Managing Member

0001572748-21-000005.txt : 20210517 0001572748-21-000005.hdr.sgml : 20210517 20210517111536 ACCESSION NUMBER: 0001572748-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marathon Trading Investment Management LLC CENTRAL INDEX KEY: 0001572748 IRS NUMBER: 900805337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16519 FILM NUMBER: 21928586 BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-254-4890 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001572748 XXXXXXXX 03-31-2021 03-31-2021 false Marathon Trading Investment Management LLC

Two Radnor Corporate Center Suite 107 Radnor PA 19087

13F HOLDINGS REPORT 028-16519 N Robert Gordon Managing Member 610-254-4890 Robert Gordon Radnor PA 05-17-2021 1 421 1107459 01 0001633121 028-16521 Marathon Trading Group LLC INFORMATION TABLE 2 infotable.xml 22ND CENTY GROUP INC Option 90137F953 68 20600 SH Put SOLE 0 0 0 22ND CENTY GROUP INC Option 90137F903 41 12400 SH Call SOLE 0 0 0 890 5TH AVE PARTNERS INC Common stock 28250A105 242 25000 SH SOLE 25000 0 0 ACTIVISION BLIZZARD INC Option 00507V959 642 6900 SH Put SOLE 0 0 0 ACTIVISION BLIZZARD INC Option 00507V909 595 6400 SH Call SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED Option 00724F951 2519 5300 SH Put SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED Option 00724F901 1806 3800 SH Call SOLE 0 0 0 AEA-BRIDGES IMPACT CORP Common stock G01046104 407 41400 SH SOLE 41400 0 0 AETERNA ZENTARIS INC Option 007975902 180 157500 SH Call SOLE 0 0 0 AEVA TECHNOLOGIES INC Common stock 00835Q111 42 12800 SH SOLE 12800 0 0 AFRICAN GOLD ACQUISITION COR Common stock G0112R116 99 10000 SH SOLE 10000 0 0 AJAX I Common Stock G0190X100 949 92492 SH OTR 1 0 92492 0 AJAX I Common stock G0190X100 31 3000 SH SOLE 3000 0 0 ALPS ETF TR Option 00162Q902 3029 99300 SH Call OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Common Stock 01609W102 329 1450 SH OTR 1 0 1450 0 ALIBABA GROUP HLDG LTD Common stock 01609W102 136 600 SH SOLE 600 0 0 ALIBABA GROUP HLDG LTD Option 01609W952 2267 10000 SH Put OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Option 01609W902 4535 20000 SH Call OTR 1 0 0 0 ALPHABET INC Option 02079K955 30938 15000 SH Put SOLE 0 0 0 ALPHABET INC Option 02079K905 8250 4000 SH Call SOLE 0 0 0 ALTIMAR ACQUISITION CORP Common stock G03707109 99 10000 SH SOLE 10000 0 0 ALTIMAR ACQUISITION CORP II Common stock G03709113 997 97750 SH SOLE 97750 0 0 ALTRIA GROUP INC Option 02209S953 1039 20300 SH Put SOLE 0 0 0 ALTRIA GROUP INC Option 02209S903 220 4300 SH Call SOLE 0 0 0 AMAZON COM INC Option 023135956 7426 2400 SH Put SOLE 0 0 0 AMC ENTMT HLDGS INC Common Stock 00165C104 217 21300 SH OTR 1 0 21300 0 AMC ENTMT HLDGS INC Option 00165C954 209 20500 SH Put OTR 1 0 0 0 ANSYS INC Option 03662Q955 713 2100 SH Put SOLE 0 0 0 ANSYS INC Option 03662Q905 577 1700 SH Call SOLE 0 0 0 ANZU SPECIAL ACQUISITIN CORP Common stock 03737A200 998 100000 SH SOLE 100000 0 0 APHRIA INC Option 03765K954 259 14100 SH Put OTR 1 0 0 0 APHRIA INC Option 03765K904 211 11500 SH Call OTR 1 0 0 0 APOLLO GLOBAL MGMT INC Common Stock 03768E105 277 5901 SH OTR 1 0 5901 0 APOLLO STRATEGIC GROWTH CAPT Common stock G0411R106 288 29100 SH SOLE 29100 0 0 APPHARVEST INC Common Stock 03783T111 188 27986 SH OTR 1 0 27986 0 APPHARVEST INC Common stock 03783T111 94 14000 SH SOLE 14000 0 0 APPLE INC Option 037833950 52659 431100 SH Put OTR 1 0 0 0 APPLE INC Option 037833900 67183 550000 SH Call OTR 1 0 0 0 APPLIED MATLS INC Option 038222955 534 4000 SH Put SOLE 0 0 0 APPLIED MATLS INC Option 038222905 267 2000 SH Call SOLE 0 0 0 ARCLIGHT CLEAN TRANSITION CO Common Stock G04561125 337 58600 SH OTR 1 0 58600 0 ARCLIGHT CLEAN TRANSITION CO Common stock G04561125 144 25000 SH SOLE 25000 0 0 ARENA PHARMACEUTICALS INC Option 040047957 201 2900 SH Put SOLE 0 0 0 ARENA PHARMACEUTICALS INC Option 040047907 264 3800 SH Call SOLE 0 0 0 ARES ACQUISITION CORPORATION Common stock G33032114 942 94224 SH SOLE 94224 0 0 ARK ETF TR Common Stock 00214Q104 1601 13350 SH OTR 1 0 13350 0 ARK ETF TR Option 00214Q954 3802 31700 SH Put OTR 1 0 0 0 ARK ETF TR Option 00214Q904 5050 42100 SH Call OTR 1 0 0 0 ARRIVAL GROUP Common Stock L0423Q116 686 121400 SH OTR 1 0 121400 0 ARROWROOT ACQUISITION CORP Common stock 04282M201 458 46073 SH SOLE 46073 0 0 ARTIUS ACQUISITION INC Common Stock 04316G105 1391 137700 SH OTR 1 0 137700 0 ARTIUS ACQUISITION INC Common stock 04316G105 141 13950 SH SOLE 13950 0 0 ASENSUS SURGICAL INC Option 04367G903 957 294500 SH Call SOLE 0 0 0 ATLASSIAN CORP PLC Common stock G06242104 358 1700 SH SOLE 1700 0 0 ATLASSIAN CORP PLC Option G06242954 1159 5500 SH Put SOLE 0 0 0 ATOSSA THERAPEUTICS INC Option 04962H906 531 251800 SH Call SOLE 0 0 0 AURORA CANNABIS INC Option 05156X954 140 15000 SH Put SOLE 0 0 0 AUTODESK INC Option 052769956 693 2500 SH Put SOLE 0 0 0 AUTODESK INC Option 052769906 637 2300 SH Call SOLE 0 0 0 BAIDU INC Common stock 056752108 435 2000 SH SOLE 2000 0 0 BAIDU INC Option 056752958 566 2600 SH Put SOLE 0 0 0 BAIDU INC Option 056752908 457 2100 SH Call SOLE 0 0 0 BK OF AMERICA CORP Option 060505954 5618 145200 SH Put OTR 1 0 0 0 BK OF AMERICA CORP Option 060505904 391 10100 SH Call OTR 1 0 0 0 BARCLAYS BANK PLC Common Stock 06746P621 596 52243 SH OTR 1 0 52243 0 BARCLAYS BANK PLC Option 06746P951 570 50000 SH Put OTR 1 0 0 0 BARCLAYS BANK PLC Option 06746P901 570 50000 SH Call OTR 1 0 0 0 BILIBILI INC Option 090040956 214 2000 SH Put SOLE 0 0 0 BLUESCAPE OPPORTUNITIES ACQU Common stock G1195N105 399 40069 SH SOLE 40069 0 0 BOEING CO Common Stock 097023105 1159 4550 SH OTR 1 0 4550 0 BOEING CO Option 097023955 2547 10000 SH Put OTR 1 0 0 0 BOEING CO Option 097023905 2547 10000 SH Call OTR 1 0 0 0 BUTTERFLY NETWORK INC Common Stock 124155110 108 16685 SH OTR 1 0 16685 0 BUTTERFLY NETWORK INC Common stock 124155110 146 22700 SH SOLE 22700 0 0 C3 AI INC Common Stock 12468P104 303 4600 SH OTR 1 0 4600 0 CADENCE DESIGN SYSTEM INC Option 127387958 452 3300 SH Put SOLE 0 0 0 CADENCE DESIGN SYSTEM INC Option 127387908 315 2300 SH Call SOLE 0 0 0 CANOO INC Common Stock 13803R102 216 23960 SH OTR 1 0 23960 0 CANOO INC Option 13803R952 144 16000 SH Put OTR 1 0 0 0 CANOO INC Option 13803R902 108 12000 SH Call OTR 1 0 0 0 CANOPY GROWTH CORP Option 138035950 304 9500 SH Put OTR 1 0 0 0 USA TECHNOLOGIES INC Option 90328S900 2001 170700 SH Call SOLE 0 0 0 CARLOTZ INC Common Stock 142552108 558 78200 SH OTR 1 0 78200 0 CARNEY TECHNOLOGY ACQU CORP Common stock 143636116 48 58333 SH SOLE 58333 0 0 CARNEY TECHNOLOGY ACQU CORP Common stock 143636108 1696 175000 SH SOLE 175000 0 0 CARNIVAL CORP Common Stock 143658300 2201 82922 SH OTR 1 0 82922 0 CARNIVAL CORP Option 143658950 4735 178400 SH Put OTR 1 0 0 0 CARNIVAL CORP Option 143658900 12559 473200 SH Call OTR 1 0 0 0 CC NEUBERGER PRIN HLDGS II Common Stock G3166T103 947 96000 SH OTR 1 0 96000 0 CC NEUBERGER PRIN HLDGS II Common stock G3166T103 177 18000 SH SOLE 18000 0 0 CHARGEPOINT HOLDINGS INC Common Stock 15961R113 1665 109928 SH OTR 1 0 109928 0 SCHWAB CHARLES CORP Option 808513955 12508 191900 SH Put OTR 1 0 0 0 SCHWAB CHARLES CORP Option 808513905 13349 204800 SH Call OTR 1 0 0 0 CHURCHILL CAP CORP II Common Stock 17143G106 468 46800 SH OTR 1 0 46800 0 CHURCHILL CAPITAL CORP IV Common Stock 171439110 1924 172547 SH OTR 1 0 172547 0 CHURCHILL CAPITAL CORP V Common stock 17144T107 178 18000 SH SOLE 18000 0 0 CHURCHILL CAPITAL CORP VI Common stock 17143W200 544 54100 SH SOLE 54100 0 0 CHURCHILL CAPITAL CORP VII Common stock 17144M201 1496 150000 SH SOLE 150000 0 0 CIRRUS LOGIC INC Common stock 172755100 212 2500 SH SOLE 2500 0 0 CITIC CAPITAL ACQUISITION CO Common Stock G21513109 543 54300 SH OTR 1 0 54300 0 CITIC CAPITAL ACQUISITION CO Common stock G21513109 532 53200 SH SOLE 53200 0 0 CLEVER LEAVES HOLDINGS INC Common Stock 186760104 216 21000 SH OTR 1 0 21000 0 CLOVER HEALTH INVESTMENTS CO Common Stock 18914F103 224 29695 SH OTR 1 0 29695 0 CLOVER HEALTH INVESTMENTS CO Common stock 18914F103 461 61000 SH SOLE 61000 0 0 COHN ROBBINS HOLDINGS CORP Common stock G23726105 1003 102000 SH SOLE 102000 0 0 COLONY CAP INC NEW Option 19626G908 648 100000 SH Call SOLE 0 0 0 COMPUTE HEALTH ACQUISITIN CO Common stock 204833206 1009 100000 SH SOLE 100000 0 0 CONX CORP Common stock 212873103 962 96500 SH SOLE 96500 0 0 COUPA SOFTWARE INC Option 22266L956 229 900 SH Put SOLE 0 0 0 CRISPR THERAPEUTICS AG Option H17182958 512 4200 SH Put SOLE 0 0 0 CRISPR THERAPEUTICS AG Option H17182908 329 2700 SH Call SOLE 0 0 0 CRONOS GROUP INC Common Stock 22717L101 118 12500 SH OTR 1 0 12500 0 CRONOS GROUP INC Option 22717L951 270 28500 SH Put OTR 1 0 0 0 CRONOS GROUP INC Option 22717L901 270 28500 SH Call OTR 1 0 0 0 DANIMER SCIENTIFIC INC Common Stock 236272118 805 31700 SH OTR 1 0 31700 0 DANIMER SCIENTIFIC INC Common stock 236272118 295 11600 SH SOLE 11600 0 0 DECARBONIZATION PLUS ACQU II Common stock 242794204 189 18800 SH SOLE 18800 0 0 DESKTOP METAL INC Common Stock 25058X105 175 11762 SH OTR 1 0 11762 0 DISCOVERY INC Common Stock 25470F104 261 6000 SH OTR 1 0 6000 0 DISCOVERY INC Common stock 25470F104 61 1400 SH SOLE 1400 0 0 DOCUSIGN INC Option 256163956 385 1900 SH Put SOLE 0 0 0 DOCUSIGN INC Option 256163906 385 1900 SH Call SOLE 0 0 0 E MERGE TECHNOLOGY ACQUISITI Common stock 26873Y104 648 66500 SH SOLE 66500 0 0 ELECTRONIC ARTS INC Option 285512959 420 3100 SH Put SOLE 0 0 0 ELECTRONIC ARTS INC Option 285512909 284 2100 SH Call SOLE 0 0 0 ENERGY TRANSFER LP Common Stock 29273V100 1780 231759 SH OTR 1 0 231759 0 ENERGY TRANSFER LP Option 29273V950 737 95900 SH Put OTR 1 0 0 0 ENERGY TRANSFER LP Option 29273V900 4341 565200 SH Call OTR 1 0 0 0 ETF MANAGERS TR Option 26924G958 678 29600 SH Put SOLE 0 0 0 ETF MANAGERS TR Option 26924G908 218 9500 SH Call SOLE 0 0 0 EXACT SCIENCES CORP Option 30063P955 422 3200 SH Put SOLE 0 0 0 EXACT SCIENCES CORP Option 30063P905 303 2300 SH Call SOLE 0 0 0 FACEBOOK INC Option 30303M952 59 200 SH Put SOLE 0 0 0 FACEBOOK INC Option 30303M952 10132 34400 SH Put OTR 1 0 0 0 FALCON CAPITAL ACQUISITN COR Common Stock 30606L108 219 22000 SH OTR 1 0 22000 0 FALCON CAPITAL ACQUISITN COR Common stock 30606L108 100 10000 SH SOLE 10000 0 0 SELECT SECTOR SPDR TR Common Stock 81369Y605 293 8600 SH OTR 1 0 8600 0 FINTECH ACQUISITION CORP IV Common stock 31810N104 325 29100 SH SOLE 29100 0 0 FIRSTENERGY CORP Common Stock 337932107 1542 44454 SH OTR 1 0 44454 0 FIRSTENERGY CORP Option 337932957 3074 88600 SH Put OTR 1 0 0 0 FIRSTENERGY CORP Option 337932907 8846 255000 SH Call OTR 1 0 0 0 FOLEY TRASIMENE ACQUISTN COR Common stock 34431F104 226 22500 SH SOLE 22500 0 0 FORTRESS VALUE ACQUISITION I Common Stock 349642108 349 35052 SH OTR 1 0 35052 0 FORTRESS VALUE ACQUISITION I Common stock 349642108 209 21000 SH SOLE 21000 0 0 FTAC OLYMPUS ACQUISITION COR Common Stock G37288100 159 15000 SH OTR 1 0 15000 0 FUBOTV INC Common stock 35953D104 221 10000 SH SOLE 10000 0 0 FUSION ACQUISITION CORP Common stock 36118H105 246 24700 SH SOLE 24700 0 0 GAMESTOP CORP NEW Common Stock 36467W109 494 2600 SH OTR 1 0 2600 0 GAMESTOP CORP NEW Option 36467W959 607 3200 SH Put OTR 1 0 0 0 GAMESTOP CORP NEW Option 36467W909 892 4700 SH Call OTR 1 0 0 0 GENERAL ELECTRIC CO Common Stock 369604103 4348 331181 SH OTR 1 0 331181 0 GENERAL ELECTRIC CO Option 369604953 12947 986100 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Option 369604903 17166 1307400 SH Call OTR 1 0 0 0 GENERAL MTRS CO Common Stock 37045V100 1604 27921 SH OTR 1 0 27921 0 GENERAL MTRS CO Option 37045V950 4884 85000 SH Put OTR 1 0 0 0 GENERAL MTRS CO Option 37045V900 287 5000 SH Call SOLE 0 0 0 GENERAL MTRS CO Option 37045V900 2201 38300 SH Call OTR 1 0 0 0 GERDAU SA Option 373737905 411 77000 SH Call SOLE 0 0 0 GIGCAPITAL2 INC Common stock 375036100 201 20000 SH SOLE 20000 0 0 GOLDEN NUGGET ONLINE GAMIN Common Stock 38113L107 909 67337 SH OTR 1 0 67337 0 GORES HLDGS V INC Common stock 382864106 194 19400 SH SOLE 19400 0 0 GROWGENERATION CORP Option 39986L959 224 4500 SH Put SOLE 0 0 0 GS ACQUISITION HLDGS CORP II Common Stock 36258Q105 548 52500 SH OTR 1 0 52500 0 GS ACQUISITION HLDGS CORP II Option 36258Q905 1199 115000 SH Call OTR 1 0 0 0 HALL OF FAME RESORT & ENTMT Common stock 40619L102 75 15000 SH SOLE 15000 0 0 HAMILTON LANE ALLIANCE HLDGS Common stock 40749M103 98 10000 SH SOLE 10000 0 0 HENNESSY CAPITAL INVS CORP V Common stock 42589T107 147 15000 SH SOLE 15000 0 0 HEXO CORP Option 428304957 94 14500 SH Put SOLE 0 0 0 HEXO CORP Option 428304907 94 14500 SH Call SOLE 0 0 0 HORIZON ACQUISITION CORP Common stock G46049105 177 17900 SH SOLE 17900 0 0 HYLIION HOLDINGS CORP Common Stock 449109107 209 19601 SH OTR 1 0 19601 0 IG ACQUISITION CORP Common stock 449534106 102 10300 SH SOLE 10300 0 0 INTEL CORP Option 458140950 17600 275000 SH Put OTR 1 0 0 0 INTEL CORP Option 458140900 1280 20000 SH Call OTR 1 0 0 0 INTELLIA THERAPEUTICS INC Option 45826J955 273 3400 SH Put SOLE 0 0 0 INTELLIA THERAPEUTICS INC Option 45826J905 273 3400 SH Call SOLE 0 0 0 INTUIT Option 461202953 1379 3600 SH Put SOLE 0 0 0 INTUIT Option 461202903 1379 3600 SH Call SOLE 0 0 0 INVESCO QQQ TR Option 46090E953 4149 13000 SH Put OTR 1 0 0 0 INVESCO QQQ TR Option 46090E903 1596 5000 SH Call OTR 1 0 0 0 INVITAE CORP Option 46185L953 378 9900 SH Put SOLE 0 0 0 INVITAE CORP Option 46185L903 302 7900 SH Call SOLE 0 0 0 ISHARES TR Common Stock 464287432 1991 14700 SH OTR 1 0 14700 0 ISHARES TR Option 464287902 271 2000 SH Call OTR 1 0 0 0 ISHARES TR Common Stock 464287515 578 1693 SH OTR 1 0 1693 0 ISHARES SILVER TR Common Stock 46428Q109 1058 46600 SH OTR 1 0 46600 0 ISHARES SILVER TR Option 46428Q959 5902 260000 SH Put OTR 1 0 0 0 ISHARES SILVER TR Option 46428Q909 2951 130000 SH Call OTR 1 0 0 0 IT TECH PACKAGING INC Option 46527C900 428 647500 SH Call SOLE 0 0 0 ITAU UNIBANCO HLDG S A Option 465562956 3054 615800 SH Put OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Option 465562906 4725 952700 SH Call OTR 1 0 0 0 JAWS MUSTANG ACQUISITION COR Common stock G50737116 828 81600 SH SOLE 81600 0 0 JAWS SPITFIRE ACQUISITION CO Common stock G50740102 118 11500 SH SOLE 11500 0 0 JD.COM INC Common Stock 47215P106 2098 24880 SH OTR 1 0 24880 0 JD.COM INC Option 47215P956 18350 217600 SH Put OTR 1 0 0 0 JD.COM INC Option 47215P906 3373 40000 SH Call OTR 1 0 0 0 JEFFERIES FINL GROUP INC Common stock 47233W109 1544 51300 SH SOLE 51300 0 0 JEFFERIES FINL GROUP INC Option 47233W909 4289 142500 SH Call SOLE 0 0 0 JOFF FINTECH ACQUISITION COR Common stock 46592C209 100 10000 SH SOLE 10000 0 0 JPMORGAN CHASE & CO Common Stock 46625H100 1668 10958 SH OTR 1 0 10958 0 JPMORGAN CHASE & CO Option 46625H950 4567 30000 SH Put OTR 1 0 0 0 KEMPHARM INC Option 488445906 230 25000 SH Call SOLE 0 0 0 KKR ACQUISITION HOLDING I CO Common stock 48253T208 200 20000 SH SOLE 20000 0 0 KRAFT HEINZ CO Common Stock 500754106 2918 72955 SH OTR 1 0 72955 0 KRAFT HEINZ CO Option 500754956 11000 275000 SH Put OTR 1 0 0 0 KRAFT HEINZ CO Option 500754906 6476 161900 SH Call OTR 1 0 0 0 LANDCADIA HOLDINGS III INC Common stock 51476H100 135 13500 SH SOLE 13500 0 0 LENDINGTREE INC NEW Option 52603B957 256 1200 SH Put SOLE 0 0 0 LENDINGTREE INC NEW Option 52603B907 256 1200 SH Call SOLE 0 0 0 LIGHTJUMP ACQUISITION CORP Common stock 53228M106 242 25000 SH SOLE 25000 0 0 LIGHTJUMP ACQUISITION CORP Common stock 53228M114 6 12500 SH SOLE 12500 0 0 LIVERAMP HLDGS INC Option 53815P908 2080 40100 SH Call OTR 1 0 0 0 LUMINAR TECHNOLOGIES INC Common Stock 550424105 596 24512 SH OTR 1 0 24512 0 LUMINAR TECHNOLOGIES INC Common stock 550424105 129 5300 SH SOLE 5300 0 0 MACYS INC Option 55616P954 405 25000 SH Put SOLE 0 0 0 MACYS INC Option 55616P904 308 19000 SH Call SOLE 0 0 0 MARATHON DIGITAL HOLDINGS IN Common Stock 565788106 235 4900 SH OTR 1 0 4900 0 MARATHON DIGITAL HOLDINGS IN Common stock 565788106 48 1000 SH SOLE 1000 0 0 MCEWEN MNG INC Common stock 58039P107 44 42500 SH SOLE 42500 0 0 MICROSOFT CORP Common Stock 594918104 831 3525 SH OTR 1 0 3525 0 MICROSOFT CORP Option 594918954 2546 10800 SH Put OTR 1 0 0 0 MICROSOFT CORP Option 594918904 2546 10800 SH Call OTR 1 0 0 0 MISSION ADVANCEMENT CORP Common stock 60501L200 100 10000 SH SOLE 10000 0 0 MORGAN STANLEY Option 617446958 23104 297500 SH Put OTR 1 0 0 0 MORGAN STANLEY Option 617446908 13202 170000 SH Call OTR 1 0 0 0 MP MATERIALS CORP Common Stock 553368119 2004 82862 SH OTR 1 0 82862 0 MP MATERIALS CORP Option 553368951 248 6900 SH Put SOLE 0 0 0 NEW PROVIDENCE ACQUISITION Common Stock 64822P114 25 7100 SH OTR 1 0 7100 0 NEW PROVIDENCE ACQUISITION Common stock 64822P114 64 17800 SH SOLE 17800 0 0 NIGHTDRAGON ACQUISITION CORP Common stock 65413D204 153 15000 SH SOLE 15000 0 0 NIO INC Common Stock 62914V106 321 8224 SH OTR 1 0 8224 0 NIO INC Option 62914V906 468 12000 SH Call OTR 1 0 0 0 NOKIA CORP Common Stock 654902204 1764 445395 SH OTR 1 0 445395 0 NOKIA CORP Option 654902904 948 239500 SH Call OTR 1 0 0 0 NORTHERN GENESIS ACQUISITION Common Stock 66516T112 644 108300 SH OTR 1 0 108300 0 NXP SEMICONDUCTORS N V Option N6596X959 201 1000 SH Put SOLE 0 0 0 NXP SEMICONDUCTORS N V Option N6596X909 926 4600 SH Call SOLE 0 0 0 OPENDOOR TECHNOLOGIES INC Common Stock 683712111 781 76473 SH OTR 1 0 76473 0 OPKO HEALTH INC Option 68375N903 311 72600 SH Call OTR 1 0 0 0 ORACLE CORP Option 68389X955 1930 27500 SH Put SOLE 0 0 0 ORACLE CORP Option 68389X905 1824 26000 SH Call SOLE 0 0 0 ORGANIGRAM HLDGS INC Option 68620P951 88 25500 SH Put SOLE 0 0 0 ORGANIGRAM HLDGS INC Option 68620P901 59 17000 SH Call SOLE 0 0 0 PALANTIR TECHNOLOGIES INC Common Stock 69608A108 340 14600 SH OTR 1 0 14600 0 PALANTIR TECHNOLOGIES INC Option 69608A958 23 1000 SH Put SOLE 0 0 0 PALANTIR TECHNOLOGIES INC Option 69608A958 9416 404300 SH Put OTR 1 0 0 0 PALO ALTO NETWORKS INC Option 697435955 322 1000 SH Put SOLE 0 0 0 PAYPAL HLDGS INC Option 70450Y953 583 2400 SH Put SOLE 0 0 0 PAYPAL HLDGS INC Option 70450Y903 583 2400 SH Call SOLE 0 0 0 PAYSAFE LIMITED Common Stock G6964L107 294 21756 SH OTR 1 0 21756 0 PELOTON INTERACTIVE INC Common Stock 70614W100 562 5000 SH OTR 1 0 5000 0 PELOTON INTERACTIVE INC Option 70614W900 225 2000 SH Call OTR 1 0 0 0 PERIDOT ACQUISITION CORP Common Stock G7008A115 107 10000 SH OTR 1 0 10000 0 PERIDOT ACQUISITION CORP Common stock G7008A115 63 5900 SH SOLE 5900 0 0 PERSHING SQUARE TONTINE HLDG Common Stock 71531R109 8482 353261 SH OTR 1 0 353261 0 PFIZER INC Common stock 717081103 246 6800 SH SOLE 6800 0 0 PINDUODUO INC Common Stock 722304102 14444 107887 SH OTR 1 0 107887 0 PINDUODUO INC Option 722304952 63888 477200 SH Put OTR 1 0 0 0 PINDUODUO INC Option 722304902 17739 132500 SH Call OTR 1 0 0 0 PINTEREST INC Option 72352L956 370 5000 SH Put SOLE 0 0 0 PROPERTY SOLUTIONS ACQUISITI Common Stock 74348Q116 143 55400 SH OTR 1 0 55400 0 PROPERTY SOLUTIONS ACQUISITI Common Stock 74348Q108 233 19325 SH OTR 1 0 19325 0 PROTO LABS INC Option 743713959 317 2600 SH Put SOLE 0 0 0 PURE STORAGE INC Option 74624M952 200 9300 SH Put SOLE 0 0 0 QELL ACQUISITION CORP Common Stock G7307X105 259 25482 SH OTR 1 0 25482 0 QELL ACQUISITION CORP Common stock G7307X105 76 7500 SH SOLE 7500 0 0 QUALCOMM INC Option 747525903 1326 10000 SH Call OTR 1 0 0 0 QUANTUMSCAPE CORP Common Stock 74767V109 678 15145 SH OTR 1 0 15145 0 QUANTUMSCAPE CORP Option 74767V959 1754 39200 SH Put OTR 1 0 0 0 QUANTUMSCAPE CORP Option 74767V909 3195 71400 SH Call OTR 1 0 0 0 QUEENS GAMBIT GROWTH CAPITAL Common stock G7315C101 291 30000 SH SOLE 30000 0 0 QUEENS GAMBIT GROWTH CAPITAL Common stock G7315C119 11 10000 SH SOLE 10000 0 0 REDBALL ACQUISITION CORP Common Stock G7417R105 763 76679 SH OTR 1 0 76679 0 RICE ACQUISITION CORP Common stock 762594109 235 23203 SH SOLE 23203 0 0 RINGCENTRAL INC Option 76680R956 298 1000 SH Put SOLE 0 0 0 RINGCENTRAL INC Option 76680R906 298 1000 SH Call SOLE 0 0 0 RMG ACQUISITION CORP III Common stock G76088114 299 30000 SH SOLE 30000 0 0 ROKU INC Common stock 77543R102 342 1050 SH SOLE 1050 0 0 ROKU INC Option 77543R952 912 2800 SH Put SOLE 0 0 0 ROKU INC Option 77543R902 1108 3400 SH Call SOLE 0 0 0 ROMEO POWER INC Common stock 776153108 89 10700 SH SOLE 10700 0 0 ROTOR ACQUISITION CORP Common stock 77879W105 2103 214551 SH SOLE 214551 0 0 ROTOR ACQUISITION CORP Common stock 77879W113 70 107276 SH SOLE 107276 0 0 SALESFORCE COM INC Common stock 79466L302 508 2400 SH SOLE 2400 0 0 SALESFORCE COM INC Option 79466L952 2309 10900 SH Put SOLE 0 0 0 SALESFORCE COM INC Option 79466L902 2309 10900 SH Call SOLE 0 0 0 SCHWEITZER-MAUDUIT INTL INC Option 808541956 499 10200 SH Put SOLE 0 0 0 SCHWEITZER-MAUDUIT INTL INC Option 808541906 490 10000 SH Call SOLE 0 0 0 SCOTTS MIRACLE-GRO CO Option 810186956 294 1200 SH Put SOLE 0 0 0 SCOTTS MIRACLE-GRO CO Option 810186906 514 2100 SH Call SOLE 0 0 0 SCP & CO HEALTHCARE ACQUSTN Common stock 784065203 997 100000 SH SOLE 100000 0 0 SCVX CORP Common stock G79448208 113 11500 SH SOLE 11500 0 0 SEAWORLD ENTMT INC Common Stock 81282V100 736 14818 SH OTR 1 0 14818 0 SERVICENOW INC Option 81762P952 1000 2000 SH Put SOLE 0 0 0 SERVICENOW INC Option 81762P902 1000 2000 SH Call SOLE 0 0 0 SESEN BIO INC Common stock 817763105 53 20200 SH SOLE 20200 0 0 SEVEN OAKS ACQUISITION CORP Common stock 81787X114 12 13400 SH SOLE 13400 0 0 SEVEN OAKS ACQUISITION CORP Common stock 81787X106 1449 148623 SH SOLE 148623 0 0 SHOPIFY INC Option 82509L957 553 500 SH Put SOLE 0 0 0 SHOPIFY INC Option 82509L907 553 500 SH Call SOLE 0 0 0 SIMON PROPERTY GRP ACQ HOLDI Common stock 82880R202 101 10000 SH SOLE 10000 0 0 SKILLZ INC Common Stock 83067L109 327 17200 SH OTR 1 0 17200 0 SKYWORKS SOLUTIONS INC Option 83088M952 917 5000 SH Put SOLE 0 0 0 SKYWORKS SOLUTIONS INC Option 83088M902 917 5000 SH Call SOLE 0 0 0 SNAP INC Common Stock 83304A106 202 3857 SH OTR 1 0 3857 0 SNAP INC Option 83304A956 8712 166600 SH Put OTR 1 0 0 0 SNAP INC Option 83304A906 17658 337700 SH Call OTR 1 0 0 0 SNOWFLAKE INC Common stock 833445109 940 4100 SH SOLE 4100 0 0 SNOWFLAKE INC Option 833445959 1261 5500 SH Put SOLE 0 0 0 SOCIAL CAPITAL HEDOSOPHA HLD Common Stock G8252P113 365 66538 SH OTR 1 0 66538 0 SOCIAL CAPITAL HEDOSOPHA HLD Common Stock G82514103 1789 163207 SH OTR 1 0 163207 0 SOCIAL CAPITAL HEDOSOPHA HLD Common Stock G8251L105 6630 619047 SH OTR 1 0 619047 0 SOCIAL CAPITAL HEDOSOPHA HLD Option G8252P905 1026 59800 SH Call OTR 1 0 0 0 SOS LIMITED Option 83587W956 87 17400 SH Put OTR 1 0 0 0 SOS LIMITED Option 83587W906 2664 534900 SH Call SOLE 0 0 0 SOS LIMITED Option 83587W906 3384 679500 SH Call OTR 1 0 0 0 COLLABORATIVE INVESTMNT SER Option 19423L952 19950 700000 SH Put OTR 1 0 0 0 SPARTAN ACQUISITION CORP III Common stock 84677R205 602 60000 SH SOLE 60000 0 0 SPDR GOLD TR Common Stock 78463V107 4590 28692 SH OTR 1 0 28692 0 SPDR S&P 500 ETF TR Option 78462F953 133207 336100 SH Put OTR 1 0 0 0 SPLUNK INC Option 848637954 203 1500 SH Put SOLE 0 0 0 SPOTIFY TECHNOLOGY S A Option L8681T952 1018 3800 SH Put SOLE 0 0 0 SPOTIFY TECHNOLOGY S A Option L8681T902 1072 4000 SH Call SOLE 0 0 0 SPRING VY ACQUISITION CORP Common stock G8377A108 268 26500 SH SOLE 26500 0 0 SQUARE INC Option 852234953 840 3700 SH Put SOLE 0 0 0 SQUARE INC Option 852234903 1158 5100 SH Call SOLE 0 0 0 STABLE RD ACQUISITION CORP Common Stock 85236Q117 78 17952 SH OTR 1 0 17952 0 STABLE RD ACQUISITION CORP Common stock 85236Q117 32 7300 SH SOLE 7300 0 0 STAR PEAK ENERGY TRANSITION Common Stock 855185112 1208 85400 SH OTR 1 0 85400 0 STAR PEAK ENERGY TRANSITION Common stock 855185112 474 33522 SH SOLE 33522 0 0 STARBOARD VALUE ACQUISITN CO Common stock 85521J109 197 19800 SH SOLE 19800 0 0 SUNDIAL GROWERS INC Common Stock 86730L109 69 61000 SH OTR 1 0 61000 0 SUSTAINABLE OPPORTNTS ACQ CO Common Stock G8598Y109 873 87964 SH OTR 1 0 87964 0 SWITCHBACK II CORPORATION Common stock G8633T115 162 16500 SH SOLE 16500 0 0 SYNOPSYS INC Option 871607957 273 1100 SH Put SOLE 0 0 0 SYNOPSYS INC Option 871607907 273 1100 SH Call SOLE 0 0 0 TAKE-TWO INTERACTIVE SOFTWAR Option 874054959 230 1300 SH Put SOLE 0 0 0 TAL EDUCATION GROUP Common stock 874080104 501 9300 SH SOLE 9300 0 0 TAL EDUCATION GROUP Option 874080954 522 9700 SH Put SOLE 0 0 0 TATTOOED CHEF INC Common stock 87663X102 212 10919 SH SOLE 10919 0 0 TCW SPECIAL PURPOSE ACQU COR Common stock 87301L205 2437 244924 SH SOLE 244924 0 0 TEGNA INC Option 87901J905 1883 100000 SH Call SOLE 0 0 0 TELADOC HEALTH INC Common stock 87918A105 315 1731 SH SOLE 1731 0 0 TELADOC HEALTH INC Option 87918A955 1091 6000 SH Put SOLE 0 0 0 TELADOC HEALTH INC Option 87918A905 545 3000 SH Call SOLE 0 0 0 TERADYNE INC Option 880770902 475 3900 SH Call SOLE 0 0 0 TESLA INC Option 88160R951 1737 2600 SH Put OTR 1 0 0 0 TESLA INC Option 88160R901 8349 12500 SH Call OTR 1 0 0 0 THOMA BRAVO ADVANTAGE Common stock G88272102 136 13000 SH SOLE 13000 0 0 TILRAY INC Option 88688T950 355 15600 SH Put OTR 1 0 0 0 TILRAY INC Option 88688T900 725 31900 SH Call OTR 1 0 0 0 T-MOBILE US INC Common Stock 872590104 3356 26788 SH OTR 1 0 26788 0 T-MOBILE US INC Option 872590954 17014 135800 SH Put OTR 1 0 0 0 T-MOBILE US INC Option 872590904 2506 20000 SH Call OTR 1 0 0 0 TORTOISE ACQUISITION CORP II Common Stock G89554102 820 74930 SH OTR 1 0 74930 0 TORTOISE ACQUISITION CORP II Common stock G89554102 313 28570 SH SOLE 28570 0 0 TPG PACE BEN FIN CORP Common Stock G8990D117 118 15800 SH OTR 1 0 15800 0 TPG PACE BEN FIN CORP Common stock G8990D117 75 10000 SH SOLE 10000 0 0 TAIWAN SEMICONDUCTOR MFG LTD Common Stock 874039100 237 2000 SH OTR 1 0 2000 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039950 24 200 SH Put SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039950 1549 13100 SH Put OTR 1 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039900 24 200 SH Call SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039900 390 3300 SH Call OTR 1 0 0 0 TURNING PT BRANDS INC Option 90041L955 214 4100 SH Put SOLE 0 0 0 TURNING PT BRANDS INC Option 90041L905 214 4100 SH Call SOLE 0 0 0 TWILIO INC Option 90138F952 545 1600 SH Put SOLE 0 0 0 TWILIO INC Option 90138F902 239 700 SH Call SOLE 0 0 0 TWITTER INC Common Stock 90184L102 372 5840 SH OTR 1 0 5840 0 TWITTER INC Option 90184L952 19 300 SH Put SOLE 0 0 0 TWITTER INC Option 90184L952 414 6500 SH Put OTR 1 0 0 0 TWITTER INC Option 90184L902 19 300 SH Call SOLE 0 0 0 TWITTER INC Option 90184L902 1018 16000 SH Call OTR 1 0 0 0 TYLER TECHNOLOGIES INC Option 902252955 255 600 SH Put SOLE 0 0 0 UBER TECHNOLOGIES INC Common Stock 90353T100 6221 114126 SH OTR 1 0 114126 0 UBER TECHNOLOGIES INC Option 90353T950 10084 185000 SH Put OTR 1 0 0 0 UBER TECHNOLOGIES INC Option 90353T900 545 10000 SH Call OTR 1 0 0 0 UNITED STS OIL FD LP Option 91232N907 10522 259600 SH Call OTR 1 0 0 0 UNITED STATES STL CORP NEW Common Stock 912909108 1021 39020 SH OTR 1 0 39020 0 UNITED STATES STL CORP NEW Option 912909958 955 36500 SH Put OTR 1 0 0 0 UNITI GROUP INC Common Stock 91325V108 377 34135 SH OTR 1 0 34135 0 UNITI GROUP INC Option 91325V958 800 72500 SH Put OTR 1 0 0 0 UPSTART HLDGS INC Option 91680M957 387 3000 SH Put SOLE 0 0 0 UWM HOLDINGS CORPORATION Common Stock 91823B109 363 45789 SH OTR 1 0 45789 0 VANECK VECTORS ETF TR Common Stock 92189F106 2153 66250 SH OTR 1 0 66250 0 VANECK VECTORS ETF TR Option 92189F956 11115 342000 SH Put OTR 1 0 0 0 VANECK VECTORS ETF TR Option 92189F906 19533 601000 SH Call OTR 1 0 0 0 VANECK VECTORS ETF TR Common Stock 92189F791 2824 62744 SH OTR 1 0 62744 0 VANECK VECTORS ETF TR Option 92189F951 7427 165000 SH Put OTR 1 0 0 0 VANECK VECTORS ETF TR Option 92189F901 4154 92300 SH Call OTR 1 0 0 0 VECTOR GROUP LTD Option 92240M958 257 18400 SH Put SOLE 0 0 0 VECTOR GROUP LTD Option 92240M908 325 23300 SH Call SOLE 0 0 0 VG ACQUISITION CORP Common Stock G9446E105 864 85000 SH OTR 1 0 85000 0 VIACOMCBS INC Common Stock 92556H206 3410 75600 SH OTR 1 0 75600 0 VIACOMCBS INC Common stock 92556H206 1263 28000 SH SOLE 28000 0 0 VIACOMCBS INC Option 92556H956 699 15500 SH Put OTR 1 0 0 0 VIACOMCBS INC Option 92556H906 289 6400 SH Call OTR 1 0 0 0 VIEW INC Common stock 92671V106 257 34739 SH SOLE 34739 0 0 VIRGIN GALACTIC HOLDINGS INC Common Stock 92766K106 294 9600 SH OTR 1 0 9600 0 VISTRA CORP Option 92840M952 762 43100 SH Put SOLE 0 0 0 VPC IMPACT ACQUISITION HLDNG Common Stock G9441E118 323 109531 SH OTR 1 0 109531 0 WALMART INC Common Stock 931142103 1698 12500 SH OTR 1 0 12500 0 DISNEY WALT CO Option 254687956 5720 31000 SH Put OTR 1 0 0 0 DISNEY WALT CO Option 254687906 2307 12500 SH Call OTR 1 0 0 0 WARRIOR TECHNOLOGIES ACQUI C Common stock 936273200 306 30900 SH SOLE 30900 0 0 WELLS FARGO CO NEW Common Stock 949746101 3916 100219 SH OTR 1 0 100219 0 WELLS FARGO CO NEW Option 949746951 14413 368900 SH Put OTR 1 0 0 0 WELLS FARGO CO NEW Option 949746901 17425 446000 SH Call OTR 1 0 0 0 WILLIAMS SONOMA INC Option 969904951 896 5000 SH Put SOLE 0 0 0 WORKDAY INC Option 98138H951 298 1200 SH Put SOLE 0 0 0 WORKDAY INC Option 98138H901 298 1200 SH Call SOLE 0 0 0 XL FLEET CORP Common Stock 9837FR100 310 34528 SH OTR 1 0 34528 0 XPRESSPA GROUP INC Option 98420U903 101 55100 SH Call SOLE 0 0 0 XPRESSPA GROUP INC Option 98420U903 215 116800 SH Call OTR 1 0 0 0 YANDEX N V Option N97284958 641 10000 SH Put OTR 1 0 0 0 YANDEX N V Option N97284908 9827 153400 SH Call OTR 1 0 0 0 YUCAIPA ACQUISITION CORP Common stock G9879L105 1009 102406 SH SOLE 102406 0 0 ZANITE ACQUISITION CORP Common Stock 98907K103 1045 105000 SH OTR 1 0 105000 0 ZILLOW GROUP INC Option 98954M950 493 3800 SH Put SOLE 0 0 0 ZILLOW GROUP INC Option 98954M900 233 1800 SH Call SOLE 0 0 0 ZOOM VIDEO COMMUNICATIONS IN Option 98980L951 418 1300 SH Put OTR 1 0 0 0 ZOOM VIDEO COMMUNICATIONS IN Option 98980L901 353 1100 SH Call OTR 1 0 0 0