0001569638-18-000004.txt : 20180817 0001569638-18-000004.hdr.sgml : 20180817 20180816192018 ACCESSION NUMBER: 0001569638-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180816 EFFECTIVENESS DATE: 20180817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M Holdings Securities, Inc. CENTRAL INDEX KEY: 0001569638 IRS NUMBER: 911802259 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15330 FILM NUMBER: 181024348 BUSINESS ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5034147264 MAIL ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569638 XXXXXXXX 06-30-2018 06-30-2018 M Holdings Securities, Inc.

1125 NW COUCH STREET PORTLAND OR 97209

13F COMBINATION REPORT 028-15330 0001730083 028-18427 M Financial Asset Management, Inc. N Frank Day 5034147264 Frank Day Portland OR 08-16-2018 1 343 338575 false 1 0001730083 028-18427 M Financial Asset Management, Inc. INFORMATION TABLE 2 FinalSubmissionQ22018.xml 3M CO COM Equity 88579Y101 1130 5745 SH SOLE 0 0 5745 ABBOTT LABS COM Equity 002824100 704 11538 SH SOLE 0 0 11538 ABBVIE INC COM Equity 00287Y109 999 10780 SH SOLE 0 0 10780 ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 Equity G1151C101 1219 7453 SH SOLE 0 0 7453 ADOBE SYS INC COM Equity 00724F101 223 913 SH SOLE 0 0 913 AIR PRODS & CHEMS INC COM Equity 009158106 663 4257 SH SOLE 0 0 4257 ALASKA AIR GROUP INC COM Equity 011659109 250 4142 SH SOLE 0 0 4142 ALIBABA GROUP HLDG LTD SPONSORED ADR ISIN#US01609W1027 Equity 01609W102 1277 6881 SH SOLE 0 0 6881 ALIGN TECHNOLOGY INC COM Equity 016255101 247 722 SH SOLE 0 0 722 ALLERGAN PLC COM SHS ISIN#IE00BY9D5467 Equity G0177J108 247 1479 SH SOLE 0 0 1479 ALPHABET INC CAP STK CL C Equity 02079K107 1663 1491 SH SOLE 0 0 1491 ALPHABET INC CL A Equity 02079K305 2367 2096 SH SOLE 0 0 2096 ALPS ETF TR SECTOR DIVIDEND DOGS ETF ETF 00162Q858 778 17493 SH SOLE 0 0 17493 ALTRIA GROUP INC COM Equity 02209S103 1403 24703 SH SOLE 0 0 24703 AMAZON COM INC Equity 023135106 3677 2163 SH SOLE 0 0 2163 AMERICAN EXPRESS COMPANY Equity 025816109 303 3089 SH SOLE 0 0 3089 AMERICAN INTL GROUP INC COM NEW Equity 026874784 371 6990 SH SOLE 0 0 6990 AMERICAN TOWER REIT COM Equity 03027X100 264 1834 SH SOLE 0 0 1834 AMGEN INC COM Equity 031162100 531 2875 SH SOLE 0 0 2875 AON PLC SHS CL A ISIN#GB00B5BT0K07 Equity G0408V102 212 1546 SH SOLE 0 0 1546 APPLE INC COM Equity 037833100 12156 65671 SH SOLE 0 0 65671 ARISTA NETWORKS INC COM Equity 040413106 611 2374 SH SOLE 0 0 2374 ASSURED GUARANTY LTD COM ISIN#BMG0585R1060 Equity G0585R106 7640 213815 SH SOLE 0 0 213815 AT&T INC COM Equity 00206R102 2408 74983 SH SOLE 0 0 74983 AUTOMATIC DATA PROCESSING INC COM Equity 053015103 380 2833 SH SOLE 0 0 2833 BANK OF AMERICA CORPORATION COM Equity 060505104 2598 92151 SH SOLE 0 0 92151 BEIGENE LTD SPONSORED ADR ISIN#US07725L1026 Equity 07725L102 769 5000 SH SOLE 0 0 5000 BERKSHIRE HATHAWAY INC DEL CL A Equity 084670108 564 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW Equity 084670702 2294 12292 SH SOLE 0 0 12292 BERKSHIRE HATHAWAY INC DEL CL B NEW Equity 084670702 1313 7033 SH SOLE 0 0 7033 BLACKBERRY LTD COM ISIN#CA09228F1036 Equity 09228F103 436 45168 SH SOLE 0 0 45168 BLACKROCK INC COM Equity 09247X101 396 793 SH SOLE 0 0 793 BLACKROCK MUNIVEST FD INC COM Equity 09253R105 107 12191 SH SOLE 0 0 12191 BOEING CO COM Equity 097023105 1123 3347 SH SOLE 0 0 3347 BOULDER GROWTH & INCOME FD INC COM Equity 101507101 147 14344 SH SOLE 0 0 14344 BOX INC CL A Equity 10316T104 212 8500 SH SOLE 0 0 8500 BP PLC SPONS ADR Equity 055622104 486 10644 SH SOLE 0 0 10644 BRISTOL MYERS SQUIBB CO COM Equity 110122108 1807 32657 SH SOLE 0 0 32657 BROOKFIELD RENEWABLE PARTNERS LP ISIN#BMG162581083 Equity G16258108 2344 77997 SH SOLE 0 0 77997 CARNIVAL CORP PAIRED CTF 1 COM CARNIVAL CORP & 1 TR SH BEN INT P&O PRINCESS SPL VTG TR ISIN#PA1436583006 Equity 143658300 216 3764 SH SOLE 0 0 3764 CATERPILLAR INC COM Equity 149123101 372 2741 SH SOLE 0 0 2741 CENTURYLINK INC COM Equity 156700106 409 21961 SH SOLE 0 0 21961 CHECK POINT SOFTWARE TECHNOLOGIES LTD SHS ISIN#IL0010824113 Equity M22465104 490 5017 SH SOLE 0 0 5017 CHEVRON CORP NEW COM Equity 166764100 2653 20980 SH SOLE 0 0 20980 CHIPOTLE MEXICAN GRILL INC COM Equity 169656105 402 933 SH SOLE 0 0 933 CIGNA CORP COM Equity 125509109 388 2283 SH SOLE 0 0 2283 CINCINNATI FINL CORP COM Equity 172062101 392 5862 SH SOLE 0 0 5862 CINTAS CORP Equity 172908105 230 1240 SH SOLE 0 0 1240 CISCO SYSTEMS INC Equity 17275R102 2645 61480 SH SOLE 0 0 61480 CITIGROUP INC COM NEW ISIN#US1729674242 Equity 172967424 1761 26319 SH SOLE 0 0 26319 COCA COLA COMPANY Equity 191216100 2278 51936 SH SOLE 0 0 51936 COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A Equity 192446102 638 8081 SH SOLE 0 0 8081 COLGATE PALMOLIVE CO COM Equity 194162103 411 6342 SH SOLE 0 0 6342 COMCAST CORP CL A Equity 20030N101 891 27165 SH SOLE 0 0 27165 CONOCOPHILLIPS COM Equity 20825C104 428 6151 SH SOLE 0 0 6151 COPART INC COM Equity 217204106 622 10992 SH SOLE 0 0 10992 CORE LABORATORIES NV Equity N22717107 362 2871 SH SOLE 0 0 2871 CROWN CASTLE INTL CORP NEW COM Equity 22822V101 218 2018 SH SOLE 0 0 2018 CSX CORP COM Equity 126408103 333 5226 SH SOLE 0 0 5226 CVS HEALTH CORP COM Equity 126650100 564 8770 SH SOLE 0 0 8770 DANAHER CORP COM Equity 235851102 849 8599 SH SOLE 0 0 8599 DBX ETF TR X-TRACKERS MSCI EAFE HEDGED EQUITY FD ETF 233051200 4236 134901 SH SOLE 0 0 134901 DEVON ENERGY CORP NEW COM Equity 25179M103 303 6893 SH SOLE 0 0 6893 DHT HOLDINGS INC SHS NEW ISIN#MHY2065G1219 Equity Y2065G121 727 155000 SH SOLE 0 0 155000 DIAGEO PLC SPONSORED ADR NEW ISIN#US25243Q2057 Equity 25243Q205 433 3008 SH SOLE 0 0 3008 DISCOVER FINL SVCS COM INC Equity 254709108 226 3205 SH SOLE 0 0 3205 DISNEY WALT CO DISNEY COM Equity 254687106 1254 11962 SH SOLE 0 0 11962 DOMINION ENERGY INC COM Equity 25746U109 251 3680 SH SOLE 0 0 3680 DOMINOS PIZZA INC COM Equity 25754A201 598 2121 SH SOLE 0 0 2121 DOWDUPONT INC COM Equity 26078J100 1054 15986 SH SOLE 0 0 15986 DREYFUS STRATEGIC MUN BD FD INC COM Equity 26202F107 123 16273 SH SOLE 0 0 16273 DUKE ENERGY CORP NEW COM NEW Equity 26441C204 726 9177 SH SOLE 0 0 9177 EBAY INC COM Equity 278642103 310 8548 SH SOLE 0 0 8548 ECOLAB INC COM Equity 278865100 1139 8116 SH SOLE 0 0 8116 EDWARDS LIFESCIENCES CORP COM Equity 28176E108 592 4065 SH SOLE 0 0 4065 EMERSON ELEC CO COM Equity 291011104 361 5221 SH SOLE 0 0 5221 ENBRIDGE INC COM ISIN#CA29250N1050 Equity 29250N105 685 19201 SH SOLE 0 0 19201 ENERGY TRANSFER PARTNERS L P NEW UNIT LTD PARTNERSHIP INT Equity 29278N103 423 22218 SH SOLE 0 0 22218 ETF SER SOLUTIONS BRAND VALUE ETF ETF 26922A693 1049 67893 SH SOLE 0 0 67893 ETF SER SOLUTIONS U S GLOBAL JETS ETF ETF 26922A842 258 8917 SH SOLE 0 0 8917 EURONAV NV ANTWERPEN ACT ISIN#BE0003816338 Equity B38564108 506 55000 SH SOLE 0 0 55000 EXXON MOBIL CORP COM Equity 30231G102 4234 51175 SH SOLE 0 0 51175 FACEBOOK INC CL A Equity 30303M102 2637 13571 SH SOLE 0 0 13571 FANG HLDGS LTD ADR Equity 30711Y102 39 10000 SH SOLE 0 0 10000 FEDEX CORP COM Equity 31428X106 203 894 SH SOLE 0 0 894 FIDELITY COVINGTON TR MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 316092808 620 11220 SH SOLE 0 0 11220 FIRST AMERN FINL CORP COM Equity 31847R102 735 14207 SH SOLE 0 0 14207 FIRST CONN BANCORP INC MD COM Equity 319850103 3672 120000 SH SOLE 0 0 120000 FIRST TR DYNAMIC EUROPE EQUITY INCOME FD Equity 33740D107 224 13862 SH SOLE 0 0 13862 FIRST TR EXCHANGE TRADED FD IV FIRST TR ENHANCED SHORT MATURITY ETF NEW ETF 33739Q408 806 13440 SH SOLE 0 0 13440 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF ETF 33733E104 291 5688 SH SOLE 0 0 5688 FIRST TR EXCHANGE-TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 268 1946 SH SOLE 0 0 1946 FIRST TR EXCHANGE-TRADED FD III FIRST TR PFD SECS & INCOME ETF ETF 33739E108 484 25394 SH SOLE 0 0 25394 FIRST TR LARGE CAP CORE ALPHADEX FD COM SHS ETF 33734K109 350 5904 SH SOLE 0 0 5904 FIRST TR LARGE CAP GROWTH ALPHADEX FD COM SHS ETF 33735K108 736 11151 SH SOLE 0 0 11151 FIRST TR LARGE CAP VALUE ALPHADEX FD COM SHS ETF 33735J101 456 8717 SH SOLE 0 0 8717 FIRST TR MORNINGSTAR DIVID LEADERS INDEX FD SHS ETF 336917109 239 8359 SH SOLE 0 0 8359 FIRST TR VALUE LINE DIVID INDEX FD SHS ETF 33734H106 1380 45590 SH SOLE 0 0 45590 FISERV INC COM Equity 337738108 283 3816 SH SOLE 0 0 3816 FORD MOTOR CO DEL COM PAR Equity 345370860 268 24212 SH SOLE 0 0 24212 FREDS INC CL A Equity 356108100 23 10000 SH SOLE 0 0 10000 FREEPORT-MCMORAN INC CL B Equity 35671D857 484 28030 SH SOLE 0 0 28030 FS INVT CORP COM Equity 302635107 268 36442 SH SOLE 0 0 36442 GABELLI MULTIMEDIA TR INC COM Equity 36239Q109 441 46708 SH SOLE 0 0 46708 GASTAR EXPL INC NEW COM Equity 36729W202 19 34565 SH SOLE 0 0 34565 GENERAL DYNAMICS CORP COM Equity 369550108 844 4529 SH SOLE 0 0 4529 GENERAL ELECTRIC CO COM Equity 369604103 2716 199582 SH SOLE 0 0 199582 GENERAL MILLS INC COM Equity 370334104 2555 57720 SH SOLE 0 0 57720 GERON CORP COM Equity 374163103 86 25000 SH SOLE 0 0 25000 GILEAD SCIENCES INC Equity 375558103 276 3894 SH SOLE 0 0 3894 GLAXOSMITHKLINE PLC SPONS ADR Equity 37733W105 267 6615 SH SOLE 0 0 6615 GLOBAL NET LEASE INC COM Equity 379378201 1138 55718 SH SOLE 0 0 55718 GLOBAL X FDS GLOBAL X MLP ETF ETF 37950E473 443 48346 SH SOLE 0 0 48346 GLOBAL X FDS GLOBAL X SILVER MINERS ETF NEW ETF 37954Y848 1432 49578 SH SOLE 0 0 49578 GOLDCORP INC NEW COM ISIN# CA3809564097 Equity 380956409 753 54930 SH SOLE 0 0 54930 HANOVER INS GROUP INC COM Equity 410867105 430 3597 SH SOLE 0 0 3597 HARRIS CORP DEL Equity 413875105 289 2000 SH SOLE 0 0 2000 HELMERICH & PAYNE INC COM Equity 423452101 262 4103 SH SOLE 0 0 4103 HOME DEPOT INC COM Equity 437076102 1160 5944 SH SOLE 0 0 5944 HONEYWELL INTL INC COM Equity 438516106 2823 19600 SH SOLE 0 0 19600 ILLINOIS TOOL WORKS INC COM Equity 452308109 1038 7492 SH SOLE 0 0 7492 ILLUMINA INC COM ISIN#US4523271090 Equity 452327109 510 1826 SH SOLE 0 0 1826 INTEL CORP COM Equity 458140100 929 18686 SH SOLE 0 0 18686 INTERNATIONAL BUSINESS MACHS CORP COM Equity 459200101 836 5981 SH SOLE 0 0 5981 INTUITIVE SURGICAL INC COM NEW Equity 46120E602 365 763 SH SOLE 0 0 763 INVESCO EXCHANGE- TRADED FD TR BUYBACK ACHIEVERS ETF ETF 46137V308 755 13307 SH SOLE 0 0 13307 INVESCO EXCHANGE TRADED FD TR FTSE RAFI US 1000 ETF ETF 46137V613 1533 13615 SH SOLE 0 0 13615 INVESCO EXCHANGE TRADED FD TR FTSE RAFI US 1500 SMALL MID ETF ETF 46137V597 866 6221 SH SOLE 0 0 6221 INVESCO EXCHANGE TRADED FD TR II FTSE RAFI DEV MKTS EX U S ETF ETF 46138E743 576 13406 SH SOLE 0 0 13406 INVESCO EXCHANGE- TRADED FD TR II FTSE RAFI DEV MKTS EX-U S SMALL-MID ETF ETF 46138E735 350 10579 SH SOLE 0 0 10579 INVESCO EXCHANGE- TRADED FD TR II FTSE RAFI EMERGING MKTS ETF ETF 46138E727 319 15427 SH SOLE 0 0 15427 INVESCO EXCHANGE- TRADED FD TR II MSCI GLOBAL TIMBER ETF ETF 46138E545 733 22599 SH SOLE 0 0 22599 INVESCO EXCHANGE- TRADED FD TR II S&P 500 LOW VOLATILITY ETF ETF 46138E354 252 5316 SH SOLE 0 0 5316 INVESCO EXCHANGE TRADED FD TR S&P 500 EQUAL WEIGHT ETF ETF 46137V357 308 3025 SH SOLE 0 0 3025 INVESCO QQQ TR UNIT SER 1 ETF 46090E103 5091 29660 SH SOLE 0 0 29660 ISHARES GOLD TR ISHARES ETF 464285105 993 82636 SH SOLE 0 0 82636 ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF ETF 46434V571 1423 56055 SH SOLE 0 0 56055 ISHARES INC CORE MSCI EMERGING MKTS ETF ETF 46434G103 492 9364 SH SOLE 0 0 9364 ISHARES TR 1-3 YR TREAS BD ETF ETF 464287457 555 6654 SH SOLE 0 0 6654 ISHARES TR BARCLAYS 20 YR TREAS BD ETF ETF 464287432 598 4915 SH SOLE 0 0 4915 ISHARES TR CORE CONSERVATIVE ALLOCATION ETF ETF 464289883 1905 56034 SH SOLE 0 0 56034 ISHARES TR CORE GROWTH ALLOCATION ETF ETF 464289867 504 11370 SH SOLE 0 0 11370 ISHARES TR CORE HIGH DIVID ETF ETF 46429B663 855 10055 SH SOLE 0 0 10055 ISHARES TR CORE MODERATE ALLOCATION ETF ETF 464289875 1563 41636 SH SOLE 0 0 41636 ISHARES TR CORE MSCI TOTAL INTL STK ETF ETF 46432F834 261 4339 SH SOLE 0 0 4339 ISHARES TR CORE S&P 500 ETF ETF 464287200 976 3576 SH SOLE 0 0 3576 ISHARES TR CORE S&P MID-CAP ETF ETF 464287507 3839 19710 SH SOLE 0 0 19710 ISHARES TR CORE S&P SMALL-CAP ETF ETF 464287804 562 6739 SH SOLE 0 0 6739 ISHARES TR CORE S&P TOTAL U S STK MKT ETF ETF 464287150 249 3987 SH SOLE 0 0 3987 ISHARES TR CORE U S AGGREGATE BD ETF ETF 464287226 1141 10736 SH SOLE 0 0 10736 ISHARES TR DOW JONES U S ETF ISHARES U.S. TECHNOL F ETF 464287721 943 5291 SH SOLE 0 0 5291 ISHARES TR FLTG RATE NT ETF ETF 46429B655 397 7792 SH SOLE 0 0 7792 ISHARES TR GLB CNSM STP ETF Equity 464288737 318 6492 SH SOLE 0 0 6492 ISHARES TR GLOBAL TIMBER & FORESTRY ETF ETF 464288174 1133 14509 SH OTR 1 0 4734 14509 ISHARES TR IBONDS DEC 2019 TERM CORPORATE ETF FD ETF 46434VAU4 1129 45553 SH SOLE 0 0 45553 ISHARES TR IBONDS DEC 2020 TERM CORPORATE ETF FD ETF 46434VAQ3 1149 45888 SH SOLE 0 0 45888 ISHARES TR IBONDS DEC 2021 TERM CORPORATE ETF FD ETF 46434VBK5 268 10994 SH SOLE 0 0 10994 ISHARES TR IBONDS SEP 2019 TERM MUN BD ETF ETF 46429B564 1420 55914 SH SOLE 0 0 55914 ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF ETF 464288513 849 9982 SH SOLE 0 0 9982 ISHARES TR IBOXX USD INVT GRADE CORP BD ETF ETF 464287242 1277 11145 SH SOLE 0 0 11145 ISHARES TR MORNINGSTAR MID CAP GROWTH ETF ETF 464288307 1085 4955 SH SOLE 0 0 4955 ISHARES TR MORNINGSTAR MID CAP VALUE ETF ETF 464288406 1275 8011 SH SOLE 0 0 8011 ISHARES TR MORNINGSTAR SMALL-CAP GROWTH ETF ETF 464288604 1504 7575 SH SOLE 0 0 7575 ISHARES TR MORNINGSTAR SMALL-CAP VALUE ETF ETF 464288703 1210 7937 SH SOLE 0 0 7937 ISHARES TR MSCI EAFE ETF ETF 464287465 1615 24111 SH SOLE 0 0 24111 ISHARES TR MSCI EAFE MINIMUM VOLATILITY ETF ETF 46429B689 249 3507 SH SOLE 0 0 3507 ISHARES TR MSCI EMERGING MKTS INDEX FD ETF 464287234 655 15127 SH SOLE 0 0 15127 ISHARES TR MSCI USA MINIMUM VOLATILITY ETF ETF 46429B697 623 11719 SH SOLE 0 0 11719 ISHARES TR NASDAQ BIOTECHNOLOGY ETF ETF 464287556 349 3182 SH SOLE 0 0 3182 ISHARES TR NATL MUN BD ETF FD ETF 464288414 773 7089 SH SOLE 0 0 7089 ISHARES TR NORTH AMERN NAT RES ETF ETF 464287374 3428 92990 SH OTR 1 0 4590 92990 ISHARES TR RUSSELL 1000 ETF ETF 464287622 3481 22906 SH SOLE 0 0 22906 ISHARES TR RUSSELL 1000 GROWTH ETF ETF 464287614 642 4463 SH SOLE 0 0 4463 ISHARES TR RUSSELL 1000 VALUE ETF ETF 464287598 1173 9662 SH SOLE 0 0 9662 ISHARES TR RUSSELL 200 GROWTH NDEX FD ETF 464289438 223 2850 SH SOLE 0 0 2850 ISHARES TR RUSSELL 2000 ETF ETF 464287655 2055 12550 SH SOLE 0 0 12550 ISHARES TR RUSSELL 2000 VALUE ETF ETF 464287630 289 2188 SH SOLE 0 0 2188 ISHARES TR RUSSELL MID-CAP ETF ETF 464287499 788 3715 SH SOLE 0 0 3715 ISHARES TR S&P 500 GROWTH ETF ETF 464287309 952 5852 SH SOLE 0 0 5852 ISHARES TR S&P MIDCAP 400 GROWTH ETF ETF 464287606 1914 8513 SH SOLE 0 0 8513 ISHARES TR S&P SMALL-CAP 600 VALUE ETF ETF 464287879 2787 17071 SH SOLE 0 0 17071 ISHARES TR S&P U S PFD STK INDEX FD ETF 464288687 383 10158 SH SOLE 0 0 10158 ISHARES TR SELECT DIVID ETF FD ETF 464287168 471 4823 SH SOLE 0 0 4823 ISHARES TR SHORT TREAS BD ETF ETF 464288679 896 8117 SH SOLE 0 0 8117 ISHARES TR SHORT-TERM CORP BD ETF ETF 464288646 7858 75776 SH SOLE 0 0 75776 ISHARES TR TIPS BD ETF ETF 464287176 926 8203 SH SOLE 0 0 8203 ISHARES TR U S ENERGY ETF ETF 464287796 212 5056 SH SOLE 0 0 5056 ISHARES TR US AEROSPACE & DEFENSE ETF ETF 464288760 427 2217 SH SOLE 0 0 2217 ISHARES TR US FINANCIALS ETF INDEX FD ETF 464287788 820 6997 SH SOLE 0 0 6997 ISHARES TR US HOME CONSTRUCTION ETF FD ETF 464288752 312 8168 SH SOLE 0 0 8168 ISHARES TR US REGIONAL BANKS INDEX FD ETF ETF 464288778 221 4489 SH SOLE 0 0 4489 JD COM INC SPONS ADR REPSTG COM CL A Equity 47215P106 607 15577 SH SOLE 0 0 15577 JEFFERIES FINL GROUP INC COM Equity 47233W109 615 27040 SH SOLE 0 0 27040 JOHNSON & JOHNSON COM Equity 478160104 2985 24599 SH SOLE 0 0 24599 JP MORGAN CHASE & CO COM ISIN#US46625H1005 Equity 46625H100 3253 31220 SH SOLE 0 0 31220 KELLOGG CO COM Equity 487836108 253 3626 SH SOLE 0 0 3626 KEYCORP NEW COM Equity 493267108 918 47001 SH SOLE 0 0 47001 KIMCO REALTY CORP (MARYLAND) Equity 49446R109 454 26700 SH SOLE 0 0 26700 KINDER MORGAN INC DEL COM Equity 49456B101 300 16977 SH SOLE 0 0 16977 KRAFT HEINZ CO COM STK Equity 500754106 572 9112 SH SOLE 0 0 9112 LILLY ELI & CO COM Equity 532457108 236 2762 SH SOLE 0 0 2762 LLOYDS BANKING GROUP PLC SPONSORED ADR Equity 539439109 45 13530 SH SOLE 0 0 13530 LOCKHEED MARTIN CORP COM Equity 539830109 845 2859 SH SOLE 0 0 2859 LOWES COS INC COM Equity 548661107 923 9662 SH SOLE 0 0 9662 LULULEMON ATHLETICA INC COM Equity 550021109 361 2891 SH SOLE 0 0 2891 MASTERCARD INC CL A COM Equity 57636Q104 242 1229 SH SOLE 0 0 1229 MCDONALDS CORP Equity 580135101 937 5981 SH SOLE 0 0 5981 MEDTRONIC PLC SHS ISIN#IE00BTN1Y115 Equity G5960L103 548 6403 SH SOLE 0 0 6403 MERCK & CO INC NEW COM Equity 58933Y105 1145 18866 SH SOLE 0 0 18866 METLIFE INC COM Equity 59156R108 228 5238 SH SOLE 0 0 5238 MICRON TECHNOLOGY INC COM Equity 595112103 225 4297 SH SOLE 0 0 4297 MICROSOFT CORP COM Equity 594918104 3717 37697 SH SOLE 0 0 37697 MOLSON COORS BREWING CO CL B NON VTG STK ISIN#US60871R2094 Equity 60871R209 368 5410 SH SOLE 0 0 5410 MONDELEZ INTL INC CL A Equity 609207105 377 9205 SH SOLE 0 0 9205 MORGAN STANLEY COM NEW Equity 617446448 275 5801 SH SOLE 0 0 5801 MORGAN STANLEY EMERGING MKTS FD INC Equity 61744G107 378 23265 SH SOLE 0 0 23265 NETFLIX INC COM Equity 64110L106 331 845 SH SOLE 0 0 845 NEW YORK CMNTY BANCORP INC COM Equity 649445103 202 18300 SH SOLE 0 0 18300 NEXTERA ENERGY INC COM Equity 65339F101 955 5717 SH SOLE 0 0 5717 NORFOLK SOUTHN CORP COM Equity 655844108 468 3100 SH SOLE 0 0 3100 NORTHERN DYNASTY MINERALS LTD COM NEW ISIN#CA66510M2040 Equity 66510M204 133 245000 SH SOLE 0 0 245000 NORTHERN LTS FD TR IV INSPIRE CORPORATE BD IMPACT ETF ETF 66538H633 984 40329 SH SOLE 0 0 40329 NORTHERN LTS FD TR IV INSPIRE GLOBAL HOPE ETF ETF 66538H658 1727 61674 SH SOLE 0 0 61674 NORTHERN LTS FD TR IV INSPIRE SMALL/ MID CAP IMPACT ETF ETF 66538H641 412 14502 SH SOLE 0 0 14502 NORTHROP GRUMMAN CORP COM Equity 666807102 419 1363 SH SOLE 0 0 1363 NORWEGIAN CRUISE LINE HLDGS LTD SHS ISIN#BMG667211046 Equity G66721104 292 6180 SH SOLE 0 0 6180 NOVARTIS AG SPONSORED ADR Equity 66987V109 706 9346 SH SOLE 0 0 9346 NVIDIA CORP COM Equity 67066G104 1632 6891 SH SOLE 0 0 6891 OCCIDENTAL PETE CORP COM Equity 674599105 255 3045 SH SOLE 0 0 3045 ORACLE CORP COM Equity 68389X105 445 10092 SH SOLE 0 0 10092 PACER FDS TR TRENDPILOT US LARGE CAP ETF ETF 69374H105 651 22238 SH SOLE 0 0 22238 PAYPAL HLDGS INC COM Equity 70450Y103 1751 21029 SH SOLE 0 0 21029 PEPSICO INC COM Equity 713448108 2231 20496 SH SOLE 0 0 20496 PFIZER INC COM Equity 717081103 1034 28495 SH SOLE 0 0 28495 PHILIP MORRIS INTL INC COM Equity 718172109 896 11091 SH SOLE 0 0 11091 PHILLIPS 66 COM Equity 718546104 300 2670 SH SOLE 0 0 2670 PIMCO ETF TR 1-5 YR US TIPS INDEX EXCHANGE-TRADED FD ETF 72201R205 214 4133 SH OTR 1 0 632 4133 PIMCO ETF TR ACTIVE BD ETF ETF 72201R775 255 2475 SH SOLE 0 0 2475 PIONEER NAT RES CO COM Equity 723787107 287 1517 SH SOLE 0 0 1517 PPL CORP COM Equity 69351T106 360 12622 SH SOLE 0 0 12622 PRINCIPAL FINL GROUP INC COM Equity 74251V102 376 7107 SH SOLE 0 0 7107 PROCTER & GAMBLE CO COM Equity 742718109 3605 46178 SH SOLE 0 0 46178 PROSHARES TR SHORT 20 YR TREASURY ETF 74347X849 330 14578 SH SOLE 0 0 14578 PRUDENTIAL FINL INC COM Equity 744320102 276 2952 SH SOLE 0 0 2952 PUBLIC SVC ENTERPRISE GROUP INC COM Equity 744573106 309 5709 SH SOLE 0 0 5709 QUALCOMM INC Equity 747525103 2436 43414 SH SOLE 0 0 43414 RAYTHEON CO COM NEW Equity 755111507 382 1976 SH SOLE 0 0 1976 ROCKWELL COLLINS INC DEL COM STK Equity 774341101 459 3408 SH SOLE 0 0 3408 SALIENT MIDSTREAM & MLP FD SH BEN INT Equity 79471V105 379 38035 SH SOLE 0 0 38035 SCHLUMBERGER LTD COM ISIN# AN8068571086 Equity 806857108 639 9539 SH SOLE 0 0 9539 SCHWAB STRATEGIC TR US REIT ETF ETF 808524847 254 6072 SH SOLE 0 0 6072 SELECT BANCORP INC NEW COM Equity 81617L108 367 27259 SH SOLE 0 0 27259 SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY ETF 81369Y407 665 6080 SH SOLE 0 0 6080 SELECT SECTOR SPDR TR ENERGY ETF 81369Y506 335 4415 SH SOLE 0 0 4415 SELECT SECTOR SPDR TR FINANCIAL ETF 81369Y605 264 9911 SH SOLE 0 0 9911 SELECT SECTOR SPDR TR HEALTH CARE ETF 81369Y209 354 4243 SH SOLE 0 0 4243 SELECT SECTOR SPDR TR MATLS ETF 81369Y100 1702 29318 SH SOLE 0 0 29318 SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 1048 15086 SH SOLE 0 0 15086 SOLAREDGE TECHNOLOGIES INC COM Equity 83417M104 233 4879 SH SOLE 0 0 4879 SORRENTO THERAPEUTICS INC COM NEW Equity 83587F202 83 11500 SH SOLE 0 0 11500 SOUTHERN CO COM Equity 842587107 266 5754 SH SOLE 0 0 5754 SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 ETF 78467X109 2055 8465 SH SOLE 0 0 8465 SPDR GOLD TR GOLD SHS ETF 78463V107 734 6190 SH SOLE 0 0 6190 SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF ETF 78463X749 1160 24105 SH SOLE 0 0 24105 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 396 11264 SH SOLE 0 0 11264 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 18778 69219 SH SOLE 0 0 69219 SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT ETF 78467Y107 735 2071 SH SOLE 0 0 2071 SPDR SER TR BLOOMBERG BARCLAYS HIGH YIELD BD ETF ETF 78464A417 796 22437 SH SOLE 0 0 22437 SPDR SER TR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BD ETF ETF 78468R408 806 29545 SH SOLE 0 0 29545 SPDR SER TR BLOOMBERG BARCLAYS U S CONV LIQUID BD INDEX ETF 78464A359 326 6157 SH SOLE 0 0 6157 SPDR SER TR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUN BD ETF ETF 78468R739 275 5723 SH SOLE 0 0 5723 SPDR SER TR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 861 12897 SH SOLE 0 0 12897 SPDR SER TR S&P DIVID ETF ETF 78464A763 1346 14523 SH SOLE 0 0 14523 SPIRIT AEROSYSTEMS HLDGS INC CL A Equity 848574109 346 4025 SH SOLE 0 0 4025 SPROTT PHYSICAL GOLD & SILVER TR TR UNIT ISIN#CA85208R1010 Equity 85208R101 3698 295140 SH SOLE 0 0 295140 SS&C TECHNOLOGIES HLDGS INC COM Equity 78467J100 356 6860 SH SOLE 0 0 6860 SSGA ACTIVE ETF TR SPDR DOBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 2866 60268 SH SOLE 0 0 60268 STRYKER CORP Equity 863667101 1541 9126 SH SOLE 0 0 9126 TARGET CORP COM Equity 87612E106 533 7004 SH SOLE 0 0 7004 TETRA TECH INC NEW COM Equity 88162G103 222 3798 SH SOLE 0 0 3798 TEXAS INSTRUMENTS INC Equity 882508104 294 2663 SH SOLE 0 0 2663 THERMO FISHER SCIENTIFIC INC COM Equity 883556102 884 4269 SH SOLE 0 0 4269 TIMKEN CO COM Equity 887389104 435 9989 SH SOLE 0 0 9989 TJX COS INC NEW COM Equity 872540109 264 2775 SH SOLE 0 0 2775 TOLL BROS INC Equity 889478103 556 15039 SH SOLE 0 0 15039 TOWER SEMICONDUCTOR LTD SHS NEW ISIN#IL0010823792 Equity M87915274 406 18457 SH SOLE 0 0 18457 TWILIO INC CL A Equity 90138F102 209 3722 SH SOLE 0 0 3722 TWITTER INC COM Equity 90184L102 306 6999 SH SOLE 0 0 6999 UBS AG JERSEY BRH E TRACS LKD UBS BLOOMBERG CONSTANT MTY COMMODITY TOTAL RETURN Equity 902641778 186 11926 SH SOLE 0 0 11926 UBS AG LONDON BRH ETRACS ALERIAN MLP INDEX ETN Equity 90267B682 405 24570 SH SOLE 0 0 24570 ULTRA PETROLEUM CORP REGISTERED SHS ISIN#CA9039142083 Equity 903914208 29 12489 SH SOLE 0 0 12489 UNION PAC CORP COM Equity 907818108 525 3709 SH SOLE 0 0 3709 UNITED PARCEL SVC INC CL B Equity 911312106 1183 11137 SH SOLE 0 0 11137 UNITED TECHNOLOGIES CORP COM Equity 913017109 7737 61878 SH SOLE 0 0 61878 UNITEDHEALTH GROUP INC COM Equity 91324P102 1258 5128 SH SOLE 0 0 5128 US BANCORP DEL COM Equity 902973304 319 6385 SH SOLE 0 0 6385 VANECK VECTORS ETF TR AGRIBUSINESS ETF ETF 92189F700 765 12293 SH OTR 1 0 3542 12293 VANECK VECTORS ETF TR GOLD MINERS ETF ETF 92189F106 438 19651 SH SOLE 0 0 19651 VANECK VECTORS ETF TR HIGH-YIELD MUN INDEX ETF ETF 92189F361 1139 36207 SH SOLE 0 0 36207 VANGUARD ADMIRAL FDS INC S&P MIDCAP 400 INDEX FD ETF SHS ETF 921932885 715 5438 SH SOLE 0 0 5438 VANGUARD BD INDEX FDS VANGUARD INTERMEDIATE TERM BD ETF ETF 921937819 462 5705 SH SOLE 0 0 5705 VANGUARD BD INDEX FDS VANGUARD TOTAL BD MARKET ETF ETF 921937835 4183 52825 SH SOLE 0 0 52825 VANGUARD INDEX FDS REAL ESTATE INDEX FD ETF ETF 922908553 2008 24653 SH SOLE 0 0 24653 VANGUARD INDEX FDS S&P 500 ETF SHS NEW ETF 922908363 941 3771 SH SOLE 0 0 3771 VANGUARD INDEX FDS VANGUARD GROWTH ETF ETF 922908736 2022 13499 SH SOLE 0 0 13499 VANGUARD INDEX FDS VANGUARD LARGE-CAP ETF ETF 922908637 449 3600 SH SOLE 0 0 3600 VANGUARD INDEX FDS VANGUARD MID-CAP ETF ETF 922908629 575 3649 SH SOLE 0 0 3649 VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF ETF 922908751 657 4223 SH SOLE 0 0 4223 VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF ETF 922908611 766 5639 SH SOLE 0 0 5639 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF ETF 922908769 5328 37943 SH SOLE 0 0 37943 VANGUARD INDEX FDS VANGUARD VALUE ETF ETF 922908744 1548 14906 SH SOLE 0 0 14906 VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHS ETF 922042775 5492 105949 SH OTR 1 0 70008 105949 VANGUARD INTL EQUITY INDEX FDS FTSE ALL WORLD EX USA SMALL CAP INDEX FD ETF SHS ETF 922042718 249 2157 SH SOLE 0 0 2157 VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF ETF 922042858 1664 39430 SH SOLE 0 0 39430 VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETF ETF 922042874 388 6917 SH SOLE 0 0 6917 VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS ETF 92206C870 836 10013 SH SOLE 0 0 10013 VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 2000 INDEX FD ETF SHS ETF 92206C664 784 5977 SH SOLE 0 0 5977 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF 92206C409 1674 21428 SH SOLE 0 0 21428 VANGUARD SPECIALIZED FUNDS VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 1937 19062 SH SOLE 0 0 19062 VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS ETF 921909768 370 6836 SH SOLE 0 0 6836 VANGUARD TAX-MANAGED INTL FD FTSE DEVELOPED MKTS ETF ETF 921943858 676 15768 SH SOLE 0 0 15768 VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS ETF 921946406 690 8309 SH SOLE 0 0 8309 VANGUARD WORLD FD VANGUARD MEGA CAP VALUE ETF ETF 921910840 582 7818 SH SOLE 0 0 7818 VANGUARD WORLD FDS VANGUARD ENERGY ETF ETF 92204A306 1505 14324 SH OTR 1 0 7185 14324 VANGUARD WORLD FDS VANGUARD FINLS ETF ETF 92204A405 471 6983 SH SOLE 0 0 6983 VANGUARD WORLD FDS VANGUARD INFORMATION ETF 92204A702 372 2050 SH SOLE 0 0 2050 VANGUARD WORLD FDS VANGUARD MATLS ETF ETF 92204A801 3562 27075 SH OTR 1 0 4377 27075 VANGUARD WORLD FDS VANGUARD UTILS ETF ETF 92204A876 274 2366 SH SOLE 0 0 2366 VERIZON COMMUNICATIONS INC COM Equity 92343V104 1241 24661 SH SOLE 0 0 24661 VISA INC COM CL A Equity 92826C839 2161 16314 SH SOLE 0 0 16314 VODAFONE GROUP PLC NEW SPONSORED ADR NO PAR Equity 92857W308 327 13447 SH SOLE 0 0 13447 WALGREENS BOOTS ALLIANCE INC COM Equity 931427108 749 12482 SH SOLE 0 0 12482 WALMART INC COM Equity 931142103 1986 23189 SH SOLE 0 0 23189 WASHINGTON FED INC COM Equity 938824109 489 14968 SH SOLE 0 0 14968 WEC ENERGY GROUP INC COM Equity 92939U106 257 3983 SH SOLE 0 0 3983 WELLS FARGO & CO NEW COM Equity 949746101 516 9302 SH SOLE 0 0 9302 WISDOMTREE TR INTL EQUITY FD ETF 97717W703 335 6345 SH SOLE 0 0 6345 WISDOMTREE TR INTL LARGECAP DIVID FD ETF 97717W794 230 4815 SH SOLE 0 0 4815 WISDOMTREE TR U S LARGECAP DIVID FD ETF 97717W307 2023 22541 SH SOLE 0 0 22541 WISDOMTREE TR U S MIDCAP DIVID FD ETF 97717W505 407 11371 SH SOLE 0 0 11371 WISDOMTREE TR U S QUALITY SHAREHOLDER YIELD FD ETF 97717W547 224 2717 SH SOLE 0 0 2717 WISDOMTREE TR U S TOTAL EARNINGS FD ETF 97717W596 1134 35850 SH SOLE 0 0 35850 YUM BRANDS INC COM Equity 988498101 223 2848 SH SOLE 0 0 2848