0000950123-17-009397.txt : 20171101
0000950123-17-009397.hdr.sgml : 20171101
20171101161145
ACCESSION NUMBER: 0000950123-17-009397
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171101
DATE AS OF CHANGE: 20171101
EFFECTIVENESS DATE: 20171101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of the Ozarks
CENTRAL INDEX KEY: 0001569650
IRS NUMBER: 710130170
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15250
FILM NUMBER: 171169067
BUSINESS ADDRESS:
STREET 1: 17901 CHENAL PARKWAY
CITY: LITTLE ROCK
STATE: AR
ZIP: 72223
BUSINESS PHONE: 501-978-2218
MAIL ADDRESS:
STREET 1: 17901 CHENAL PARKWAY
CITY: LITTLE ROCK
STATE: AR
ZIP: 72223
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569650
XXXXXXXX
09-30-2017
09-30-2017
Bank of the Ozarks
17901 CHENAL PARKWAY
LITTLE ROCK
AR
72223
13F HOLDINGS REPORT
028-15250
N
JENNIFER JUNKER
DIRECTOR OF TRUST AND WEALTH MANAGEMENT
501-978-2528
/s/ JENNIFER JUNKER
LITTLE ROCK
AR
11-01-2017
0
226
242492
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
411
3040
SH
SOLE
2540
0
500
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
64
475
SH
OTR
475
0
0
INVESCO LTD
SHS
G491BT108
805
22960
SH
SOLE
22910
0
50
INVESCO LTD
SHS
G491BT108
141
4020
SH
OTR
3865
155
0
MEDTRONIC PLC
SHS
G5960L103
1267
16286
SH
SOLE
15701
0
585
MEDTRONIC PLC
SHS
G5960L103
345
4440
SH
OTR
3850
40
550
BROADCOM LTD
SHS
Y09827109
927
3822
SH
SOLE
3822
0
0
BROADCOM LTD
SHS
Y09827109
32
131
SH
OTR
131
0
0
AT&T INC
COM
00206R102
4721
120525
SH
SOLE
120422
0
103
AT&T INC
COM
00206R102
1011
25799
SH
OTR
22205
1694
1900
ABBOTT LABS
COM
002824100
842
15782
SH
SOLE
15742
0
40
ABBOTT LABS
COM
002824100
47
885
SH
OTR
445
440
0
ABBVIE INC
COM
00287Y109
2626
29550
SH
SOLE
29550
0
0
ABBVIE INC
COM
00287Y109
598
6725
SH
OTR
5720
300
705
AIR PRODS & CHEMS INC
COM
009158106
214
1418
SH
SOLE
1418
0
0
ALLSTATE CORP
COM
020002101
223
2429
SH
SOLE
2429
0
0
ALLSTATE CORP
COM
020002101
92
1005
SH
OTR
915
90
0
ALPHABET INC
CAP STK CL C
02079K107
353
368
SH
SOLE
368
0
0
ALPHABET INC
CAP STK CL C
02079K107
53
55
SH
OTR
55
0
0
ALPHABET INC
CAP STK CL A
02079K305
1103
1133
SH
SOLE
1133
0
0
ALPHABET INC
CAP STK CL A
02079K305
50
51
SH
OTR
48
3
0
ALTRIA GROUP INC
COM
02209S103
2566
40462
SH
SOLE
40442
0
20
ALTRIA GROUP INC
COM
02209S103
172
2715
SH
OTR
1875
840
0
AMERICAN ELEC PWR INC
COM
025537101
431
6139
SH
SOLE
6139
0
0
AMERICAN ELEC PWR INC
COM
025537101
21
292
SH
OTR
292
0
0
AMGEN INC
COM
031162100
2829
15174
SH
SOLE
15164
0
10
AMGEN INC
COM
031162100
662
3550
SH
OTR
3200
85
265
APPLE INC
COM
037833100
5117
33203
SH
SOLE
32803
0
400
APPLE INC
COM
037833100
823
5339
SH
OTR
4664
265
410
APPLIED MATLS INC
COM
038222105
2151
41300
SH
SOLE
41210
0
90
APPLIED MATLS INC
COM
038222105
283
5442
SH
OTR
5042
100
300
BB&T CORP
COM
054937107
1536
32719
SH
SOLE
32719
0
0
BB&T CORP
COM
054937107
963
20515
SH
OTR
20200
315
0
BANK AMER CORP
COM
060505104
1451
57275
SH
SOLE
57275
0
0
BANK AMER CORP
COM
060505104
545
21493
SH
OTR
16790
2963
1740
BANK OF THE OZARKS
COM
063904106
86576
1801783
SH
SOLE
1180415
147688
473680
BANK OF THE OZARKS
COM
063904106
6031
125519
SH
OTR
29726
95793
0
BAXTER INTL INC
COM
071813109
119
1900
SH
SOLE
1900
0
0
BAXTER INTL INC
COM
071813109
102
1620
SH
OTR
1620
0
0
BECTON DICKINSON & CO
COM
075887109
195
997
SH
SOLE
997
0
0
BECTON DICKINSON & CO
COM
075887109
33
170
SH
OTR
170
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
147
800
SH
SOLE
635
0
165
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
81
440
SH
OTR
440
0
0
BLACKROCK MUNIASSETS FD INC
COM
09254J102
237
15700
SH
SOLE
15700
0
0
BOEING CO
COM
097023105
1103
4340
SH
SOLE
4340
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
3220
50519
SH
SOLE
50504
0
15
BRISTOL MYERS SQUIBB CO
COM
110122108
725
11380
SH
OTR
9715
590
1075
CSX CORP
COM
126408103
212
3908
SH
SOLE
3908
0
0
CVS HEALTH CORP
COM
126650100
1337
16444
SH
SOLE
16424
0
20
CVS HEALTH CORP
COM
126650100
171
2105
SH
OTR
2040
65
0
CAPITAL ONE FINL CORP
COM
14040H105
772
9116
SH
SOLE
9101
0
15
CAPITAL ONE FINL CORP
COM
14040H105
49
575
SH
OTR
415
160
0
CHEVRON CORP NEW
COM
166764100
3086
26262
SH
SOLE
26232
0
30
CHEVRON CORP NEW
COM
166764100
393
3344
SH
OTR
3154
190
0
CISCO SYS INC
COM
17275R102
2497
74240
SH
SOLE
72645
0
1595
CISCO SYS INC
COM
17275R102
539
16035
SH
OTR
14080
415
1540
CLAYMORE EXCHANGE TRD FD TR
GUGG CHN TECH
18383Q135
339
5935
SH
SOLE
0
0
5935
COCA COLA CO
COM
191216100
1141
25342
SH
SOLE
25322
0
20
COCA COLA CO
COM
191216100
117
2608
SH
OTR
1900
708
0
COLGATE PALMOLIVE CO
COM
194162103
912
12523
SH
SOLE
12508
0
15
COLGATE PALMOLIVE CO
COM
194162103
86
1175
SH
OTR
630
545
0
COMCAST CORP NEW
CL A
20030N101
1345
34946
SH
SOLE
34906
0
40
COMCAST CORP NEW
CL A
20030N101
102
2645
SH
OTR
2410
235
0
COMMERCE BANCSHARES INC
COM
200525103
1157
20027
SH
SOLE
20027
0
0
CONOCOPHILLIPS
COM
20825C104
845
16888
SH
SOLE
16888
0
0
CONOCOPHILLIPS
COM
20825C104
70
1400
SH
OTR
1225
175
0
CONSOLIDATED EDISON INC
COM
209115104
242
3000
SH
SOLE
3000
0
0
CURTISS WRIGHT CORP
COM
231561101
209
2000
SH
SOLE
2000
0
0
DFA INVT DIMENSIONS GROUP IN
TWO YR GLOBAL
233203645
206
20675
SH
SOLE
20675
0
0
DFA INVT DIMENSIONS GROUP IN
GLOBAL FIX INCM
233203884
197
17888
SH
SOLE
17888
0
0
DANAHER CORP DEL
COM
235851102
533
6212
SH
SOLE
6212
0
0
DANAHER CORP DEL
COM
235851102
33
380
SH
OTR
360
20
0
DARDEN RESTAURANTS INC
COM
237194105
274
3476
SH
SOLE
3476
0
0
DISNEY WALT CO
COM DISNEY
254687106
722
7328
SH
SOLE
7328
0
0
DISNEY WALT CO
COM DISNEY
254687106
336
3410
SH
OTR
3085
0
325
DOWDUPONT INC
COM
26078J100
1172
16923
SH
SOLE
16923
0
0
DOWDUPONT INC
COM
26078J100
107
1539
SH
OTR
1114
425
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1531
18246
SH
SOLE
18221
0
25
DUKE ENERGY CORP NEW
COM NEW
26441C204
200
2382
SH
OTR
1942
440
0
EMERSON ELEC CO
COM
291011104
194
3080
SH
SOLE
3080
0
0
EMERSON ELEC CO
COM
291011104
19
300
SH
OTR
300
0
0
ENTERGY CORP NEW
COM
29364G103
305
3993
SH
SOLE
3993
0
0
EXXON MOBIL CORP
COM
30231G102
4180
50984
SH
SOLE
50949
0
35
EXXON MOBIL CORP
COM
30231G102
871
10625
SH
OTR
9555
575
495
FEDEX CORP
COM
31428X106
1426
6322
SH
SOLE
6315
0
7
FEDEX CORP
COM
31428X106
467
2070
SH
OTR
2045
25
0
FIFTH THIRD BANCORP
COM
316773100
783
27976
SH
SOLE
27976
0
0
FORTINET INC
COM
34959E109
949
26490
SH
SOLE
26490
0
0
FORTINET INC
COM
34959E109
62
1730
SH
OTR
1685
45
0
GENERAL ELECTRIC CO
COM
369604103
1876
77598
SH
SOLE
77518
0
80
GENERAL ELECTRIC CO
COM
369604103
362
14962
SH
OTR
13622
1340
0
GOLDMAN SACHS GROUP INC
COM
38141G104
811
3418
SH
SOLE
3408
0
10
GOLDMAN SACHS GROUP INC
COM
38141G104
90
380
SH
OTR
365
15
0
GOLUB CAP BDC INC
COM
38173M102
452
24005
SH
SOLE
0
0
24005
HOME DEPOT INC
COM
437076102
1144
6995
SH
SOLE
6985
0
10
HOME DEPOT INC
COM
437076102
45
275
SH
OTR
235
40
0
HONEYWELL INTL INC
COM
438516106
1268
8945
SH
SOLE
8935
0
10
HONEYWELL INTL INC
COM
438516106
215
1515
SH
OTR
1415
100
0
HUNT J B TRANS SVCS INC
COM
445658107
250
2250
SH
SOLE
2250
0
0
HUNT J B TRANS SVCS INC
COM
445658107
158
1420
SH
OTR
1420
0
0
INTEL CORP
COM
458140100
2202
57817
SH
SOLE
57764
0
53
INTEL CORP
COM
458140100
332
8710
SH
OTR
8145
565
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
707
4873
SH
SOLE
4873
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
86
590
SH
OTR
590
0
0
INVENTRUST PPTYS CORP
COM
46124J102
51
15597
SH
SOLE
15597
0
0
INVESCO MUNI INCOME OPP TRST
COM
46132X101
419
53122
SH
SOLE
53122
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
192
15000
SH
SOLE
15000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
157
10000
SH
SOLE
10000
0
0
ISHARES GOLD TRUST
ISHARES
464285105
290
23529
SH
SOLE
3724
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19805
ISHARES TR
CORE S&P500 ETF
464287200
730
2888
SH
SOLE
2888
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0
ISHARES TR
CORE S&P500 ETF
464287200
15
60
SH
OTR
60
0
0
ISHARES TR
CORE US AGGBD E
464287226
204
1857
SH
SOLE
1857
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
222
1832
SH
SOLE
1832
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1251
18273
SH
SOLE
18273
0
0
ISHARES TR
MSCI EAFE ETF
464287465
120
1750
SH
OTR
1750
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
367
4320
SH
SOLE
760
0
3560
ISHARES TR
RUS 1000 VAL ETF
464287598
233
1965
SH
SOLE
0
0
1965
ISHARES TR
RUS 1000 GRW ETF
464287614
269
2150
SH
SOLE
0
0
2150
ISHARES TR
RUS 2000 GRW ETF
464287648
368
2058
SH
SOLE
1518
0
540
ISHARES TR
CORE S&P SCP ETF
464287804
1028
13852
SH
SOLE
11502
0
2350
ISHARES TR
CORE S&P SCP ETF
464287804
124
1665
SH
OTR
1315
350
0
JPMORGAN CHASE & CO
COM
46625H100
938
9818
SH
SOLE
9818
0
0
JPMORGAN CHASE & CO
COM
46625H100
70
738
SH
OTR
738
0
0
JOHNSON & JOHNSON
COM
478160104
2256
17351
SH
SOLE
17351
0
0
JOHNSON & JOHNSON
COM
478160104
380
2925
SH
OTR
2360
565
0
KIMBERLY CLARK CORP
COM
494368103
498
4230
SH
SOLE
4230
0
0
KIMBERLY CLARK CORP
COM
494368103
41
350
SH
OTR
350
0
0
KRAFT HEINZ CO
COM
500754106
377
4856
SH
SOLE
4856
0
0
KRAFT HEINZ CO
COM
500754106
11
145
SH
OTR
145
0
0
LILLY ELI & CO
COM
532457108
839
9813
SH
SOLE
9813
0
0
LILLY ELI & CO
COM
532457108
22
255
SH
OTR
255
0
0
LINCOLN NATL CORP IND
COM
534187109
2090
28449
SH
SOLE
28449
0
0
LOCKHEED MARTIN CORP
COM
539830109
673
2170
SH
SOLE
2170
0
0
LOCKHEED MARTIN CORP
COM
539830109
74
240
SH
OTR
240
0
0
LOWES COS INC
COM
548661107
755
9441
SH
SOLE
9441
0
0
LOWES COS INC
COM
548661107
203
2545
SH
OTR
2545
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
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11838
SH
SOLE
11818
0
20
MASTERCARD INCORPORATED
CL A
57636Q104
119
845
SH
OTR
795
50
0
MCDONALDS CORP
COM
580135101
760
4848
SH
SOLE
4848
0
0
MCDONALDS CORP
COM
580135101
89
565
SH
OTR
375
190
0
MCKESSON CORP
COM
58155Q103
582
3787
SH
SOLE
3787
0
0
MCKESSON CORP
COM
58155Q103
77
500
SH
OTR
500
0
0
MERCK & CO INC
COM
58933Y105
3190
49825
SH
SOLE
49805
0
20
MERCK & CO INC
COM
58933Y105
738
11532
SH
OTR
9782
985
765
METLIFE INC
COM
59156R108
782
15048
SH
SOLE
15008
0
40
METLIFE INC
COM
59156R108
251
4825
SH
OTR
4185
95
545
MICROSOFT CORP
COM
594918104
2638
35417
SH
SOLE
34102
0
1315
MICROSOFT CORP
COM
594918104
510
6845
SH
OTR
6125
720
0
MICROCHIP TECHNOLOGY INC
COM
595017104
353
3935
SH
SOLE
3935
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
32
360
SH
OTR
360
0
0
MONSANTO CO NEW
COM
61166W101
920
7675
SH
SOLE
7665
0
10
MONSANTO CO NEW
COM
61166W101
17
145
SH
OTR
135
10
0
NEXTERA ENERGY INC
COM
65339F101
225
1535
SH
SOLE
1535
0
0
NEXTERA ENERGY INC
COM
65339F101
4
30
SH
OTR
30
0
0
NIKE INC
CL B
654106103
390
7530
SH
SOLE
7530
0
0
NIKE INC
CL B
654106103
371
7158
SH
OTR
6278
0
880
NUCOR CORP
COM
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SH
SOLE
19759
0
0
NUCOR CORP
COM
670346105
191
3410
SH
OTR
3410
0
0
ORACLE CORP
COM
68389X105
1386
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SH
SOLE
27229
0
1434
ORACLE CORP
COM
68389X105
627
12975
SH
OTR
11515
190
1270
PPG INDS INC
COM
693506107
239
2195
SH
SOLE
2195
0
0
PPG INDS INC
COM
693506107
39
355
SH
OTR
325
30
0
PPL CORP
COM
69351T106
266
7010
SH
SOLE
7010
0
0
PPL CORP
COM
69351T106
18
465
SH
OTR
465
0
0
PAYCHEX INC
COM
704326107
472
7870
SH
SOLE
7845
0
25
PAYCHEX INC
COM
704326107
10
165
SH
OTR
115
50
0
PEPSICO INC
COM
713448108
2026
18185
SH
SOLE
18175
0
10
PEPSICO INC
COM
713448108
390
3504
SH
OTR
3054
450
0
PFIZER INC
COM
717081103
1733
48536
SH
SOLE
48506
0
30
PFIZER INC
COM
717081103
263
7360
SH
OTR
6005
1355
0
PHILIP MORRIS INTL INC
COM
718172109
221
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SH
SOLE
1987
0
0
PHILLIPS 66
COM
718546104
461
5028
SH
SOLE
5018
0
10
PHILLIPS 66
COM
718546104
323
3525
SH
OTR
3020
10
495
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
221
1516
SH
SOLE
1516
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
727
5000
SH
OTR
5000
0
0
PRICELINE GRP INC
COM NEW
741503403
709
387
SH
SOLE
385
0
2
PRICELINE GRP INC
COM NEW
741503403
70
38
SH
OTR
35
3
0
PROCTER AND GAMBLE CO
COM
742718109
824
9053
SH
SOLE
9053
0
0
PROCTER AND GAMBLE CO
COM
742718109
445
4887
SH
OTR
4632
255
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
832
10757
SH
SOLE
10757
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
222
2325
SH
SOLE
2325
0
0
SALESFORCE COM INC
COM
79466L302
968
10365
SH
SOLE
10365
0
0
SALESFORCE COM INC
COM
79466L302
128
1365
SH
OTR
1240
50
75
SCHLUMBERGER LTD
COM
806857108
443
6349
SH
SOLE
6349
0
0
SCHLUMBERGER LTD
COM
806857108
45
640
SH
OTR
640
0
0
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
428
7400
SH
SOLE
7400
0
0
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
87
1500
SH
OTR
1500
0
0
SOUTHERN CO
COM
842587107
429
8735
SH
SOLE
8720
0
15
SOUTHERN CO
COM
842587107
75
1526
SH
OTR
762
764
0
STARBUCKS CORP
COM
855244109
1222
22757
SH
SOLE
22722
0
35
STARBUCKS CORP
COM
855244109
290
5400
SH
OTR
4685
110
605
TJX COS INC NEW
COM
872540109
1459
19794
SH
SOLE
19769
0
25
TJX COS INC NEW
COM
872540109
267
3625
SH
OTR
3015
275
335
TARGET CORP
COM
87612EAP1
339
5748
SH
SOLE
5748
0
0
TARGET CORP
COM
87612EAP1
212
3590
SH
OTR
3280
0
310
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
131
7463
SH
SOLE
7463
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
90
5135
SH
OTR
4380
0
755
THERMO FISHER SCIENTIFIC INC
COM
883556102
1353
7151
SH
SOLE
7141
0
10
THERMO FISHER SCIENTIFIC INC
COM
883556102
33
175
SH
OTR
140
35
0
3M CO
COM
88579Y101
527
2512
SH
SOLE
2512
0
0
3M CO
COM
88579Y101
99
470
SH
OTR
470
0
0
TRAVELERS COMPANIES INC
COM
89417E109
332
2712
SH
SOLE
2712
0
0
TRAVELERS COMPANIES INC
COM
89417E109
37
300
SH
OTR
0
300
0
US BANCORP DEL
COM NEW
902973304
4225
78841
SH
SOLE
78806
0
35
US BANCORP DEL
COM NEW
902973304
179
3340
SH
OTR
2535
655
150
UNION PAC CORP
COM
907818108
915
7889
SH
SOLE
7877
0
12
UNION PAC CORP
COM
907818108
161
1390
SH
OTR
1345
45
0
UNITED PARCEL SERVICE INC
CL B
911312106
561
4673
SH
SOLE
4673
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
56
470
SH
OTR
470
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
796
6861
SH
SOLE
6861
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
127
1090
SH
OTR
1070
20
0
UNITEDHEALTH GROUP INC
COM
91324P102
409
2090
SH
SOLE
2090
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
250
1277
SH
OTR
1277
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
243
3000
SH
SOLE
0
0
3000
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
242
2100
SH
SOLE
0
0
2100
VERIZON COMMUNICATIONS INC
COM
92343V104
2899
58569
SH
SOLE
58569
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
740
14945
SH
OTR
12890
655
1400
WAL-MART STORES INC
COM
931142103
1801
23049
SH
SOLE
23049
0
0
WAL-MART STORES INC
COM
931142103
78
1002
SH
OTR
1002
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
699
9056
SH
SOLE
9056
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
25
325
SH
OTR
325
0
0
WASTE MGMT INC DEL
COM
94106L109
532
6800
SH
SOLE
6800
0
0
WASTE MGMT INC DEL
COM
94106L109
44
565
SH
OTR
565
0
0
WELLS FARGO CO NEW
COM
949746101
1097
19888
SH
SOLE
19863
0
25
WELLS FARGO CO NEW
COM
949746101
154
2785
SH
OTR
2730
55
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
226
4600
SH
SOLE
0
0
4600