0001649338-16-000039.txt : 20160318 0001649338-16-000039.hdr.sgml : 20160318 20160318200131 ACCESSION NUMBER: 0001649338-16-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160316 FILED AS OF DATE: 20160318 DATE AS OF CHANGE: 20160318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Broadcom Ltd CENTRAL INDEX KEY: 0001649338 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 BUSINESS PHONE: 65-6755-7888 MAIL ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 FORMER COMPANY: FORMER CONFORMED NAME: Pavonia Ltd DATE OF NAME CHANGE: 20150728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maslowski Anthony E. CENTRAL INDEX KEY: 0001570993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37690 FILM NUMBER: 161517303 MAIL ADDRESS: STREET 1: C/O AVAGO TECHNOLOGIES U.S. INC. STREET 2: 350 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_145834568050062.xml FORM 4 X0306 4 2016-03-16 0 0001649338 Broadcom Ltd AVGO 0001570993 Maslowski Anthony E. C/O AVAGO TECHNOLOGIES US INC. 1320 RIDDER PARK DRIVE SAN JOSE CA 95131 0 1 0 0 SVP & Chief Financial Officer Ordinary Shares, no par value 2016-03-16 4 M 0 5000 35.31 A 73196 D Ordinary Shares, no par value 2016-03-16 4 S 0 6975 147.61 D 66221 D Ordinary Shares, no par value 14237 I See Footnote Stock Option (Right to Buy) 35.31 2016-03-16 4 M 0 5000 0 D 2019-03-05 Ordinary Shares, no par value 5000.0 7500 D Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Includes 1,975 shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. Transaction executed in multiple trades at prices ranging from $147.61 to $148.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Includes 57,833 RSUs. The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee. The option is fully vested and exercisable. /s/ Rebecca Boyden, Attorney-in-Fact for Anthony E. Maslowski 2016-03-18