0001569638-19-000003.txt : 20190517 0001569638-19-000003.hdr.sgml : 20190517 20190517121908 ACCESSION NUMBER: 0001569638-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 EFFECTIVENESS DATE: 20190517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M Holdings Securities, Inc. CENTRAL INDEX KEY: 0001569638 IRS NUMBER: 911802259 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15330 FILM NUMBER: 19834839 BUSINESS ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5034147264 MAIL ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569638 XXXXXXXX 03-31-2019 03-31-2019 M Holdings Securities, Inc.

1125 NW COUCH STREET PORTLAND OR 97209

13F COMBINATION REPORT 028-15330 0001730083 028-18427 M Financial Asset Management, Inc. N Melissa Moss 503-414-7543 Melissa Moss Portland OR 05-17-2019 1 361 432235 false 1 0001730083 028-18427 M Financial Asset Management, Inc. INFORMATION TABLE 2 MHSFinalSubmissionQ12019v2.xml AFLAC INC COM 001055102 260 5195 SH SOLE 0 0 5195 ALPS ETF TR SECTR DIV DOGS 00162Q858 633 14766 SH SOLE 0 0 14766 AT&T INC COM 00206R102 4168 132923 SH SOLE 0 0 132923 ABBOTT LABS COM 002824100 2338 29249 SH SOLE 0 0 29249 ABBVIE INC COM 00287Y109 3387 42031 SH SOLE 0 0 42031 ADOBE INC COM 00724F101 531 1994 SH SOLE 0 0 1994 AIR PRODS & CHEMS INC COM 009158106 547 2865 SH SOLE 0 0 2865 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1604 8790 SH SOLE 0 0 8790 ALIGN TECHNOLOGY INC COM 016255101 245 862 SH SOLE 0 0 862 ALPHABET INC CAP STK CL C 02079K107 1918 1635 SH SOLE 0 0 1635 ALPHABET INC CAP STK CL A 02079K305 2662 2262 SH SOLE 0 0 2262 ALTRIA GROUP INC COM 02209S103 828 14412 SH SOLE 0 0 14412 AMAZON COM INC COM 023135106 11828 6642 SH SOLE 0 0 6642 AMERICAN ELEC PWR CO INC COM 025537101 1016 12134 SH SOLE 0 0 12134 AMERICAN EXPRESS CO COM 025816109 522 4779 SH SOLE 0 0 4779 AMERICAN FIN TR INC COM CLASS A 02607T109 137 12716 SH SOLE 0 0 12716 AMERICAN INTL GROUP INC COM NEW 026874784 261 6071 SH SOLE 0 0 6071 AMERICAN TOWER CORP NEW COM 03027X100 225 1142 SH SOLE 0 0 1142 AMGEN INC COM 031162100 509 2678 SH SOLE 0 0 2678 AMPLIFY ETF TR ONLIN RETL ETF 032108102 449 9165 SH SOLE 0 0 9165 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 276 3282 SH SOLE 0 0 3282 APPLE INC COM 037833100 12645 66570 SH SOLE 0 0 66570 AUTOMATIC DATA PROCESSING IN COM 053015103 578 3620 SH SOLE 0 0 3620 BCE INC COM NEW 05534B760 234 5274 SH SOLE 0 0 5274 BP PLC SPONSORED ADR 055622104 620 14170 SH SOLE 0 0 14170 BAIDU INC SPON ADR REP A 056752108 359 2176 SH SOLE 0 0 2176 BANCO SANTANDER SA ADR 05964H105 62 13353 SH SOLE 0 0 13353 BANDWIDTH INC COM CL A 05988J103 360 5383 SH SOLE 0 0 5383 BANK AMER CORP COM 060505104 3144 113968 SH SOLE 0 0 113968 BARCLAYS BK PLC ENHANCED GLBL B 06746Q249 255 2500 SH SOLE 0 0 2500 BARNES GROUP INC COM 067806109 1051 20434 SH SOLE 0 0 20434 BEIGENE LTD SPONSORED ADR 07725L102 1371 10390 SH SOLE 0 0 10390 BERKSHIRE HATHAWAY INC DEL CL A 084670108 602 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2754 13710 SH SOLE 0 0 13710 BLACKROCK INC COM 09247X101 398 931 SH SOLE 0 0 931 BOEING CO COM 097023105 2400 6293 SH SOLE 0 0 6293 BOULDER GROWTH & INCOME FD I COM 101507101 155 14344 SH SOLE 0 0 14344 BRISTOL MYERS SQUIBB CO COM 110122108 1521 31881 SH SOLE 0 0 31881 BROADCOM INC COM 11135F101 249 829 SH SOLE 0 0 829 CIGNA CORP NEW COM 125523100 575 3576 SH SOLE 0 0 3576 CSX CORP COM 126408103 443 5922 SH SOLE 0 0 5922 CVS HEALTH CORP COM 126650100 1721 31916 SH SOLE 0 0 31916 CANOPY GROWTH CORP COM 138035100 988 22825 SH SOLE 0 0 22825 CARNIVAL CORP UNIT 99/99/9999 143658300 826 16290 SH SOLE 0 0 16290 CATERPILLAR INC DEL COM 149123101 457 3374 SH SOLE 0 0 3374 CHEMOURS CO COM 163851108 530 14269 SH SOLE 0 0 14269 CHEVRON CORP NEW COM 166764100 3330 27037 SH SOLE 0 0 27037 CINCINNATI FINL CORP COM 172062101 504 5867 SH SOLE 0 0 5867 CISCO SYS INC COM 17275R102 3620 67044 SH SOLE 0 0 67044 CINTAS CORP COM 172908105 251 1240 SH SOLE 0 0 1240 CITIGROUP INC COM NEW 172967424 1722 27675 SH SOLE 0 0 27675 COCA COLA CO COM 191216100 2321 49522 SH SOLE 0 0 49522 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 499 6894 SH SOLE 0 0 6894 COLGATE PALMOLIVE CO COM 194162103 4385 63979 SH SOLE 0 0 63979 COMCAST CORP NEW CL A 20030N101 670 16749 SH SOLE 0 0 16749 CONAGRA BRANDS INC COM 205887102 721 25977 SH SOLE 0 0 25977 CONOCOPHILLIPS COM 20825C104 745 11155 SH SOLE 0 0 11155 CONSOLIDATED EDISON INC COM 209115104 1611 18994 SH SOLE 0 0 18994 COPART INC COM 217204106 293 4831 SH SOLE 0 0 4831 CREDIT SUISSE NASSAU BRH LG CP GRTH ENH 22542D423 453 1800 SH SOLE 0 0 1800 CROWN CASTLE INTL CORP NEW COM 22822V101 249 1944 SH SOLE 0 0 1944 DBX ETF TR XTRACK MSCI EAFE 233051200 5971 191246 SH SOLE 0 0 191246 DANAHER CORPORATION COM 235851102 977 7398 SH SOLE 0 0 7398 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 239 10848 SH SOLE 0 0 10848 DELTA AIR LINES INC DEL COM NEW 247361702 208 4035 SH SOLE 0 0 4035 DENBURY RES INC COM NEW 247916208 31 15046 SH SOLE 0 0 15046 DEVON ENERGY CORP NEW COM 25179M103 329 10437 SH SOLE 0 0 10437 DIAGEO P L C SPON ADR NEW 25243Q205 537 3281 SH SOLE 0 0 3281 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 982 21000 SH SOLE 0 0 21000 DISNEY WALT CO COM DISNEY 254687106 1248 11244 SH SOLE 0 0 11244 DISCOVER FINL SVCS COM 254709108 223 3136 SH SOLE 0 0 3136 DOMINION ENERGY INC COM 25746U109 1861 24277 SH SOLE 0 0 24277 DOMINOS PIZZA INC COM 25754A201 499 1932 SH SOLE 0 0 1932 DOWDUPONT INC COM 26078J100 395 7401 SH SOLE 0 0 7401 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 36 11868 SH SOLE 0 0 11868 DREYFUS STRATEGIC MUN BD FD COM 26202F107 209 27071 SH SOLE 0 0 27071 DUKE ENERGY CORP NEW COM NEW 26441C204 1230 13664 SH SOLE 0 0 13664 ETF SER SOLUTIONS BRAND VALUE 26922A693 1208 76891 SH SOLE 0 0 76891 EBAY INC COM 278642103 333 8961 SH SOLE 0 0 8961 ECOLAB INC COM 278865100 1270 7195 SH SOLE 0 0 7195 EDWARDS LIFESCIENCES CORP COM 28176E108 600 3134 SH SOLE 0 0 3134 EMERSON ELEC CO COM 291011104 374 5465 SH SOLE 0 0 5465 ENBRIDGE INC COM 29250N105 474 13067 SH SOLE 0 0 13067 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 362 23533 SH SOLE 0 0 23533 ENVESTNET INC COM 29404K106 663 10144 SH SOLE 0 0 10144 EXXON MOBIL CORP COM 30231G102 4461 55208 SH SOLE 0 0 55208 FS KKR CAPITAL CORP COM 302635107 185 30543 SH SOLE 0 0 30543 FACEBOOK INC CL A 30303M102 2947 17677 SH SOLE 0 0 17677 FEDEX CORP COM 31428X106 312 1718 SH SOLE 0 0 1718 FIDELITY MSCI INFO TECH I 316092808 405 6825 SH SOLE 0 0 6825 FIFTH THIRD BANCORP COM 316773100 292 11587 SH SOLE 0 0 11587 FIRST AMERN FINL CORP COM 31847R102 615 11939 SH SOLE 0 0 11939 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 258 8554 SH SOLE 0 0 8554 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 294 3921 SH SOLE 0 0 3921 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 834 15442 SH SOLE 0 0 15442 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 876 6305 SH SOLE 0 0 6305 FIRST TR VALUE LINE DIVID IN SHS 33734H106 894 27541 SH SOLE 0 0 27541 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 388 6525 SH SOLE 0 0 6525 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 207 3359 SH SOLE 0 0 3359 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 597 11575 SH SOLE 0 0 11575 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 906 13526 SH SOLE 0 0 13526 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 279 15169 SH SOLE 0 0 15169 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 608 31924 SH SOLE 0 0 31924 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 915 17846 SH SOLE 0 0 17846 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2898 48314 SH SOLE 0 0 48314 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 171 11915 SH SOLE 0 0 11915 FORD MTR CO DEL COM 345370860 153 17405 SH SOLE 0 0 17405 GABELLI MULTIMEDIA TR INC COM 36239Q109 371 44543 SH SOLE 0 0 44543 GENERAL DYNAMICS CORP COM 369550108 290 1713 SH SOLE 0 0 1713 GENERAL ELECTRIC CO COM 369604103 1057 105818 SH SOLE 0 0 105818 GENERAL MLS INC COM 370334104 370 7154 SH SOLE 0 0 7154 GENUINE PARTS CO COM 372460105 227 2030 SH SOLE 0 0 2030 GILEAD SCIENCES INC COM 375558103 268 4120 SH SOLE 0 0 4120 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 399 9557 SH SOLE 0 0 9557 GLOBAL NET LEASE INC COM NEW 379378201 684 36214 SH SOLE 0 0 36214 GLOBAL X FDS GLBL X MLP ETF 37950E473 543 61269 SH SOLE 0 0 61269 GOLDMAN SACHS GROUP INC COM 38141G104 839 4372 SH SOLE 0 0 4372 GOLUB CAP BDC INC COM 38173M102 241 13481 SH SOLE 0 0 13481 HANOVER INS GROUP INC COM 410867105 279 2447 SH SOLE 0 0 2447 HARRIS CORP DEL COM 413875105 426 2668 SH SOLE 0 0 2668 HELMERICH & PAYNE INC COM 423452101 312 5619 SH SOLE 0 0 5619 HERSHEY CO COM 427866108 4110 35792 SH SOLE 0 0 35792 HOME DEPOT INC COM 437076102 1513 7886 SH SOLE 0 0 7886 HONEYWELL INTL INC COM 438516106 3509 22079 SH SOLE 0 0 22079 ILLINOIS TOOL WKS INC COM 452308109 2592 18057 SH SOLE 0 0 18057 ILLUMINA INC COM 452327109 368 1186 SH SOLE 0 0 1186 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 54 14425 SH SOLE 0 0 14425 INTEL CORP COM 458140100 1299 24198 SH SOLE 0 0 24198 INTERNATIONAL BUSINESS MACHS COM 459200101 832 5893 SH SOLE 0 0 5893 INTL PAPER CO COM 460146103 1081 23362 SH SOLE 0 0 23362 INVESCO QQQ TR UNIT SER 1 46090E103 7602 42313 SH SOLE 0 0 42313 INTUITIVE SURGICAL INC COM NEW 46120E602 609 1068 SH SOLE 0 0 1068 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 322 6481 SH SOLE 0 0 6481 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 523 9941 SH SOLE 0 0 9941 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 545 12831 SH SOLE 0 0 12831 INVESCO EXCHNG TRADED FD TR MSCI GBL TIMBR 46138E545 548 19959 SH SOLE 0 0 19959 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 464 21672 SH SOLE 0 0 21672 INVESCO EXCHNG TRADED FD TR FTSE RAFI SML 46138E735 342 11467 SH SOLE 0 0 11467 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 538 13282 SH SOLE 0 0 13282 ISHARES GOLD TRUST ISHARES 464285105 876 70724 SH SOLE 0 0 70724 ISHARES TR MRNGSTR LG-CP GR 464287119 316 1730 SH SOLE 0 0 1730 ISHARES TR CORE S&P TTL STK 464287150 256 3977 SH SOLE 0 0 3977 ISHARES TR SELECT DIVID ETF 464287168 477 4862 SH SOLE 0 0 4862 ISHARES TR TIPS BD ETF 464287176 864 7641 SH SOLE 0 0 7641 ISHARES TR CORE S&P500 ETF 464287200 1294 4546 SH SOLE 0 0 4546 ISHARES TR CORE US AGGBD ET 464287226 392 3590 SH SOLE 0 0 3590 ISHARES TR MSCI EMG MKT ETF 464287234 717 16701 SH SOLE 0 0 16701 ISHARES TR IBOXX INV CP ETF 464287242 688 5783 SH SOLE 0 0 5783 ISHARES TR S&P 500 GRWT ETF 464287309 3662 21246 SH OTR 0 0 21246 ISHARES TR NORTH AMERN NAT 464287374 2060 65634 SH SOLE 1 0 4092 65634 ISHARES TR S&P 500 VAL ETF 464287408 2240 19870 SH SOLE 0 0 19870 ISHARES TR 20 YR TR BD ETF 464287432 258 2044 SH SOLE 0 0 2044 ISHARES TR 1 3 YR TREAS BD 464287457 749 8900 SH SOLE 0 0 8900 ISHARES TR MSCI EAFE ETF 464287465 1751 26990 SH SOLE 0 0 26990 ISHARES TR RUS MID CAP ETF 464287499 814 15084 SH SOLE 0 0 15084 ISHARES TR CORE S&P MCP ETF 464287507 2221 11729 SH SOLE 0 0 11729 ISHARES TR NASDAQ BIOTECH 464287556 217 1943 SH SOLE 0 0 1943 ISHARES TR RUS 1000 VAL ETF 464287598 1023 8282 SH SOLE 0 0 8282 ISHARES TR RUS 1000 GRW ETF 464287614 503 3323 SH SOLE 0 0 3323 ISHARES TR RUS 1000 ETF 464287622 4200 26701 SH OTR 0 0 26701 ISHARES TR RUS 2000 VAL ETF 464287630 296 2466 SH SOLE 0 0 2466 ISHARES TR RUSSELL 2000 ETF 464287655 3288 21477 SH SOLE 0 0 21477 ISHARES TR U.S. TECH ETF 464287721 644 3378 SH SOLE 0 0 3378 ISHARES TR U.S. FINLS ETF 464287788 436 3692 SH SOLE 0 0 3692 ISHARES TR CORE S&P SCP ETF 464287804 722 9363 SH SOLE 0 0 9363 ISHARES TR SP SMCP600VL ETF 464287879 780 5288 SH SOLE 0 0 5288 ISHARES TR GL TIMB FORE ETF 464288174 1596 25133 SH SOLE 1 0 4137 25133 ISHARES TR EAFE SML CP ETF 464288273 302 5253 SH SOLE 0 0 5253 ISHARES TR MRGSTR MD CP GRW 464288307 1166 4955 SH SOLE 0 0 4955 ISHARES TR MRGSTR MD CP VAL 464288406 1230 7901 SH SOLE 0 0 7901 ISHARES TR NATIONAL MUN ETF 464288414 678 6099 SH SOLE 0 0 6099 ISHARES TR IBOXX HI YD ETF 464288513 582 6727 SH SOLE 0 0 6727 ISHARES TR MRGSTR SM CP GR 464288604 1737 8710 SH SOLE 0 0 8710 ISHARES TR SH TR CRPORT ETF 464288646 2152 40742 SH SOLE 0 0 40742 ISHARES TR SHORT TREAS BD 464288679 507 4589 SH SOLE 0 0 4589 ISHARES TR PFD AND INCM SEC 464288687 211 5768 SH SOLE 0 0 5768 ISHARES TR MRNING SM CP ETF 464288703 1172 8497 SH SOLE 0 0 8497 ISHARES TR GLB CNSM STP ETF 464288737 336 6492 SH SOLE 0 0 6492 ISHARES TR RUS TP200 GR ETF 464289438 235 2857 SH SOLE 0 0 2857 ISHARES TR GRWT ALLOCAT ETF 464289867 530 11846 SH SOLE 0 0 11846 ISHARES TR MODERT ALLOC ETF 464289875 1313 34490 SH SOLE 0 0 34490 ISHARES TR CONSER ALLOC ETF 464289883 1896 54914 SH SOLE 0 0 54914 ISHARES TR FLTG RATE NT ETF 46429B655 638 12528 SH SOLE 0 0 12528 ISHARES TR CORE HIGH DV ETF 46429B663 993 10649 SH SOLE 0 0 10649 ISHARES TR MIN VOL EAFE ETF 46429B689 254 3531 SH SOLE 0 0 3531 ISHARES TR MIN VOL USA ETF 46429B697 748 12727 SH SOLE 0 0 12727 ISHARES TR USA QUALITY FCTR 46432F339 275 3100 SH SOLE 0 0 3100 ISHARES TR CORE MSCI TOTAL 46432F834 220 3780 SH SOLE 0 0 3780 ISHARES INC CORE MSCI EMKT 46434G103 791 15301 SH SOLE 0 0 15301 ISHARES TR INTL QLTY FACTOR 46434V456 228 7800 SH SOLE 0 0 7800 ISHARES TR ULTR SH TRM BD 46434V878 1099 21845 SH SOLE 0 0 21845 ISHARES TR CORE MSCI INTL 46435G326 371 6850 SH SOLE 0 0 6850 ISHARES TR MSCI UK ETF NEW 46435G334 347 10501 SH SOLE 0 0 10501 JPMORGAN CHASE & CO COM 46625H100 5961 58883 SH SOLE 0 0 58883 JEFFERIES FINL GROUP INC COM 47233W109 508 27040 SH SOLE 0 0 27040 JOHNSON & JOHNSON COM 478160104 3754 26856 SH SOLE 0 0 26856 KAYNE ANDERSN MLP MIDS INVT COM 486606106 163 10195 SH SOLE 0 0 10195 KEYCORP NEW COM 493267108 770 48908 SH SOLE 0 0 48908 KIMBERLY CLARK CORP COM 494368103 1757 14178 SH SOLE 0 0 14178 KRAFT HEINZ CO COM 500754106 675 20687 SH SOLE 0 0 20687 LILLY ELI & CO COM 532457108 383 2949 SH SOLE 0 0 2949 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 39 12030 SH SOLE 0 0 12030 LOCKHEED MARTIN CORP COM 539830109 1248 4159 SH SOLE 0 0 4159 LOWES COS INC COM 548661107 779 7114 SH SOLE 0 0 7114 LULULEMON ATHLETICA INC COM 550021109 641 3911 SH SOLE 0 0 3911 MDU RES GROUP INC COM 552690109 211 8163 SH SOLE 0 0 8163 MARATHON PETE CORP COM 56585A102 680 11368 SH SOLE 0 0 11368 MASTERCARD INC CL A 57636Q104 336 1429 SH SOLE 0 0 1429 MCDONALDS CORP COM 580135101 1141 6007 SH SOLE 0 0 6007 MERCK & CO INC COM 58933Y105 1885 22667 SH SOLE 0 0 22667 METLIFE INC COM 59156R108 227 5330 SH SOLE 0 0 5330 MICROSOFT CORP COM 594918104 5332 45206 SH SOLE 0 0 45206 MOLSON COORS BREWING CO CL B 60871R209 393 6594 SH SOLE 0 0 6594 MONDELEZ INTL INC CL A 609207105 393 7864 SH SOLE 0 0 7864 MORGAN STANLEY COM NEW 617446448 384 9111 SH SOLE 0 0 9111 NETFLIX INC COM 64110L106 1035 2903 SH SOLE 0 0 2903 NEXTERA ENERGY INC COM 65339F101 834 4316 SH SOLE 0 0 4316 NORFOLK SOUTHERN CORP COM 655844108 261 1398 SH SOLE 0 0 1398 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 226 375000 SH SOLE 0 0 375000 NORTHERN LTS FD TR IV INSPIRE CORP 66538H633 1252 49838 SH SOLE 0 0 49838 NORTHERN LTS FD TR IV INSPIRE SMAL ETF 66538H641 441 16779 SH SOLE 0 0 16779 NORTHERN LTS FD TR IV INSPIRE GBL HOPE 66538H658 2096 75601 SH SOLE 0 0 75601 NORTHROP GRUMMAN CORP COM 666807102 636 2359 SH SOLE 0 0 2359 NOVARTIS A G SPONSORED ADR 66987V109 284 2957 SH SOLE 0 0 2957 NVIDIA CORP COM 67066G104 3398 18926 SH SOLE 0 0 18926 OFFICE DEPOT INC COM 676220106 182 50249 SH SOLE 0 0 50249 ORACLE CORP COM 68389X105 620 11537 SH SOLE 0 0 11537 PPG INDS INC COM 693506107 3500 31005 SH SOLE 0 0 31005 PACER FDS TR TRENDP US LAR CP 69374H105 2135 72667 SH SOLE 0 0 72667 PACER FDS TR TRENDP US MID CP 69374H204 732 24123 SH SOLE 0 0 24123 PACER FDS TR TRENDP 100 ETF 69374H303 227 6657 SH SOLE 0 0 6657 PACER FDS TR US CASH COWS 100 69374H881 430 14858 SH SOLE 0 0 14858 PAYCHEX INC COM 704326107 214 2669 SH SOLE 0 0 2669 PAYPAL HLDGS INC COM 70450Y103 1933 18612 SH SOLE 0 0 18612 PEOPLES UTD FINL INC COM 712704105 6694 407179 SH SOLE 0 0 407179 PEPSICO INC COM 713448108 6209 50661 SH SOLE 0 0 50661 PFIZER INC COM 717081103 1692 39851 SH SOLE 0 0 39851 PHILIP MORRIS INTL INC COM 718172109 997 11281 SH SOLE 0 0 11281 PIMCO ETF TR 1-5 US TIP IDX 72201R205 308 5958 SH SOLE 0 0 5958 PIMCO ETF TR ACTIVE BD ETF 72201R775 211 1999 SH SOLE 0 0 1999 PRINCIPAL FINL GROUP INC COM 74251V102 617 12287 SH SOLE 0 0 12287 PROCTER AND GAMBLE CO COM 742718109 7731 74301 SH SOLE 0 0 74301 PROLOGIS INC COM 74340W103 1076 14960 SH SOLE 0 0 14960 PRUDENTIAL FINL INC COM 744320102 888 9662 SH SOLE 0 0 9662 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 239 4028 SH SOLE 0 0 4028 QUALCOMM INC COM 747525103 273 4786 SH SOLE 0 0 4786 RAYTHEON CO COM NEW 755111507 438 2405 SH SOLE 0 0 2405 SPDR S&P 500 ETF TR TR UNIT 78462F103 22198 78583 SH SOLE 0 0 78583 SPDR GOLD TRUST GOLD SHS 78463V107 467 3825 SH SOLE 0 0 3825 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 604 16516 SH SOLE 0 0 16516 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 593 11861 SH SOLE 0 0 11861 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 685 11352 SH SOLE 0 0 11352 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 540 14515 SH SOLE 0 0 14515 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 959 26674 SH SOLE 0 0 26674 SPDR SERIES TRUST AEROSPACE DEF 78464A631 207 2253 SH SOLE 0 0 2253 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1682 16916 SH SOLE 0 0 16916 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 369 5790 SH SOLE 0 0 5790 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 281 5809 SH SOLE 0 0 5809 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 374 1082 SH SOLE 0 0 1082 SPDR SER TR BLOMBERG BRC INV 78468R200 2087 67971 SH SOLE 0 0 67971 SPDR SER TR BLOOMBERG SRT TR 78468R408 795 29159 SH SOLE 0 0 29159 SPDR SER TR SPDR BLOOMBERG 78468R663 1099 12000 SH SOLE 0 0 12000 SPDR SER TR NUVEEN BLMBRG SR 78468R739 383 7900 SH SOLE 0 0 7900 SALESFORCE COM INC COM 79466L302 231 1461 SH SOLE 0 0 1461 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 241 26265 SH SOLE 0 0 26265 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 43 18200 SH SOLE 0 0 18200 SAP SE SPON ADR 803054204 284 2456 SH SOLE 0 0 2456 SCHLUMBERGER LTD COM 806857108 216 4947 SH SOLE 0 0 4947 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 292 5586 SH SOLE 0 0 5586 SCHWAB STRATEGIC TR US REIT ETF 808524847 243 5463 SH SOLE 0 0 5463 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 512 5580 SH SOLE 0 0 5580 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 356 3127 SH SOLE 0 0 3127 SELECT SECTOR SPDR TR ENERGY 81369Y506 716 10832 SH SOLE 0 0 10832 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 409 15923 SH OTR 0 0 15923 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1233 16661 SH SOLE 0 0 16661 SELECT BANCORP INC NEW COM 81617L108 300 26425 SH SOLE 0 0 26425 SEMPRA ENERGY COM 816851109 925 7347 SH SOLE 0 0 7347 SHOPIFY INC CL A 82509L107 2075 10042 SH SOLE 0 0 10042 SOLAREDGE TECHNOLOGIES INC COM 83417M104 406 10785 SH SOLE 0 0 10785 SOUTHERN CO COM 842587107 1061 20526 SH SOLE 0 0 20526 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 2908 234477 SH SOLE 0 0 234477 SQUARE INC CL A 852234103 338 4517 SH SOLE 0 0 4517 STANLEY BLACK & DECKER INC COM 854502101 1553 11407 SH SOLE 0 0 11407 STARBUCKS CORP COM 855244109 260 3495 SH SOLE 0 0 3495 STRYKER CORP COM 863667101 1713 8673 SH SOLE 0 0 8673 TJX COS INC NEW COM 872540109 295 5543 SH SOLE 0 0 5543 TANGER FACTORY OUTLET CTRS I COM 875465106 253 12050 SH SOLE 0 0 12050 TARGET CORP COM 87612E106 306 3812 SH SOLE 0 0 3812 TELEDYNE TECHNOLOGIES INC COM 879360105 237 1000 SH SOLE 0 0 1000 TETRA TECH INC NEW COM 88162G103 230 3854 SH SOLE 0 0 3854 TEXAS INSTRS INC COM 882508104 216 2034 SH SOLE 0 0 2034 THERMO FISHER SCIENTIFIC INC COM 883556102 1239 4528 SH OTR 0 0 4528 3M CO COM 88579Y101 1400 6739 SH SOLE 0 0 6739 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 491 35000 SH SOLE 0 0 35000 TRAVELERS COMPANIES INC COM 89417E109 269 1958 SH SOLE 0 0 1958 TWILIO INC CL A 90138F102 425 3287 SH SOLE 0 0 3287 TWITTER INC COM 90184L102 277 8420 SH SOLE 0 0 8420 UBS AG JERSEY BRH CMCI ETN 38 902641778 156 10470 SH SOLE 0 0 10470 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 358 22331 SH SOLE 0 0 22331 US BANCORP DEL COM NEW 902973304 262 5431 SH SOLE 0 0 5431 UNION PACIFIC CORP COM 907818108 630 3768 SH OTR 0 0 3768 UNITED PARCEL SERVICE INC CL B 911312106 495 4428 SH SOLE 0 0 4428 UNITED TECHNOLOGIES CORP COM 913017109 8414 65283 SH SOLE 0 0 65283 UNITEDHEALTH GROUP INC COM 91324P102 1451 5867 SH OTR 0 0 5867 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 317 14135 SH SOLE 0 0 14135 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 1453 23303 SH SOLE 1 0 3724 23303 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 1448 84034 SH SOLE 0 0 84034 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 974 15515 SH SOLE 0 0 15515 VANGUARD GROUP DIV APP ETF 921908844 2102 19176 SH SOLE 0 0 19176 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 617 7901 SH SOLE 0 0 7901 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 827 6470 SH SOLE 0 0 6470 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 364 4332 SH SOLE 0 0 4332 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 562 7057 SH SOLE 0 0 7057 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1500 18476 SH SOLE 0 0 18476 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 869 10145 SH SOLE 0 0 10145 VANGUARD WORLD FDS ENERGY ETF 92204A306 1707 19097 SH SOLE 1 0 8914 19097 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 399 6185 SH SOLE 0 0 6185 VANGUARD WORLD FDS INF TECH ETF 92204A702 322 1606 SH SOLE 0 0 1606 VANGUARD WORLD FDS MATERIALS ETF 92204A801 4334 35210 SH SOLE 1 0 4418 35210 VANGUARD WORLD FDS UTILITIES ETF 92204A876 346 2667 SH SOLE 0 0 2667 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 823 10317 SH SOLE 0 0 10317 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 890 7236 SH SOLE 0 0 7236 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 227 1460 SH SOLE 0 0 1460 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1070 12321 SH SOLE 0 0 12321 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1199 4621 SH SOLE 0 0 4621 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 282 2612 SH SOLE 0 0 2612 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3686 42414 SH SOLE 0 0 42414 VANGUARD INDEX FDS SM CP VAL ETF 922908611 641 4982 SH SOLE 0 0 4982 VANGUARD INDEX FDS MID CAP ETF 922908629 765 4759 SH SOLE 0 0 4759 VANGUARD INDEX FDS LARGE CAP ETF 922908637 467 3600 SH SOLE 0 0 3600 VANGUARD INDEX FDS GROWTH ETF 922908736 2009 12842 SH SOLE 0 0 12842 VANGUARD INDEX FDS VALUE ETF 922908744 1678 15591 SH SOLE 0 0 15591 VANGUARD INDEX FDS SMALL CP ETF 922908751 623 4079 SH SOLE 0 0 4079 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4966 34315 SH SOLE 0 0 34315 VERIZON COMMUNICATIONS INC COM 92343V104 2618 44282 SH SOLE 0 0 44282 VIRTU FINL INC CL A 928254101 2375 100000 SH SOLE 0 0 100000 VISA INC COM CL A 92826C839 3001 19211 SH SOLE 0 0 19211 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 292 16040 SH SOLE 0 0 16040 WEC ENERGY GROUP INC COM 92939U106 2135 27001 SH SOLE 0 0 27001 WALMART INC COM 931142103 2176 22311 SH SOLE 0 0 22311 WALGREENS BOOTS ALLIANCE INC COM 931427108 240 3788 SH SOLE 0 0 3788 WASHINGTON FED INC COM 938824109 388 13441 SH SOLE 0 0 13441 WELLS FARGO CO NEW COM 949746101 560 11589 SH SOLE 0 0 11589 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 131 10050 SH SOLE 0 0 10050 WISDOMTREE TR US LARGECAP DIVD 97717W307 4396 46656 SH SOLE 0 0 46656 WISDOMTREE TR EMER MKT HIGH FD 97717W315 209 4768 SH SOLE 0 0 4768 WISDOMTREE TR US MIDCAP DIVID 97717W505 401 11217 SH SOLE 0 0 11217 WISDOMTREE TR US QLT SHRHD YLD 97717W547 230 2717 SH SOLE 0 0 2717 WISDOMTREE TR US TOTAL MRKT FD 97717W596 1158 35850 SH SOLE 0 0 35850 WISDOMTREE TR INTL EQUITY FD 97717W703 878 17333 SH SOLE 0 0 17333 WISDOMTREE TR INTL SMCAP DIV 97717W760 732 11126 SH SOLE 0 0 11126 YUM BRANDS INC COM 988498101 298 2988 SH SOLE 0 0 2988 EURONAV NV ANTWERPEN SHS B38564108 611 75000 SH SOLE 0 0 75000 ASSURED GUARANTY LTD COM G0585R106 9521 214288 SH SOLE 0 0 214288 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1285 7302 SH SOLE 0 0 7302 INVESCO LTD SHS G491BT108 200 10380 SH SOLE 0 0 10380 MEDTRONIC PLC SHS G5960L103 553 6075 SH SOLE 0 0 6075 CHUBB LIMITED COM H1467J104 205 1465 SH SOLE 0 0 1465 CHECK POINT SOFTWARE TECH LT ORD M22465104 635 5017 SH SOLE 0 0 5017 CORE LABORATORIES N V COM N22717107 302 4384 SH SOLE 0 0 4384 DHT HOLDINGS INC SHS NEW Y2065G121 449 100592 SH SOLE 0 0 100592