0001569638-18-000001.txt : 20180215 0001569638-18-000001.hdr.sgml : 20180215 20180214182424 ACCESSION NUMBER: 0001569638-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M Holdings Securities, Inc. CENTRAL INDEX KEY: 0001569638 IRS NUMBER: 911802259 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15330 FILM NUMBER: 18615221 BUSINESS ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5034147264 MAIL ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001569638 XXXXXXXX 12-31-2017 12-31-2017 M Holdings Securities, Inc.

1125 NW COUCH STREET PORTLAND OR 97209

13F COMBINATION REPORT 028-15330 0001730083 028-18427 M Financial Asset Management, Inc. N Frank Day 503.414.7264 Frank Day Portland OR 02-14-2018 1 311 332540 false 1 0001730083 028-18427 M Financial Asset Management, Inc. INFORMATION TABLE 2 FinalSubmissionQ42017.xml 3M CO COM Equity 88579Y101 2529 5232 SH SOLE 0 0 4832 ABBOTT LABS COM Equity 002824100 352 10461 SH SOLE 0 0 10461 ABBVIE INC COM Equity 00287Y109 514 11256 SH SOLE 0 0 11256 ACCENTURE PLC IRELAND SHS CLASS A Equity G1151C101 1175 7316 SH SOLE 0 0 7316 AIR PRODS & CHEMS INC COM Equity 009158106 1123 4223 SH SOLE 0 0 4223 ALASKA AIR GROUP INC COM Equity 011659109 334 4092 SH SOLE 0 0 4092 ALIBABA GROUP HLDG LTD SPONSORED ADS Equity 01609W102 389 6901 SH SOLE 0 0 6901 ALLERGAN PLC SHS Equity G0177J108 694 2383 SH SOLE 0 0 2383 ALPHABET INC CAP STK CL A Equity 02079K305 742 2073 SH SOLE 0 0 2073 ALPHABET INC CAP STK CL C Equity 02079K107 207 1249 SH SOLE 0 0 1249 ALPS ETF TR SECTR DIV DOGS ETF 00162Q858 376 16279 SH SOLE 0 0 16279 ALTRIA GROUP INC COM Equity 02209S103 487 15788 SH SOLE 0 0 15788 AMAZON COM INC COM Equity 023135106 51 909 SH SOLE 0 0 909 AMERICAN EXPRESS CO COM Equity 025816109 294 3230 SH SOLE 0 0 3230 AMERICAN INTL GROUP INC COM NEW Equity 026874784 389 6770 SH SOLE 0 0 6770 AMGEN INC COM Equity 031162100 359 3097 SH SOLE 0 0 3097 APACHE CORP COM Equity 037411105 205 4750 SH SOLE 0 0 4750 APPLE HOSPITALITY REIT INC COM NEW Equity 03784Y200 254 15449 SH SOLE 0 0 15449 APPLE INC COM Equity 037833100 2931 64940 SH SOLE 0 0 64940 ASSURED GUARANTY LTD COM Equity G0585R106 746 203759 SH SOLE 0 0 203759 AT&T INC COM Equity 00206R102 2463 63355 SH SOLE 0 0 63355 AUTOMATIC DATA PROCESSING IN COM Equity 053015103 597 3660 SH SOLE 0 0 3660 BANK AMER CORP COM Equity 060505104 1782 89934 SH SOLE 0 0 89934 BEIGENE LTD SPONSORED ADR Equity 07725L102 301 5000 SH SOLE 0 0 5000 BERKSHIRE HATHAWAY INC DEL CL A Equity 084670108 1190 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW Equity 084670702 3491 17706 SH SOLE 0 0 17706 BLACKROCK INC COM Equity 09247X101 1127 556 SH SOLE 0 0 556 BLACKROCK MUNIVEST FD INC COM Equity 09253R105 1063 10516 SH SOLE 0 0 10516 BLACKSTONE GROUP L P COM UNIT LTD Equity 09253U108 321 6667 SH SOLE 0 0 6667 BOEING CO COM Equity 097023105 403 3022 SH SOLE 0 0 3022 BOULDER GROWTH & INCOME FD I COM Equity 101507101 539 14344 SH SOLE 0 0 14344 BP PLC SPONSORED ADR Equity 055622104 201 8378 SH SOLE 0 0 8378 BRISTOL MYERS SQUIBB CO COM Equity 110122108 8460 35101 SH SOLE 0 0 35101 BT GROUP PLC ADR Equity 05577E101 303 16450 SH SOLE 0 0 16450 CENTRAL FD CDA LTD CL A Equity 153501101 429 287936 SH SOLE 0 0 287936 CENTURYLINK INC COM Equity 156700106 300 23000 SH SOLE 0 0 23000 CHECK POINT SOFTWARE TECH LT ORD Equity M22465104 2141 5162 SH SOLE 0 0 5162 CHEVRON CORP NEW COM Equity 166764100 1084 19305 SH SOLE 0 0 19305 CHICAGO BRIDGE & IRON CO N V COM Equity 167250109 2335 13766 SH SOLE 0 0 13766 CIGNA CORPORATION COM Equity 125509109 286 3669 SH SOLE 0 0 3669 CINCINNATI FINL CORP COM Equity 172062101 101 4452 SH SOLE 0 0 4452 CISCO SYS INC COM Equity 17275R102 213 61956 SH SOLE 0 0 61956 CITIGROUP INC COM NEW Equity 172967424 891 24500 SH SOLE 0 0 24500 CLAYMORE EXCHANGE TRD FD TR GUGG MSCI GB ETF ETF 18383Q879 159 30453 SH SOLE 0 0 30453 COCA COLA CO COM Equity 191216100 2151 36840 SH SOLE 0 0 36840 COGNIZANT TECHNOLOGY SOLUTIO CL A Equity 192446102 745 9085 SH SOLE 0 0 9085 COLGATE PALMOLIVE CO COM Equity 194162103 278 5821 SH SOLE 0 0 5821 COMCAST CORP NEW CL A Equity 20030N101 664 9005 SH SOLE 0 0 9005 CONOCOPHILLIPS COM Equity 20825C104 3858 6904 SH SOLE 0 0 6904 COPART INC COM Equity 217204106 384 10491 SH SOLE 0 0 10491 CSX CORP COM Equity 126408103 1293 5046 SH SOLE 0 0 5046 CVS HEALTH CORP COM Equity 126650100 222 9160 SH SOLE 0 0 9160 DANAHER CORP DEL COM Equity 235851102 2373 8465 SH SOLE 0 0 8465 DBX ETF TR XTRACK MSCI EAFE ETF 233051200 1823 105390 SH SOLE 0 0 105390 DHT HOLDINGS INC SHS NEW Equity Y2065G121 968 201000 SH SOLE 0 0 201000 DIAGEO P L C SPON ADR NEW Equity 25243Q205 1690 3262 SH SOLE 0 0 3262 DISCOVER FINL SVCS COM Equity 254709108 645 3179 SH SOLE 0 0 3179 DISNEY WALT CO COM DISNEY Equity 254687106 439 10975 SH SOLE 0 0 10975 DOMINOS PIZZA INC COM Equity 25754A201 361 2084 SH SOLE 0 0 2084 DOWDUPONT INC COM Equity 26078J100 379 9568 SH SOLE 0 0 9568 DREYFUS STRATEGIC MUN BD FD COM Equity 26202F107 453 15888 SH SOLE 0 0 15888 DUKE ENERGY CORP NEW COM NEW Equity 26441C204 3349 6591 SH SOLE 0 0 6591 EBAY INC COM Equity 278642103 786 10304 SH SOLE 0 0 10304 ECOLAB INC COM Equity 278865100 476 7591 SH SOLE 0 0 7591 EDWARDS LIFESCIENCES CORP COM Equity 28176E108 1180 4262 SH SOLE 0 0 4262 EMERSON ELEC CO COM Equity 291011104 245 5361 SH SOLE 0 0 5361 ENBRIDGE INC COM Equity 29250N105 394 17312 SH SOLE 0 0 17312 ENERGIZER HLDGS INC NEW COM Equity 29272W109 681 27553 SH SOLE 0 0 27553 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT Equity 29278N103 136 26131 SH SOLE 0 0 26131 ENTEGRA FINL CORP COM Equity 29363J108 554 15000 SH SOLE 0 0 15000 ETF SER SOLUTIONS BRAND VALUE ETF 26922A693 760 47863 SH SOLE 0 0 47863 ETF SER SOLUTIONS US GLB JETS ETF 26922A842 662 20335 SH SOLE 0 0 20335 EURONAV NV ANTWERPEN SHS Equity B38564108 1019 98500 SH SOLE 0 0 98500 EXXON MOBIL CORP COM Equity 30231G102 480 50486 SH SOLE 0 0 50486 FACEBOOK INC CL A Equity 30303M102 374 13884 SH SOLE 0 0 13884 FANG HLDGS LTD ADR Equity 30711Y102 677 10000 SH SOLE 0 0 10000 FEDEX CORP COM Equity 31428X106 1322 1019 SH SOLE 0 0 1019 FIDELITY MSCI INFO TECH I ETF 316092808 468 10967 SH SOLE 0 0 10967 FIRST AMERN FINL CORP COM Equity 31847R102 439 13403 SH SOLE 0 0 13403 FIRST CONN BANCORP INC MD COM Equity 319850103 4223 120000 SH SOLE 0 0 120000 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW ETF 33739Q408 326 13975 SH SOLE 0 0 13975 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI ETF 33738R100 56 11289 SH SOLE 0 0 11289 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF ETF 33739E108 2450 123420 SH SOLE 0 0 123420 FIRST TR LRG CP GRWTH ALPHAD COM SHS ETF 33735K108 548 10482 SH SOLE 0 0 10482 FIRST TR LRG CP VL ALPHADEX COM SHS ETF 33735J101 751 6500 SH SOLE 0 0 6500 FIRST TR LRGE CP CORE ALPHA COM SHS ETF 33734K109 254 4755 SH SOLE 0 0 4755 FIRST TR MORNINGSTAR DIV LEA SHS ETF 336917109 3138 9767 SH SOLE 0 0 9767 FIRST TR VALUE LINE DIVID IN SHS ETF 33734H106 294 132915 SH SOLE 0 0 132915 FIRSTHAND TECH VALUE FD INC COM Equity 33766Y100 4102 26000 SH SOLE 0 0 26000 FISERV INC COM Equity 337738108 278 1907 SH SOLE 0 0 1907 FORD MTR CO DEL COM PAR $0.01 Equity 345370860 355 68559 SH SOLE 0 0 68559 FREEPORT-MCMORAN INC CL B Equity 35671D857 641 93072 SH SOLE 0 0 93072 FS INVT CORP COM Equity 302635107 215 44315 SH SOLE 0 0 44315 GABELLI MULTIMEDIA TR INC COM Equity 36239Q109 2470 44669 SH SOLE 0 0 44669 GASTAR EXPL INC NEW COM Equity 36729W202 838 30195 SH SOLE 0 0 30195 GENERAL ELECTRIC CO COM Equity 369604103 233 114831 SH SOLE 0 0 114831 GENERAL MLS INC COM Equity 370334104 250 7055 SH SOLE 0 0 7055 GILEAD SCIENCES INC COM Equity 375558103 856 4819 SH SOLE 0 0 4819 GLAXOSMITHKLINE PLC SPONSORED ADR Equity 37733W105 1765 11358 SH SOLE 0 0 11358 GLOBAL NET LEASE INC COM NEW Equity 379378201 443 52689 SH SOLE 0 0 52689 GOLDCORP INC NEW COM Equity 380956409 2004 65333 SH SOLE 0 0 65333 HARRIS CORP DEL COM Equity 413875105 418 2000 SH SOLE 0 0 2000 HOME DEPOT INC COM Equity 437076102 345 1090 SH SOLE 0 0 1090 HONEYWELL INTL INC COM Equity 438516106 391 17189 SH SOLE 0 0 17189 ILLINOIS TOOL WKS INC COM Equity 452308109 834 7230 SH SOLE 0 0 7230 INTEL CORP COM Equity 458140100 283 28005 SH SOLE 0 0 28005 INTERNATIONAL BUSINESS MACHS COM Equity 459200101 968 6443 SH SOLE 0 0 6443 ISHARES GOLD TRUST ISHARES ETF 464285105 3842 98616 SH SOLE 0 0 98616 ISHARES INC CORE MSCI EMKT ETF 46434G103 1293 7276 SH SOLE 0 0 7276 ISHARES TR 1 3 YR CR BD ETF ETF 464288646 988 63899 SH SOLE 0 0 63899 ISHARES TR 1 3 YR TREAS BD ETF 464287457 492 5695 SH SOLE 0 0 5695 ISHARES TR 20 YR TR BD ETF ETF 464287432 514 7327 SH SOLE 0 0 7327 ISHARES TR CONSER ALLOC ETF ETF 464289883 897 51828 SH SOLE 0 0 51828 ISHARES TR CORE 1 5 YR USD ETF 46432F859 1234 10236 SH SOLE 0 0 10236 ISHARES TR CORE HIGH DV ETF ETF 46429B663 582 12173 SH SOLE 0 0 12173 ISHARES TR CORE MSCI TOTAL ETF 46432F834 1820 4899 SH SOLE 0 0 4899 ISHARES TR CORE S&P MCP ETF ETF 464287507 930 10438 SH SOLE 0 0 10438 ISHARES TR CORE S&P SCP ETF ETF 464287804 478 17551 SH SOLE 0 0 17551 ISHARES TR CORE S&P500 ETF ETF 464287200 2697 3336 SH SOLE 0 0 3336 ISHARES TR CORE US AGGBD ET ETF 464287226 1507 11426 SH SOLE 0 0 11426 ISHARES TR FLTG RATE NT ETF ETF 46429B655 1981 4125 SH SOLE 0 0 4125 ISHARES TR GL TIMB FORE ETF ETF 464288174 1172 7631 SH OTR 1 0 7768 7631 ISHARES TR GLB CNSM STP ETF Equity 464288737 531 3546 SH SOLE 0 0 3546 ISHARES TR GRWT ALLOCAT ETF ETF 464289867 1249 10799 SH SOLE 0 0 10799 ISHARES TR IBOXX HI YD ETF ETF 464288513 584 9286 SH SOLE 0 0 9286 ISHARES TR IBOXX INV CP ETF ETF 464287242 3135 10703 SH SOLE 0 0 10703 ISHARES TR MIN VOL EAFE ETF ETF 46429B689 1371 3579 SH SOLE 0 0 3579 ISHARES TR MIN VOL USA ETF ETF 46429B697 543 11379 SH SOLE 0 0 11379 ISHARES TR MODERT ALLOC ETF ETF 464289875 1301 41425 SH SOLE 0 0 41425 ISHARES TR MRGSTR MD CP GRW ETF 464288307 284 4955 SH SOLE 0 0 4955 ISHARES TR MRGSTR MD CP VAL ETF 464288406 1760 8011 SH SOLE 0 0 8011 ISHARES TR MRGSTR SM CP GR ETF 464288604 808 7575 SH SOLE 0 0 7575 ISHARES TR MRNING SM CP ETF ETF 464288703 1355 8619 SH SOLE 0 0 8619 ISHARES TR MSCI EAFE ETF ETF 464287465 1348 21440 SH SOLE 0 0 21440 ISHARES TR MSCI EMG MKT ETF ETF 464287234 897 12362 SH SOLE 0 0 12362 ISHARES TR NASDAQ BIOTECH ETF 464287556 1003 4976 SH SOLE 0 0 4976 ISHARES TR NATIONAL MUN ETF ETF 464288414 1278 9151 SH SOLE 0 0 9151 ISHARES TR NORTH AMERN NAT ETF 464287374 1013 76103 SH OTR 1 0 13474 76103 ISHARES TR RUS 1000 ETF ETF 464287622 810 21094 SH SOLE 0 0 21094 ISHARES TR RUS 1000 GRW ETF ETF 464287614 1359 4334 SH SOLE 0 0 4334 ISHARES TR RUS 1000 VAL ETF ETF 464287598 6680 9427 SH SOLE 0 0 9427 ISHARES TR RUS 2000 VAL ETF ETF 464287630 1312 2262 SH SOLE 0 0 2262 ISHARES TR RUS MID CAP ETF ETF 464287499 981 3062 SH SOLE 0 0 3062 ISHARES TR RUSSELL 2000 ETF ETF 464287655 327 11541 SH SOLE 0 0 11541 ISHARES TR S&P 500 GRWT ETF ETF 464287309 691 11911 SH SOLE 0 0 11911 ISHARES TR S&P SML 600 GWT ETF 464287887 212 5274 SH SOLE 0 0 5274 ISHARES TR S&P US PFD STK ETF 464288687 1576 8598 SH SOLE 0 0 8598 ISHARES TR SELECT DIVID ETF ETF 464287168 1796 5210 SH SOLE 0 0 5210 ISHARES TR SP SMCP600VL ETF ETF 464287879 485 8929 SH SOLE 0 0 8929 ISHARES TR TIPS BD ETF ETF 464287176 210 10819 SH SOLE 0 0 10819 ISHARES TR U.S. FINLS ETF ETF 464287788 261 11348 SH SOLE 0 0 11348 ISHARES TR U.S. TECH ETF ETF 464287721 637 4963 SH SOLE 0 0 4963 ISHARES TR US AER DEF ETF ETF 464288760 1097 3674 SH SOLE 0 0 3674 ISHARES TR US HOME CONS ETF ETF 464288752 601 22435 SH SOLE 0 0 22435 ISHARES TR US REGNL BKS ETF ETF 464288778 309 4292 SH SOLE 0 0 4292 JD COM INC SPON ADR CL A Equity 47215P106 510 14180 SH SOLE 0 0 14180 JOHNSON & JOHNSON COM Equity 478160104 3416 21495 SH SOLE 0 0 21495 JPMORGAN CHASE & CO COM Equity 46625H100 587 28075 SH SOLE 0 0 28075 KELLOGG CO COM Equity 487836108 2516 3145 SH SOLE 0 0 3145 KEYCORP NEW COM Equity 493267108 526 46412 SH SOLE 0 0 46412 KIMCO RLTY CORP COM Equity 49446R109 214 21650 SH SOLE 0 0 21650 KINDER MORGAN INC DEL COM Equity 49456B101 936 17364 SH SOLE 0 0 17364 KLX INC COM Equity 482539103 393 7700 SH SOLE 0 0 7700 KRAFT HEINZ CO COM Equity 500754106 314 2912 SH SOLE 0 0 2912 LEIDOS HLDGS INC COM Equity 525327102 226 3297 SH SOLE 0 0 3297 LEUCADIA NATL CORP COM Equity 527288104 213 27344 SH SOLE 0 0 27344 LILLY ELI & CO COM Equity 532457108 724 2468 SH SOLE 0 0 2468 LLOYDS BANKING GROUP PLC SPONSORED ADR Equity 539439109 208 13530 SH SOLE 0 0 13530 LOCKHEED MARTIN CORP COM Equity 539830109 1018 2768 SH SOLE 0 0 2768 LOWES COS INC COM Equity 548661107 2385 8740 SH SOLE 0 0 8740 MCDONALDS CORP COM Equity 580135101 355 5733 SH SOLE 0 0 5733 MEDTRONIC PLC SHS Equity G5960L103 2741 12684 SH SOLE 0 0 12684 MERCK & CO INC COM Equity 58933Y105 314 24841 SH SOLE 0 0 24841 METLIFE INC COM Equity 59156R108 297 7019 SH SOLE 0 0 7019 MICROSOFT CORP COM Equity 594918104 969 36240 SH SOLE 0 0 36240 MONDELEZ INTL INC CL A Equity 609207105 363 7337 SH SOLE 0 0 7337 MORGAN STANLEY COM NEW Equity 617446448 221 5657 SH SOLE 0 0 5657 MORGAN STANLEY EMER MKTS FD COM Equity 61744G107 485 21788 SH SOLE 0 0 21788 MYLAN N V SHS EURO Equity N59465109 383 4849 SH SOLE 0 0 4849 NATIONAL GRID PLC SPONSORED ADR NE Equity 636274409 142 9851 SH SOLE 0 0 9851 NETFLIX INC COM Equity 64110L106 408 1893 SH SOLE 0 0 1893 NEW YORK CMNTY BANCORP INC COM Equity 649445103 356 17000 SH SOLE 0 0 17000 NEXTERA ENERGY INC COM Equity 65339F101 1681 3105 SH SOLE 0 0 3105 NORFOLK SOUTHERN CORP COM Equity 655844108 325 2643 SH SOLE 0 0 2643 NORTHERN DYNASTY MINERALS LT COM NEW Equity 66510M204 314 80000 SH SOLE 0 0 80000 NORTHERN LTS FD TR IV INSPIRE CORP ETF 66538H633 862 16181 SH SOLE 0 0 16181 NORTHERN LTS FD TR IV INSPIRE GBL HOPE ETF 66538H658 244 59131 SH SOLE 0 0 59131 NORTHERN LTS FD TR IV INSPIRE SMAL ETF ETF 66538H641 399 13475 SH SOLE 0 0 13475 NORTHROP GRUMMAN CORP COM Equity 666807102 10 1060 SH SOLE 0 0 1060 NUCOR CORP COM Equity 670346105 206 4934 SH SOLE 0 0 4934 NVIDIA CORP COM Equity 67066G104 1659 4457 SH SOLE 0 0 4457 OCCIDENTAL PETE CORP DEL COM Equity 674599105 2178 3316 SH SOLE 0 0 3316 ORACLE CORP COM Equity 68389X105 742 8432 SH SOLE 0 0 8432 PALATIN TECHNOLOGIES INC COM PAR $ .01 Equity 696077403 950 11230 SH SOLE 0 0 11230 PARKER HANNIFIN CORP COM Equity 701094104 250 1030 SH SOLE 0 0 1030 PAYPAL HLDGS INC COM Equity 70450Y103 265 22530 SH SOLE 0 0 22530 PEPSICO INC COM Equity 713448108 302 18161 SH SOLE 0 0 18161 PFIZER INC COM Equity 717081103 9146 26128 SH SOLE 0 0 26128 PHILIP MORRIS INTL INC COM Equity 718172109 2374 11394 SH SOLE 0 0 11394 PIMCO ETF TR 1-5 US TIP IDX ETF 72201R205 332 4816 SH OTR 1 0 1340 4816 PIMCO ETF TR ACTIVE BD ETF ETF 72201R775 370 2497 SH SOLE 0 0 2497 PIMCO ETF TR ENHAN SHRT MA AC ETF 72201R833 605 2970 SH SOLE 0 0 2970 POWERSHARES ETF TR II DEV MKTS EX-US ETF 73936T789 411 13332 SH SOLE 0 0 13332 POWERSHARES ETF TR II EMER MRKT PORT ETF 73936T763 430 14888 SH SOLE 0 0 14888 POWERSHARES ETF TR II EX US SML PORT ETF 73936T771 294 10752 SH SOLE 0 0 10752 POWERSHARES ETF TR II PWRSHS SP500 LOW ETF 73937B654 283 9675 SH SOLE 0 0 9675 POWERSHARES ETF TR II S&P400 LOVL PT ETF 73937B647 1418 6481 SH SOLE 0 0 6481 POWERSHARES ETF TR II S&P500 LOW VOL ETF 73937B779 181 9000 SH SOLE 0 0 9000 POWERSHARES ETF TRUST DYNA BUYBK ACH ETF 73935X286 1504 12616 SH SOLE 0 0 12616 POWERSHARES ETF TRUST FTSE RAFI 1000 ETF 73935X583 219 13733 SH SOLE 0 0 13733 POWERSHARES ETF TRUST FTSE US1500 SM ETF 73935X567 255 6266 SH SOLE 0 0 6266 POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 386 53944 SH SOLE 0 0 53944 PROCTER AND GAMBLE CO COM Equity 742718109 1258 43161 SH SOLE 0 0 43161 PROSHARES TR II ULTRA GOLD ETF 74347W601 213 6265 SH SOLE 0 0 6265 PROSHARES TRUST ETF 74347X849 462 64842 SH SOLE 0 0 64842 PROSHARES TR ULTRASHRT S&P500 ETF 74347B383 946 5329 SH SOLE 0 0 5329 PROSHARES TR ULTSHT RUSS2000 ETF 74348A319 9870 10360 SH SOLE 0 0 10360 PRUDENTIAL FINL INC COM Equity 744320102 10639 3359 SH SOLE 0 0 3359 PUBLIC SVC ENTERPRISE GROUP COM Equity 744573106 760 5490 SH SOLE 0 0 5490 QUALCOMM INC COM Equity 747525103 354 16046 SH SOLE 0 0 16046 RAYTHEON CO COM NEW Equity 755111507 729 1232 SH SOLE 0 0 1232 RIOT BLOCKCHAIN INC COM ADDED Equity 767292105 1397 7500 SH SOLE 0 0 7500 ROCKWELL COLLINS INC COM Equity 774341101 277 3408 SH SOLE 0 0 3408 SALIENT MIDSTREAM & MLP FD SH BEN INT Equity 79471V105 2137 35887 SH SOLE 0 0 35887 SCHLUMBERGER LTD COM Equity 806857108 1306 8782 SH SOLE 0 0 8782 SCHWAB STRATEGIC TR EMRG MKTEQ ETF ETF 808524706 668 33967 SH SOLE 0 0 33967 SCHWAB STRATEGIC TR INTL EQTY ETF ETF 808524805 307 26712 SH SOLE 0 0 26712 SCHWAB STRATEGIC TR US REIT ETF ETF 808524847 395 5386 SH SOLE 0 0 5386 SELECT BANCORP INC NEW COM Equity 81617L108 592 27259 SH SOLE 0 0 27259 SELECT SECTOR SPDR TR ENERGY ETF 81369Y506 910 29872 SH SOLE 0 0 29872 SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 949 9611 SH SOLE 0 0 9611 SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 224 5759 SH SOLE 0 0 5759 SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 913 15083 SH SOLE 0 0 15083 SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 476 13770 SH SOLE 0 0 13770 SPDR DOW JONES INDL AVRG ETF UT SER 1 ETF 78467X109 949 5281 SH SOLE 0 0 5281 SPDR GOLD TRUST GOLD SHS ETF 78463V107 2159 7649 SH SOLE 0 0 7649 SPDR INDEX SHS FDS DJ GLB RL ES ETF ETF 78463X749 881 217650 SH SOLE 0 0 217650 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 244 36987 SH SOLE 0 0 36987 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF 78467Y107 205 1933 SH SOLE 0 0 1933 SPDR SERIES TRUST BLOOMBERG BRCLYS ETF 78464A417 362 19850 SH SOLE 0 0 19850 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 78464A409 344 10741 SH SOLE 0 0 10741 SPDR SERIES TRUST S&P 600 SMCP VAL ETF 78464A300 1382 6045 SH SOLE 0 0 6045 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 224 14791 SH SOLE 0 0 14791 SQUARE INC CL A Equity 852234103 415 7025 SH SOLE 0 0 7025 SS&C TECHNOLOGIES HLDGS INC COM Equity 78467J100 247 6840 SH SOLE 0 0 6840 SSGA ACTIVE ETF TR SPDR TR TACTIC ETF 78467V848 788 43933 SH SOLE 0 0 43933 ST JOE CO COM Equity 790148100 112 17022 SH SOLE 0 0 17022 STARBUCKS CORP COM Equity 855244109 1231 3562 SH SOLE 0 0 3562 STARWOOD PPTY TR INC COM Equity 85571B105 491 16969 SH SOLE 0 0 16969 STRYKER CORP COM Equity 863667101 700 8924 SH SOLE 0 0 8924 TARGET CORP COM Equity 87612E106 186 6362 SH SOLE 0 0 6362 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR Equity 881624209 389 13050 SH SOLE 0 0 13050 THERMO FISHER SCIENTIFIC INC COM Equity 883556102 452 4149 SH SOLE 0 0 4149 TIMKEN CO COM Equity 887389104 528 9989 SH SOLE 0 0 9989 TJX COS INC NEW COM Equity 872540109 5877 2935 SH SOLE 0 0 2935 TOLL BROTHERS INC COM Equity 889478103 1015 14586 SH SOLE 0 0 14586 TOWER SEMICONDUCTOR LTD SHS NEW Equity M87915274 220 18164 SH SOLE 0 0 18164 UBS AG JERSEY BRH CMCI ETN 38 Equity 902641778 445 12066 SH SOLE 0 0 12066 UBS AG LONDON BRH ETRAC ALER MLP Equity 90267B682 970 22433 SH SOLE 0 0 22433 ULTRA PETROLEUM CORP COM NEW Equity 903914208 202 12333 SH SOLE 0 0 12333 UNION PAC CORP COM Equity 907818108 286 3368 SH SOLE 0 0 3368 UNITED PARCEL SERVICE INC CL B Equity 911312106 2305 4430 SH SOLE 0 0 4430 UNITED TECHNOLOGIES CORP COM Equity 913017109 605 46066 SH SOLE 0 0 46066 UNITEDHEALTH GROUP INC COM Equity 91324P102 462 4602 SH SOLE 0 0 4602 V F CORP COM Equity 918204108 300 2979 SH SOLE 0 0 2979 VANECK VECTORS ETF TR AGRIBUSINESS ETF ETF 92189F700 3160 4639 SH OTR 1 0 4945 4639 VANECK VECTORS ETF TR FALLEN ANGEL HG ETF 92189F437 268 6760 SH SOLE 0 0 6760 VANECK VECTORS ETF TR GOLD MINERS ETF ETF 92189F106 690 19128 SH SOLE 0 0 19128 VANECK VECTORS ETF TR HIGH YLD MUN ETF ETF 92189F361 4090 31102 SH SOLE 0 0 31102 VANGUARD BD INDEX FD INC INTERMED TERM ETF 921937819 907 5514 SH SOLE 0 0 5514 VANGUARD BD INDEX FD INC SHORT TRM BOND ETF 921937827 662 3788 SH SOLE 0 0 3788 VANGUARD BD INDEX FD INC TOTAL BND MRKT ETF 921937835 1121 38740 SH SOLE 0 0 38740 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 2791 11535 SH SOLE 0 0 11535 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 2037 5300 SH SOLE 0 0 5300 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 1017 4081 SH SOLE 0 0 4081 VANGUARD INDEX FDS REIT ETF ETF 922908553 520 17254 SH SOLE 0 0 17254 VANGUARD INDEX FDS S&P 500 ETF SHS ETF 922908363 264 3659 SH SOLE 0 0 3659 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 898 6542 SH SOLE 0 0 6542 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 225 2583 SH SOLE 0 0 2583 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 1432 39862 SH SOLE 0 0 39862 VANGUARD INDEX FDS VALUE ETF ETF 922908744 869 14575 SH SOLE 0 0 14575 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US ETF 922042775 1282 83315 SH OTR 1 0 142352 83315 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF ETF 922042858 1622 19761 SH SOLE 0 0 19761 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF ETF 922042874 1550 11199 SH SOLE 0 0 11199 VANGUARD SCOTTSDALE FDS INT-TERM CORP ETF 92206C870 382 11632 SH SOLE 0 0 11632 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD ETF 92206C409 5471 25687 SH SOLE 0 0 25687 VANGUARD SPECIALIZED FUNDS DIV APP ETF ETF 921908844 1319 22594 SH SOLE 0 0 22594 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF ETF 921943858 1786 5972 SH SOLE 0 0 5972 VANGUARD WHITEHALL FDS INC HIGH DIV YLD ETF 921946406 415 8059 SH SOLE 0 0 8059 VANGUARD WORLD FD MEGA CAP VAL ETF ETF 921910840 235 7907 SH SOLE 0 0 7907 VANGUARD WORLD FDS ENERGY ETF ETF 92204A306 2017 11332 SH OTR 1 0 19285 11332 VANGUARD WORLD FDS FINANCIALS ETF ETF 92204A405 783 7431 SH SOLE 0 0 7431 VANGUARD WORLD FDS INF TECH ETF ETF 92204A702 505 1605 SH SOLE 0 0 1605 VANGUARD WORLD FDS MATERIALS ETF ETF 92204A801 449 20416 SH OTR 1 0 11989 20416 VEEVA SYS INC CL A COM Equity 922475108 2069 4075 SH SOLE 0 0 4075 VERIZON COMMUNICATIONS INC COM Equity 92343V104 410 24917 SH SOLE 0 0 24917 VISA INC COM CL A Equity 92826C839 224 15668 SH SOLE 0 0 15668 VODAFONE GROUP PLC NEW SPONSORED ADR Equity 92857W308 1143 13014 SH SOLE 0 0 13014 WALGREENS BOOTS ALLIANCE INC COM Equity 931427108 1074 10785 SH SOLE 0 0 10785 WAL-MART STORES INC COM Equity 931142103 354 20423 SH SOLE 0 0 20423 WASHINGTON FED INC COM Equity 938824109 244 14755 SH SOLE 0 0 14755 WEC ENERGY GROUP INC COM Equity 92939U106 236 3532 SH SOLE 0 0 3532 WELLS FARGO CO NEW COM Equity 949746101 911 7398 SH SOLE 0 0 7398 WISDOMTREE TR INTL EQUITY FD ETF 97717W703 390 6345 SH SOLE 0 0 6345 WISDOMTREE TR INTL LRGCAP DV ETF 97717W794 6901 4815 SH SOLE 0 0 4815 WISDOMTREE TR US LARGECAP DIVD ETF 97717W307 1120 22460 SH SOLE 0 0 22460 WISDOMTREE TR US MIDCAP DIVID ETF 97717W505 1024 11625 SH SOLE 0 0 11625 WISDOMTREE TR US QLT SHRHD YLD ETF 97717W547 535 2717 SH SOLE 0 0 2717 WISDOMTREE TR US SMALLCAP DIVD ETF 97717W604 619 36979 SH SOLE 0 0 36979 WISDOMTREE TR US TOTAL EARNING ETF 97717W596 205 35850 SH SOLE 0 0 35850 YUM BRANDS INC COM Equity 988498101 722 2894 SH SOLE 0 0 2894