0001649338-16-000039.txt : 20160318
0001649338-16-000039.hdr.sgml : 20160318
20160318200131
ACCESSION NUMBER: 0001649338-16-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160316
FILED AS OF DATE: 20160318
DATE AS OF CHANGE: 20160318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadcom Ltd
CENTRAL INDEX KEY: 0001649338
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 1030
BUSINESS ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
BUSINESS PHONE: 65-6755-7888
MAIL ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
FORMER COMPANY:
FORMER CONFORMED NAME: Pavonia Ltd
DATE OF NAME CHANGE: 20150728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maslowski Anthony E.
CENTRAL INDEX KEY: 0001570993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37690
FILM NUMBER: 161517303
MAIL ADDRESS:
STREET 1: C/O AVAGO TECHNOLOGIES U.S. INC.
STREET 2: 350 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wf-form4_145834568050062.xml
FORM 4
X0306
4
2016-03-16
0
0001649338
Broadcom Ltd
AVGO
0001570993
Maslowski Anthony E.
C/O AVAGO TECHNOLOGIES US INC.
1320 RIDDER PARK DRIVE
SAN JOSE
CA
95131
0
1
0
0
SVP & Chief Financial Officer
Ordinary Shares, no par value
2016-03-16
4
M
0
5000
35.31
A
73196
D
Ordinary Shares, no par value
2016-03-16
4
S
0
6975
147.61
D
66221
D
Ordinary Shares, no par value
14237
I
See Footnote
Stock Option (Right to Buy)
35.31
2016-03-16
4
M
0
5000
0
D
2019-03-05
Ordinary Shares, no par value
5000.0
7500
D
Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Includes 1,975 shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.
Transaction executed in multiple trades at prices ranging from $147.61 to $148.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Includes 57,833 RSUs.
The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
The option is fully vested and exercisable.
/s/ Rebecca Boyden, Attorney-in-Fact for Anthony E. Maslowski
2016-03-18