
770323103
1707
26215
SH
SOLE
26215
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1566
27738
SH
SOLE
27738
0
0
NETAPP INC
COM
64110D104
2377
30271
SH
SOLE
30271
0
0
WESTERN DIGITAL CORP
COM
958102105
2477
31995
SH
SOLE
31995
0
0
INTERDIGITAL INC
COM
45867G101
2651
32763
SH
SOLE
32763
0
0
STEEL DYNAMICS INC
COM
858119100
1542
33568
SH
SOLE
33568
0
0
DICKS SPORTING GOODS INC
COM
253393102
1184
33594
SH
SOLE
33594
0
0
GENERAL MTRS CO
COM
37045V100
1370
34763
SH
SOLE
34763
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
2798
36233
SH
SOLE
36233
0
0
BEST BUY INC
COM
086516101
2706
36280
SH
SOLE
36280
0
0
ISHARES INC
MSCI TURKEY ETF
464286715
1180
39055
SH
SOLE
39055
0
0
BIG LOTS INC
COM
089302103
1656
39647
SH
SOLE
39647
0
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
808
40143
SH
SOLE
40143
0
0
INTEL CORP
COM
458140100
2035
40928
SH
SOLE
40928
0
0
INVESCO EXCHNG TRADED FD TR
DWA DEV MKTS
46138E875
1142
41536
SH
SOLE
41536
0
0
ISHARES INC
MSCI ITALY ETF
46434G830
1287
44535
SH
SOLE
44535
0
0
SPDR SER TR
SPDR BLOOMBERG
78468R663
4106
44839
SH
SOLE
44839
0
0
CISCO SYS INC
COM
17275R102
1958
45505
SH
SOLE
45505
0
0
ISHARES INC
MSCI RUSSIA ETF
46434G798
1574
46539
SH
SOLE
46539
0
0
NORDSTROM INC
COM
655664100
2464
47591
SH
SOLE
47591
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
3888
47738
SH
SOLE
47738
0
0
WILLIAMS SONOMA INC
COM
969904101
3219
52439
SH
SOLE
52439
0
0
KOHLS CORP
COM
500255104
3903
53537
SH
SOLE
53537
0
0
ISHARES INC
MSCI SINGPOR ETF
46434G780
1336
55709
SH
SOLE
55709
0
0
MACYS INC
COM
55616P104
2101
56144
SH
SOLE
56144
0
0
ISHARES INC
MSCI HONG KG ETF
464286871
1439
59446
SH
SOLE
59446
0
0
ISHARES TR
MSCI POLAND ETF
46429B606
1305
59915
SH
SOLE
59915
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
1052
67640
SH
SOLE
67640
0
0
NCR CORP NEW
COM
62886E108
2048
68313
SH
SOLE
68313
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
3682
68548
SH
SOLE
68548
0
0
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
1589
69408
SH
SOLE
69408
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
1891
81334
SH
SOLE
81334
0
0
GAP INC DEL
COM
364760108
2786
86026
SH
SOLE
86026
0
0
BLOCK H & R INC
COM
093671105
2065
90642
SH
SOLE
90642
0
0
TEGNA INC
COM
87901J105
984
90668
SH
SOLE
90668
0
0
JUNIPER NETWORKS INC
COM
48203R104
2515
91721
SH
SOLE
91721
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
7915
99953
SH
SOLE
99953
0
0
URBAN OUTFITTERS INC
COM
917047102
4501
101032
SH
SOLE
101032
0
0
DISCOVERY INC
COM SER A
25470F104
2907
105709
SH
SOLE
105709
0
0
BED BATH & BEYOND INC
COM
075896100
2118
106302
SH
SOLE
106302
0
0
HP INC
COM
40434L105
2541
111969
SH
SOLE
111969
0
0
GLOBAL X FDS
MSCI PAKISTAN
37950E689
1310
118325
SH
SOLE
118325
0
0
GENTEX CORP
COM
371901109
2812
122165
SH
SOLE
122165
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
7558
137687
SH
SOLE
137687
0
0
CLEVELAND CLIFFS INC
COM
185899101
1375
163107
SH
SOLE
163107
0
0
INVESCO ACTIVELY MANAGD ETF
OPTIMUM YIELD
46090F100
3743
202774
SH
SOLE
202774
0
0
ALPHA ARCHITECT ETF TR
INTL QUAN VALUE
02072L201
42108
1367601
SH
SOLE
1367601
0
0
ALPHA ARCHITECT ETF TR
VAL MOMTM TRND
02072L508
40721
1412933
SH
SOLE
1412933
0
0
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
45580
1466082
SH
SOLE
1466082
0
0
ALPHA ARCHITECT ETF TR
US QUAN MOMENTUM
02072L409
45336
1477219
SH
SOLE
1477219
0
0
ALPHA ARCHITECT ETF TR
INTL QUAN MOMNTM
02072L300
44009
1519116
SH
SOLE
1519116
0
0