0001569709-20-000005.txt : 20200515 0001569709-20-000005.hdr.sgml : 20200515 20200515144417 ACCESSION NUMBER: 0001569709-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIQ Capital, LLC CENTRAL INDEX KEY: 0001569709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15353 FILM NUMBER: 20884094 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-937-7763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001569709 XXXXXXXX 12-31-2019 12-31-2019 true 1 RESTATEMENT ICONIQ Capital, LLC

394 PACIFIC AVE. 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-15353 Y ICONIQ Capital, LLC is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. ICONIQ Capital, LLC is an affiliate of and under common control with ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Partners II GP, L.P., ICONIQ Strategic Management, LLC and ICQ Management, LLC. The securities positions reported by ICONIQ Capital, LLC on behalf of ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Management, LLC, ICONIQ Strategic Partners II GP, L.P., ICQ Management, LLC, and ICONIQ Strategic Partners III GP, L.P., ICONIQ Strategic Partners IV GP, L.P., and ICQ Opportunities GP, L.P.are being reported on behalf of ICONIQ Capital, LLC. Further, ICONIQ Capital, LLC is reporting positions on behalf of itself and other affiliates that are not institutional managers subject to Section 13(f). Jason Craig 415-967-7763 Jason Craig San Francisco CA 05-15-2020 6 49 1160735 false 1 0001633098 ICONIQ Strategic Management, LLC 2 0001688390 ICONIQ Strategic Partners GP, L.P. 3 0001702932 ICONIQ Strategic Partners II GP, L.P. 4 0001766963 ICONIQ Strategic Partners III GP, L.P. 5 0001785120 ICONIQ Strategic Partners IV GP, L.P. 6 0001596724 ICQ Management, LLC INFORMATION TABLE 2 icqq42019vrest.inftab.xml ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10242130198632SHSOLE 19863200ALPHABET INCCAP STK CL A02079K305399298SHSOLE 29800ALPHABET INCCAP STK CL C02079K107394295SHSOLE 29500AMAZON COM INCCOM0231351061231666SHSOLE 66600APPLE INCCOM037833100277944SHSOLE 94400BERKSHIRE HATHAWAY INC DELCL B NEW0846707023241430SHSOLE 143000BILL COM HLDGS INCCOM090043100266470000SHDFND1 50700000BLACKLINE INCCOM09239B109552711071984SHDFND1 2351210684720CELSIUS HLDGS INCCOM NEW15118V20754471127725SHDFND6413011235950CHROMADEX CORPCOM NEW17107740773591707317SHDFND6017073170CROWDSTRIKE HLDGS INCCL A22788C105374075000SHDFND1 50750000DATADOG INCCL A COM23804L1031357063592016SHDFND1 3 5035920160DOCUSIGN INCCOM25616310616681225081SHDFND1 2812250000DROPBOX INCCL A26210C10414207793228SHSOLE 79322800FACEBOOK INCCL A30303M10244718217871SHSOLE 21787100GENESIS HEALTHCARE INCCL A COM37185X1061911500SHSOLE 1150000INVESCO EXCHANGE-TRADED FD TS&P500 LOW VOL46138E35491515689SHSOLE 1568900ISHARES GOLD TRUSTISHARES4642851054634319592SHSOLE 31959200ISHARES TRMSCI ACWI ETF4642882571361541718030SHSOLE 171803000ISHARES TRRUS 1000 ETF4642876221718796330SHSOLE 9633000ISHARES TRS&P 100 ETF4642871014993460SHSOLE 346000ISHARES TRSELECT DIVID ETF4642871685044770SHSOLE 477000JD COM INCSPON ADR CL A47215P106128236378SHSOLE 3637800KODIAK SCIENCES INCCOM50015M1091949302709238SHSOLE 270923800MERCADOLIBRE INCCOM58733R10249078579SHSOLE 857900NXP SEMICONDUCTORS N VCOMN6596X109221117319SHSOLE 1731900PINTEREST INCCL A72352L10613794740000SHSOLE 74000000QUALCOMM INCCOM747525103169219178SHSOLE 1917800SELECT SECTOR SPDR TRENERGY81369Y5064116649SHSOLE 664900SPDR GOLD TRUSTGOLD SHS78463V10776606536083SHSOLE 53608300SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X50923105614654SHSOLE 61465400SPDR S&P 500 ETF TRTR UNIT78462F10332229962SHSOLE 996200SVMK INCCOM78489X10317910000SHSOLE 1000000TAKE-TWO INTERACTIVE SOFTWARCOM8740541092181779SHSOLE 177900TENCENT MUSIC ENTMT GROUPSPON ADS88034P109503974292783SHDFND1 4042927830UBER TECHNOLOGIES INCCOM90353T1001286774326724SHDFND1 2 37972042470040VANGUARD INDEX FDSGROWTH ETF9229087362211211SHSOLE 121100VANGUARD INDEX FDSREAL ESTATE ETF922908553273329452SHSOLE 2945200VANGUARD INDEX FDSS&P 500 ETF SHS92290836310153430SHSOLE 343000VANGUARD INDEX FDSTOTAL STK MKT92290876923168141596SHSOLE 14159600VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427752965501SHSOLE 550100VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858163436754SHSOLE 3675400VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287422828389552SHSOLE 38955200VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF92204286622563324270SHSOLE 32427000VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742335141374SHSOLE 4137400VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF921943858299267904SHSOLE 6790400VANGUARD WORLD FDSCONSUM STP ETF92204A20721267131927SHSOLE 13192700ZILLOW GROUP INCCL C CAP STK98954M200145131577SHSOLE 3157700ZOOM VIDEO COMMUNICATIONS INCL A98980L10165125957156SHDFND1 4649570920