0001144204-18-059063.txt : 20181113 0001144204-18-059063.hdr.sgml : 20181113 20181113100856 ACCESSION NUMBER: 0001144204-18-059063 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Camelot Portfolios, LLC CENTRAL INDEX KEY: 0001569766 IRS NUMBER: 202103606 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15429 FILM NUMBER: 181175871 BUSINESS ADDRESS: STREET 1: 1700 WOODLANDS DRIVE STREET 2: SUITE 100 CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-794-0538 MAIL ADDRESS: STREET 1: 1700 WOODLANDS DRIVE STREET 2: SUITE 100 CITY: MAUMEE STATE: OH ZIP: 43537 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569766 XXXXXXXX 09-30-2018 09-30-2018 false Camelot Portfolios, LLC

1700 Woodlands Drive Suite 100 Maumee OH 43537

13F HOLDINGS REPORT 028-15429 N Darren Munn 419-794-0538 /s/ Darren Munn Maumee OH 11-13-2018 0 211 222009 INFORMATION TABLE 2 infotable.xml ABB LTD SPONSORED ADR 000375204 784 33180 SH SOLE 33180 0 0 ABBVIE INC COM 00287Y109 686 7256 SH SOLE 7256 0 0 AES CORP COM 00130H105 263 18800 SH SOLE 18800 0 0 AGNC INVT CORP COM 00123Q104 1448 77720 SH SOLE 77720 0 0 ALLY FINL INC COM 02005N100 319 12079 SH SOLE 12079 0 0 ALPHABET INC CAP STK CL A 02079K305 263 218 SH SOLE 218 0 0 ALPHABET INC CAP STK CL C 02079K107 308 258 SH SOLE 258 0 0 ALTABA INC COM 021346101 20 300 SH SOLE 300 0 0 ALTABA INC COM 021346101 4 15000 SH Call SOLE 15000 0 0 AMAZON COM INC COM 023135106 1372 685 SH SOLE 685 0 0 AMEDISYS INC COM 023436108 312 2500 SH SOLE 2500 0 0 AMERCO COM 023586100 439 1232 SH SOLE 1232 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 748 46564 SH SOLE 46564 0 0 ANNALY CAP MGMT INC COM 035710409 1342 131202 SH SOLE 131202 0 0 APOLLO INVT CORP COM 03761U106 5345 982559 SH SOLE 982559 0 0 APPLE INC COM 037833100 2744 12154 SH SOLE 12154 0 0 ARES CAP CORP COM 04010L103 3722 216546 SH SOLE 216546 0 0 ARES COML REAL ESTATE CORP COM 04013V108 823 58946 SH SOLE 58946 0 0 AT&T INC COM 00206R102 340 10127 SH SOLE 10127 0 0 AUTONATION INC COM 05329W102 291 7000 SH SOLE 7000 0 0 AUTOZONE INC COM 053332102 427 550 SH SOLE 550 0 0 BANCO SANTANDER SA ADR 05964H105 53 10505 SH SOLE 10505 0 0 BARCLAYS PLC ADR 06738E204 430 48013 SH SOLE 48013 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 394 1840 SH SOLE 1840 0 0 BIOGEN INC COM 09062X103 415 1174 SH SOLE 1174 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 1487 116386 SH SOLE 116386 0 0 BLACKROCK MUNI INCOME INV QL COM 09250G102 1443 112120 SH SOLE 112120 0 0 BLACKROCK MUNIYIELD FD INC COM 09253W104 236 18000 SH SOLE 18000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1202 31578 SH SOLE 31578 0 0 BOOKING HLDGS INC COM 09857L108 713 359 SH SOLE 359 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 435 8770 SH SOLE 8770 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 201 17888 SH SOLE 17888 0 0 CACI INTL INC CL A 127190304 442 2400 SH SOLE 2400 0 0 CAPITAL ONE FINL CORP COM 14040H105 1316 13866 SH SOLE 13866 0 0 CDW CORP COM 12514G108 578 6500 SH SOLE 6500 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1281 181998 SH SOLE 181998 0 0 CHEVRON CORP NEW COM 166764100 241 1975 SH SOLE 1975 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 705 1550 SH SOLE 1550 0 0 CISCO SYS INC COM 17275R102 444 9133 SH SOLE 9133 0 0 CITIGROUP INC COM NEW 172967424 765 10663 SH SOLE 10663 0 0 COCA COLA CO COM 191216100 1363 29502 SH SOLE 29502 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 1470 66445 SH SOLE 66445 0 0 COHEN & STEERS REIT & PFD IN COM 19247X100 8380 429093 SH SOLE 429093 0 0 COLONY CAP INC NEW CL A COM 19626G108 82 13421 SH SOLE 13421 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 23 13534 SH SOLE 13534 0 0 COMPASS MINERALS INTL INC COM 20451N101 228 3400 SH SOLE 3400 0 0 CORECIVIC INC COM 21871N101 1006 41332 SH SOLE 41332 0 0 CORPORATE CAP TR INC COM 219880101 722 47306 SH SOLE 47306 0 0 CVS HEALTH CORP COM 126650100 1292 16416 SH SOLE 16416 0 0 DARDEN RESTAURANTS INC COM 237194105 294 2640 SH SOLE 2640 0 0 DAVITA INC COM 23918K108 251 3500 SH SOLE 3500 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 351 6068 SH SOLE 6068 0 0 DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 162 18077 SH SOLE 18077 0 0 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 297 1795 SH SOLE 1795 0 0 DISCOVER FINL SVCS COM 254709108 398 5200 SH SOLE 5200 0 0 DISNEY WALT CO COM DISNEY 254687106 395 3380 SH SOLE 3380 0 0 DOMINION ENERGY INC COM 25746U109 744 10590 SH SOLE 10590 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 677 8457 SH SOLE 8457 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 8154 643061 SH SOLE 643061 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 65 10000 SH SOLE 10000 0 0 EMERSON ELEC CO COM 291011104 951 12425 SH SOLE 12425 0 0 ENBRIDGE INC COM 29250N105 1673 51812 SH SOLE 51812 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 558 32003 SH SOLE 32003 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 1550 69642 SH SOLE 69642 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1327 46183 SH SOLE 46183 0 0 EXPEDIA GROUP INC COM NEW 30212P303 1988 15233 SH SOLE 15233 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 282 13955 SH SOLE 13955 0 0 EXXON MOBIL CORP COM 30231G102 1381 16245 SH SOLE 16245 0 0 FEDERATED INVS INC PA CL B 314211103 571 23668 SH SOLE 23668 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 400 22821 SH SOLE 22821 0 0 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 2023 39570 SH SOLE 39570 0 0 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 703 28050 SH SOLE 28050 0 0 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 1761 29651 SH SOLE 29651 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 217 9237 SH SOLE 9237 0 0 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 2503 52376 SH SOLE 52376 0 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 9271 628514 SH SOLE 628514 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3183 50985 SH SOLE 50985 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1942 27122 SH SOLE 27122 0 0 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1328 19263 SH SOLE 19263 0 0 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 322 13916 SH SOLE 13916 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 3116 336828 SH SOLE 336828 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 25 40000 SH Call SOLE 40000 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 325 50097 SH SOLE 50097 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 180 18683 SH SOLE 18683 0 0 GAMESTOP CORP NEW CL A 36467W109 700 45838 SH SOLE 45838 0 0 GAP INC DEL COM 364760108 292 10130 SH SOLE 10130 0 0 GENERAL ELECTRIC CO COM 369604103 1178 104332 SH SOLE 104332 0 0 GENERAL MTRS CO COM 37045V100 209 6222 SH SOLE 6222 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 743 18490 SH SOLE 18490 0 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 562 67820 SH SOLE 67820 0 0 GLOBAL X FDS GLBX MSCI NORW 37950E747 206 13513 SH SOLE 13513 0 0 GLOBAL X FDS GBL X MSCI PT ET 37950E192 440 36214 SH SOLE 36214 0 0 GOLD STD VENTURES CORP COM 380738104 93 54000 SH SOLE 54000 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 1605 142125 SH SOLE 142125 0 0 GRANITE PT MTG TR INC COM 38741L107 413 21438 SH SOLE 21438 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 283 5660 SH SOLE 5660 0 0 HCA HEALTHCARE INC COM 40412C101 329 2362 SH SOLE 2362 0 0 HOLLYFRONTIER CORP COM 436106108 1042 14909 SH SOLE 14909 0 0 HOME DEPOT INC COM 437076102 604 2915 SH SOLE 2915 0 0 HONEYWELL INTL INC COM 438516106 301 1810 SH SOLE 1810 0 0 HP INC COM 40434L105 294 11400 SH SOLE 11400 0 0 INDEXIQ ETF TR US RL EST SMCP 45409B628 3825 147076 SH SOLE 147076 0 0 ING GROEP N V SPONSORED ADR 456837103 805 62078 SH SOLE 62078 0 0 INTEL CORP COM 458140100 236 4988 SH SOLE 4988 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 569 49581 SH SOLE 49581 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 2934 139171 SH SOLE 139171 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 3114 128034 SH SOLE 128034 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 2234 90635 SH SOLE 90635 0 0 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 857 69643 SH SOLE 69643 0 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 260 33886 SH SOLE 33886 0 0 INVESCO SR INCOME TR COM 46131H107 2377 552706 SH SOLE 552706 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 119 10000 SH SOLE 10000 0 0 IRON MTN INC NEW COM 46284V101 941 27260 SH SOLE 27260 0 0 ISHARES INC MSCI SWEDEN ETF 464286756 428 13031 SH SOLE 13031 0 0 ISHARES INC MSCI TURKEY ETF 464286715 641 26903 SH SOLE 26903 0 0 ISHARES INC MSCI ITALY ETF 46434G830 415 14995 SH SOLE 14995 0 0 ISHARES INC MSCI SPAIN ETF 464286764 586 19807 SH SOLE 19807 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 648 18423 SH SOLE 18423 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 413 12249 SH SOLE 12249 0 0 ISHARES INC MSCI AUSTRIA ETF 464286202 421 18405 SH SOLE 18405 0 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 3656 150275 SH SOLE 150275 0 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 2793 114949 SH SOLE 114949 0 0 ISHARES TR MSCI POLAND ETF 46429B606 602 25245 SH SOLE 25245 0 0 ISHARES TR CORE S&P500 ETF 464287200 332 1133 SH SOLE 1133 0 0 ISHARES TR GLB INFRASTR ETF 464288372 1093 25944 SH SOLE 25944 0 0 JOHNSON & JOHNSON COM 478160104 209 1516 SH SOLE 1516 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1203 34361 SH SOLE 34361 0 0 JPMORGAN CHASE & CO COM 46625H100 361 3200 SH SOLE 3200 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 396 22209 SH SOLE 22209 0 0 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 4928 385005 SH SOLE 385005 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 258 1485 SH SOLE 1485 0 0 LILLY ELI & CO COM 532457108 311 2899 SH SOLE 2899 0 0 LOCKHEED MARTIN CORP COM 539830109 748 2163 SH SOLE 2163 0 0 LOWES COS INC COM 548661107 229 1994 SH SOLE 1994 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 2119 45930 SH SOLE 45930 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 226 3332 SH SOLE 3332 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 37 13000 SH SOLE 13000 0 0 MANPOWERGROUP INC COM 56418H100 206 2401 SH SOLE 2401 0 0 MARATHON PETE CORP COM 56585A102 1524 19058 SH SOLE 19058 0 0 MAXIMUS INC COM 577933104 315 4840 SH SOLE 4840 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 483 32391 SH SOLE 32391 0 0 MICROSOFT CORP COM 594918104 789 6895 SH SOLE 6895 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 63 10100 SH SOLE 10100 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 55 15792 SH SOLE 15792 0 0 MOHAWK INDS INC COM 608190104 403 2300 SH SOLE 2300 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 607 70763 SH SOLE 70763 0 0 NEWELL BRANDS INC COM 651229106 1536 75655 SH SOLE 75655 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 53 11040 SH SOLE 11040 0 0 NORFOLK SOUTHERN CORP COM 655844108 607 3362 SH SOLE 3362 0 0 NOVARTIS A G SPONSORED ADR 66987V109 856 9940 SH SOLE 9940 0 0 NUVEEN REAL ASSET INM AND GW COM 67074Y105 7542 468157 SH SOLE 468157 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 181 18452 SH SOLE 18452 0 0 NUVEEN SR INCOME FD COM 67067Y104 62 10000 SH SOLE 10000 0 0 NVIDIA CORP COM 67066G104 441 1568 SH SOLE 1568 0 0 OLD REP INTL CORP COM 680223104 498 22255 SH SOLE 22255 0 0 ONE LIBERTY PPTYS INC COM 682406103 403 14500 SH SOLE 14500 0 0 ORANGE SPONSORED ADR 684060106 1526 96031 SH SOLE 96031 0 0 OSHKOSH CORP COM 688239201 330 4629 SH SOLE 4629 0 0 PACCAR INC COM 693718108 376 5511 SH SOLE 5511 0 0 PGIM SHORT DURATION HIGH YIE COM 69346H100 657 46472 SH SOLE 46472 0 0 POLARIS INDS INC COM 731068102 663 6572 SH SOLE 6572 0 0 PROCTER AND GAMBLE CO COM 742718109 476 5714 SH SOLE 5714 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 5297 722701 SH SOLE 722701 0 0 QUALCOMM INC COM 747525103 830 11521 SH SOLE 11521 0 0 QUEST DIAGNOSTICS INC COM 74834L100 316 2925 SH SOLE 2925 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 323 3791 SH SOLE 3791 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 1890 81769 SH SOLE 81769 0 0 SALESFORCE COM INC COM 79466L302 747 4699 SH SOLE 4699 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 222 2912 SH SOLE 2912 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 308 3754 SH SOLE 3754 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1305 37799 SH SOLE 37799 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 265 5593 SH SOLE 5593 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 337 5815 SH SOLE 5815 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 344 4536 SH SOLE 4536 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 353 6539 SH SOLE 6539 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 364 4828 SH SOLE 4828 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 385 4047 SH SOLE 4047 0 0 SOUTHERN CO COM 842587107 1226 28120 SH SOLE 28120 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 746 16647 SH SOLE 16647 0 0 SYSCO CORP COM 871829107 642 8761 SH SOLE 8761 0 0 TATA MTRS LTD SPONSORED ADR 876568502 621 40411 SH SOLE 40411 0 0 TJX COS INC NEW COM 872540109 208 1857 SH SOLE 1857 0 0 TRACTOR SUPPLY CO COM 892356106 694 7641 SH SOLE 7641 0 0 TRANSCANADA CORP COM 89353D107 226 5574 SH SOLE 5574 0 0 TRITON INTL LTD CL A G9078F107 2082 62578 SH SOLE 62578 0 0 TWO HBRS INVT CORP COM NEW 90187B408 3146 210688 SH SOLE 210688 0 0 UNDER ARMOUR INC CL C 904311206 2521 129572 SH SOLE 129572 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 32 12311 SH SOLE 12311 0 0 UNITED TECHNOLOGIES CORP COM 913017109 698 4992 SH SOLE 4992 0 0 UNITEDHEALTH GROUP INC COM 91324P102 584 2196 SH SOLE 2196 0 0 V F CORP COM 918204108 340 3641 SH SOLE 3641 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2008 12468 SH SOLE 12468 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1967 17769 SH SOLE 17769 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2603 15853 SH SOLE 15853 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 916 11352 SH SOLE 11352 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1994 12267 SH SOLE 12267 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 249 4433 SH SOLE 4433 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1449 27839 SH SOLE 27839 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1583 14115 SH SOLE 14115 0 0 VENTAS INC COM 92276F100 1360 25015 SH SOLE 25015 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 296 14531 SH SOLE 14531 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 349 4790 SH SOLE 4790 0 0 WALMART INC COM 931142103 239 2550 SH SOLE 2550 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 2317 317339 SH SOLE 317339 0 0 WELLTOWER INC COM 95040Q104 624 9698 SH SOLE 9698 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 2390 178074 SH SOLE 178074 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 619 30916 SH SOLE 30916 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2377 54423 SH SOLE 54423 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 318 6588 SH SOLE 6588 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 817 11488 SH SOLE 11488 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 497 2810 SH SOLE 2810 0 0