0001569655-19-000001.txt : 20190131 0001569655-19-000001.hdr.sgml : 20190131 20190131121240 ACCESSION NUMBER: 0001569655-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 EFFECTIVENESS DATE: 20190131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winfield Associates, Inc. CENTRAL INDEX KEY: 0001569655 IRS NUMBER: 311566830 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16105 FILM NUMBER: 19554458 BUSINESS ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216.241.2575 MAIL ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569655 XXXXXXXX 12-31-2018 12-31-2018 Winfield Associates, Inc.

700 WEST ST. CLAIR SUITE #404 CLEVELAND OH 44113

13F HOLDINGS REPORT 028-16105 N Christophe Jambon 2162412575 Christophe Jambon Cleveland OH 12-31-2018 0 115 1163370 false INFORMATION TABLE 2 Winfield13F2018Q4.xml 3M CO COM Stock 88579Y101 1429 7502 SH SOLE 7502 0 0 ACACIA COMMUNICATIONS INC COM Stock 00401C108 210 5525 SH SOLE 5525 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 508 3175 SH SOLE 3175 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 5608 5415 SH SOLE 5415 0 0 ALTRIA GROUP INC COM Stock 02209S103 314 6361 SH SOLE 6361 0 0 AMAZON.COM INC Stock 023135106 10592 7052 SH SOLE 7052 0 0 AMERICAN TOWER CORP REIT 03027X100 1384 8750 SH SOLE 8750 0 0 APPLE INC Stock 037833100 6833 43316 SH SOLE 43315 0 0 APTIV PLC SHS Stock G6095L109 590 9575 SH SOLE 9575 0 0 ARISTA NETWORKS INC COM Stock 040413106 1283 6090 SH SOLE 6090 0 0 ATHERSYS INC NEW COM Stock 04744L106 67 46350 SH SOLE 46350 0 0 BANK AMER CORP COM Stock 060505104 148 6000 SH SOLE 6000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1816 8896 SH SOLE 8896 0 0 BLUEBIRD BIO INC COM Stock 09609G100 260 2620 SH SOLE 2620 0 0 BOEING CO COM Stock 097023105 848 2630 SH SOLE 2630 0 0 CEDAR FAIR L P DEP UNIT Stock 150185106 776 16400 SH SOLE 16400 0 0 CISCO SYS INC Stock 17275R102 259 5971 SH SOLE 5971 0 0 COHEN & STEERS LTD DURATION PFD INCOME CEF 19248C105 531 24350 SH SOLE 24350 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 863 20900 SH SOLE 20900 0 0 CONOCOPHILLIPS COM Stock 20825C104 229 3675 SH SOLE 3674 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 4574 46196 SH SOLE 46196 0 0 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 1621 31920 SH SOLE 31920 0 0 CORNING INC COM Stock 219350105 628 20775 SH SOLE 20775 0 0 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 2216 20402 SH SOLE 20402 0 0 CYRUSONE INC COM REIT 23283R100 1616 30558 SH SOLE 30558 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 469 4280 SH SOLE 4280 0 0 EKSO BIONICS HLDGS INC COM NEW Stock 282644202 13 10804 SH SOLE 10804 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 1318 22987 SH SOLE 22987 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 432 17575 SH SOLE 17575 0 0 EXXON MOBIL CORP COM Stock 30231G102 132 1937 SH SOLE 1937 0 0 FACEBOOK INC CL A Stock 30303M102 1166 8895 SH SOLE 8895 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 3725 156385 SH SOLE 156385 0 0 FIRST SOLAR INC Stock 336433107 217 5100 SH SOLE 5100 0 0 GALLAGHER ARTHUR J & CO COM Stock 363576109 284 3851 SH SOLE 3851 0 0 GLOBAL X MLP ETF ETF 37950E473 139 18100 SH SOLE 18100 0 0 GOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETF ETF 381430206 453 15050 SH SOLE 15050 0 0 GOOGLE INC Stock 02079K305 2472 2366 SH SOLE 2366 0 0 GRAFTECH INTL LTD COM Stock 384313508 189 16550 SH SOLE 16550 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 2397 27713 SH SOLE 27713 0 0 HOME DEPOT Stock 437076102 1544 8989 SH SOLE 8989 0 0 HUNTINGTON INGALLS INDS INC COM Stock 446413106 281 1475 SH SOLE 1475 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 1271 19730 SH SOLE 19730 0 0 INTEL CORP COM Stock 458140100 153 3266 SH SOLE 3266 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 2359 45680 SH SOLE 45680 0 0 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 395 4725 SH SOLE 4725 0 0 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 446 3675 SH SOLE 3675 0 0 ISHARES 7-10 YR TREASURY BOND ETF ETF 464287440 575 5517 SH SOLE 5517 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 2150 20190 SH SOLE 20190 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 259 2375 SH SOLE 2375 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 368 7810 SH SOLE 7810 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 384 2313 SH SOLE 2313 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 619 6927 SH SOLE 6927 0 0 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 305 2700 SH SOLE 2700 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 1133 13975 SH SOLE 13975 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 2523 26167 SH SOLE 26167 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 998 8985 SH SOLE 8985 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 276 2060 SH SOLE 2060 0 0 ISHARES RUSSELL 2000 VALUE ETF 464287630 1190 11070 SH SOLE 11070 0 0 ISHARES S&P 500 INDEX ETF 464287200 421 1675 SH SOLE 1675 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 3825 20004 SH SOLE 20004 0 0 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 1678 24200 SH SOLE 24200 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 792 7515 SH SOLE 7515 0 0 ISHARES TIPS BOND ETF ETF 464287176 696 6358 SH SOLE 6358 0 0 ISHARES TR HIGH DIVID EQUITY FD ETF 46429B663 2190 25950 SH SOLE 25950 0 0 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 264 2395 SH SOLE 2395 0 0 ISHARES TR S&P CALIF MUN BD FD ETF 464288356 688 11775 SH SOLE 11775 0 0 J M SMUCKER CO NEW Stock 832696405 445 4765 SH SOLE 4765 0 0 JOHNSON & JOHNSON COM Stock 478160104 514 3985 SH SOLE 3985 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 254 11400 SH SOLE 11400 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 223 2280 SH SOLE 2280 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 2945 58755 SH SOLE 58755 0 0 KEYCORP NEW COM Stock 493267108 258 17432 SH SOLE 17432 0 0 LOCKHEED MARTIN CORP Stock 539830109 1535 5862 SH SOLE 5862 0 0 MARVELL TECHNOLOGY GROUP LTD ORD Stock G5876H105 296 18274 SH SOLE 18274 0 0 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 270 5342 SH SOLE 5342 0 0 MICROSOFT Stock 594918104 6393 62946 SH SOLE 62946 0 0 MONDELEZ INTL INC CL A Stock 609207105 181 4512 SH SOLE 4512 0 0 MONGODB INC CL A Stock 60937P106 1203 14365 SH SOLE 14365 0 0 NEW MEDIA INV GRP INC Stock 64704V106 568 49050 SH SOLE 49050 0 0 NEW RESIDENTIAL INVESTMENT CORP REIT 64828T201 2223 156467 SH SOLE 156467 0 0 NUVEEN CA SELECT TAX FREE PRTF SH BEN INT CEF 67063R103 213 16000 SH SOLE 16000 0 0 NUVEEN CALIF MUN VALUE FD COM CEF 67062C107 369 40500 SH SOLE 40500 0 0 NUVEEN MUN VALUE FD CEF 670928100 457 49250 SH SOLE 49250 0 0 PALO ALTO NETWORKS INC COM Stock 697435105 432 2295 SH SOLE 2295 0 0 PEPSICO INC COM Stock 713448108 577 5225 SH SOLE 5224 0 0 PFIZER INC COM Stock 717081103 789 18072 SH SOLE 18072 0 0 PHILIP MORRIS INTL INC Stock 718172109 396 5932 SH SOLE 5932 0 0 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 2124 20667 SH SOLE 20667 0 0 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 9583 94925 SH SOLE 94925 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD ETF 72201R783 738 7760 SH SOLE 7760 0 0 PRICELINE.COM INC Stock 09857L108 1817 1055 SH SOLE 1055 0 0 PROGRESSIVE CORP OHIO COM Stock 743315103 403 6685 SH SOLE 6685 0 0 RAYTHEON CO COM NEW Stock 755111507 2358 15375 SH SOLE 15375 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 4541 97040 SH SOLE 97039 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 3628 76595 SH SOLE 76595 0 0 SPDR HIGH YIELD BOND ETF ETF 78464A417 256 7625 SH SOLE 7625 0 0 SPDR S&P 500 ETF ETF 78462F103 7587 30358 SH SOLE 30357 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 2098 29243 SH SOLE 29243 0 0 SPDR SERIES TRUST KBW BK ETF ETF 78464A797 244 6535 SH SOLE 6535 0 0 SPLUNK INC COM Stock 848637104 1396 13315 SH SOLE 13315 0 0 STARBUCKS CORP Stock 855244109 210 3255 SH SOLE 3255 0 0 SYSCO CORP COM Stock 871829107 464 7400 SH SOLE 7400 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 2461 39701 SH SOLE 39701 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 523 4368 SH SOLE 4368 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 106 1083 SH SOLE 1083 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 3165 85317 SH SOLE 85317 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2602 68295 SH SOLE 68295 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 686 8280 SH SOLE 8280 0 0 VANGUARD MID CAP ETF 922908629 222 1608 SH SOLE 1608 0 0 VANGUARD REIT INDEX ETF ETF 922908553 401 5379 SH SOLE 5379 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 3111 24379 SH SOLE 24378 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 543 5541 SH SOLE 5541 0 0 VERIZON COMMUNICATIONS Stock 92343V104 531 9439 SH SOLE 9439 0 0 VISA INC Stock 92826C839 4483 33979 SH SOLE 33979 0 0 WELLS FARGO CO NEW COM Stock 949746101 156 3383 SH SOLE 3383 0 0