0001569638-13-000001.txt : 20130214
0001569638-13-000001.hdr.sgml : 20130214
20130214140854
ACCESSION NUMBER: 0001569638-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: M Holdings Securities, Inc.
CENTRAL INDEX KEY: 0001569638
IRS NUMBER: 911802259
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15330
FILM NUMBER: 13611417
BUSINESS ADDRESS:
STREET 1: 1125 NW COUCH STREET
CITY: PORTLAND
STATE: OR
ZIP: 97209
BUSINESS PHONE: 5034147264
MAIL ADDRESS:
STREET 1: 1125 NW COUCH STREET
CITY: PORTLAND
STATE: OR
ZIP: 97209
13F-HR
1
mhs13f.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Frank. Day
Address: 1125 N.W. Couch Street, #900
Portland, Oregon 97209
13F File Number: 28-______
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Frank Day
Title: Cheif Compliance Officer, RIA
Phone: 503-414-7264
Signature, Place, and Date of Signing:
Frank E. Day Portland, OR 14-February-2013
Report Type (Check only one.):
[X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 84
Form 13F Information Table Value Total: $48,234
List of Other Included Managers:
No. 13F File Number Name M Holdings Securities, Inc.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- --------
BERKSHIRE HATHAWAY INC CLB COM 084670702 5272 58786 SH SOLE 0 0 58786
EXXON MOBIL CORP COM COM 30231G102 3107 36049 SH SOLE 0 0 36049
CENTRAL GOLDTRUST TR UNIT COM 153546106 3064 48814 SH SOLE 0 0 48814
PROCTER & GAMBLE CO COM COM 742718109 2728 40192 SH SOLE 0 0 40192
EBAY INC COM COM 278642103 2254 44193 SH SOLE 0 0 44193
APPLE INC COM COM 037833100 2185 4114 SH SOLE 0 0 4114
FORD MOTOR CO DEL COM PAR COM 345370860 1615 124696 SH SOLE 0 0 124696
ISHARES GOLD TRUST ETF 464285105 1552 95364 SH SOLE 0 0 95364
VANGUARD CORP BOND ETF SH ETF 92206C409 1401 17441 SH SOLE 0 0 17441
GENERAL ELECTRIC CO COM COM 369604103 1329 63586 SH SOLE 0 0 63586
BOSWELL J.G. CO COM COM 101205102 1144 1400 SH SOLE 0 0 1400
BE AEROSPACE INC COM COM 073302101 1115 22565 SH SOLE 0 0 22565
ROYAL GOLD INC COM 780287108 1048 12881 SH SOLE 0 0 12881
PERMANENT PORTFOLIO FUND ETF 714199106 944 19569 SH SOLE 0 0 19569
YAMANA GOLD INC COM ISIN#C COM 98462Y100 841 48839 SH SOLE 0 0 48839
UNITED TECHNOLOGIES CORP C COM 913017109 804 9822 SH SOLE 0 0 9822
NEW GOLD INC CDA COM ISIN# COM 644535106 721 65349 SH SOLE 0 0 65349
JOHNSON & JOHNSON COM COM 478160104 641 9174 SH SOLE 0 0 9174
EXELON CORP COM COM 30161N101 633 21373 SH SOLE 0 0 21373
TARGET CORP COM COM 87612E106 587 9918 SH SOLE 0 0 9918
WAL MART STORES INC COM COM 931142103 545 8021 SH SOLE 0 0 8021
CITIGROUP INC COM NEW ISIN COM 172967424 538 13596 SH SOLE 0 0 13596
MICROSOFT CORP COM COM 594918104 537 20108 SH SOLE 0 0 20108
INTERNATIONAL BUSINESS MAC COM 459200101 509 2661 SH SOLE 0 0 2661
SEADRILL LIMTED SHS ISIN#B COM G7945E105 501 13604 SH SOLE 0 0 13604
AT&T INC COM COM 00206R102 461 13710 SH SOLE 0 0 13710
CISCO SYSTEMS INC COM 17275R102 437 22278 SH SOLE 0 0 22278
PEPSICO INC COM COM 713448108 419 6134 SH SOLE 0 0 6134
CHEVRON CORP NEW COM COM 166764100 409 3796 SH SOLE 0 0 3796
FIRST CONN BANCORP INC MD COM 319850103 406 30000 SH SOLE 0 0 30000
UNITED PARCEL SVC INC CL B COM 911312106 386 5240 SH SOLE 0 0 5240
ISHARES TR BARCLAYS TIPS B ETF 464287176 381 3132 SH SOLE 0 0 3132
ANDERSONS INC COM COM 034164103 378 8801 SH SOLE 0 0 8801
CATERPILLAR INC COM 149123101 359 4001 SH SOLE 0 0 4001
ABBOTT LABS COM COM 002824100 353 5445 SH SOLE 0 0 5445
COCA COLA COMPANY COM 191216100 350 9666 SH SOLE 0 0 9666
GOOGLE INC CL A COM 38259P508 349 493 SH SOLE 0 0 493
ELDORADO GOLD CORP NEW COM COM 284902103 326 25310 SH SOLE 0 0 25310
LOWES COS INC COM COM 548661107 318 8949 SH SOLE 0 0 8949
ISHARES SILVER TRUST INDEX ETF 46428Q109 304 10350 SH SOLE 0 0 10350
INTEL CORP COM COM 458140100 290 14148 SH SOLE 0 0 14148
PIMCO EXCH TRADED FUND 1- ETF 72201R205 281 5203 SH SOLE 0 0 5203
CIGNA CORP COM COM 125509109 280 5271 SH SOLE 0 0 5271
FIRSTENERGY CORP COM COM 337932107 279 6684 SH SOLE 0 0 6684
GOLD RESOURCE CORP COM COM 38068T105 278 18067 SH SOLE 0 0 18067
ROYAL DUTCH SHELL PLC SPON ADR 780259206 273 3955 SH SOLE 0 0 3955
DREYFUS STRATEGIC MUN BD F ETF 26202F107 268 28595 SH SOLE 0 0 28595
PFIZER INC COM COM 717081103 268 10678 SH SOLE 0 0 10678
DU PONT E I DE NEMOURS & C COM 263534109 263 5841 SH SOLE 0 0 5841
PAREX RES INC COM ISIN#CA6 COM 69946Q104 258 44200 SH SOLE 0 0 44200
DCT INDL TR INC COM 233153105 256 39481 SH SOLE 0 0 39481
HOME DEPOT INC COM COM 437076102 246 4035 SH SOLE 0 0 4035
COLGATE PALMOLIVE CO COM COM 194162103 223 2130 SH SOLE 0 0 2130
ENERGY TRANSFER PARTNERS L COM 29273R109 220 5123 SH SOLE 0 0 5123
ISHARES S&P 500 GROWTH S&P ETF 464287309 219 2893 SH SOLE 0 0 2893
BRISTOL MYERS SQUIBB CO CO COM 110122108 215 6592 SH SOLE 0 0 6592
VODAFONE GROUP PLC SPON AD ADR 92857W209 212 8439 SH SOLE 0 0 8439
MCDONALDS CORP COM 580135101 211 2397 SH SOLE 0 0 2397
ISHARES MORNINGSTAR FUND M ETF 764288307 207 1935 SH SOLE 0 0 1935
VERIZON COMMUNICATIONS COM COM 92343V104 206 4761 SH SOLE 0 0 4761
MERCK & CO INC NEW COM COM 58933Y105 203 4969 SH SOLE 0 0 4969
AMERICAN CAP AGY CORP COM COM 02503X105 202 7000 SH SOLE 0 0 7000
NORTHERN GOLD MNG INC COM COM 66516M109 202 608000 SH SOLE 0 0 608000
UNITEDHEALTH GROUP INC COM COM 91324P102 201 3702 SH SOLE 0 0 3702
SCHLUMBERGER LTD COM ISIN# COM 806857108 200 2904 SH SOLE 0 0 2904
INTEGRATED ENVIRONMENTAL T COM 45821F108 28 890225 SH SOLE 0 0 890225
GREEN PLANET GROUP INC COM COM 393225107 75 650153 SH SOLE 0 0 650153
WESTERN UN CO COM Warrant 957881998 65 266684 SH SOLE 0 0 266684
TORVEC INC COM COM 891479107 7 10000 SH SOLE 0 0 10000
GEOSPATIAL HLDGS INC COM COM 37364F108 1 10000 SH SOLE 0 0 10000
ADVANTAGE CAP DEV CORP COM COM 007559107 0 10000 SH SOLE 0 0 10000
VERDE MEDIA GROUP INC COM COM 92337T206 1 143000 SH SOLE 0 0 143000
SIRIUS XM RADIO INC COM COM 82967N108 100 34711 SH SOLE 0 0 34711
FUTURE NOW GROUP INC COM COM 361157100 0 27000 SH SOLE 0 0 27000
BANK AMER CORP COM COM 060505104 189 16275 SH SOLE 0 0 16275
FUSE SCIENCE INC COM COM 36113J106 4 20000 SH SOLE 0 0 20000
LYDALL INC COM COM 550819106 168 11718 SH SOLE 0 0 11718
DIGITAL DEV GROUP CORP COM COM 25400A100 1 11100 SH SOLE 0 0 11100
HELIOS MULTI SECTOR HIGH I COM 42327Y202 64 10641 SH SOLE 0 0 10641
MANULIFE FINL CORP COM ISI COM 56501R106 140 10303 SH SOLE 0 0 10303
INVESCO CALIF VALUE MUN IN COM 46132H106 137 10027 SH SOLE 0 0 10027
GASTAR EXPLORATION NEW F ADR 367299203 12 10000 SH SOLE 0 0 10000
PERF GO-GREEN HLDGS INC CO COM 71367D109 0 10000 SH SOLE 0 0 10000
TITAN PHARMACEUTICALS INC COM 888314101 32 28725 SH SOLE 0 0 28725