Compliance Officer

0001569638-14-000001.txt : 20140213 0001569638-14-000001.hdr.sgml : 20140213 20140213121425 ACCESSION NUMBER: 0001569638-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M Holdings Securities, Inc. CENTRAL INDEX KEY: 0001569638 IRS NUMBER: 911802259 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15330 FILM NUMBER: 14604224 BUSINESS ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5034147264 MAIL ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569638 XXXXXXXX 12-31-2013 12-31-2013 M Holdings Securities, Inc.

1125 NW COUCH STREET PORTLAND OR 97209

13F HOLDINGS REPORT 028-15330 N Frank Day Compliance Officer 503-414-7264 Frank Day Portland OR 02-13-2014 0 183 140282 false INFORMATION TABLE 2 201313FFiling.xml SCHWAB STRATEGIC TRUS REIT ETF ETF 808524847 308 10197 SH SOLE 0 0 0 10197 SPDR SER TR BARCLAYSHIGH YIELD BD ETF ETF 78464A417 417 10283 SH SOLE 0 0 0 10283 JOHNSON & JOHNSONCOM COM 478160104 970 10586 SH SOLE 0 0 0 10586 SPDR SER TR S&PDIVID ETF ETF 78464A763 775 10671 SH SOLE 0 0 0 10671 MANULIFE FINL CORPCOMISIN#CA56501R1064 COM 56501R106 212 10758 SH SOLE 0 0 0 10758 ISHARES TR MSCI EAFEETF ETF 464287465 724 10791 SH SOLE 0 0 0 10791 POWERSHARESEXCHANGE-TRADED FDTR FTSE RAFI US 1000PORT ETF 73935X583 899 10845 SH SOLE 0 0 0 10845 PEPSICO INC COM COM 713448108 904 10900 SH SOLE 0 0 0 10900 WELLS FARGO & CONEW COM COM 949746101 510 11238 SH SOLE 0 0 0 11238 POWERSHARES GLOBALEXCH TRD FD TRFTSE RAFI DEVELOPEDMARKETS EX US SMALLPORT ETF 73936T771 316 11315 SH SOLE 0 0 0 11315 HONEYWELL INTL INCCOM COM 438516106 1039 11370 SH SOLE 0 0 0 11370 ISHARES TR MSCIEMERGING MKTS ETF ETF 464287234 479 11454 SH SOLE 0 0 0 11454 ISHARES TR LATINAMER 40 ETF ETF 464287390 441 11905 SH SOLE 0 0 0 11905 TARGET CORP COM COM 87612E106 755 11930 SH SOLE 0 0 0 11930 JP MORGAN CHASE &CO COMISIN#US46625H1005 COM 46625H100 733 12526 SH SOLE 0 0 0 12526 CITIGROUP INCCOM NEWISIN#US1729674242 COM 172967424 688 13198 SH SOLE 0 0 0 13198 BANK AMER CORP COM COM 060505104 214 13773 SH SOLE 0 0 0 13773 PFIZER INC COM COM 717081103 423 13806 SH SOLE 0 0 0 13806 PROSHARES TRPROSHARES ULTRASHORTS&P 500 NEW ETF 74347B300 450 15157 SH SOLE 0 0 0 15157 WISDOMTREE TR TOTALEARNINGS FD ETF 97717W596 1013 15162 SH SOLE 0 0 0 15162 AT&T INC COM COM 00206R102 556 15818 SH SOLE 0 0 0 15818 SPDR SER TR S&P 600SMALL CAP VALUE ETF ETF 78464A300 1689 15862 SH SOLE 0 0 0 15862 CHEVRON CORP NEW COM COM 166764100 1990 15931 SH SOLE 0 0 0 15931 VANGUARD INDEX FDSVANGUARD SMALL-CAPETF ETF 922908751 1786 16245 SH SOLE 0 0 0 16245 ISHARES SILVER TRISHARES ETF 46428Q109 312 16700 SH SOLE 0 0 0 16700 LYDALL INC COM COM 550819106 318 18025 SH SOLE 0 0 0 18025 INTEL CORP COM COM 458140100 485 18684 SH SOLE 0 0 0 18684 SEADRILL LIMTEDSHSISIN#BMG7945E1057 COM G7945E105 772 18803 SH SOLE 0 0 0 18803 THE SAINT JOE COCOM COM 790148100 363 18898 SH SOLE 0 0 0 18898 VANGUARD INDEX FDSVANGUARD TOTAL STKMKT ETF ETF 922908769 1847 19252 SH SOLE 0 0 0 19252 WISDOMTREE TRLARGECAP DIVID FD ETF 97717W307 1377 20699 SH SOLE 0 0 0 20699 MICRON TECHNOLOGYINC COM 595112103 460 21163 SH SOLE 0 0 0 21163 BE AEROSPACE INC COM COM 073302101 1964 22565 SH SOLE 0 0 0 22565 ANNALY CAP MGMT INCCOM COM 035710409 227 22746 SH SOLE 0 0 0 22746 ISHARES TR RUSSELL1000 ETF ETF 464287622 2454 23790 SH SOLE 0 0 0 23790 MICROSOFT CORPCOM COM 594918104 930 24858 SH SOLE 0 0 0 24858 VANGUARD SCOTTSDALEFDS VANGUARDSHORT-TERM CORPORATEBD INDEX FD ETF 92206C409 2033 25478 SH SOLE 0 0 0 25478 VANGUARD SPECIALIZEDPORTFOLIOS DIVIDENDAPPRECIATION INDEXFD ETF ETF 921908844 2167 28800 SH SOLE 0 0 0 28800 EBAY INC COM COM 278642103 1645 29984 SH SOLE 0 0 0 29984 ISHARES TR NORTHAMERN NAT RES ETF ETF 464287374 1319 30389 SH SOLE 0 0 0 30389 SPDR SER TR S&P BKETF ETF 78464A797 1008 30391 SH SOLE 0 0 0 30391 CLAYMORE EXCHANGETRADED FD TR 2GUGGENHEIM TIMBERETF ETF 18383Q879 794 30654 SH SOLE 0 0 0 30654 PAREX RES INCCOMISIN#CA69946Q1046 COM 69946Q104 212 34200 SH SOLE 0 0 0 34200 COLUMBIA PPTY TRINC COM NEW COM 198287203 894 35775 SH SOLE 0 0 0 35775 COCA COLA COMPANY COM 191216100 1657 40109 SH SOLE 0 0 0 40109 UNITED TECHNOLOGIESCORP COM COM 913017109 4831 42450 SH SOLE 0 0 0 42450 CISCO SYSTEMS INC COM 17275R102 966 43055 SH SOLE 0 0 0 43055 PROCTER & GAMBLE COCOM COM 742718109 3533 43395 SH SOLE 0 0 0 43395 VANGUARD INTL EQUITYINDEX FDS FTSEEMERGING MKTS ETF ETF 922042858 1843 44806 SH SOLE 0 0 0 44806 ISHARES TR INTLDEVELOPED REALESTATE ETF ETF 464288489 1427 46238 SH SOLE 0 0 0 46238 EXXON MOBIL CORP COM COM 30231G102 5321 52579 SH SOLE 0 0 0 52579 VANGUARD INTL EQUITYINDEX FD INC FTSEALL WORLD EX USINDEX FD ETFS SHS ETF 922042775 2729 53793 SH SOLE 0 0 0 53793 BERKSHIRE HATHAWAYINC DEL CL B NEW COM 084670702 7258 61221 SH SOLE 0 0 0 61221 SPDR INDEX SHS FDSDOW JONES GLOBALREAL ESTATE ETF ETF 78463X749 3071 73947 SH SOLE 0 0 0 73947 GENERAL ELECTRIC COCOM COM 369604103 2471 88169 SH SOLE 0 0 0 88169 ISHARES TR BARCLAYS1-3 YR TREAS BD ETF ETF 464287457 8046 95349 SH SOLE 0 0 0 95349 FIRST CONN BANCORPINC MD COM COM 319850103 1934 120000 SH SOLE 0 0 0 120000 ISHARES GOLD TRISHARES ETF 464285105 1712 146564 SH SOLE 0 0 0 146564 ASSURED GUARANTY LTDCOMISIN#BMG0585R1060 COM G0585R106 3856 163466 SH SOLE 0 0 0 163466 FORD MOTOR CO DELCOM PAR COM 345370860 2671 173074 SH SOLE 0 0 0 173074 ADVANTAGE CAP DEVCORP COM COM 007559107 0 10000 SH SOLE 0 0 0 10000 PERF GO-GREEN HLDGSINC COM COM 71367D109 0 10000 SH SOLE 0 0 0 10000 TORVEC INC COM COM 891479107 4 10000 SH SOLE 0 0 0 10000 INVESCO CALIF VALUEMUN INCOME TR COM COM 46132H106 114 10027 SH SOLE 0 0 0 10027 MEDICAL MARIJUANAINC COM COM 58463A105 2 11000 SH SOLE 0 0 0 11000 GASTAR EXPLORATION INC COM 36729W202 76 11000 SH SOLE 0 0 0 11000 CORNING INC COM COM 219350105 196 11006 SH SOLE 0 0 0 11006 TWO HBRS INVT CORPCOM COM 90187B101 108 11600 SH SOLE 0 0 0 11600 DREYFUS STRATEGICMUN BD FD INC COM COM 26202F107 95 12773 SH SOLE 0 0 0 12773 APA GROUPSTAPLED SECURITYISIN#AU000000APA1 COM Q0437B100 70 13000 SH SOLE 0 0 0 13000 YOUNG BROADCASTINGINC CL A COM 987434107 0 14708 SH SOLE 0 0 0 14708 ALUMINA LIMITED ADR F SPONSORED ADR 1 ADR REP 4 ORD ADR 022205108 60 15150 SH SOLE 0 0 0 15150 OI S A ADR F SPONSORED ADR 1 ADR REPS 1 PFD SHS ADR 670851203 26 16500 SH SOLE 0 0 0 16500 HINES REIT INC COMSTK COM 433993136 107 16781 SH SOLE 0 0 0 16781 FUSE SCIENCE INC COM COM 36113J106 0 20000 SH SOLE 0 0 0 20000 DIGITAL DEV GROUPCORP COM COM 25400A100 1 23600 SH SOLE 0 0 0 23600 DCT INDL TR INC COM 233153105 175 24481 SH SOLE 0 0 0 24481 GREEN PLANET GROUPINC COM COM 393225107 0 24700 SH SOLE 0 0 0 24700 FUTURE NOW GROUP INCCOM COM 361157100 0 27000 SH SOLE 0 0 0 27000 INLAND AMERICAN REALESTATE TRUST INCCOM STK COM 457997294 193 27896 SH SOLE 0 0 0 27896 SIRIUS XM HLDGS INCCOM COM 82968B103 122 34911 SH SOLE 0 0 0 34911 CORRIDOR COMM CORPCOM COM 220261101 0 50000 SH SOLE 0 0 0 50000 NORTHERN GOLD MNGINC COMISIN#CA66516M1095 COM 66516M109 8 206000 SH SOLE 0 0 0 206000 VERDE MEDIA GROUPINC COM NEW COM 92337T206 0 428000 SH SOLE 0 0 0 428000 RSTK GREEN PLANETGROUP INC COM 393225925 8 624683 SH SOLE 0 0 0 624683 INTEGRATEDENVIRONMENTAL TECHLTD COM COM 45821F108 92 770225 SH SOLE 0 0 0 770225 GOOGLE INC CL A COM 38259P508 1450 1294 SH SOLE 0 0 0 1294 BOSWELL J.G. CO COM COM 101205102 1232 1400 SH SOLE 0 0 0 1400 NU SKIN ENTERPRISESINC CL A COM 67018T105 213 1540 SH SOLE 0 0 0 1540 ISHARES TR CORE S&P500 ETF ETF 464287200 295 1591 SH SOLE 0 0 0 1591 VANGUARD INDEX FDSS&P 500 ETF SHS NEW ETF 922908363 333 1968 SH SOLE 0 0 0 1968 ISHARES TR NATL AMTFREE MUNI BD ETF ETF 464288414 212 2048 SH SOLE 0 0 0 2048 ISHARES TR RUSSELLMID-CAP ETF ETF 464287499 352 2349 SH SOLE 0 0 0 2349 ETFS GOLD TR SH ETF 26922Y105 297 2512 SH SOLE 0 0 0 2512 3M CO COM COM 88579Y101 357 2544 SH SOLE 0 0 0 2544 ISHARES TR RUSSELLMID-CAP GROWTH ETF ETF 464287481 222 2630 SH SOLE 0 0 0 2630 NOVARTIS AGSPONSORED ADR ADR 66987V109 219 2721 SH SOLE 0 0 0 2721 AUTOMATIC DATAPROCESSING INC COM COM 053015103 221 2734 SH SOLE 0 0 0 2734 THERMO FISHERSCIENTIFIC INC COM COM 883556102 314 2823 SH SOLE 0 0 0 2823 KINDER MORGAN ENERGYPARTNERS L P UNITLTD PARTNERSHIP INT COM 494550106 239 2966 SH SOLE 0 0 0 2966 ISHARES TR NASDAQBIOTECHNOLOGY ETF ETF 464287556 680 2995 SH SOLE 0 0 0 2995 POWERSHARES QQQ TRUNIT SER 1 ETF 73935A104 264 3003 SH SOLE 0 0 0 3003 ISHARES TR IBOXX USDINVT GRADE CORP BDETF ETF 464287242 347 3036 SH SOLE 0 0 0 3036 SCHLUMBERGER LTD COMISIN#AN8068571086 COM 806857108 284 3151 SH SOLE 0 0 0 3151 SPDR S&P 500 ETF TRTR UNIT ETF 78462F103 611 3310 SH SOLE 0 0 0 3310 CATERPILLAR INC COM COM 149123101 304 3347 SH SOLE 0 0 0 3347 CVS CAREMARK CORP COM 126650100 246 3431 SH SOLE 0 0 0 3431 ISHARES TR MSCI EAFEGROWTH ETF ETF 464288885 250 3497 SH SOLE 0 0 0 3497 ISHARES TR RUSSELL2000 VALUE ETF ETF 464287630 377 3785 SH SOLE 0 0 0 3785 SPDR GOLD TR GOLDSHS ETF 78463V107 440 3787 SH SOLE 0 0 0 3787 AIR PRODS & CHEMSINC COM COM 009158106 429 3835 SH SOLE 0 0 0 3835 HOME DEPOT INC COM COM 437076102 320 3891 SH SOLE 0 0 0 3891 VANGUARD WORLD FDSVANGUARD MATLS ETF ETF 92204A801 402 3893 SH SOLE 0 0 0 3893 CONOCOPHILLIPS COM COM 20825C104 276 3909 SH SOLE 0 0 0 3909 WISDOMTREE TRLARGECAP VALUE FD ETF 97717W547 226 3919 SH SOLE 0 0 0 3919 ISHARES TR IBOXX $HIGH YIELD CORP BDETF ETF 464288513 369 3968 SH SOLE 0 0 0 3968 SOUFUN HLDGS LTDADRISIN#US8360341080 ADR 836034108 330 4000 SH SOLE 0 0 0 4000 SPDR SER TR S&PBIOTECH ETF ETF 78464A870 531 4078 SH SOLE 0 0 0 4078 BRISTOL MYERS SQUIBBCO COM COM 110122108 222 4185 SH SOLE 0 0 0 4185 ENERGY TRANSFEREQUITY LP COM UNITSREPSTG LTDPARTNERSHIP INT COM 29273V100 353 4319 SH SOLE 0 0 0 4319 WISDOMTREE TR DEFAFD ETF 97717W703 237 4352 SH SOLE 0 0 0 4352 POWERSHARES EXCHANGETRADED FD TRFTSE RAFI US 1500SMALL MID PORT ETF 73935X567 428 4377 SH SOLE 0 0 0 4377 UNITEDHEALTH GROUPINC COM COM 91324P102 333 4425 SH SOLE 0 0 0 4425 DIREXION SHS ETF TRDAILY 20+ YRTREASURY BEAR 3X SHSNEW ETF 25459Y678 324 4458 SH SOLE 0 0 0 4458 DANAHER CORP COM COM 235851102 358 4640 SH SOLE 0 0 0 4640 MERCK & CO INC NEWCOM COM 58933Y105 233 4665 SH SOLE 0 0 0 4665 ISHARES TR S&P 500GROWTH ETF ETF 464287309 470 4764 SH SOLE 0 0 0 4764 ISHARES TR RUSSELL1000 VALUE ETF ETF 464287598 483 5129 SH SOLE 0 0 0 5129 DIAMOND OFFSHOREDRILLING INC COM COM 25271C102 296 5200 SH SOLE 0 0 0 5200 PIMCO EXCH TRADED FUND 1-5 YR US TIPS INDEX EXCHANGE ETF 72201R205 275 5203 SH SOLE 0 0 0 5203 BOEING CO COM COM 097023105 714 5229 SH SOLE 0 0 0 5229 VANGUARD INDEX FDSVANGUARD VALUE ETF ETF 922908744 405 5300 SH SOLE 0 0 0 5300 CIGNA CORP COM COM 125509109 472 5401 SH SOLE 0 0 0 5401 MCDONALDS CORP COM 580135101 525 5412 SH SOLE 0 0 0 5412 ISHARES TR RUSSELL1000 GROWTH ETF ETF 464287614 466 5420 SH SOLE 0 0 0 5420 DISNEY WALT CODISNEY COM COM 254687106 428 5599 SH SOLE 0 0 0 5599 STRYKER CORP COM 863667101 429 5707 SH SOLE 0 0 0 5707 UNITED PARCEL SVCINC CL B COM 911312106 601 5721 SH SOLE 0 0 0 5721 VERIZONCOMMUNICATIONS INCCOM COM 92343V104 282 5748 SH SOLE 0 0 0 5748 TENNECO INCCOM COM 880349105 326 5760 SH SOLE 0 0 0 5760 METLIFE INC COM COM 59156R108 311 5761 SH SOLE 0 0 0 5761 VANGUARD INDEX FDSVANGUARD REIT ETF ETF 922908553 377 5838 SH SOLE 0 0 0 5838 CENTRAL GOLDTRUSTTR UNIT ETF 153546106 242 5840 SH SOLE 0 0 0 5840 ECOLAB INC COM 278865100 609 5845 SH SOLE 0 0 0 5845 EMERSON ELEC CO COM COM 291011104 411 5857 SH SOLE 0 0 0 5857 ENERGY TRANSFERPARTNERS L P UNITLTD PARTNERSHIP INT 29273R109 29273R109 340 5937 SH SOLE 0 0 0 5937 FREEPORT-MCMORANCOPPER & GOLD INCCL B COM 35671D857 224 5944 SH SOLE 0 0 0 5944 APPLE INC COM COM 037833100 3381 6026 SH SOLE 0 0 0 6026 VANGUARD WORLD FDSVANGUARD FINLS ETF ETF 92204A405 269 6060 SH SOLE 0 0 0 6060 SOUTHERN CO COM COM 842587107 251 6095 SH SOLE 0 0 0 6095 ILLINOIS TOOL WORKSINC COM COM 452308109 527 6272 SH SOLE 0 0 0 6272 ABBVIE INCCOM COM 00287Y109 334 6332 SH SOLE 0 0 0 6332 ISHARES TR MSCI EAFEVALUE ETF ETF 464288877 366 6404 SH SOLE 0 0 0 6404 VANGUARD SCOTTSDALEFDS VANGUARDINTERMEDIATE-TERMCORPORATE BOND INDEXETF SHS ETF 92206C870 542 6555 SH SOLE 0 0 0 6555 INTERNATIONALBUSINESS MACHS CORPCOM COM 459200101 1232 6567 SH SOLE 0 0 0 6567 ROYAL DUTCH SHELLPLC SPONSORED ADRRESPTG A SHS ADR 780259206 470 6593 SH SOLE 0 0 0 6593 SPDR SER TR BARCLAYSINTL TREAS BD ETF ETF 78464A516 382 6620 SH SOLE 0 0 0 6620 ISHARES TR TIPS BDETF ETF 464287176 733 6673 SH SOLE 0 0 0 6673 DU PONT E I DENEMOURS & CO COM COM 263534109 449 6913 SH SOLE 0 0 0 6913 CENTURYLINK INC COM COM 156700106 220 6916 SH SOLE 0 0 0 6916 MORGAN STANLEYCOM NEW COM 617446448 230 7335 SH SOLE 0 0 0 7335 QUALCOMM INC COM 747525103 555 7479 SH SOLE 0 0 0 7479 ISHARES TRMORNINGSTAR MID CAPGROWTH ETF ETF 464288307 1075 7540 SH SOLE 0 0 0 7540 POWERSHARES GLOBALEXH TRD FD TR FTSEDEVELOPED MARKETS EXU S PORT ETF 73936T789 332 7552 SH SOLE 0 0 0 7552 LOWES COS INC COM COM 548661107 383 7729 SH SOLE 0 0 0 7729 ISHARES TR 1-3 YR CRBD ETF ETF 464288646 818 7754 SH SOLE 0 0 0 7754 EXELON CORP COM COM 30161N101 215 7858 SH SOLE 0 0 0 7858 ISHARES TRMORNINGSTARSMALL-CAP GROWTH ETF ETF 464288604 1053 7950 SH SOLE 0 0 0 7950 ISHARES TR CORETOTAL U S BD MKT ETF ETF 464287226 853 8013 SH SOLE 0 0 0 8013 SPDR SER TR DB INTLGOVT INFLATION-PROTECTED ETF 78464A490 470 8036 SH SOLE 0 0 0 8036 FIRSTENERGY CORPCOM COM 337932107 267 8098 SH SOLE 0 0 0 8098 WAL MART STORES INCCOM COM 931142103 652 8288 SH SOLE 0 0 0 8288 ISHARES TR NORTHAMERNTECH-MULTIMEDIANETWORKING ETF ETF 464287531 270 8350 SH SOLE 0 0 0 8350 ABBOTT LABS COM COM 002824100 322 8391 SH SOLE 0 0 0 8391 VANGUARD BD INDEX FDINC TOTAL BD MARKETETF ETF 921937835 687 8587 SH SOLE 0 0 0 8587 ANDERSONS INC COM COM 034164103 785 8801 SH SOLE 0 0 0 8801 ISHARES TRMORNINGSTAR MID CAPVALUE ETF ETF 464288406 1021 8930 SH SOLE 0 0 0 8930 ISHARES TRMORNINGSTARSMALL-CAP VALUE ETF ETF 464288703 1080 8981 SH SOLE 0 0 0 8981 NATIONAL INTERSTATECORP COM COM 63654U100 227 9857 SH SOLE 0 0 0 9857 FACEBOOK INC CL A COM 30303M102 542 9925 SH SOLE 0 0 0 9925 ACCENTURE PLCIRELAND CLASS SHSISIN#IE00B4BNMY34 COM G1151C101 816 9925 SH SOLE 0 0 0 9925