0001567619-21-010239.txt : 20210514 0001567619-21-010239.hdr.sgml : 20210514 20210514172348 ACCESSION NUMBER: 0001567619-21-010239 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIQ Capital, LLC CENTRAL INDEX KEY: 0001569709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15353 FILM NUMBER: 21926154 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-937-7763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569709 XXXXXXXX 03-31-2021 03-31-2021 ICONIQ Capital, LLC

394 PACIFIC AVE. 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-15353 N Jason Craig 415-967-7763 /s/ Jason Craig New York NY 05-14-2021 5 72 8883016 false 1 0001702932 028-20400 ICONIQ Strategic Partners II GP, L.P. 2 0001766963 028-20401 ICONIQ Strategic Partners III GP, L.P. 3 0001785120 028-20402 ICONIQ Strategic Partners IV GP, L.P. 4 0001596724 028-20419 ICQ Management, LLC 5 0001825883 ICONIQ Strategic Partners V GP, L.P. INFORMATION TABLE 2 form13fInfoTable.xml ACTIVISION BLIZZARD INC COM 00507V109 7342 78943 SH SOLE 78943 0 0 AIRBNB INC COM CL A 009066101 7866 41853 SH SOLE 41853 0 0 AIRBNB INC COM CL A 009066101 84488 449546 SH DFND 1 0 449546 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 36304 160120 SH SOLE 160120 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 17436 76900 SH DFND 4 0 76900 0 ALPHABET INC CAP STK CL C 02079K107 610 295 SH SOLE 295 0 0 ALPHABET INC CAP STK CL A 02079K305 4344 2106 SH SOLE 2106 0 0 AMAZON COM INC COM 023135106 14620 4725 SH SOLE 4725 0 0 APPLE INC COM 037833100 1255 10277 SH SOLE 10277 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 365 1430 SH SOLE 1430 0 0 BILL COM HLDGS INC COM 090043100 10185 70000 SH DFND 3 0 70000 0 CELSIUS HLDGS INC COM NEW 15118V207 14235 296253 SH DFND 4 0 296253 0 CHROMADEX CORP COM NEW 171077407 12108 1296354 SH DFND 4 0 1296354 0 CORTEXYME INC COM 22053A107 664 18420 SH SOLE 18420 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 13688 75000 SH DFND 3 0 75000 0 DADA NEXUS LTD ADS 23344D108 509 18750 SH SOLE 18750 0 0 DATADOG INC CL A COM 23804L103 2252 27027 SH SOLE 27027 0 0 DATADOG INC CL A COM 23804L103 250020 3000000 SH DFND 1 0 3000000 0 DATADOG INC CL A COM 23804L103 70481 845706 SH DFND 2 0 845706 0 DATADOG INC CL A COM 23804L103 43754 525000 SH DFND 3 0 525000 0 FACEBOOK INC CL A 30303M102 43181 146610 SH SOLE 146610 0 0 GENESIS HEALTHCARE INC CL A COM 37185X106 395 1399984 SH SOLE 1399984 0 0 GOODRX HLDGS INC COM CL A 38246G108 31216 800000 SH DFND 5 0 800000 0 INTUIT COM 461202103 803 2097 SH SOLE 2097 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 436 7495 SH SOLE 7495 0 0 ISHARES GOLD TR ISHARES 464285105 5197 319592 SH SOLE 319592 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 203 3805 SH SOLE 3805 0 0 ISHARES TR RUS 1000 ETF 464287622 18994 85969 SH SOLE 85969 0 0 ISHARES TR MSCI ACWI ETF 464288257 143054 1503454 SH SOLE 1503454 0 0 ISHARES TR SELECT DIVID ETF 464287168 561 4917 SH SOLE 4917 0 0 ISHARES TR S&P 100 ETF 464287101 629 3496 SH SOLE 3496 0 0 ISHARES TR CORE S&P SCP ETF 464287804 259 2382 SH SOLE 2382 0 0 ISHARES TR CORE S&P500 ETF 464287200 6983 17552 SH SOLE 17552 0 0 ISHARES TR CORE MSCI EAFE 46432F842 3070 42616 SH SOLE 42616 0 0 JD.COM INC SPON ADR CL A 47215P106 2477 29373 SH SOLE 29373 0 0 KODIAK SCIENCES INC COM 50015M109 128044 1129238 SH SOLE 1129238 0 0 MERCADOLIBRE INC COM 58733R102 12629 8579 SH SOLE 8579 0 0 MICROSOFT CORP COM 594918104 3101 13152 SH SOLE 13152 0 0 NXP SEMICONDUCTORS N V COM N6596X109 3518 17472 SH SOLE 17472 0 0 PAYPAL HLDGS INC COM 70450Y103 228 938 SH SOLE 938 0 0 QUALCOMM INC COM 747525103 2585 19499 SH SOLE 19499 0 0 RELAY THERAPEUTICS INC COM 75943R102 3274 94697 SH SOLE 94697 0 0 ROBLOX CORP CL A 771049103 280 4325 SH SOLE 4325 0 0 SALESFORCE COM INC COM 79466L302 3269 15430 SH SOLE 15430 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 362 7372 SH SOLE 7372 0 0 SNOWFLAKE INC CL A 833445109 1857 8100 SH SOLE 8100 0 0 SNOWFLAKE INC CL A 833445109 7218617 31483848 SH DFND 2 0 31483848 0 SNOWFLAKE INC CL A 833445109 254654 1110667 SH DFND 3 0 1110667 0 SNOWFLAKE INC CL A 833445109 88733 387006 SH DFND 5 0 387006 0 SPDR GOLD TR GOLD SHS 78463V107 43510 272007 SH SOLE 272007 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 27350 624722 SH SOLE 624722 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3959 9989 SH SOLE 9989 0 0 SQUARE INC CL A 852234103 218 960 SH SOLE 960 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 314 1779 SH SOLE 1779 0 0 TWILIO INC CL A 90138F102 446 1310 SH SOLE 1310 0 0 UBER TECHNOLOGIES INC COM 90353T100 637 11689 SH SOLE 11689 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2737 29793 SH SOLE 29793 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 219 1323 SH SOLE 1323 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 340 1323 SH SOLE 1323 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 29727 143826 SH SOLE 143826 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2576 7070 SH SOLE 7070 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2294 23579 SH SOLE 23579 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 25139 399024 SH SOLE 399024 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 278 4575 SH SOLE 4575 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 26923 329700 SH SOLE 329700 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1757 33763 SH SOLE 33763 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3038 61863 SH SOLE 61863 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 24178 135656 SH SOLE 135656 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 3253 11546 SH SOLE 11546 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 4094 31577 SH SOLE 31577 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 3513 10934 SH SOLE 10934 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 105381 327992 SH DFND 2 0 327992 0