Risk Manager

0001569638-19-000004.txt : 20190816 0001569638-19-000004.hdr.sgml : 20190816 20190815193057 ACCESSION NUMBER: 0001569638-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190816 DATE AS OF CHANGE: 20190815 EFFECTIVENESS DATE: 20190816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M Holdings Securities, Inc. CENTRAL INDEX KEY: 0001569638 IRS NUMBER: 911802259 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15330 FILM NUMBER: 191031337 BUSINESS ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5034147264 MAIL ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569638 XXXXXXXX 06-30-2019 06-30-2019 M Holdings Securities, Inc.

1125 NW COUCH STREET PORTLAND OR 97209

13F COMBINATION REPORT 028-15330 0001730083 028-18427 M Financial Asset Management, Inc. N Melissa Moss Risk Manager 5034147543 Melissa Moss Monona WI 08-15-2019 1 157 295591 false 1 0001730083 028-18427 M Financial Asset Management, Inc. INFORMATION TABLE 2 Q2201913FData.xml ALPS ETF TR SECTR DIV DOGS 00162Q858 664 15273 SH SOLE 0 0 15273 AT&T INC COM 00206R102 2247 67058 SH SOLE 0 0 67058 ABBVIE INC COM 00287Y109 1138 15647 SH SOLE 0 0 15647 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1711 10095 SH SOLE 0 0 10095 ALTRIA GROUP INC COM 02209S103 753 15904 SH SOLE 0 0 15904 BEIGENE LTD SPONSORED ADR 07725L102 1288 10390 SH SOLE 0 0 10390 BNY MELLON STRATEGIC MUN BD COM 09662E109 219 27670 SH SOLE 0 0 27670 BRISTOL MYERS SQUIBB CO COM 110122108 855 18851 SH SOLE 0 0 18851 CVS HEALTH CORP COM 126650100 2030 37247 SH SOLE 0 0 37247 CANOPY GROWTH CORP COM 138035100 1015 25075 SH SOLE 0 0 25075 CARNIVAL CORP UNIT 99/99/9999 143658300 722 15517 SH SOLE 0 0 15517 CHEMOURS CO COM 163851108 338 14069 SH SOLE 0 0 14069 CHEVRON CORP NEW COM 166764100 2922 23479 SH SOLE 0 0 23479 CISCO SYS INC COM 17275R102 4597 83999 SH SOLE 0 0 83999 CITIGROUP INC COM NEW 172967424 1688 24109 SH SOLE 0 0 24109 COCA COLA CO COM 191216100 2504 49173 SH SOLE 0 0 49173 COMCAST CORP NEW CL A 20030N101 756 17869 SH SOLE 0 0 17869 CORNING INC COM 219350105 1012 30469 SH SOLE 0 0 30469 DBX ETF TR XTRACK MSCI EAFE 233051200 6544 207023 SH SOLE 0 0 207023 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 290 12447 SH SOLE 0 0 12447 DEVON ENERGY CORP NEW COM 25179M103 293 10262 SH SOLE 0 0 10262 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 3414 66490 SH SOLE 0 0 66490 DISNEY WALT CO COM DISNEY 254687106 1791 12823 SH SOLE 0 0 12823 ETF SER SOLUTIONS BRAND VALUE 26922A693 1253 76273 SH SOLE 0 0 76273 ENBRIDGE INC COM 29250N105 500 13858 SH SOLE 0 0 13858 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 327 23247 SH SOLE 0 0 23247 ENVESTNET INC COM 29404K106 707 10344 SH SOLE 0 0 10344 EXXON MOBIL CORP COM 30231G102 4368 57001 SH SOLE 0 0 57001 FACEBOOK INC CL A 30303M102 3403 17634 SH SOLE 0 0 17634 FIFTH THIRD BANCORP COM 316773100 324 11596 SH SOLE 0 0 11596 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 1057 18715 SH SOLE 0 0 18715 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1052 31180 SH SOLE 0 0 31180 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 593 11376 SH SOLE 0 0 11376 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 931 13232 SH SOLE 0 0 13232 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 282 15251 SH SOLE 0 0 15251 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 672 34670 SH SOLE 0 0 34670 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1248 24141 SH SOLE 0 0 24141 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 3289 54764 SH SOLE 0 0 54764 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 747 29006 SH SOLE 0 0 29006 GABELLI MULTIMEDIA TR INC COM 36239Q109 325 40362 SH SOLE 0 0 40362 GENERAL ELECTRIC CO COM 369604103 481 45829 SH SOLE 0 0 45829 GLOBAL NET LEASE INC COM NEW 379378201 717 36559 SH SOLE 0 0 36559 GLOBAL X FDS GLBL X MLP ETF 37950E473 537 60933 SH SOLE 0 0 60933 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 267 12866 SH SOLE 0 0 12866 GOLUB CAP BDC INC COM 38173M102 267 15012 SH SOLE 0 0 15012 HONEYWELL INTL INC COM 438516106 3238 18545 SH SOLE 0 0 18545 INTEL CORP COM 458140100 1325 27684 SH SOLE 0 0 27684 INTL PAPER CO COM 460146103 895 20670 SH SOLE 0 0 20670 INVESCO QQQ TR UNIT SER 1 46090E103 7365 39440 SH SOLE 0 0 39440 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 716 11430 SH SOLE 0 0 11430 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1384 10836 SH SOLE 0 0 10836 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1989 17049 SH SOLE 0 0 17049 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 554 10075 SH SOLE 0 0 10075 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 630 14972 SH SOLE 0 0 14972 INVESCO EXCHNG TRADED FD TR MSCI GBL TIMBR 46138E545 558 20682 SH SOLE 0 0 20682 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 482 22319 SH SOLE 0 0 22319 INVESCO EXCHNG TRADED FD TR FTSE RAFI SML 46138E735 340 11405 SH SOLE 0 0 11405 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 733 18037 SH SOLE 0 0 18037 ISHARES GOLD TRUST ISHARES 464285105 843 62465 SH SOLE 0 0 62465 ISHARES TR MSCI EMG MKT ETF 464287234 735 17123 SH SOLE 0 0 17123 ISHARES TR S&P 500 GRWT ETF 464287309 3078 17173 SH SOLE 0 0 17173 ISHARES TR NORTH AMERN NAT 464287374 2019 65762 SH OTR 1 0 0 65762 ISHARES TR S&P 500 VAL ETF 464287408 2700 23162 SH SOLE 0 0 23162 ISHARES TR MSCI EAFE ETF 464287465 1724 26229 SH SOLE 0 0 26229 ISHARES TR RUS MID CAP ETF 464287499 893 15984 SH SOLE 0 0 15984 ISHARES TR CORE S&P MCP ETF 464287507 2309 11884 SH SOLE 0 0 11884 ISHARES TR RUS 1000 ETF 464287622 4865 29887 SH SOLE 0 0 29887 ISHARES TR RUSSELL 2000 ETF 464287655 3272 21042 SH SOLE 0 0 21042 ISHARES TR CORE S&P SCP ETF 464287804 795 10156 SH SOLE 0 0 10156 ISHARES TR GL TIMB FORE ETF 464288174 1689 28168 SH OTR 1 0 0 28168 ISHARES TR SH TR CRPORT ETF 464288646 2359 44143 SH SOLE 0 0 44143 ISHARES TR GRWT ALLOCAT ETF 464289867 548 11907 SH SOLE 0 0 11907 ISHARES TR MODERT ALLOC ETF 464289875 1316 33726 SH SOLE 0 0 33726 ISHARES TR CONSER ALLOC ETF 464289883 2106 59515 SH SOLE 0 0 59515 ISHARES TR MIN VOL USA ETF 46429B697 795 12873 SH SOLE 0 0 12873 ISHARES INC CORE MSCI EMKT 46434G103 1137 22095 SH SOLE 0 0 22095 ISHARES TR MSCI UK ETF NEW 46435G334 594 18380 SH SOLE 0 0 18380 JPMORGAN CHASE & CO COM 46625H100 3674 32866 SH SOLE 0 0 32866 JEFFERIES FINL GROUP INC COM 47233W109 520 27040 SH SOLE 0 0 27040 JOHNSON & JOHNSON COM 478160104 3819 27421 SH SOLE 0 0 27421 KEYCORP NEW COM 493267108 868 48909 SH SOLE 0 0 48909 KRAFT HEINZ CO COM 500754106 727 23423 SH SOLE 0 0 23423 MARATHON PETE CORP COM 56585A102 863 15448 SH SOLE 0 0 15448 MERCK & CO INC COM 58933Y105 1929 23007 SH SOLE 0 0 23007 MICROSOFT CORP COM 594918104 6217 46406 SH SOLE 0 0 46406 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 284 471800 SH SOLE 0 0 471800 NORTHERN LTS FD TR IV INSPIRE CORP 66538H633 1317 51382 SH SOLE 0 0 51382 NORTHERN LTS FD TR IV INSPIRE SMAL ETF 66538H641 480 17962 SH SOLE 0 0 17962 NORTHERN LTS FD TR IV INSPIRE GBL HOPE 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SHS FDS PORTFOLIO EMG MK 78463X509 665 18579 SH SOLE 0 0 18579 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 667 13357 SH SOLE 0 0 13357 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 714 11774 SH SOLE 0 0 11774 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 572 14763 SH SOLE 0 0 14763 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1925 19079 SH SOLE 0 0 19079 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 3207 104367 SH SOLE 0 0 104367 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 816 29981 SH SOLE 0 0 29981 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 1194 10959 SH SOLE 0 0 10959 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 934 10200 SH SOLE 0 0 10200 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 203 23688 SH SOLE 0 0 23688 SELECT SECTOR SPDR TR ENERGY 81369Y506 993 15590 SH SOLE 0 0 15590 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 679 24617 SH SOLE 0 0 24617 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1294 16587 SH SOLE 0 0 16587 SELECT BANCORP INC NEW COM 81617L108 257 22425 SH SOLE 0 0 22425 SHOPIFY INC CL A 82509L107 3022 10068 SH SOLE 0 0 10068 SOLAREDGE TECHNOLOGIES INC COM 83417M104 767 12287 SH SOLE 0 0 12287 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 294 22201 SH SOLE 0 0 22201 STARBUCKS CORP COM 855244109 1234 14715 SH SOLE 0 0 14715 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 472 35000 SH SOLE 0 0 35000 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 367 23287 SH SOLE 0 0 23287 UNITED TECHNOLOGIES CORP COM 913017109 6721 51624 SH SOLE 0 0 51624 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 350 13692 SH SOLE 0 0 13692 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 1754 26256 SH OTR 1 0 0 26256 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 832 13038 SH SOLE 0 0 13038 VANGUARD GROUP DIV APP ETF 921908844 1978 17177 SH SOLE 0 0 17177 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1851 22285 SH SOLE 0 0 22285 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 719 17238 SH SOLE 0 0 17238 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 891 10201 SH SOLE 0 0 10201 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 7464 146386 SH OTR 1 0 0 146386 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2233 52506 SH SOLE 0 0 52506 VANGUARD WORLD FDS ENERGY ETF 92204A306 1703 20028 SH OTR 1 0 0 20028 VANGUARD WORLD FDS MATERIALS ETF 92204A801 4696 36628 SH OTR 1 0 0 36628 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1296 14427 SH SOLE 0 0 14427 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3710 42448 SH SOLE 0 0 42448 VANGUARD INDEX FDS GROWTH ETF 922908736 2130 13037 SH SOLE 0 0 13037 VANGUARD INDEX FDS VALUE ETF 922908744 1876 16916 SH SOLE 0 0 16916 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6009 40035 SH SOLE 0 0 40035 VERIZON COMMUNICATIONS INC COM 92343V104 1809 31664 SH SOLE 0 0 31664 VIRTU FINL INC CL A 928254101 2178 100000 SH SOLE 0 0 100000 VISA INC COM CL A 92826C839 3989 22987 SH SOLE 0 0 22987 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 287 17564 SH SOLE 0 0 17564 WALMART INC COM 931142103 2837 25681 SH SOLE 0 0 25681 WASHINGTON FED INC COM 938824109 467 13364 SH SOLE 0 0 13364 WISDOMTREE TR US LARGECAP DIVD 97717W307 4620 47679 SH SOLE 0 0 47679 WISDOMTREE TR US MIDCAP DIVID 97717W505 403 11125 SH SOLE 0 0 11125 WISDOMTREE TR US TOTAL MRKT FD 97717W596 1196 35850 SH SOLE 0 0 35850 WISDOMTREE TR INTL EQUITY FD 97717W703 891 17465 SH SOLE 0 0 17465 WISDOMTREE TR INTL SMCAP DIV 97717W760 805 12381 SH SOLE 0 0 12381 XILINX INC COM 983919101 1795 15225 SH SOLE 0 0 15225 EURONAV NV ANTWERPEN SHS B38564108 708 75000 SH SOLE 0 0 75000 ASSURED GUARANTY LTD COM G0585R106 9468 225002 SH SOLE 0 0 225002 INVESCO LTD SHS G491BT108 212 10380 SH SOLE 0 0 10380 DHT HOLDINGS INC SHS NEW Y2065G121 594 100592 SH SOLE 0 0 100592