Managing Member

0001572748-21-000002.txt : 20210216 0001572748-21-000002.hdr.sgml : 20210216 20210216102417 ACCESSION NUMBER: 0001572748-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marathon Trading Investment Management LLC CENTRAL INDEX KEY: 0001572748 IRS NUMBER: 900805337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16519 FILM NUMBER: 21633950 BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-254-4890 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001572748 XXXXXXXX 12-31-2020 12-31-2020 false Marathon Trading Investment Management LLC

Two Radnor Corporate Center Suite 107 Radnor PA 19087

13F HOLDINGS REPORT 028-16519 N Robert Gordon Managing Member 610-254-4890 Robert Gordon Radnor PA 02-16-2021 1 366 1936519 1 0001633121 028-16521 Marathon Trading Group LLC INFORMATION TABLE 2 infotable.xml 2U INC Option 90214J951 240 6000 SH Put SOLE 0 0 0 2U INC Option 90214J901 240 6000 SH Call SOLE 0 0 0 ABBOTT LABS Option 002824950 1369 12500 SH Put SOLE 0 0 0 ABBOTT LABS Option 002824900 1369 12500 SH Call SOLE 0 0 0 ABBVIE INC Option 00287Y959 1929 18000 SH Put SOLE 0 0 0 ABBVIE INC Option 00287Y909 750 7000 SH Call SOLE 0 0 0 ACTIVISION BLIZZARD INC Option 00507V959 1393 15000 SH Put SOLE 0 0 0 ACTIVISION BLIZZARD INC Option 00507V909 464 5000 SH Call SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED Option 00724F951 2751 5500 SH Put SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED Option 00724F901 2251 4500 SH Call SOLE 0 0 0 AJAX I Common stock G0190X118 361 29100 SH SOLE 29100 0 0 AKAMAI TECHNOLOGIES INC Common stock 00971T101 210 2000 SH SOLE 2000 0 0 ALPS ETF TR Common Stock 00162Q452 418 16280 SH OTR 1 0 16280 0 ALPS ETF TR Option 00162Q952 4349 169500 SH Put OTR 1 0 0 0 ALPS ETF TR Option 00162Q902 3462 134900 SH Call OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Common stock 01609W102 140 600 SH SOLE 600 0 0 ALIBABA GROUP HLDG LTD Common Stock 01609W102 198 850 SH OTR 1 0 850 0 ALIBABA GROUP HLDG LTD Option 01609W952 582 2500 SH Put SOLE 0 0 0 ALIBABA GROUP HLDG LTD Option 01609W952 3025 13000 SH Put OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Option 01609W902 6889 29600 SH Call OTR 1 0 0 0 ALPHABET INC Option 02079K955 26290 15000 SH Put SOLE 0 0 0 ALPHABET INC Option 02079K905 14897 8500 SH Call SOLE 0 0 0 AMAZON COM INC Option 023135956 30615 9400 SH Put SOLE 0 0 0 AMERICAN AIRLS GROUP INC Option 02376R952 3943 250000 SH Put OTR 1 0 0 0 AMGEN INC Option 031162950 1150 5000 SH Put SOLE 0 0 0 AMGEN INC Option 031162900 690 3000 SH Call SOLE 0 0 0 ANSYS INC Option 03662Q955 728 2000 SH Put SOLE 0 0 0 ANSYS INC Option 03662Q905 728 2000 SH Call SOLE 0 0 0 ANTHEM INC Option 036752953 482 1500 SH Put SOLE 0 0 0 ANTHEM INC Option 036752903 482 1500 SH Call SOLE 0 0 0 APOLLO GLOBAL MGMT INC Common Stock 03768E105 240 4901 SH OTR 1 0 4901 0 APPLE INC Common Stock 037833100 9852 74252 SH OTR 1 0 74252 0 APPLE INC Option 037833950 142058 1070600 SH Put OTR 1 0 0 0 APPLE INC Option 037833900 90309 680600 SH Call OTR 1 0 0 0 ARK ETF TR Option 00214Q954 747 6000 SH Put OTR 1 0 0 0 AUTODESK INC Option 052769956 550 1800 SH Put SOLE 0 0 0 AUTODESK INC Option 052769906 550 1800 SH Call SOLE 0 0 0 AUTOZONE INC Option 053332952 593 500 SH Put SOLE 0 0 0 BK OF AMERICA CORP Common Stock 060505104 513 16915 SH OTR 1 0 16915 0 BK OF AMERICA CORP Common Stock 060505682 2658 1750 SH OTR 1 0 1750 0 BK OF AMERICA CORP Option 060505954 7429 245100 SH Put OTR 1 0 0 0 BK OF AMERICA CORP Option 060505904 1212 40000 SH Call OTR 1 0 0 0 BARCLAYS BANK PLC Common Stock 06746P621 2427 144543 SH OTR 1 0 144543 0 BARCLAYS BANK PLC Option 06746P951 1538 91600 SH Put OTR 1 0 0 0 BECTON DICKINSON & CO Option 075887959 375 1500 SH Put SOLE 0 0 0 BECTON DICKINSON & CO Option 075887909 375 1500 SH Call SOLE 0 0 0 BEYOND MEAT INC Common Stock 08862E109 314 2509 SH OTR 1 0 2509 0 BEYOND MEAT INC Option 08862E959 438 3500 SH Put OTR 1 0 0 0 BIG LOTS INC Option 089302953 215 5000 SH Put SOLE 0 0 0 BLUE APRON HLDGS INC Common stock 09523Q200 132 23600 SH SOLE 23600 0 0 BOEING CO Common Stock 097023105 1723 8050 SH OTR 1 0 8050 0 BOEING CO Option 097023955 10703 50000 SH Put OTR 1 0 0 0 BOEING CO Option 097023905 3639 17000 SH Call OTR 1 0 0 0 BOOKING HOLDINGS INC Common stock 09857L108 445 200 SH SOLE 200 0 0 BRISTOL-MYERS SQUIBB CO Option 110122958 868 14000 SH Put SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO Option 110122908 763 12300 SH Call SOLE 0 0 0 CADENCE DESIGN SYSTEM INC Option 127387958 682 5000 SH Put SOLE 0 0 0 CADENCE DESIGN SYSTEM INC Option 127387908 409 3000 SH Call SOLE 0 0 0 CAESARS ENTERTAINMENT INC NE Option 12769G900 3714 50000 SH Call OTR 1 0 0 0 CANOO INC Common stock 13803R102 314 22738 SH SOLE 22738 0 0 CANOO INC Common stock 13803R110 86 23960 SH SOLE 23960 0 0 CARNIVAL CORP Common Stock 143658300 1270 58650 SH OTR 1 0 58650 0 CARNIVAL CORP Option 143658950 7133 329300 SH Put OTR 1 0 0 0 CARNIVAL CORP Option 143658900 2270 104800 SH Call OTR 1 0 0 0 CF FINANCE ACQUISITION CORP Common stock 15725Q104 378 34339 SH SOLE 34339 0 0 SCHWAB CHARLES CORP Option 808513955 5940 112000 SH Put OTR 1 0 0 0 SCHWAB CHARLES CORP Option 808513905 8089 152500 SH Call OTR 1 0 0 0 CHURCHILL CAP CORP II Common stock 17143G106 259 25000 SH SOLE 25000 0 0 CHURCHILL CAPITAL CORP IV Common stock 171439102 959 95767 SH SOLE 95767 0 0 CHURCHILL CAPITAL CORP V Common stock 17144T206 215 20500 SH SOLE 20500 0 0 CIGNA CORP NEW Option 125523950 833 4000 SH Put SOLE 0 0 0 CIGNA CORP NEW Option 125523900 416 2000 SH Call SOLE 0 0 0 CIIG MERGER CORP Common stock 12559C111 749 91900 SH SOLE 91900 0 0 CITIGROUP INC Option 172967954 4335 70300 SH Put OTR 1 0 0 0 CITIGROUP INC Option 172967904 802 13000 SH Call OTR 1 0 0 0 COLONY CAP INC NEW Option 19626G908 481 100000 SH Call SOLE 0 0 0 COMCAST CORP NEW Common stock 20030N101 220 4200 SH SOLE 4200 0 0 COUPA SOFTWARE INC Option 22266L956 203 600 SH Put SOLE 0 0 0 COUPA SOFTWARE INC Option 22266L906 203 600 SH Call SOLE 0 0 0 CRISPR THERAPEUTICS AG Option H17182958 521 3400 SH Put SOLE 0 0 0 CRISPR THERAPEUTICS AG Option H17182908 521 3400 SH Call SOLE 0 0 0 CRONOS GROUP INC Option 22717L901 104 15000 SH Call OTR 1 0 0 0 CVS HEALTH CORP Option 126650950 2595 38000 SH Put OTR 1 0 0 0 CVS HEALTH CORP Option 126650900 3299 48300 SH Call OTR 1 0 0 0 DANAHER CORPORATION Option 235851952 666 3000 SH Put SOLE 0 0 0 DANAHER CORPORATION Option 235851902 889 4000 SH Call SOLE 0 0 0 DELTA AIR LINES INC DEL Option 247361952 603 15000 SH Put OTR 1 0 0 0 DESKTOP METAL INC Common Stock 25058X113 149 30900 SH OTR 1 0 30900 0 DOCUSIGN INC Option 256163956 333 1500 SH Put SOLE 0 0 0 DOCUSIGN INC Option 256163906 333 1500 SH Call SOLE 0 0 0 D R HORTON INC Common stock 23331A109 296 4300 SH SOLE 4300 0 0 D R HORTON INC Option 23331A959 689 10000 SH Put SOLE 0 0 0 D R HORTON INC Option 23331A909 689 10000 SH Call SOLE 0 0 0 DRAFTKINGS INC Option 26142R904 1397 30000 SH Call SOLE 0 0 0 DRAFTKINGS INC Option 26142R904 512 11000 SH Call OTR 1 0 0 0 ELECTRONIC ARTS INC Option 285512959 718 5000 SH Put SOLE 0 0 0 ELECTRONIC ARTS INC Option 285512909 574 4000 SH Call SOLE 0 0 0 LILLY ELI & CO Option 532457958 1520 9000 SH Put SOLE 0 0 0 LILLY ELI & CO Option 532457908 1182 7000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y956 955 25200 SH Put OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y906 2653 70000 SH Call OTR 1 0 0 0 ENERGY TRANSFER LP Option 29273V950 1156 187000 SH Put OTR 1 0 0 0 ENERGY TRANSFER LP Option 29273V900 4254 688400 SH Call OTR 1 0 0 0 EXACT SCIENCES CORP Option 30063P955 252 1900 SH Put SOLE 0 0 0 EXACT SCIENCES CORP Option 30063P905 252 1900 SH Call SOLE 0 0 0 FACEBOOK INC Option 30303M952 9561 35000 SH Put OTR 1 0 0 0 FACEBOOK INC Option 30303M902 546 2000 SH Call OTR 1 0 0 0 FALCON CAPITAL ACQUISITN COR Common stock 30606L108 118 11318 SH SOLE 11318 0 0 FEDEX CORP Option 31428X956 2726 10500 SH Put OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y955 1474 50000 SH Put OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y905 3706 125700 SH Call OTR 1 0 0 0 FINTECH ACQUISITION CORP IV Common stock 31810N104 226 20000 SH SOLE 20000 0 0 FIREEYE INC Common stock 31816Q101 208 9000 SH SOLE 9000 0 0 FIRSTENERGY CORP Option 337932957 3826 125000 SH Put OTR 1 0 0 0 FIRSTENERGY CORP Option 337932907 7579 247600 SH Call OTR 1 0 0 0 FLOOR & DECOR HLDGS INC Common Stock 339750101 722 7779 SH OTR 1 0 7779 0 FOLEY TRASIMENE ACQUISITION Common stock 344328109 588 38918 SH SOLE 38918 0 0 FORTINET INC Option 34959E959 668 4500 SH Put SOLE 0 0 0 GENERAL ELECTRIC CO Common Stock 369604103 1596 147814 SH OTR 1 0 147814 0 GENERAL ELECTRIC CO Option 369604953 13450 1245400 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Option 369604903 26819 2483200 SH Call OTR 1 0 0 0 GENERAL MTRS CO Common stock 37045V100 125 3000 SH SOLE 3000 0 0 GENERAL MTRS CO Common Stock 37045V100 541 13000 SH OTR 1 0 13000 0 GENERAL MTRS CO Option 37045V950 837 20100 SH Put OTR 1 0 0 0 GENERAL MTRS CO Option 37045V900 208 5000 SH Call SOLE 0 0 0 GENERAL MTRS CO Option 37045V900 625 15000 SH Call OTR 1 0 0 0 GERDAU SA Option 373737905 360 77000 SH Call SOLE 0 0 0 GIGCAPITAL2 INC Common stock 375036100 516 47112 SH SOLE 47112 0 0 GILEAD SCIENCES INC Option 375558953 612 10500 SH Put SOLE 0 0 0 GILEAD SCIENCES INC Option 375558903 612 10500 SH Call SOLE 0 0 0 GOLDEN NUGGET ONLINE GAMIN Common stock 38113L115 289 32090 SH SOLE 32090 0 0 GOLDEN NUGGET ONLINE GAMIN Common Stock 38113L115 687 76299 SH OTR 1 0 76299 0 GOLDEN NUGGET ONLINE GAMIN Common Stock 38113L107 2454 124548 SH OTR 1 0 124548 0 GOLDEN NUGGET ONLINE GAMIN Option 38113L957 2955 150000 SH Put OTR 1 0 0 0 HALLIBURTON CO Option 406216951 756 40000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Common Stock 81369Y209 1191 10500 SH OTR 1 0 10500 0 SELECT SECTOR SPDR TR Option 81369Y959 1384 12200 SH Put OTR 1 0 0 0 HOME DEPOT INC Option 437076952 531 2000 SH Put SOLE 0 0 0 HOME DEPOT INC Option 437076902 531 2000 SH Call SOLE 0 0 0 HORIZON THERAPEUTICS PUB L Common stock G46188101 966 13200 SH SOLE 13200 0 0 HORIZON THERAPEUTICS PUB L Option G46188951 5099 69700 SH Put SOLE 0 0 0 HYLIION HOLDINGS CORP Common stock 449109107 504 30600 SH SOLE 30600 0 0 HYLIION HOLDINGS CORP Common Stock 449109107 330 20001 SH OTR 1 0 20001 0 INTEL CORP Option 458140950 10213 205000 SH Put OTR 1 0 0 0 INTUIT Option 461202953 1899 5000 SH Put SOLE 0 0 0 INTUIT Option 461202903 1140 3000 SH Call SOLE 0 0 0 INTUITIVE SURGICAL INC Option 46120E952 327 400 SH Put SOLE 0 0 0 INTUITIVE SURGICAL INC Option 46120E902 327 400 SH Call SOLE 0 0 0 INVITAE CORP Option 46185L953 619 14800 SH Put SOLE 0 0 0 INVITAE CORP Option 46185L903 573 13700 SH Call SOLE 0 0 0 IOVANCE BIOTHERAPEUTICS INC Option 462260950 232 5000 SH Put SOLE 0 0 0 IOVANCE BIOTHERAPEUTICS INC Option 462260900 278 6000 SH Call SOLE 0 0 0 IQIYI INC Option 46267X908 874 50000 SH Call SOLE 0 0 0 ISHARES TR Option 464287954 6681 143900 SH Put OTR 1 0 0 0 ISHARES TR Option 464287904 4155 89500 SH Call OTR 1 0 0 0 ISHARES TR Option 464287955 5502 20000 SH Put OTR 1 0 0 0 ISHARES INC Option 464286950 566 14400 SH Put SOLE 0 0 0 ISHARES INC Option 464286900 427 10900 SH Call SOLE 0 0 0 ISHARES TR Common Stock 464287234 217 4200 SH OTR 1 0 4200 0 ISHARES INC Option 464286952 4707 58200 SH Put SOLE 0 0 0 ISHARES INC Option 464286902 710 11000 SH Call SOLE 0 0 0 ISHARES INC Option 46434G952 1858 35000 SH Put SOLE 0 0 0 ISHARES INC Option 46434G902 265 5000 SH Call SOLE 0 0 0 ISHARES SILVER TR Common Stock 46428Q109 1437 58500 SH OTR 1 0 58500 0 ISHARES SILVER TR Option 46428Q959 7518 306000 SH Put OTR 1 0 0 0 ISHARES SILVER TR Option 46428Q909 9339 380100 SH Call OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Common Stock 465562106 1258 206600 SH OTR 1 0 206600 0 ITAU UNIBANCO HLDG S A Option 465562956 5203 854300 SH Put OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Option 465562906 4304 706800 SH Call OTR 1 0 0 0 JD.COM INC Common Stock 47215P106 13487 153435 SH OTR 1 0 153435 0 JD.COM INC Option 47215P956 21017 239100 SH Put OTR 1 0 0 0 JD.COM INC Option 47215P906 15048 171200 SH Call OTR 1 0 0 0 JOHNSON & JOHNSON Option 478160954 4879 31000 SH Put SOLE 0 0 0 JOHNSON & JOHNSON Option 478160904 2203 14000 SH Call SOLE 0 0 0 JPMORGAN CHASE & CO Common Stock 46625H100 2460 19358 SH OTR 1 0 19358 0 JPMORGAN CHASE & CO Option 46625H950 3812 30000 SH Put OTR 1 0 0 0 JPMORGAN CHASE & CO Option 46625H900 1588 12500 SH Call OTR 1 0 0 0 KRAFT HEINZ CO Common Stock 500754106 1118 32255 SH OTR 1 0 32255 0 KRAFT HEINZ CO Option 500754956 7033 202900 SH Put OTR 1 0 0 0 KRAFT HEINZ CO Option 500754906 5372 155000 SH Call OTR 1 0 0 0 LENDINGTREE INC NEW Option 52603B957 438 1600 SH Put SOLE 0 0 0 LENDINGTREE INC NEW Option 52603B907 438 1600 SH Call SOLE 0 0 0 LENNAR CORP Option 526057954 839 11000 SH Put OTR 1 0 0 0 LENNAR CORP Option 526057904 839 11000 SH Call OTR 1 0 0 0 LIVERAMP HLDGS INC Option 53815P908 3667 50100 SH Call OTR 1 0 0 0 LOVESAC COMPANY Option 54738L909 215 5000 SH Call SOLE 0 0 0 LOWES COS INC Option 548661957 562 3500 SH Put SOLE 0 0 0 LOWES COS INC Option 548661907 401 2500 SH Call SOLE 0 0 0 LULULEMON ATHLETICA INC Option 550021959 418 1200 SH Put SOLE 0 0 0 LUMINAR TECHNOLOGIES INC Common stock 550424113 177 10300 SH SOLE 10300 0 0 LUMINAR TECHNOLOGIES INC Common Stock 550424105 211 6200 SH OTR 1 0 6200 0 LUMINAR TECHNOLOGIES INC Common Stock 550424113 1956 113927 SH OTR 1 0 113927 0 LYFT INC Option 55087P954 1317 26800 SH Put OTR 1 0 0 0 MARATHON PATENT GROUP INC Option 56585W901 104 10000 SH Call SOLE 0 0 0 MASCO CORP Option 574599906 275 5000 SH Call SOLE 0 0 0 MEDTRONIC PLC Option G5960L953 1406 12000 SH Put SOLE 0 0 0 MEDTRONIC PLC Option G5960L903 1429 12200 SH Call SOLE 0 0 0 MERCK & CO. INC Option 58933Y955 1145 14000 SH Put SOLE 0 0 0 MERCK & CO. INC Option 58933Y905 1472 18000 SH Call SOLE 0 0 0 MICROSOFT CORP Common Stock 594918104 1707 7675 SH OTR 1 0 7675 0 MICROSOFT CORP Option 594918954 3225 14500 SH Put OTR 1 0 0 0 MICROSOFT CORP Option 594918904 2002 9000 SH Call OTR 1 0 0 0 MODERNA INC Common stock 60770K107 261 2500 SH SOLE 2500 0 0 MORGAN STANLEY Option 617446958 14590 212900 SH Put OTR 1 0 0 0 MORGAN STANLEY Option 617446908 13021 190000 SH Call OTR 1 0 0 0 MP MATERIALS CORP Common stock 553368119 1080 70262 SH SOLE 70262 0 0 MP MATERIALS CORP Option 553368951 1830 56900 SH Put SOLE 0 0 0 NETFLIX INC Common Stock 64110L106 297 550 SH OTR 1 0 550 0 NIKOLA CORP Option 654110955 267 17500 SH Put OTR 1 0 0 0 NIO INC Common Stock 62914V106 1861 38174 SH OTR 1 0 38174 0 NIO INC Option 62914V956 6775 139000 SH Put OTR 1 0 0 0 NIO INC Option 62914V906 8968 184000 SH Call OTR 1 0 0 0 OPENDOOR TECHNOLOGIES INC Common stock 683712111 370 47873 SH SOLE 47873 0 0 OPKO HEALTH INC Option 68375N903 1738 440000 SH Call OTR 1 0 0 0 ORACLE CORP Option 68389X955 2976 46000 SH Put SOLE 0 0 0 ORACLE CORP Option 68389X905 841 13000 SH Call SOLE 0 0 0 PAGERDUTY INC Option 69553P950 229 5500 SH Put SOLE 0 0 0 PAGERDUTY INC Option 69553P900 238 5700 SH Call SOLE 0 0 0 PALANTIR TECHNOLOGIES INC Option 69608A958 10374 440500 SH Put OTR 1 0 0 0 PALANTIR TECHNOLOGIES INC Option 69608A908 2357 100100 SH Call OTR 1 0 0 0 PALO ALTO NETWORKS INC Option 697435955 1422 4000 SH Put SOLE 0 0 0 PALO ALTO NETWORKS INC Option 697435905 1066 3000 SH Call SOLE 0 0 0 PAN AMERN SILVER CORP Common Stock 697900108 658 19076 SH OTR 1 0 19076 0 PAYCOM SOFTWARE INC Option 70432V902 226 500 SH Call SOLE 0 0 0 PERSHING SQUARE TONTINE HLDG Common stock 71531R109 2006 72377 SH SOLE 72377 0 0 PERSHING SQUARE TONTINE HLDG Common Stock 71531R109 469 16918 SH OTR 1 0 16918 0 PERSHING SQUARE TONTINE HLDG Option 71531R909 693 25000 SH Call SOLE 0 0 0 PFIZER INC Common stock 717081103 438 11900 SH SOLE 11900 0 0 PFIZER INC Option 717081953 681 18500 SH Put SOLE 0 0 0 PFIZER INC Option 717081903 858 23300 SH Call SOLE 0 0 0 PINDUODUO INC Option 722304952 24430 137500 SH Put OTR 1 0 0 0 PINDUODUO INC Option 722304902 6663 37500 SH Call OTR 1 0 0 0 PPL CORP Common Stock 69351T106 236 8372 SH OTR 1 0 8372 0 PPL CORP Option 69351T906 2668 94600 SH Call OTR 1 0 0 0 PROTO LABS INC Option 743713959 414 2700 SH Put SOLE 0 0 0 PROTO LABS INC Option 743713909 414 2700 SH Call SOLE 0 0 0 PULTE GROUP INC Option 745867951 323 7500 SH Put SOLE 0 0 0 PULTE GROUP INC Option 745867901 280 6500 SH Call SOLE 0 0 0 PURE STORAGE INC Option 74624M952 312 13800 SH Put SOLE 0 0 0 PURE STORAGE INC Option 74624M902 276 12200 SH Call SOLE 0 0 0 QUANTUMSCAPE CORP Common stock 74767V109 220 2600 SH SOLE 2600 0 0 QUANTUMSCAPE CORP Common stock 74767V117 622 16379 SH SOLE 16379 0 0 QUANTUMSCAPE CORP Common Stock 74767V109 2202 26079 SH OTR 1 0 26079 0 QUANTUMSCAPE CORP Common Stock 74767V117 2141 56344 SH OTR 1 0 56344 0 QUANTUMSCAPE CORP Option 74767V959 1267 15000 SH Put OTR 1 0 0 0 QUANTUMSCAPE CORP Option 74767V909 3640 43100 SH Call OTR 1 0 0 0 REDBALL ACQUISITION CORP Common stock G7417R105 248 22779 SH SOLE 22779 0 0 RINGCENTRAL INC Option 76680R956 568 1500 SH Put SOLE 0 0 0 RINGCENTRAL INC Option 76680R906 568 1500 SH Call SOLE 0 0 0 ROKU INC Option 77543R952 863 2600 SH Put SOLE 0 0 0 ROKU INC Option 77543R902 863 2600 SH Call SOLE 0 0 0 ROMEO POWER INC Common stock 776153116 123 13200 SH SOLE 13200 0 0 SALESFORCE COM INC Common stock 79466L302 1268 5700 SH SOLE 5700 0 0 SALESFORCE COM INC Option 79466L952 1780 8000 SH Put SOLE 0 0 0 SALESFORCE COM INC Option 79466L902 1446 6500 SH Call SOLE 0 0 0 SEAWORLD ENTMT INC Common Stock 81282V100 661 20918 SH OTR 1 0 20918 0 SERVICENOW INC Option 81762P952 1101 2000 SH Put SOLE 0 0 0 SERVICENOW INC Option 81762P902 1101 2000 SH Call SOLE 0 0 0 SESEN BIO INC Common stock 817763105 27 20200 SH SOLE 20200 0 0 SHERWIN WILLIAMS CO Option 824348956 441 600 SH Put SOLE 0 0 0 SHERWIN WILLIAMS CO Option 824348906 441 600 SH Call SOLE 0 0 0 SMARTSHEET INC Option 83200N903 693 10000 SH Call SOLE 0 0 0 SNAP INC Common Stock 83304A106 205 4090 SH OTR 1 0 4090 0 SNAP INC Option 83304A956 100 2000 SH Put SOLE 0 0 0 SNAP INC Option 83304A956 14640 292400 SH Put OTR 1 0 0 0 SNAP INC Option 83304A906 100 2000 SH Call SOLE 0 0 0 SNAP INC Option 83304A906 23969 478700 SH Call OTR 1 0 0 0 SNOWFLAKE INC Common stock 833445109 225 800 SH SOLE 800 0 0 SNOWFLAKE INC Option 833445959 704 2500 SH Put SOLE 0 0 0 SOCIAL CAPITAL HEDOSOPHA HLD Common stock G8251L105 244 19826 SH SOLE 19826 0 0 SPDR GOLD TR Common Stock 78463V107 22008 123392 SH OTR 1 0 123392 0 SPDR GOLD TR Option 78463V957 29697 166500 SH Put OTR 1 0 0 0 SPDR GOLD TR Option 78463V907 24578 137800 SH Call OTR 1 0 0 0 SPDR S&P 500 ETF TR Common Stock 78462F103 14040 37553 SH OTR 1 0 37553 0 SPDR S&P 500 ETF TR Option 78462F953 126932 339500 SH Put OTR 1 0 0 0 SPLUNK INC Option 848637954 340 2000 SH Put SOLE 0 0 0 SPLUNK INC Option 848637904 340 2000 SH Call SOLE 0 0 0 SPOTIFY TECHNOLOGY S A Option L8681T952 378 1200 SH Put SOLE 0 0 0 SPOTIFY TECHNOLOGY S A Option L8681T902 378 1200 SH Call SOLE 0 0 0 SQUARE INC Common stock 852234103 566 2600 SH SOLE 2600 0 0 SQUARE INC Option 852234953 1132 5200 SH Put SOLE 0 0 0 SQUARE INC Option 852234903 1349 6200 SH Call SOLE 0 0 0 STITCH FIX INC Option 860897907 294 5000 SH Call SOLE 0 0 0 STRYKER CORPORATION Option 863667951 980 4000 SH Put SOLE 0 0 0 STRYKER CORPORATION Option 863667901 245 1000 SH Call SOLE 0 0 0 SWITCHBACK ENERGY ACQUISTN C Common stock 87105M110 248 16100 SH SOLE 16100 0 0 SWITCHBACK ENERGY ACQUISTN C Common Stock 87105M110 253 16400 SH OTR 1 0 16400 0 SYNOPSYS INC Option 871607957 389 1500 SH Put SOLE 0 0 0 SYNOPSYS INC Option 871607907 389 1500 SH Call SOLE 0 0 0 TAKE-TWO INTERACTIVE SOFTWAR Option 874054959 312 1500 SH Put SOLE 0 0 0 TAKE-TWO INTERACTIVE SOFTWAR Option 874054909 312 1500 SH Call SOLE 0 0 0 TAL EDUCATION GROUP Common Stock 874080104 1626 22740 SH OTR 1 0 22740 0 TAL EDUCATION GROUP Option 874080954 6793 95000 SH Put OTR 1 0 0 0 TAL EDUCATION GROUP Option 874080904 1788 25000 SH Call OTR 1 0 0 0 TATTOOED CHEF INC Common stock 87663X110 323 28400 SH SOLE 28400 0 0 TELADOC HEALTH INC Common stock 87918A105 320 1600 SH SOLE 1600 0 0 TELADOC HEALTH INC Option 87918A955 1240 6200 SH Put SOLE 0 0 0 TELADOC HEALTH INC Option 87918A905 240 1200 SH Call SOLE 0 0 0 TENCENT MUSIC ENTMT GROUP Option 88034P959 2405 125000 SH Put SOLE 0 0 0 TESLA INC Common Stock 88160R101 353 500 SH OTR 1 0 500 0 TESLA INC Option 88160R951 41352 58600 SH Put SOLE 0 0 0 TESLA INC Option 88160R951 411264 582800 SH Put OTR 1 0 0 0 TESLA INC Option 88160R901 1411 2000 SH Call SOLE 0 0 0 TESLA INC Option 88160R901 130478 184900 SH Call OTR 1 0 0 0 THERMO FISHER SCIENTIFIC INC Common stock 883556102 279 600 SH SOLE 600 0 0 THERMO FISHER SCIENTIFIC INC Option 883556952 932 2000 SH Put SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC Option 883556902 932 2000 SH Call SOLE 0 0 0 T-MOBILE US INC Option 872590954 6392 47400 SH Put OTR 1 0 0 0 T-MOBILE US INC Option 872590904 25109 186200 SH Call OTR 1 0 0 0 TORTOISE ACQUISITION CORP II Common stock G89554102 176 16570 SH SOLE 16570 0 0 THE TRADE DESK INC Option 88339J955 240 300 SH Put SOLE 0 0 0 THE TRADE DESK INC Option 88339J905 320 400 SH Call SOLE 0 0 0 TRANSENTERIX INC Option 89366M900 64 101700 SH Call SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039950 327 3000 SH Put SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039950 545 5000 SH Put OTR 1 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039900 109 1000 SH Call SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039900 545 5000 SH Call OTR 1 0 0 0 TWILIO INC Option 90138F952 372 1100 SH Put SOLE 0 0 0 TWILIO INC Option 90138F902 372 1100 SH Call SOLE 0 0 0 TWIST BIOSCIENCE CORP Option 90184D950 212 1500 SH Put SOLE 0 0 0 TWIST BIOSCIENCE CORP Option 90184D900 212 1500 SH Call SOLE 0 0 0 TWITTER INC Common Stock 90184L102 506 9340 SH OTR 1 0 9340 0 TYLER TECHNOLOGIES INC Option 902252955 437 1000 SH Put SOLE 0 0 0 TYLER TECHNOLOGIES INC Option 902252905 218 500 SH Call SOLE 0 0 0 UBER TECHNOLOGIES INC Common Stock 90353T100 1939 38026 SH OTR 1 0 38026 0 UBER TECHNOLOGIES INC Option 90353T950 8165 160100 SH Put OTR 1 0 0 0 UBER TECHNOLOGIES INC Option 90353T900 3723 73000 SH Call OTR 1 0 0 0 UNITED STS OIL FD LP Option 91232N957 330 10000 SH Put SOLE 0 0 0 UNITED STS OIL FD LP Option 91232N957 660 20000 SH Put OTR 1 0 0 0 UNITED STS OIL FD LP Option 91232N907 9395 284600 SH Call OTR 1 0 0 0 UNITED STATES STL CORP NEW Option 912909958 3798 226500 SH Put OTR 1 0 0 0 UNITED STATES STL CORP NEW Option 912909908 1959 116800 SH Call OTR 1 0 0 0 UNITEDHEALTH GROUP INC Option 91324P952 2279 6500 SH Put SOLE 0 0 0 UNITEDHEALTH GROUP INC Option 91324P902 1578 4500 SH Call SOLE 0 0 0 UNITI GROUP INC Common Stock 91325V108 582 49649 SH OTR 1 0 49649 0 UNITI GROUP INC Option 91325V958 1467 125100 SH Put OTR 1 0 0 0 UNITI GROUP INC Option 91325V908 2161 184200 SH Call OTR 1 0 0 0 USA TECHNOLOGIES INC Option 90328S900 2117 202000 SH Call SOLE 0 0 0 GORES HLDGS IV INC Common stock 382865103 437 33304 SH SOLE 33304 0 0 VANECK VECTORS ETF TR Common Stock 92189F106 666 18500 SH OTR 1 0 18500 0 VANECK VECTORS ETF TR Option 92189F956 11750 326200 SH Put OTR 1 0 0 0 VANECK VECTORS ETF TR Option 92189F906 24202 671900 SH Call OTR 1 0 0 0 VANECK VECTORS ETF TR Option 92189F951 10571 194900 SH Put OTR 1 0 0 0 VANECK VECTORS ETF TR Option 92189F901 15366 283300 SH Call OTR 1 0 0 0 VANECK VECTORS ETF TR Option 92189F953 763 31600 SH Put SOLE 0 0 0 DISNEY WALT CO Common Stock 254687106 414 2283 SH OTR 1 0 2283 0 DISNEY WALT CO Option 254687956 5164 28500 SH Put OTR 1 0 0 0 DISNEY WALT CO Option 254687906 16306 90000 SH Call OTR 1 0 0 0 WELLS FARGO CO NEW Common Stock 949746101 2481 82209 SH OTR 1 0 82209 0 WELLS FARGO CO NEW Common Stock 949746804 674 444 SH OTR 1 0 444 0 WELLS FARGO CO NEW Option 949746951 11619 385000 SH Put OTR 1 0 0 0 WELLS FARGO CO NEW Option 949746901 11770 390000 SH Call OTR 1 0 0 0 WISDOMTREE TR Option 97717W952 1326 45400 SH Put SOLE 0 0 0 WISDOMTREE TR Option 97717W902 438 15000 SH Call SOLE 0 0 0 WORKDAY INC Option 98138H951 527 2200 SH Put SOLE 0 0 0 WORKDAY INC Option 98138H901 407 1700 SH Call SOLE 0 0 0 XL FLEET CORP Common stock 9837FR118 300 37000 SH SOLE 37000 0 0 XL FLEET CORP Common Stock 9837FR118 81 10000 SH OTR 1 0 10000 0 XPRESSPA GROUP INC Option 98420U903 66 55100 SH Call SOLE 0 0 0 XPRESSPA GROUP INC Option 98420U903 253 212500 SH Call OTR 1 0 0 0 YANDEX N V Common Stock N97284108 281 4044 SH OTR 1 0 4044 0 YANDEX N V Option N97284958 9045 130000 SH Put OTR 1 0 0 0 YANDEX N V Option N97284908 3131 45000 SH Call OTR 1 0 0 0 ZILLOW GROUP INC Option 98954M950 376 2900 SH Put SOLE 0 0 0 ZILLOW GROUP INC Option 98954M900 376 2900 SH Call SOLE 0 0 0 ZSCALER INC Option 98980G902 499 2500 SH Call SOLE 0 0 0