0000950123-17-009397.txt : 20171101 0000950123-17-009397.hdr.sgml : 20171101 20171101161145 ACCESSION NUMBER: 0000950123-17-009397 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 EFFECTIVENESS DATE: 20171101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of the Ozarks CENTRAL INDEX KEY: 0001569650 IRS NUMBER: 710130170 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15250 FILM NUMBER: 171169067 BUSINESS ADDRESS: STREET 1: 17901 CHENAL PARKWAY CITY: LITTLE ROCK STATE: AR ZIP: 72223 BUSINESS PHONE: 501-978-2218 MAIL ADDRESS: STREET 1: 17901 CHENAL PARKWAY CITY: LITTLE ROCK STATE: AR ZIP: 72223 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569650 XXXXXXXX 09-30-2017 09-30-2017 Bank of the Ozarks
17901 CHENAL PARKWAY LITTLE ROCK AR 72223
13F HOLDINGS REPORT 028-15250 N
JENNIFER JUNKER DIRECTOR OF TRUST AND WEALTH MANAGEMENT 501-978-2528 /s/ JENNIFER JUNKER LITTLE ROCK AR 11-01-2017 0 226 242492 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACCENTURE PLC IRELAND SHS CLASS A G1151C101 411 3040 SH SOLE 2540 0 500 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 64 475 SH OTR 475 0 0 INVESCO LTD SHS G491BT108 805 22960 SH SOLE 22910 0 50 INVESCO LTD SHS G491BT108 141 4020 SH OTR 3865 155 0 MEDTRONIC PLC SHS G5960L103 1267 16286 SH SOLE 15701 0 585 MEDTRONIC PLC SHS G5960L103 345 4440 SH OTR 3850 40 550 BROADCOM LTD SHS Y09827109 927 3822 SH SOLE 3822 0 0 BROADCOM LTD SHS Y09827109 32 131 SH OTR 131 0 0 AT&T INC COM 00206R102 4721 120525 SH SOLE 120422 0 103 AT&T INC COM 00206R102 1011 25799 SH OTR 22205 1694 1900 ABBOTT LABS COM 002824100 842 15782 SH SOLE 15742 0 40 ABBOTT LABS COM 002824100 47 885 SH OTR 445 440 0 ABBVIE INC COM 00287Y109 2626 29550 SH SOLE 29550 0 0 ABBVIE INC COM 00287Y109 598 6725 SH OTR 5720 300 705 AIR PRODS & CHEMS INC COM 009158106 214 1418 SH SOLE 1418 0 0 ALLSTATE CORP COM 020002101 223 2429 SH SOLE 2429 0 0 ALLSTATE CORP COM 020002101 92 1005 SH OTR 915 90 0 ALPHABET INC CAP STK CL C 02079K107 353 368 SH SOLE 368 0 0 ALPHABET INC CAP STK CL C 02079K107 53 55 SH OTR 55 0 0 ALPHABET INC CAP STK CL A 02079K305 1103 1133 SH SOLE 1133 0 0 ALPHABET INC CAP STK CL A 02079K305 50 51 SH OTR 48 3 0 ALTRIA GROUP INC COM 02209S103 2566 40462 SH SOLE 40442 0 20 ALTRIA GROUP INC COM 02209S103 172 2715 SH OTR 1875 840 0 AMERICAN ELEC PWR INC COM 025537101 431 6139 SH SOLE 6139 0 0 AMERICAN ELEC PWR INC COM 025537101 21 292 SH OTR 292 0 0 AMGEN INC COM 031162100 2829 15174 SH SOLE 15164 0 10 AMGEN INC COM 031162100 662 3550 SH OTR 3200 85 265 APPLE INC COM 037833100 5117 33203 SH SOLE 32803 0 400 APPLE INC COM 037833100 823 5339 SH OTR 4664 265 410 APPLIED MATLS INC COM 038222105 2151 41300 SH SOLE 41210 0 90 APPLIED MATLS INC COM 038222105 283 5442 SH OTR 5042 100 300 BB&T CORP COM 054937107 1536 32719 SH SOLE 32719 0 0 BB&T CORP COM 054937107 963 20515 SH OTR 20200 315 0 BANK AMER CORP COM 060505104 1451 57275 SH SOLE 57275 0 0 BANK AMER CORP COM 060505104 545 21493 SH OTR 16790 2963 1740 BANK OF THE OZARKS COM 063904106 86576 1801783 SH SOLE 1180415 147688 473680 BANK OF THE OZARKS COM 063904106 6031 125519 SH OTR 29726 95793 0 BAXTER INTL INC COM 071813109 119 1900 SH SOLE 1900 0 0 BAXTER INTL INC COM 071813109 102 1620 SH OTR 1620 0 0 BECTON DICKINSON & CO COM 075887109 195 997 SH SOLE 997 0 0 BECTON DICKINSON & CO COM 075887109 33 170 SH OTR 170 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 147 800 SH SOLE 635 0 165 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 81 440 SH OTR 440 0 0 BLACKROCK MUNIASSETS FD INC COM 09254J102 237 15700 SH SOLE 15700 0 0 BOEING CO COM 097023105 1103 4340 SH SOLE 4340 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3220 50519 SH SOLE 50504 0 15 BRISTOL MYERS SQUIBB CO COM 110122108 725 11380 SH OTR 9715 590 1075 CSX CORP COM 126408103 212 3908 SH SOLE 3908 0 0 CVS HEALTH CORP COM 126650100 1337 16444 SH SOLE 16424 0 20 CVS HEALTH CORP COM 126650100 171 2105 SH OTR 2040 65 0 CAPITAL ONE FINL CORP COM 14040H105 772 9116 SH SOLE 9101 0 15 CAPITAL ONE FINL CORP COM 14040H105 49 575 SH OTR 415 160 0 CHEVRON CORP NEW COM 166764100 3086 26262 SH SOLE 26232 0 30 CHEVRON CORP NEW COM 166764100 393 3344 SH OTR 3154 190 0 CISCO SYS INC COM 17275R102 2497 74240 SH SOLE 72645 0 1595 CISCO SYS INC COM 17275R102 539 16035 SH OTR 14080 415 1540 CLAYMORE EXCHANGE TRD FD TR GUGG CHN TECH 18383Q135 339 5935 SH SOLE 0 0 5935 COCA COLA CO COM 191216100 1141 25342 SH SOLE 25322 0 20 COCA COLA CO COM 191216100 117 2608 SH OTR 1900 708 0 COLGATE PALMOLIVE CO COM 194162103 912 12523 SH SOLE 12508 0 15 COLGATE PALMOLIVE CO COM 194162103 86 1175 SH OTR 630 545 0 COMCAST CORP NEW CL A 20030N101 1345 34946 SH SOLE 34906 0 40 COMCAST CORP NEW CL A 20030N101 102 2645 SH OTR 2410 235 0 COMMERCE BANCSHARES INC COM 200525103 1157 20027 SH SOLE 20027 0 0 CONOCOPHILLIPS COM 20825C104 845 16888 SH SOLE 16888 0 0 CONOCOPHILLIPS COM 20825C104 70 1400 SH OTR 1225 175 0 CONSOLIDATED EDISON INC COM 209115104 242 3000 SH SOLE 3000 0 0 CURTISS WRIGHT CORP COM 231561101 209 2000 SH SOLE 2000 0 0 DFA INVT DIMENSIONS GROUP IN TWO YR GLOBAL 233203645 206 20675 SH SOLE 20675 0 0 DFA INVT DIMENSIONS GROUP IN GLOBAL FIX INCM 233203884 197 17888 SH SOLE 17888 0 0 DANAHER CORP DEL COM 235851102 533 6212 SH SOLE 6212 0 0 DANAHER CORP DEL COM 235851102 33 380 SH OTR 360 20 0 DARDEN RESTAURANTS INC COM 237194105 274 3476 SH SOLE 3476 0 0 DISNEY WALT CO COM DISNEY 254687106 722 7328 SH SOLE 7328 0 0 DISNEY WALT CO COM DISNEY 254687106 336 3410 SH OTR 3085 0 325 DOWDUPONT INC COM 26078J100 1172 16923 SH SOLE 16923 0 0 DOWDUPONT INC COM 26078J100 107 1539 SH OTR 1114 425 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1531 18246 SH SOLE 18221 0 25 DUKE ENERGY CORP NEW COM NEW 26441C204 200 2382 SH OTR 1942 440 0 EMERSON ELEC CO COM 291011104 194 3080 SH SOLE 3080 0 0 EMERSON ELEC CO COM 291011104 19 300 SH OTR 300 0 0 ENTERGY CORP NEW COM 29364G103 305 3993 SH SOLE 3993 0 0 EXXON MOBIL CORP COM 30231G102 4180 50984 SH SOLE 50949 0 35 EXXON MOBIL CORP COM 30231G102 871 10625 SH OTR 9555 575 495 FEDEX CORP COM 31428X106 1426 6322 SH SOLE 6315 0 7 FEDEX CORP COM 31428X106 467 2070 SH OTR 2045 25 0 FIFTH THIRD BANCORP COM 316773100 783 27976 SH SOLE 27976 0 0 FORTINET INC COM 34959E109 949 26490 SH SOLE 26490 0 0 FORTINET INC COM 34959E109 62 1730 SH OTR 1685 45 0 GENERAL ELECTRIC CO COM 369604103 1876 77598 SH SOLE 77518 0 80 GENERAL ELECTRIC CO COM 369604103 362 14962 SH OTR 13622 1340 0 GOLDMAN SACHS GROUP INC COM 38141G104 811 3418 SH SOLE 3408 0 10 GOLDMAN SACHS GROUP INC COM 38141G104 90 380 SH OTR 365 15 0 GOLUB CAP BDC INC COM 38173M102 452 24005 SH SOLE 0 0 24005 HOME DEPOT INC COM 437076102 1144 6995 SH SOLE 6985 0 10 HOME DEPOT INC COM 437076102 45 275 SH OTR 235 40 0 HONEYWELL INTL INC COM 438516106 1268 8945 SH SOLE 8935 0 10 HONEYWELL INTL INC COM 438516106 215 1515 SH OTR 1415 100 0 HUNT J B TRANS SVCS INC COM 445658107 250 2250 SH SOLE 2250 0 0 HUNT J B TRANS SVCS INC COM 445658107 158 1420 SH OTR 1420 0 0 INTEL CORP COM 458140100 2202 57817 SH SOLE 57764 0 53 INTEL CORP COM 458140100 332 8710 SH OTR 8145 565 0 INTERNATIONAL BUSINESS MACHS COM 459200101 707 4873 SH SOLE 4873 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 86 590 SH OTR 590 0 0 INVENTRUST PPTYS CORP COM 46124J102 51 15597 SH SOLE 15597 0 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 419 53122 SH SOLE 53122 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 192 15000 SH SOLE 15000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 157 10000 SH SOLE 10000 0 0 ISHARES GOLD TRUST ISHARES 464285105 290 23529 SH SOLE 3724 0 19805 ISHARES TR CORE S&P500 ETF 464287200 730 2888 SH SOLE 2888 0 0 ISHARES TR CORE S&P500 ETF 464287200 15 60 SH OTR 60 0 0 ISHARES TR CORE US AGGBD E 464287226 204 1857 SH SOLE 1857 0 0 ISHARES TR IBOXX INV CP ETF 464287242 222 1832 SH SOLE 1832 0 0 ISHARES TR MSCI EAFE ETF 464287465 1251 18273 SH SOLE 18273 0 0 ISHARES TR MSCI EAFE ETF 464287465 120 1750 SH OTR 1750 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 367 4320 SH SOLE 760 0 3560 ISHARES TR RUS 1000 VAL ETF 464287598 233 1965 SH SOLE 0 0 1965 ISHARES TR RUS 1000 GRW ETF 464287614 269 2150 SH SOLE 0 0 2150 ISHARES TR RUS 2000 GRW ETF 464287648 368 2058 SH SOLE 1518 0 540 ISHARES TR CORE S&P SCP ETF 464287804 1028 13852 SH SOLE 11502 0 2350 ISHARES TR CORE S&P SCP ETF 464287804 124 1665 SH OTR 1315 350 0 JPMORGAN CHASE & CO COM 46625H100 938 9818 SH SOLE 9818 0 0 JPMORGAN CHASE & CO COM 46625H100 70 738 SH OTR 738 0 0 JOHNSON & JOHNSON COM 478160104 2256 17351 SH SOLE 17351 0 0 JOHNSON & JOHNSON COM 478160104 380 2925 SH OTR 2360 565 0 KIMBERLY CLARK CORP COM 494368103 498 4230 SH SOLE 4230 0 0 KIMBERLY CLARK CORP COM 494368103 41 350 SH OTR 350 0 0 KRAFT HEINZ CO COM 500754106 377 4856 SH SOLE 4856 0 0 KRAFT HEINZ CO COM 500754106 11 145 SH OTR 145 0 0 LILLY ELI & CO COM 532457108 839 9813 SH SOLE 9813 0 0 LILLY ELI & CO COM 532457108 22 255 SH OTR 255 0 0 LINCOLN NATL CORP IND COM 534187109 2090 28449 SH SOLE 28449 0 0 LOCKHEED MARTIN CORP COM 539830109 673 2170 SH SOLE 2170 0 0 LOCKHEED MARTIN CORP COM 539830109 74 240 SH OTR 240 0 0 LOWES COS INC COM 548661107 755 9441 SH SOLE 9441 0 0 LOWES COS INC COM 548661107 203 2545 SH OTR 2545 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1672 11838 SH SOLE 11818 0 20 MASTERCARD INCORPORATED CL A 57636Q104 119 845 SH OTR 795 50 0 MCDONALDS CORP COM 580135101 760 4848 SH SOLE 4848 0 0 MCDONALDS CORP COM 580135101 89 565 SH OTR 375 190 0 MCKESSON CORP COM 58155Q103 582 3787 SH SOLE 3787 0 0 MCKESSON CORP COM 58155Q103 77 500 SH OTR 500 0 0 MERCK & CO INC COM 58933Y105 3190 49825 SH SOLE 49805 0 20 MERCK & CO INC COM 58933Y105 738 11532 SH OTR 9782 985 765 METLIFE INC COM 59156R108 782 15048 SH SOLE 15008 0 40 METLIFE INC COM 59156R108 251 4825 SH OTR 4185 95 545 MICROSOFT CORP COM 594918104 2638 35417 SH SOLE 34102 0 1315 MICROSOFT CORP COM 594918104 510 6845 SH OTR 6125 720 0 MICROCHIP TECHNOLOGY INC COM 595017104 353 3935 SH SOLE 3935 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 32 360 SH OTR 360 0 0 MONSANTO CO NEW COM 61166W101 920 7675 SH SOLE 7665 0 10 MONSANTO CO NEW COM 61166W101 17 145 SH OTR 135 10 0 NEXTERA ENERGY INC COM 65339F101 225 1535 SH SOLE 1535 0 0 NEXTERA ENERGY INC COM 65339F101 4 30 SH OTR 30 0 0 NIKE INC CL B 654106103 390 7530 SH SOLE 7530 0 0 NIKE INC CL B 654106103 371 7158 SH OTR 6278 0 880 NUCOR CORP COM 670346105 1107 19759 SH SOLE 19759 0 0 NUCOR CORP COM 670346105 191 3410 SH OTR 3410 0 0 ORACLE CORP COM 68389X105 1386 28663 SH SOLE 27229 0 1434 ORACLE CORP COM 68389X105 627 12975 SH OTR 11515 190 1270 PPG INDS INC COM 693506107 239 2195 SH SOLE 2195 0 0 PPG INDS INC COM 693506107 39 355 SH OTR 325 30 0 PPL CORP COM 69351T106 266 7010 SH SOLE 7010 0 0 PPL CORP COM 69351T106 18 465 SH OTR 465 0 0 PAYCHEX INC COM 704326107 472 7870 SH SOLE 7845 0 25 PAYCHEX INC COM 704326107 10 165 SH OTR 115 50 0 PEPSICO INC COM 713448108 2026 18185 SH SOLE 18175 0 10 PEPSICO INC COM 713448108 390 3504 SH OTR 3054 450 0 PFIZER INC COM 717081103 1733 48536 SH SOLE 48506 0 30 PFIZER INC COM 717081103 263 7360 SH OTR 6005 1355 0 PHILIP MORRIS INTL INC COM 718172109 221 1987 SH SOLE 1987 0 0 PHILLIPS 66 COM 718546104 461 5028 SH SOLE 5018 0 10 PHILLIPS 66 COM 718546104 323 3525 SH OTR 3020 10 495 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 221 1516 SH SOLE 1516 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 727 5000 SH OTR 5000 0 0 PRICELINE GRP INC COM NEW 741503403 709 387 SH SOLE 385 0 2 PRICELINE GRP INC COM NEW 741503403 70 38 SH OTR 35 3 0 PROCTER AND GAMBLE CO COM 742718109 824 9053 SH SOLE 9053 0 0 PROCTER AND GAMBLE CO COM 742718109 445 4887 SH OTR 4632 255 0 ROYAL BK CDA MONTREAL QUE COM 780087102 832 10757 SH SOLE 10757 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 222 2325 SH SOLE 2325 0 0 SALESFORCE COM INC COM 79466L302 968 10365 SH SOLE 10365 0 0 SALESFORCE COM INC COM 79466L302 128 1365 SH OTR 1240 50 75 SCHLUMBERGER LTD COM 806857108 443 6349 SH SOLE 6349 0 0 SCHLUMBERGER LTD COM 806857108 45 640 SH OTR 640 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 428 7400 SH SOLE 7400 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 87 1500 SH OTR 1500 0 0 SOUTHERN CO COM 842587107 429 8735 SH SOLE 8720 0 15 SOUTHERN CO COM 842587107 75 1526 SH OTR 762 764 0 STARBUCKS CORP COM 855244109 1222 22757 SH SOLE 22722 0 35 STARBUCKS CORP COM 855244109 290 5400 SH OTR 4685 110 605 TJX COS INC NEW COM 872540109 1459 19794 SH SOLE 19769 0 25 TJX COS INC NEW COM 872540109 267 3625 SH OTR 3015 275 335 TARGET CORP COM 87612EAP1 339 5748 SH SOLE 5748 0 0 TARGET CORP COM 87612EAP1 212 3590 SH OTR 3280 0 310 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 131 7463 SH SOLE 7463 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 90 5135 SH OTR 4380 0 755 THERMO FISHER SCIENTIFIC INC COM 883556102 1353 7151 SH SOLE 7141 0 10 THERMO FISHER SCIENTIFIC INC COM 883556102 33 175 SH OTR 140 35 0 3M CO COM 88579Y101 527 2512 SH SOLE 2512 0 0 3M CO COM 88579Y101 99 470 SH OTR 470 0 0 TRAVELERS COMPANIES INC COM 89417E109 332 2712 SH SOLE 2712 0 0 TRAVELERS COMPANIES INC COM 89417E109 37 300 SH OTR 0 300 0 US BANCORP DEL COM NEW 902973304 4225 78841 SH SOLE 78806 0 35 US BANCORP DEL COM NEW 902973304 179 3340 SH OTR 2535 655 150 UNION PAC CORP COM 907818108 915 7889 SH SOLE 7877 0 12 UNION PAC CORP COM 907818108 161 1390 SH OTR 1345 45 0 UNITED PARCEL SERVICE INC CL B 911312106 561 4673 SH SOLE 4673 0 0 UNITED PARCEL SERVICE INC CL B 911312106 56 470 SH OTR 470 0 0 UNITED TECHNOLOGIES CORP COM 913017109 796 6861 SH SOLE 6861 0 0 UNITED TECHNOLOGIES CORP COM 913017109 127 1090 SH OTR 1070 20 0 UNITEDHEALTH GROUP INC COM 91324P102 409 2090 SH SOLE 2090 0 0 UNITEDHEALTH GROUP INC COM 91324P102 250 1277 SH OTR 1277 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 243 3000 SH SOLE 0 0 3000 VANGUARD INDEX FDS LARGE CAP ETF 922908637 242 2100 SH SOLE 0 0 2100 VERIZON COMMUNICATIONS INC COM 92343V104 2899 58569 SH SOLE 58569 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 740 14945 SH OTR 12890 655 1400 WAL-MART STORES INC COM 931142103 1801 23049 SH SOLE 23049 0 0 WAL-MART STORES INC COM 931142103 78 1002 SH OTR 1002 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 699 9056 SH SOLE 9056 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 25 325 SH OTR 325 0 0 WASTE MGMT INC DEL COM 94106L109 532 6800 SH SOLE 6800 0 0 WASTE MGMT INC DEL COM 94106L109 44 565 SH OTR 565 0 0 WELLS FARGO CO NEW COM 949746101 1097 19888 SH SOLE 19863 0 25 WELLS FARGO CO NEW COM 949746101 154 2785 SH OTR 2730 55 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 226 4600 SH SOLE 0 0 4600