0001569667-17-000002.txt : 20170511 0001569667-17-000002.hdr.sgml : 20170511 20170511105556 ACCESSION NUMBER: 0001569667-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OARSMAN CAPITAL, INC. CENTRAL INDEX KEY: 0001569667 IRS NUMBER: 392004107 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15412 FILM NUMBER: 17832938 BUSINESS ADDRESS: STREET 1: 759 N. MILWAUKEE ST., STE 605 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-221-0081 MAIL ADDRESS: STREET 1: 759 N. MILWAUKEE ST., STE 605 CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569667 XXXXXXXX 03-31-2017 03-31-2017 OARSMAN CAPITAL, INC.

759 N. MILWAUKEE ST., STE 605 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-15412 N ALAN L. PURINTUN CFA 4142210081 ALAN L. PURINTUN CFA MILWAUKEE WI 05-11-2017 0 188 214844 false INFORMATION TABLE 2 inftable.xml 13F 033117 AT&T Inc COM 00206r102 2119 50989 SH SOLE 50424 0 565 AbbVie Inc. COM 00287y109 2739 42035 SH SOLE 39801 0 2234 Abbott Labs COM 002824100 534 12026 SH SOLE 10552 0 1474 Accenture COM g1151c101 815 6801 SH SOLE 6321 0 480 Adient plc COM g0084w101 3837 52807 SH SOLE 52042 0 765 Air Products and Chemicals Inc COM 009158106 211 1561 SH SOLE 785 0 776 Allegheny Technologies COM 01741r102 4190 233283 SH SOLE 228583 0 4700 Alliant Energy COM 018802108 2109 53234 SH SOLE 50597 0 2637 Alphabet Inc. Class A COM 02079k305 1237 1459 SH SOLE 1101 0 358 Alphabet Inc. Class C COM 02079k107 2734 3296 SH SOLE 2822 0 474 Altria Group COM 02209s103 477 6683 SH SOLE 6603 0 80 Amazon.com COM 023135106 385 434 SH SOLE 415 0 19 American Green Group, Inc. COM 02639t200 0 50000 SH SOLE 50000 0 0 Amgen COM 031162100 1188 7238 SH SOLE 6818 0 420 Apache Corporation COM 037411105 299 5825 SH SOLE 5445 0 380 Apple Inc. COM 037833100 3277 22813 SH SOLE 21924 0 889 Arrow Electronics COM 042735100 1345 18318 SH SOLE 18318 0 0 BP p.l.c. COM 055622104 408 11825 SH SOLE 9525 0 2300 Bank of America COM 060505104 2221 94143 SH SOLE 94043 0 100 Bank of Montreal COM 063671101 491 6560 SH SOLE 6150 0 410 Berkshire Hathaway cl. A (1/10 COM 084990175 1249 500 SH SOLE 500 0 0 Berkshire Hathaway cl. B COM 084670702 1288 7727 SH SOLE 7542 0 185 Brady Corp. COM 104674106 264 6839 SH SOLE 6839 0 0 Bristol-Myers Squibb COM 110122108 205 3775 SH SOLE 3775 0 0 CVS Caremark Corp COM 126650100 2890 36811 SH SOLE 36481 0 330 Cambridge Heart COM 131910101 0 25000 SH SOLE 25000 0 0 Carnival Corporation COM 143658300 1406 23865 SH SOLE 23865 0 0 Caterpillar Inc. COM 149123101 404 4355 SH SOLE 4005 0 350 Chesapeake Energy Corporation COM 165167107 985 165800 SH SOLE 165800 0 0 Chevron Corp. COM 166764100 1488 13861 SH SOLE 12584 0 1277 Cisco Systems Inc. COM 17275R102 3777 111738 SH SOLE 109608 0 2130 Citigroup Inc. COM 172967424 4685 78321 SH SOLE 76841 0 1480 Coca-Cola Co. COM 191216100 347 8171 SH SOLE 5616 0 2555 Colgate-Palmolive Co. COM 194162103 1081 14767 SH SOLE 13027 0 1740 Deere & Co COM 244199105 346 3175 SH SOLE 2875 0 300 Dominion Resources Inc. COM 25746U109 468 6037 SH SOLE 5697 0 340 Dow Chemical Corp. COM 260543103 638 10042 SH SOLE 10042 0 0 Du Pont E.I. De Nemour & Co. COM 263534109 480 5975 SH SOLE 5730 0 245 Duke Energy COM 26441C204 332 4046 SH SOLE 4046 0 0 Emerson Electric Co. COM 291011104 372 6209 SH SOLE 4859 0 1350 Exxon-Mobil COM 30231G102 1090 13297 SH SOLE 12962 0 335 Facebook Inc. COM 30303m102 1143 8046 SH SOLE 7476 0 570 Fastenal Co. COM 311900104 404 7843 SH SOLE 6823 0 1020 Fidelity National Info Service COM 31620m106 204 2566 SH SOLE 2566 0 0 Fiserv Inc. COM 337738108 2525 21896 SH SOLE 21306 0 590 General Dynamics COM 369550108 558 2980 SH SOLE 2580 0 400 General Electric Co. COM 369604103 5832 195719 SH SOLE 190264 0 5455 General Motors Corp. COM 37045v100 1345 38030 SH SOLE 37930 0 100 Genuine Parts COM 372460105 614 6647 SH SOLE 6447 0 200 Gilead Sciences COM 375558103 2348 34571 SH SOLE 33631 0 940 Growlife, Inc. COM 39985x104 1 147400 SH SOLE 147400 0 0 Harley Davidson COM 412822108 304 5026 SH SOLE 4826 0 200 Helen of Troy, Ltd COM g4388n106 1630 17305 SH SOLE 16745 0 560 Hershey Foods Corp COM 427866108 224 2050 SH SOLE 2000 0 50 Home Depot Inc. COM 437076102 235 1599 SH SOLE 1599 0 0 Intel Corp. COM 458140100 2474 68577 SH SOLE 65902 0 2675 Intl Business Mach. Corp. COM 459200101 1170 6719 SH SOLE 6314 0 405 J.P. Morgan Chase COM 46625H100 3033 34530 SH SOLE 33652 0 878 Johnson & Johnson COM 478160104 3757 30162 SH SOLE 28052 0 2110 Johnson Controls Intl plc COM G51502105 3227 76606 SH SOLE 73105 0 3501 Kimberly-Clark Corp. COM 494368103 1608 12219 SH SOLE 12099 0 120 Kohl's Corp. COM 500255104 4085 102609 SH SOLE 100669 0 1940 Lockheed Martin Corp. COM 539830109 246 919 SH SOLE 919 0 0 MGE Energy COM 55277p104 2156 33177 SH SOLE 33027 0 150 MGIC Investment Corp. COM 552848103 5143 507682 SH SOLE 500472 0 7210 McDonald's COM 580135101 985 7597 SH SOLE 7412 0 185 Medtronic plc COM g5960l103 1226 15213 SH SOLE 13728 0 1485 Merck & Co. Inc. COM 58933y105 217 3412 SH SOLE 3172 0 240 Metlife Inc COM 59156R108 1691 32014 SH SOLE 32014 0 0 Microsoft Corp. COM 594918104 3076 46704 SH SOLE 44294 0 2410 Minnesota Mining & Manufacturi COM 88579Y101 398 2080 SH SOLE 2080 0 0 Modine Manufacturing COM 607828100 3383 277320 SH SOLE 272895 0 4425 National HealthCare Logs COM 63633Y108 0 200000 SH SOLE 200000 0 0 NextEra Energy, Inc. COM 65339f101 200 1561 SH SOLE 561 0 1000 Nordstrom Inc. COM 655664100 514 11045 SH SOLE 10120 0 925 Novartis AG COM 66987v109 929 12505 SH SOLE 11880 0 625 Occidental Petroleum COM 674599105 414 6540 SH SOLE 6540 0 0 Olin Corp COM 680665205 4005 121839 SH SOLE 119444 0 2395 Oracle Corp. COM 68389X105 1007 22565 SH SOLE 20415 0 2150 Oshkosh Corp COM 688239201 219 3200 SH SOLE 3200 0 0 Owens-Illinois, Inc. COM 690768403 5035 247040 SH SOLE 243930 0 3110 Paychex COM 704326107 503 8532 SH SOLE 8412 0 120 Pepsico Inc. COM 713448108 1731 15476 SH SOLE 14361 0 1115 Pfizer Inc. COM 717081103 1428 41750 SH SOLE 41000 0 750 Philip Morris International COM 718172109 450 3988 SH SOLE 3813 0 175 Praxair COM 74005P104 473 3990 SH SOLE 3915 0 75 Procter & Gamble Co. COM 742718109 1632 18166 SH SOLE 16495 0 1671 Prudential Financial, Inc. COM 744320102 2495 23392 SH SOLE 22587 0 805 Quad/Graphics, Inc. COM 747301109 1277 50612 SH SOLE 50537 0 75 Qualcomm Inc. COM 747525103 1104 19250 SH SOLE 18200 0 1050 RPM Inc. COM 749685103 1846 33544 SH SOLE 31564 0 1980 Range Resources COM 75281a109 2524 86735 SH SOLE 85700 0 1035 Regal-Beloit Corp. COM 758750103 2277 30106 SH SOLE 29026 0 1080 Rockwell Automation COM 773903109 500 3213 SH SOLE 3213 0 0 Samex Mining Corp. COM 795912104 0 65000 SH SOLE 65000 0 0 Sandspring Resources Ltd. COM 800110504 7 17000 SH SOLE 17000 0 0 Schlumberger Ltd. COM 806857108 852 10910 SH SOLE 9680 0 1230 Sprott Inc. COM 852066109 90 53700 SH SOLE 19200 0 34500 Stanley Black & Decker, Inc. COM 854502101 1598 12028 SH SOLE 11773 0 255 Target Corp. COM 87612E106 471 8538 SH SOLE 8538 0 0 Teva Pharmaceutical Ind. COM 881624209 1748 54460 SH SOLE 52060 0 2400 U.S. Bancorp COM 902973304 564 10942 SH SOLE 10132 0 810 UnitedHealth Group Inc COM 91324p102 693 4228 SH SOLE 4188 0 40 VF Corp COM 918204108 1009 18355 SH SOLE 17140 0 1215 Vectren Corp. COM 92240G101 271 4624 SH SOLE 0 0 4624 Verizon COM 92343V104 4159 85314 SH SOLE 83404 0 1910 WD 40 Company COM 929236107 207 1900 SH SOLE 1900 0 0 WEC Energy Group, Inc. COM 92939u106 2051 33824 SH SOLE 31419 0 2405 Wal-Mart Stores Inc. COM 931142103 271 3755 SH SOLE 3705 0 50 Walgreens Boots Alliance COM 931427108 3275 39429 SH SOLE 20505 0 18924 Walt Disney Productions COM 254687106 546 4812 SH SOLE 4812 0 0 Weatherford International COM g48833100 3444 517880 SH SOLE 511300 0 6580 Wells Fargo & Co. COM 949746101 750 13470 SH SOLE 12215 0 1255 YUM! Brands, Inc. COM 988498101 202 3160 SH SOLE 2940 0 220 Dow Jones Utility Index (iShar ETF 464287697 210 1635 SH SOLE 1635 0 0 Duff & Phelps Select Income Fu ETF 23325P104 388 35891 SH SOLE 33866 0 2025 Guggenheim S&P 500 Pure Growth ETF 78355w403 780 8692 SH SOLE 8623 0 69 Madison Covered Call&Equity St ETF 557437100 505 62932 SH SOLE 58882 0 4050 MidCap SPDRs ETF 78467y107 363 1161 SH SOLE 1161 0 0 NASDAQ 100 Index Tracker ETF 73935A104 282 2129 SH SOLE 2129 0 0 ProShares Short Russell2000 ETF 74648a210 300 6300 SH SOLE 6300 0 0 S&P 500/Barra Value (iShares) ETF 464287408 228 2188 SH SOLE 1628 0 560 S&P Dep Receipts ETF 78462f103 598 2535 SH SOLE 2535 0 0 SPDR Dow Jones Industrial Aver ETF 78467x109 444 2150 SH SOLE 2150 0 0 Schwab U.S. Large-Cap Growth E ETF 808524300 356 5888 SH SOLE 5438 0 450 Schwab U.S. Large-Cap Value ET ETF 808524409 355 7138 SH SOLE 7078 0 60 Schwab U.S. Mid Cap ETF ETF 808524508 367 7759 SH SOLE 7594 0 165 Schwab US Dividend Equity ETF ETF 808524797 448 10044 SH SOLE 9674 0 370 Vanguard High Dividend Yield I ETF 921946406 476 6131 SH SOLE 6131 0 0 Vanguard Mega Cap 300 Growth I ETF 921910816 3539 36974 SH SOLE 36974 0 0 Vanguard Mid Cap ETF ETF 922908629 1086 7801 SH SOLE 7801 0 0 Vanguard Value ETF ETF 922908744 1497 15695 SH SOLE 15695 0 0 iShares Russell 1000 Growth ET ETF 464287614 354 3113 SH SOLE 3113 0 0 iShares Russell 1000 Value ETF ETF 464287598 286 2488 SH SOLE 2488 0 0 iShares Russell Growth Midcap ETF 464287481 276 2664 SH SOLE 2664 0 0 iShares Russell Midcap Value I ETF 464287473 258 3106 SH SOLE 3086 0 20 S&P 600/Barra Growth Index (iS SMLC 464287887 1496 9774 SH SOLE 9253 0 521 S&P 600/Barra Value Index (iSh SMLC 464287879 1430 10315 SH SOLE 9995 0 320 Schwab U.S. Small-Cap ETF SMLC 808524607 464 7373 SH SOLE 7189 0 184 Vanguard Small Cap ETF SMLC 922908751 508 3811 SH SOLE 3811 0 0 WisdomTree SmallCap Dividend E SMLC 97717w604 314 3897 SH SOLE 3897 0 0 iShares S&P SmallCap 600 Index SMLC 464287804 1253 18119 SH SOLE 18119 0 0 Europe/Australia/Far-East Inde INTL 464287465 439 7053 SH SOLE 6189 0 864 MSCI Emerging Markets Index (i INTL 464287234 467 11845 SH SOLE 10665 0 1180 SPDR S&P International Dividen INTL 78463X772 244 6404 SH SOLE 6189 0 215 Schwab Emerging Markets Equity INTL 808524706 408 17009 SH SOLE 16540 0 469 Schwab International Equity ET INTL 808524805 693 23206 SH SOLE 21835 0 1371 Vanguard Emerging Markets Stoc INTL 922042858 2145 53991 SH SOLE 53641 0 350 Vanguard FTSE Developed Market INTL 921943858 3596 91505 SH SOLE 89335 0 2170 Wisdom Tree Japan Hedged Equit INTL 97717W851 699 13812 SH SOLE 13127 0 685 WisdomTree EAFE Dividend-Wgtd INTL 97717w703 1124 22602 SH SOLE 21977 0 625 WisdomTree Emerg Mkts High-Yie INTL 97717w315 560 13706 SH SOLE 13281 0 425 WisdomTree Int'l Hedged Divide INTL 97717x594 476 16731 SH SOLE 16106 0 625 iShares MSCI All Country Asia INTL 464288182 394 6267 SH SOLE 5740 0 527 BlackRock Int. Duration Munici FIXD 09253X102 1048 75700 SH SOLE 72520 0 3180 BlackRock MuniAssets Fund FIXD 09254j102 847 59835 SH SOLE 58835 0 1000 Calamos Convertible & High Inc FIXD 12811p108 457 40087 SH SOLE 35712 0 4375 Eaton Vance Limited Duration I FIXD 27828H105 629 45462 SH SOLE 41212 0 4250 Guggenheim Enhanced Short-Dura FIXD 18383m654 497 9890 SH SOLE 8290 0 1600 Nuveen Dividend Advantage Muni FIXD 67071l106 176 12007 SH SOLE 12007 0 0 Nuveen Municipal Value Fund In FIXD 670928100 273 27900 SH SOLE 27400 0 500 PIMCO Corporate Opportunity Fu FIXD 72201b101 591 37616 SH SOLE 35016 0 2600 PIMCO Enhanced Short Maturity FIXD 72201r833 906 8912 SH SOLE 8287 0 625 PowerShares CEF Income Composi FIXD 73936q843 848 36704 SH SOLE 33529 0 3175 PowerShares Senior Loan Port FIXD 73936q769 210 9007 SH SOLE 8970 0 37 Putnam Master Intrm Inc Tr FIXD 746909100 56 11882 SH SOLE 11882 0 0 SPDR Nuveen S&P High Yield Mun FIXD 78464A284 295 5219 SH SOLE 4866 0 353 SPDR Short Term Municipal Bond FIXD 78468r739 946 19528 SH SOLE 19528 0 0 Schwab Intermediate-Term U.S. FIXD 808524854 391 7284 SH SOLE 7032 0 252 Schwab US Aggregate Bond ETF FIXD 808524839 637 12293 SH SOLE 11438 0 855 Templeton Global Income Fund FIXD 880198106 340 51150 SH SOLE 17600 0 33550 Vanguard Intermediate-Term Bon FIXD 921937819 469 5605 SH SOLE 1680 0 3925 Vanguard Short-Term Bond ETF FIXD 921937827 433 5435 SH SOLE 2315 0 3120 iShares 3-7 Year Treasury Bond FIXD 464288661 1111 9028 SH SOLE 9028 0 0 iShares Barclays 1-3 Yr Credit FIXD 464288646 240 2280 SH SOLE 2160 0 120 iShares Barclays Aggregate Bon FIXD 464287226 2698 24867 SH SOLE 24867 0 0 iShares Barclays TIPS Bond Fun FIXD 464287176 619 5402 SH SOLE 5167 0 235 iShares iBoxx Invest Grade Cor FIXD 464287242 2425 20563 SH SOLE 20067 0 496 Central Fund of Canada Limited CMDT 153501101 476 37020 SH SOLE 6725 0 30295 Gold Shares SPDR CMDT 78463v107 661 5567 SH SOLE 5197 0 370 iPath Dow Jones-AIG Commodity CMDT 06738C778 503 21379 SH SOLE 21379 0 0 iShares Gold Trust CMDT 464285105 195 16232 SH SOLE 14167 0 2065 Claymore/Clear Global Timber I REAL 18383q879 249 9462 SH SOLE 8762 0 700 DJ Wilshire Int'l Real Estate REAL 78463x863 565 15109 SH SOLE 12494 0 2615 SPDR Dow Jones Global Real Est REAL 78463x749 1378 29265 SH SOLE 28677 0 588 Weyerhaeuser Co. REAL 962166104 266 7826 SH SOLE 7698 0 128 iShares S&P Global Timber & Fo REAL 464288174 461 8002 SH SOLE 6787 0 1215 ALPS Alerian MLP ETF HEDG 00162q866 424 33322 SH SOLE 29537 0 3785