0001062993-18-003644.txt : 20180906 0001062993-18-003644.hdr.sgml : 20180906 20180906125941 ACCESSION NUMBER: 0001062993-18-003644 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20180906 DATE AS OF CHANGE: 20180906 EFFECTIVENESS DATE: 20180906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rothschild Capital Partners, LLC CENTRAL INDEX KEY: 0001569833 IRS NUMBER: 134006978 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15426 FILM NUMBER: 181057174 BUSINESS ADDRESS: STREET 1: 551 MADISON AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-755-3024 MAIL ADDRESS: STREET 1: 551 MADISON AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: RT Capital Management, LLC DATE OF NAME CHANGE: 20130214 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001569833 XXXXXXXX 09-30-2016 09-30-2016 true 1 RESTATEMENT Rothschild Capital Partners, LLC

551 MADISON AVENUE Suite 1202 NEW YORK NY 10022

13F HOLDINGS REPORT 028-15426 Y This Amendment No. 1 to Form 13F for the quarter ended September 30, 2016, originally filed with the Securities and Exchange Commission on November 1, 2016, is being filed for the purpose of (i) revising the number of underlying shares previously reported for certain reportable equity option positions; (ii) revising the value of such equity option positions accordingly; (iii) including additional reportable equity option positions based on the revised number of underlying shares that were previously omitted as de minimis; and (iv) revising the CUSIP numbers of certain reported equity option positions to that of the underlying security. 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