0001572838-18-000004.txt : 20180425 0001572838-18-000004.hdr.sgml : 20180425 20180425170835 ACCESSION NUMBER: 0001572838-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180425 DATE AS OF CHANGE: 20180425 EFFECTIVENESS DATE: 20180425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Finance, LLC CENTRAL INDEX KEY: 0001572838 IRS NUMBER: 273001230 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17745 FILM NUMBER: 18775105 BUSINESS ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 BUSINESS PHONE: 2158829983 MAIL ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001572838 XXXXXXXX 03-31-2018 03-31-2018 Empirical Finance, LLC
213 FOXCROFT ROAD BROOMALL PA 19008
13F HOLDINGS REPORT 028-17745 N
Patrick Cleary Chief Compliance Officer 2158829983 Patrick Cleary Broomall PA 04-25-2018 0 133 403897 false
INFORMATION TABLE 2 2017.03.31.Q1.Empirical.13F.xml ALPHABET INC CAP STK CL A 02079K305 352 339 SH SOLE 339 0 0 ALPHABET INC CAP STK CL C 02079K107 377 365 SH SOLE 365 0 0 AMAZON COM INC COM 023135106 706 488 SH SOLE 488 0 0 ROPER TECHNOLOGIES INC COM 776696106 227 808 SH SOLE 808 0 0 CHEMED CORP NEW COM 16359R103 222 813 SH SOLE 813 0 0 UNITEDHEALTH GROUP INC COM 91324P102 243 1134 SH SOLE 1134 0 0 MASTERCARD INCORPORATED CL A 57636Q104 211 1207 SH SOLE 1207 0 0 ARISTA NETWORKS INC COM 040413106 311 1218 SH SOLE 1218 0 0 ANSYS INC COM 03662Q105 215 1370 SH SOLE 1370 0 0 S&P GLOBAL INC COM 78409V104 274 1433 SH SOLE 1433 0 0 INTUIT COM 461202103 253 1459 SH SOLE 1459 0 0 HOME DEPOT INC COM 437076102 263 1475 SH SOLE 1475 0 0 IAC INTERACTIVECORP COM 44919P508 232 1482 SH SOLE 1482 0 0 MOODYS CORP COM 615369105 246 1526 SH SOLE 1526 0 0 BOEING CO COM 097023105 506 1543 SH SOLE 1543 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 225 1616 SH SOLE 1616 0 0 NEXTERA ENERGY INC COM 65339F101 270 1655 SH SOLE 1655 0 0 RED HAT INC COM 756577102 296 1978 SH SOLE 1978 0 0 PRICE T ROWE GROUP INC COM 74144T108 215 1987 SH SOLE 1987 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 527 2176 SH SOLE 2176 0 0 CHEVRON CORP NEW COM 166764100 253 2222 SH SOLE 2222 0 0 ALLSTATE CORP COM 020002101 214 2254 SH SOLE 2254 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 494 2474 SH SOLE 2474 0 0 WALMART INC COM 931142103 222 2497 SH SOLE 2497 0 0 WASTE MGMT INC DEL COM 94106L109 211 2508 SH SOLE 2508 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 285 2686 SH SOLE 2686 0 0 QUALYS INC COM 74758T303 206 2826 SH SOLE 2826 0 0 FACEBOOK INC CL A 30303M102 460 2881 SH SOLE 2881 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 269 2933 SH SOLE 2933 0 0 FISERV INC COM 337738108 218 3056 SH SOLE 3056 0 0 PROCTER AND GAMBLE CO COM 742718109 243 3068 SH SOLE 3068 0 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 238 3094 SH SOLE 3094 0 0 JOHNSON & JOHNSON COM 478160104 412 3212 SH SOLE 3212 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 366 3275 SH SOLE 3275 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 273 3308 SH SOLE 3308 0 0 CITIGROUP INC COM NEW 172967424 223 3310 SH SOLE 3310 0 0 MICROSOFT CORP COM 594918104 334 3655 SH SOLE 3655 0 0 ADVANCED ACCELERATOR APPLIC SPONSORED ADS 00790T100 319 3914 SH SOLE 3914 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 226 4211 SH SOLE 4211 0 0 JPMORGAN CHASE & CO COM 46625H100 466 4239 SH SOLE 4239 0 0 AUTOZONE INC COM 053332102 3069 4731 SH SOLE 4731 0 0 HUMANA INC COM 444859102 1279 4758 SH SOLE 4758 0 0 COCA COLA CO COM 191216100 207 4769 SH SOLE 4769 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 230 4800 SH SOLE 1 4800 0 0 EXXON MOBIL CORP COM 30231G102 374 5013 SH SOLE 5013 0 0 GLOBUS MED INC CL A 379577208 262 5258 SH SOLE 5258 0 0 WELLS FARGO CO NEW COM 949746101 291 5547 SH SOLE 5547 0 0 AXOGEN INC COM 05463X106 219 6010 SH SOLE 6010 0 0 ANTHEM INC COM 036752103 1384 6300 SH SOLE 6300 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 252 7025 SH SOLE 7025 0 0 PFIZER INC COM 717081103 255 7187 SH SOLE 7187 0 0 AT&T INC COM 00206R102 257 7207 SH SOLE 7207 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1929 7329 SH SOLE 7329 0 0 STARS GROUP INC COM 85570W100 233 8461 SH SOLE 8461 0 0 SANDERSON FARMS INC COM 800013104 1080 9078 SH SOLE 9078 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 206 9493 SH SOLE 9493 0 0 F5 NETWORKS INC COM 315616102 1430 9892 SH SOLE 9892 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 164 10388 SH SOLE 10388 0 0 GENERAL ELECTRIC CO COM 369604103 145 10790 SH SOLE 10790 0 0 LAM RESEARCH CORP COM 512807108 2314 11389 SH SOLE 11389 0 0 BANK AMER CORP COM 060505104 355 11831 SH SOLE 11831 0 0 ENEL AMERICAS S A SPONSORED ADR 29274F104 177 15269 SH SOLE 15269 0 0 THOR INDS INC COM 885160101 1760 15285 SH SOLE 15285 0 0 ISHARES INC MSCI THAILND ETF 464286624 1549 15538 SH SOLE 15538 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1732 17381 SH SOLE 1 17381 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2878 17976 SH SOLE 17976 0 0 LEAR CORP COM NEW 521865204 3475 18674 SH SOLE 18674 0 0 AMGEN INC COM 031162100 3257 19105 SH SOLE 19105 0 0 ISHARES INC MSCI STH KOR ETF 464286772 1498 19856 SH SOLE 19856 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 1978 20034 SH SOLE 20034 0 0 APPLE INC COM 037833100 3388 20191 SH SOLE 20191 0 0 MEREDITH CORP COM 589433101 1134 21076 SH SOLE 21076 0 0 TRACTOR SUPPLY CO COM 892356106 1353 21473 SH SOLE 21473 0 0 TARGET CORP COM 87612E106 1518 21870 SH SOLE 21870 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 1426 23499 SH SOLE 23499 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 2690 23937 SH SOLE 23937 0 0 ROBERT HALF INTL INC COM 770323103 1514 26148 SH SOLE 26148 0 0 GILEAD SCIENCES INC COM 375558103 1973 26170 SH SOLE 26170 0 0 DELUXE CORP COM 248019101 2016 27240 SH SOLE 27240 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1623 27738 SH SOLE 27738 0 0 ENERSYS COM 29275Y102 2000 28838 SH SOLE 28838 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3135 29667 SH SOLE 29667 0 0 NETAPP INC COM 64110D104 1859 30128 SH SOLE 30128 0 0 STEEL DYNAMICS INC COM 858119100 1484 33568 SH SOLE 33568 0 0 GENERAL MTRS CO COM 37045V100 1239 34093 SH SOLE 34093 0 0 ISHARES INC MSCI TURKEY ETF 464286715 1449 34150 SH SOLE 1 34150 0 0 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 1008 36154 SH SOLE 36154 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 1330 36486 SH SOLE 36486 0 0 TUPPERWARE BRANDS CORP COM 899896104 1779 36763 SH SOLE 36763 0 0 INTEL CORP COM 458140100 2002 38446 SH SOLE 38446 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 988 40143 SH SOLE 40143 0 0 WESTERN DIGITAL CORP COM 958102105 3731 40438 SH SOLE 40438 0 0 HERBALIFE LTD COM USD SHS G4412G101 4080 41855 SH SOLE 41855 0 0 INTERDIGITAL INC COM 45867G101 3097 42073 SH SOLE 42073 0 0 VANECK VECTORS ETF TR EGYPT INDX ETF 92189F775 1670 42793 SH SOLE 42793 0 0 CIRRUS LOGIC INC COM 172755100 1743 42897 SH SOLE 42897 0 0 CISCO SYS INC COM 17275R102 1842 42955 SH SOLE 42955 0 0 L BRANDS INC COM 501797104 1642 42978 SH SOLE 42978 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 3178 46009 SH SOLE 46009 0 0 BEST BUY INC COM 086516101 3292 47034 SH SOLE 47034 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 1388 52051 SH SOLE 52051 0 0 ISHARES TR MSCI POLAND ETF 46429B606 1316 52423 SH SOLE 52423 0 0 ISHARES INC MSCI HONG KG ETF 464286871 1361 53784 SH SOLE 53784 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 1601 55105 SH SOLE 55105 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 5122 55948 SH SOLE 55948 0 0 MACYS INC COM 55616P104 1665 55982 SH SOLE 55982 0 0 BIG LOTS INC COM 089302103 2506 57571 SH SOLE 57571 0 0 DICKS SPORTING GOODS INC COM 253393102 2033 57998 SH SOLE 57998 0 0 NORDSTROM INC COM 655664100 3036 62723 SH SOLE 62723 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3055 63268 SH SOLE 63268 0 0 KOHLS CORP COM 500255104 4231 64583 SH SOLE 64583 0 0 WILLIAMS SONOMA INC COM 969904101 3484 66035 SH SOLE 66035 0 0 TEGNA INC COM 87901J105 1033 90668 SH SOLE 90668 0 0 NCR CORP NEW COM 62886E108 2947 93503 SH SOLE 93503 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 7989 99953 SH SOLE 99953 0 0 GAP INC DEL COM 364760108 3501 112202 SH SOLE 112202 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2276 114204 SH SOLE 114204 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1752 115139 SH SOLE 115139 0 0 BLOCK H & R INC COM 093671105 2977 117157 SH SOLE 117157 0 0 URBAN OUTFITTERS INC COM 917047102 4393 118870 SH SOLE 118870 0 0 JUNIPER NETWORKS INC COM 48203R104 2894 118967 SH SOLE 118967 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 2992 139595 SH SOLE 139595 0 0 HP INC COM 40434L105 3201 146015 SH SOLE 146015 0 0 BED BATH & BEYOND INC COM 075896100 3081 146785 SH SOLE 146785 0 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 1455 150033 SH SOLE 150033 0 0 GENTEX CORP COM 371901109 3550 154199 SH SOLE 154199 0 0 POWERSHARES ACT MANG COMM FD OPT YLD DIV 73937V106 3906 219782 SH SOLE 219782 0 0 CLEVELAND CLIFFS INC COM 185899101 1758 252907 SH SOLE 252907 0 0 ALPHA ARCHITECT ETF TR VAL MOMTM TRND 02072L508 39021 1335412 SH SOLE 1335412 0 0 ALPHA ARCHITECT ETF TR INTL QUAN VALUE 02072L201 43713 1338835 SH SOLE 1338835 0 0 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 43411 1437435 SH SOLE 1437435 0 0 ALPHA ARCHITECT ETF TR US QUAN MOMENTUM 02072L409 43410 1450883 SH SOLE 1450883 0 0 ALPHA ARCHITECT ETF TR INTL QUAN MOMNTM 02072L300 46314 1492556 SH SOLE 1492556 0 0