0001221073-13-000073.txt : 20131010 0001221073-13-000073.hdr.sgml : 20131010 20131010073633 ACCESSION NUMBER: 0001221073-13-000073 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131010 DATE AS OF CHANGE: 20131010 EFFECTIVENESS DATE: 20131010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Y/Cap Management, LLC CENTRAL INDEX KEY: 0001569853 IRS NUMBER: 270439759 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15419 FILM NUMBER: 131144619 BUSINESS ADDRESS: STREET 1: 1370 AVENUE OF THE AMERICAS, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 938-1460 MAIL ADDRESS: STREET 1: 1370 AVENUE OF THE AMERICAS, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569853 XXXXXXXX 09-30-2013 09-30-2013 Y/Cap Management, LLC
1370 AVENUE OF THE AMERICAS, 29TH FLOOR NEW YORK NY 10019
13F HOLDINGS REPORT 028-15419 N
Richard Haydon Managing Member 212-938-1462 /s/ Richard Haydon New York NY 10-08-2013 0 21 115481 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ANNALY CAP MGMT INCCOM0357104095790500000SHSOLE 50000000AXIALL CORPCOM05463D10037810000SHSOLE 1000000BANK OF AMERICA CORPORATIONCOM0605051042760200000SHSOLE 20000000BP PLCSPONSORED ADR0556221046031143500SHSOLE 14350000CAMECO CORPCOM13321L1085782320000SHSOLE 32000000CHIMERA INVT CORPCOM16934Q1091100362000SHSOLE 36200000EBAY INCCOM2786421037532135000SHSOLE 13500000FLY LEASING LTDSPONSORED ADR34407D1091749126000SHSOLE 12600000FORD MTR CO DELCOM PAR $0.013453708606158365000SHSOLE 36500000FRONTIER COMMUNICATIONS CORPCOM35906A10895762291000SHSOLE 229100000HARBINGER GROUP INCCOM41146A106100196500SHSOLE 9650000MICRON TECHNOLOGY INCCOM5951121037512430000SHSOLE 43000000PARAMETRIC SOUND CORPCOM NEW69917220170055900SHSOLE 5590000PENN WEST PETE LTD NEWCOM7078871059739875000SHSOLE 87500000QUANTA SVCS INCCOM74762E102220180000SHSOLE 8000000REALOGY HLDGS CORPCOM75605Y1067270169000SHSOLE 16900000REPUBLIC AWYS HLDGS INCCOM7602761058074678732SHSOLE 67873200ROWAN COMPANIES PLCSHS CL AG7665A1016940189000SHSOLE 18900000SEADRILL LIMITEDSHSG7945E10515417342000SHSOLE 34200000U S AIRWAYS GROUP INCCOM90341W1087868415000SHSOLE 41500000VANTAGE DRILLING COMPANYORD SHSG9320511319031100000SHSOLE 110000000