0000950123-18-010565.txt : 20181106
0000950123-18-010565.hdr.sgml : 20181106
20181106111529
ACCESSION NUMBER: 0000950123-18-010565
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181106
DATE AS OF CHANGE: 20181106
EFFECTIVENESS DATE: 20181106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank OZK
CENTRAL INDEX KEY: 0001569650
IRS NUMBER: 710130170
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15250
FILM NUMBER: 181162022
BUSINESS ADDRESS:
STREET 1: 17901 CHENAL PARKWAY
CITY: LITTLE ROCK
STATE: AR
ZIP: 72223
BUSINESS PHONE: 501-978-2218
MAIL ADDRESS:
STREET 1: 17901 CHENAL PARKWAY
CITY: LITTLE ROCK
STATE: AR
ZIP: 72223
FORMER COMPANY:
FORMER CONFORMED NAME: Bank of the Ozarks
DATE OF NAME CHANGE: 20130213
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569650
XXXXXXXX
09-30-2018
09-30-2018
BANK OZK
17901 CHENAL PARKWAY
LITTLE ROCK
AR
72223
13F HOLDINGS REPORT
028-15250
N
JENNIFER JUNKER
DIRECTOR OF TRUST AND WEALTH MANAGEMENT
501-978-2528
/s/ JENNIFER JUNKER
LITTLE ROCK
AR
11-05-2018
0
230
251220
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
361
2121
SH
SOLE
1621
0
500
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
71
415
SH
OTR
415
0
0
INGERSOLL-RAND PLC
SHS
G47791101
482
4708
SH
SOLE
4708
0
0
INGERSOLL-RAND PLC
SHS
G47791101
20
198
SH
OTR
198
0
0
INVESCO LTD
SHS
G491BT108
662
28919
SH
SOLE
28869
0
50
INVESCO LTD
SHS
G491BT108
178
7780
SH
OTR
7625
155
0
MEDTRONIC PLC
SHS
G5960L103
2504
25451
SH
SOLE
25431
0
20
MEDTRONIC PLC
SHS
G5960L103
92
935
SH
OTR
895
40
0
AFLAC INC
COM
001055102
1779
37800
SH
SOLE
37800
0
0
AT&T INC
COM
00206R102
5484
163320
SH
SOLE
163217
0
103
AT&T INC
COM
00206R102
480
14280
SH
OTR
12086
2194
0
ABBOTT LABS
COM
002824100
1735
23648
SH
SOLE
23608
0
40
ABBOTT LABS
COM
002824100
54
735
SH
OTR
295
440
0
ABBVIE INC
COM
00287Y109
3243
34290
SH
SOLE
34290
0
0
ABBVIE INC
COM
00287Y109
250
2638
SH
OTR
2323
315
0
ADOBE INC
COM
00724F101
216
802
SH
SOLE
802
0
0
AIR PRODS & CHEMS INC
COM
009158106
253
1513
SH
SOLE
1513
0
0
ALLSTATE CORP
COM
020002101
706
7157
SH
SOLE
7157
0
0
ALLSTATE CORP
COM
020002101
64
650
SH
OTR
650
0
0
ALPHABET INC
CAP STK CL C
02079K107
419
351
SH
SOLE
351
0
0
ALPHABET INC
CAP STK CL A
02079K305
1602
1327
SH
SOLE
1327
0
0
ALPHABET INC
CAP STK CL A
02079K305
158
131
SH
OTR
128
3
0
ALTRIA GROUP INC
COM
02209S103
2189
36301
SH
SOLE
36281
0
20
ALTRIA GROUP INC
COM
02209S103
299
4955
SH
OTR
2235
840
1880
AMERICAN ELEC PWR INC
COM
025537101
426
6009
SH
SOLE
6009
0
0
AMGEN INC
COM
031162100
3000
14473
SH
SOLE
14463
0
10
AMGEN INC
COM
031162100
426
2055
SH
OTR
1970
85
0
APPLE INC
COM
037833100
7507
33253
SH
SOLE
32535
0
718
APPLE INC
COM
037833100
801
3549
SH
OTR
3284
265
0
APPLIED MATLS INC
COM
038222105
1619
41881
SH
SOLE
41791
0
90
APPLIED MATLS INC
COM
038222105
163
4217
SH
OTR
4117
100
0
ARES CAP CORP
COM
04010L103
110
6425
SH
SOLE
6425
0
0
ARES CAP CORP
COM
04010L103
430
25040
SH
OTR
0
0
25040
AUTOMATIC DATA PROCESSING IN
COM
053015103
1881
12488
SH
SOLE
12488
0
0
BB&T CORP
COM
054937107
1484
30565
SH
SOLE
30565
0
0
BB&T CORP
COM
054937107
926
19085
SH
OTR
19020
65
0
BANK AMER CORP
COM
060505104
2338
79358
SH
SOLE
76151
0
3207
BANK AMER CORP
COM
060505104
234
7938
SH
OTR
4975
2963
0
BANK OZK
COM
06417N103
63772
1679992
SH
SOLE
1679992
0
0
BANK OZK
COM
06417N103
10221
269267
SH
OTR
79541
189726
0
BECTON DICKINSON & CO
COM
075887109
238
910
SH
SOLE
910
0
0
BECTON DICKINSON & CO
COM
075887109
26
100
SH
OTR
100
0
0
BOEING CO
COM
097023105
1886
5072
SH
SOLE
5072
0
0
BOOKING HLDGS INC
COM
09857L108
786
396
SH
SOLE
396
0
0
BOOKING HLDGS INC
COM
09857L108
16
8
SH
OTR
8
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
3197
51493
SH
SOLE
51458
0
35
BRISTOL MYERS SQUIBB CO
COM
110122108
369
5947
SH
OTR
5357
590
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
528
4000
SH
SOLE
4000
0
0
BROADCOM INC
COM
11135F101
995
4034
SH
SOLE
4034
0
0
BROADCOM INC
COM
11135F101
22
91
SH
OTR
91
0
0
CDK GLOBAL INC
COM
12508E101
272
4348
SH
SOLE
4348
0
0
CSX CORP
COM
126408103
269
3628
SH
SOLE
3628
0
0
CVS HEALTH CORP
COM
126650100
1297
16473
SH
SOLE
16453
0
20
CVS HEALTH CORP
COM
126650100
137
1740
SH
OTR
1675
65
0
CAPITAL ONE FINL CORP
COM
14040H105
1099
11582
SH
SOLE
11557
0
25
CAPITAL ONE FINL CORP
COM
14040H105
95
1000
SH
OTR
940
60
0
CHEVRON CORP NEW
COM
166764100
3165
25884
SH
SOLE
25854
0
30
CHEVRON CORP NEW
COM
166764100
319
2606
SH
OTR
2431
175
0
CISCO SYS INC
COM
17275R102
3585
73696
SH
SOLE
72101
0
1595
CISCO SYS INC
COM
17275R102
581
11940
SH
OTR
10860
1080
0
COCA COLA CO
COM
191216100
1325
28688
SH
SOLE
28668
0
20
COCA COLA CO
COM
191216100
134
2908
SH
OTR
2200
708
0
COLGATE PALMOLIVE CO
COM
194162103
547
8168
SH
SOLE
8168
0
0
COLGATE PALMOLIVE CO
COM
194162103
29
440
SH
OTR
100
340
0
COMCAST CORP NEW
CL A
20030N101
1380
38974
SH
SOLE
37394
0
1580
COMCAST CORP NEW
CL A
20030N101
85
2410
SH
OTR
2175
235
0
COMMERCE BANCSHARES INC
COM
200525103
1261
19101
SH
SOLE
19101
0
0
CONOCOPHILLIPS
COM
20825C104
1085
14015
SH
SOLE
14015
0
0
CONOCOPHILLIPS
COM
20825C104
151
1950
SH
OTR
1775
175
0
CONSOLIDATED EDISON INC
COM
209115104
244
3200
SH
SOLE
3200
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
45
405
SH
SOLE
405
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
198
1775
SH
OTR
0
0
1775
DANAHER CORP DEL
COM
235851102
766
7048
SH
SOLE
6736
0
312
DANAHER CORP DEL
COM
235851102
24
225
SH
OTR
205
20
0
DARDEN RESTAURANTS INC
COM
237194105
360
3240
SH
SOLE
3240
0
0
DISNEY WALT CO
COM DISNEY
254687106
666
5694
SH
SOLE
5694
0
0
DISNEY WALT CO
COM DISNEY
254687106
94
800
SH
OTR
800
0
0
DOWDUPONT INC
COM
26078J100
1010
15705
SH
SOLE
15705
0
0
DOWDUPONT INC
COM
26078J100
179
2789
SH
OTR
2364
425
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1284
16052
SH
SOLE
16052
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
146
1825
SH
OTR
200
0
1625
EOG RES INC
COM
26875P101
209
1637
SH
SOLE
1313
0
324
EMERSON ELEC CO
COM
291011104
249
3258
SH
SOLE
3258
0
0
EMERSON ELEC CO
COM
291011104
23
300
SH
OTR
300
0
0
ENTERGY CORP NEW
COM
29364G103
332
4088
SH
SOLE
4088
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
597
14270
SH
SOLE
7410
0
6860
EXXON MOBIL CORP
COM
30231G102
4788
56315
SH
SOLE
56280
0
35
EXXON MOBIL CORP
COM
30231G102
594
6988
SH
OTR
6423
565
0
FEDEX CORP
COM
31428X106
1900
7892
SH
SOLE
7885
0
7
FEDEX CORP
COM
31428X106
88
365
SH
OTR
340
25
0
FIFTH THIRD BANCORP
COM
316773100
676
24214
SH
SOLE
24214
0
0
FORTINET INC
COM
34959E109
2279
24697
SH
SOLE
24697
0
0
FORTINET INC
COM
34959E109
179
1945
SH
OTR
1915
30
0
GENERAL ELECTRIC CO
COM
369604103
664
58848
SH
SOLE
58848
0
0
GENERAL ELECTRIC CO
COM
369604103
89
7855
SH
OTR
6615
1240
0
GOLDMAN SACHS GROUP INC
COM
38141G104
932
4155
SH
SOLE
3947
0
208
GOLDMAN SACHS GROUP INC
COM
38141G104
110
490
SH
OTR
475
15
0
GOLUB CAP BDC INC
COM
38173M102
580
30930
SH
SOLE
5870
0
25060
HOME DEPOT INC
COM
437076102
1694
8177
SH
SOLE
8167
0
10
HOME DEPOT INC
COM
437076102
140
675
SH
OTR
635
40
0
HONEYWELL INTL INC
COM
438516106
1631
9804
SH
SOLE
9794
0
10
HONEYWELL INTL INC
COM
438516106
277
1665
SH
OTR
1555
110
0
HOST HOTELS & RESORTS INC
COM
44107P104
118
5612
SH
SOLE
5612
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
189
8960
SH
OTR
0
0
8960
HUNT J B TRANS SVCS INC
COM
445658107
182
1530
SH
SOLE
1530
0
0
HUNT J B TRANS SVCS INC
COM
445658107
202
1700
SH
OTR
1700
0
0
ILLINOIS TOOL WKS INC
COM
452308109
438
3106
SH
SOLE
3106
0
0
ILLINOIS TOOL WKS INC
COM
452308109
87
620
SH
OTR
0
0
620
INTEL CORP
COM
458140100
3101
65577
SH
SOLE
65524
0
53
INTEL CORP
COM
458140100
503
10635
SH
OTR
6790
1115
2730
INTERNATIONAL BUSINESS MACHS
COM
459200101
641
4240
SH
SOLE
4240
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
63
415
SH
OTR
415
0
0
INVENTRUST PPTYS CORP
COM
46124J102
49
15597
SH
SOLE
15597
0
0
INVESCO SR INCOME TR
COM
46131H107
75
17480
SH
SOLE
17480
0
0
INVESCO SR INCOME TR
COM
46131H107
306
71090
SH
OTR
0
0
71090
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
216
1050
SH
SOLE
0
0
1050
INVESCO EXCHNG TRADED FD TR
CHINA TECHNLGY
46138E800
596
12400
SH
SOLE
6110
0
6290
ISHARES SILVER TRUST
ISHARES
46428Q109
137
10000
SH
SOLE
10000
0
0
ISHARES GOLD TRUST
ISHARES
464285105
357
31215
SH
SOLE
5185
0
26030
ISHARES TR
CORE S&P500 ETF
464287200
790
2699
SH
SOLE
2699
0
0
ISHARES TR
CORE S&P500 ETF
464287200
18
60
SH
OTR
60
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
240
2092
SH
SOLE
1992
0
100
ISHARES TR
MSCI EAFE ETF
464287465
2867
42163
SH
SOLE
42163
0
0
ISHARES TR
MSCI EAFE ETF
464287465
100
1475
SH
OTR
1475
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
387
1921
SH
SOLE
1706
0
215
ISHARES TR
RUS 2000 GRW ETF
464287648
326
1518
SH
SOLE
1518
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1706
19556
SH
SOLE
16677
0
2879
ISHARES TR
CORE S&P SCP ETF
464287804
152
1740
SH
OTR
1390
350
0
ISHARES TR
IBOXX HI YD ETF
464288513
262
3035
SH
SOLE
1320
0
1715
JPMORGAN CHASE & CO
COM
46625H100
2295
20337
SH
SOLE
20337
0
0
JPMORGAN CHASE & CO
COM
46625H100
145
1286
SH
OTR
1047
239
0
JOHNSON & JOHNSON
COM
478160104
1997
14451
SH
SOLE
14451
0
0
JOHNSON & JOHNSON
COM
478160104
314
2270
SH
OTR
1705
565
0
KIMBERLY CLARK CORP
COM
494368103
420
3700
SH
SOLE
3700
0
0
KIMBERLY CLARK CORP
COM
494368103
31
270
SH
OTR
270
0
0
KRAFT HEINZ CO
COM
500754106
206
3729
SH
SOLE
3729
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
435
2504
SH
SOLE
2504
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
21
120
SH
OTR
120
0
0
LILLY ELI & CO
COM
532457108
1068
9955
SH
SOLE
9955
0
0
LILLY ELI & CO
COM
532457108
108
1007
SH
OTR
1007
0
0
LINCOLN NATL CORP IND
COM
534187109
1776
26249
SH
SOLE
26249
0
0
LOCKHEED MARTIN CORP
COM
539830109
669
1933
SH
SOLE
1933
0
0
LOCKHEED MARTIN CORP
COM
539830109
73
211
SH
OTR
211
0
0
LOWES COS INC
COM
548661107
801
6979
SH
SOLE
6979
0
0
LOWES COS INC
COM
548661107
270
2350
SH
OTR
1000
0
1350
MASTERCARD INCORPORATED
CL A
57636Q104
2554
11474
SH
SOLE
11454
0
20
MASTERCARD INCORPORATED
CL A
57636Q104
238
1070
SH
OTR
1030
40
0
MCDONALDS CORP
COM
580135101
692
4138
SH
SOLE
4138
0
0
MCDONALDS CORP
COM
580135101
44
265
SH
OTR
75
190
0
MCKESSON CORP
COM
58155Q103
213
1609
SH
SOLE
1609
0
0
MCKESSON CORP
COM
58155Q103
36
275
SH
OTR
275
0
0
MERCK & CO INC
COM
58933Y105
4064
57281
SH
SOLE
57241
0
40
MERCK & CO INC
COM
58933Y105
538
7581
SH
OTR
6596
985
0
METLIFE INC
COM
59156R108
679
14523
SH
SOLE
14483
0
40
METLIFE INC
COM
59156R108
75
1595
SH
OTR
1500
95
0
MICROSOFT CORP
COM
594918104
4653
40683
SH
SOLE
39368
0
1315
MICROSOFT CORP
COM
594918104
425
3715
SH
OTR
3185
530
0
MICROCHIP TECHNOLOGY INC
COM
595017104
278
3523
SH
SOLE
3523
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
24
300
SH
OTR
300
0
0
NEXTERA ENERGY INC
COM
65339F101
891
5314
SH
SOLE
5314
0
0
NEXTERA ENERGY INC
COM
65339F101
78
466
SH
OTR
288
178
0
NIKE INC
CL B
654106103
461
5445
SH
SOLE
5445
0
0
NIKE INC
CL B
654106103
169
1990
SH
OTR
1990
0
0
NUCOR CORP
COM
670346105
1227
19333
SH
SOLE
19333
0
0
NUCOR CORP
COM
670346105
216
3410
SH
OTR
3410
0
0
ORACLE CORP
COM
68389X105
1569
30428
SH
SOLE
30404
0
24
ORACLE CORP
COM
68389X105
222
4305
SH
OTR
4115
190
0
PPG INDS INC
COM
693506107
222
2035
SH
SOLE
2035
0
0
PPG INDS INC
COM
693506107
39
355
SH
OTR
325
30
0
PAYCHEX INC
COM
704326107
666
9043
SH
SOLE
9018
0
25
PAYCHEX INC
COM
704326107
20
265
SH
OTR
215
50
0
PEPSICO INC
COM
713448108
3010
26921
SH
SOLE
26911
0
10
PEPSICO INC
COM
713448108
298
2668
SH
OTR
2218
450
0
PFIZER INC
COM
717081103
2937
66637
SH
SOLE
66607
0
30
PFIZER INC
COM
717081103
208
4720
SH
OTR
3515
1205
0
PHILLIPS 66
COM
718546104
693
6144
SH
SOLE
6134
0
10
PHILLIPS 66
COM
718546104
75
665
SH
OTR
655
10
0
PROCTER AND GAMBLE CO
COM
742718109
1758
21127
SH
SOLE
21127
0
0
PROCTER AND GAMBLE CO
COM
742718109
199
2387
SH
OTR
2132
255
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
615
7666
SH
SOLE
7666
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
601
2069
SH
SOLE
2069
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
370
3782
SH
SOLE
3782
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
373
3895
SH
SOLE
3010
0
885
SALESFORCE COM INC
COM
79466L302
1824
11469
SH
SOLE
11469
0
0
SALESFORCE COM INC
COM
79466L302
184
1160
SH
OTR
1125
35
0
SCHLUMBERGER LTD
COM
806857108
532
8738
SH
SOLE
8165
0
573
SCHLUMBERGER LTD
COM
806857108
45
740
SH
OTR
740
0
0
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
448
15208
SH
SOLE
15208
0
0
SONOCO PRODS CO
COM
835495102
345
6220
SH
SOLE
6220
0
0
SONOCO PRODS CO
COM
835495102
47
849
SH
OTR
0
849
0
SOUTHERN CO
COM
842587107
759
17409
SH
SOLE
17394
0
15
SOUTHERN CO
COM
842587107
56
1276
SH
OTR
512
764
0
STARBUCKS CORP
COM
855244109
1385
24359
SH
SOLE
24324
0
35
STARBUCKS CORP
COM
855244109
150
2635
SH
OTR
2525
110
0
STARWOOD PPTY TR INC
COM
85571B105
110
5095
SH
SOLE
5095
0
0
STARWOOD PPTY TR INC
COM
85571B105
508
23615
SH
OTR
0
0
23615
SUNTRUST BKS INC
COM
867914103
267
4000
SH
SOLE
4000
0
0
TJX COS INC NEW
COM
872540109
2476
22102
SH
SOLE
22077
0
25
TJX COS INC NEW
COM
872540109
156
1395
SH
OTR
1120
275
0
TARGET CORP
COM
87612EAP1
195
2205
SH
SOLE
2205
0
0
TARGET CORP
COM
87612EAP1
9
105
SH
OTR
105
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1756
7196
SH
SOLE
7186
0
10
THERMO FISHER SCIENTIFIC INC
COM
883556102
40
165
SH
OTR
135
30
0
3M CO
COM
88579Y101
469
2226
SH
SOLE
2226
0
0
3M CO
COM
88579Y101
88
416
SH
OTR
416
0
0
TOTAL S A
SPONSORED ADR
89151E109
206
3204
SH
SOLE
3204
0
0
TRAVELERS COMPANIES INC
COM
89417E109
198
1530
SH
SOLE
1530
0
0
TRAVELERS COMPANIES INC
COM
89417E109
39
300
SH
OTR
0
300
0
US BANCORP DEL
COM NEW
902973304
3607
68309
SH
SOLE
68309
0
0
UNION PAC CORP
COM
907818108
1502
9224
SH
SOLE
9212
0
12
UNION PAC CORP
COM
907818108
231
1420
SH
OTR
1375
45
0
UNITED PARCEL SERVICE INC
CL B
911312106
499
4271
SH
SOLE
4271
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
64
550
SH
OTR
550
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
896
6409
SH
SOLE
6409
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
83
595
SH
OTR
575
20
0
UNITEDHEALTH GROUP INC
COM
91324P102
333
1250
SH
SOLE
1250
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
39
145
SH
OTR
145
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
511
3825
SH
SOLE
1345
0
2480
VERIZON COMMUNICATIONS INC
COM
92343V104
3799
71153
SH
SOLE
71153
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
276
5165
SH
OTR
4660
505
0
VISA INC
COM CL A
92826C839
237
1582
SH
SOLE
1336
0
246
WALMART INC
COM
931142103
1795
19119
SH
SOLE
19119
0
0
WALMART INC
COM
931142103
39
410
SH
OTR
410
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
510
7000
SH
SOLE
7000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
9
125
SH
OTR
125
0
0
WASTE MGMT INC DEL
COM
94106L109
576
6375
SH
SOLE
6375
0
0
WASTE MGMT INC DEL
COM
94106L109
39
430
SH
OTR
430
0
0
WELLS FARGO CO NEW
COM
949746101
566
10774
SH
SOLE
10774
0
0
WELLS FARGO CO NEW
COM
949746101
60
1135
SH
OTR
1080
55
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
525
11510
SH
SOLE
6450
0
5060