0001569638-13-000001.txt : 20130214 0001569638-13-000001.hdr.sgml : 20130214 20130214140854 ACCESSION NUMBER: 0001569638-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M Holdings Securities, Inc. CENTRAL INDEX KEY: 0001569638 IRS NUMBER: 911802259 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15330 FILM NUMBER: 13611417 BUSINESS ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5034147264 MAIL ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 mhs13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Frank. Day Address: 1125 N.W. Couch Street, #900 Portland, Oregon 97209 13F File Number: 28-______ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Day Title: Cheif Compliance Officer, RIA Phone: 503-414-7264 Signature, Place, and Date of Signing: Frank E. Day Portland, OR 14-February-2013 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: $48,234 List of Other Included Managers: No. 13F File Number Name M Holdings Securities, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- BERKSHIRE HATHAWAY INC CLB COM 084670702 5272 58786 SH SOLE 0 0 58786 EXXON MOBIL CORP COM COM 30231G102 3107 36049 SH SOLE 0 0 36049 CENTRAL GOLDTRUST TR UNIT COM 153546106 3064 48814 SH SOLE 0 0 48814 PROCTER & GAMBLE CO COM COM 742718109 2728 40192 SH SOLE 0 0 40192 EBAY INC COM COM 278642103 2254 44193 SH SOLE 0 0 44193 APPLE INC COM COM 037833100 2185 4114 SH SOLE 0 0 4114 FORD MOTOR CO DEL COM PAR COM 345370860 1615 124696 SH SOLE 0 0 124696 ISHARES GOLD TRUST ETF 464285105 1552 95364 SH SOLE 0 0 95364 VANGUARD CORP BOND ETF SH ETF 92206C409 1401 17441 SH SOLE 0 0 17441 GENERAL ELECTRIC CO COM COM 369604103 1329 63586 SH SOLE 0 0 63586 BOSWELL J.G. CO COM COM 101205102 1144 1400 SH SOLE 0 0 1400 BE AEROSPACE INC COM COM 073302101 1115 22565 SH SOLE 0 0 22565 ROYAL GOLD INC COM 780287108 1048 12881 SH SOLE 0 0 12881 PERMANENT PORTFOLIO FUND ETF 714199106 944 19569 SH SOLE 0 0 19569 YAMANA GOLD INC COM ISIN#C COM 98462Y100 841 48839 SH SOLE 0 0 48839 UNITED TECHNOLOGIES CORP C COM 913017109 804 9822 SH SOLE 0 0 9822 NEW GOLD INC CDA COM ISIN# COM 644535106 721 65349 SH SOLE 0 0 65349 JOHNSON & JOHNSON COM COM 478160104 641 9174 SH SOLE 0 0 9174 EXELON CORP COM COM 30161N101 633 21373 SH SOLE 0 0 21373 TARGET CORP COM COM 87612E106 587 9918 SH SOLE 0 0 9918 WAL MART STORES INC COM COM 931142103 545 8021 SH SOLE 0 0 8021 CITIGROUP INC COM NEW ISIN COM 172967424 538 13596 SH SOLE 0 0 13596 MICROSOFT CORP COM COM 594918104 537 20108 SH SOLE 0 0 20108 INTERNATIONAL BUSINESS MAC COM 459200101 509 2661 SH SOLE 0 0 2661 SEADRILL LIMTED SHS ISIN#B COM G7945E105 501 13604 SH SOLE 0 0 13604 AT&T INC COM COM 00206R102 461 13710 SH SOLE 0 0 13710 CISCO SYSTEMS INC COM 17275R102 437 22278 SH SOLE 0 0 22278 PEPSICO INC COM COM 713448108 419 6134 SH SOLE 0 0 6134 CHEVRON CORP NEW COM COM 166764100 409 3796 SH SOLE 0 0 3796 FIRST CONN BANCORP INC MD COM 319850103 406 30000 SH SOLE 0 0 30000 UNITED PARCEL SVC INC CL B COM 911312106 386 5240 SH SOLE 0 0 5240 ISHARES TR BARCLAYS TIPS B ETF 464287176 381 3132 SH SOLE 0 0 3132 ANDERSONS INC COM COM 034164103 378 8801 SH SOLE 0 0 8801 CATERPILLAR INC COM 149123101 359 4001 SH SOLE 0 0 4001 ABBOTT LABS COM COM 002824100 353 5445 SH SOLE 0 0 5445 COCA COLA COMPANY COM 191216100 350 9666 SH SOLE 0 0 9666 GOOGLE INC CL A COM 38259P508 349 493 SH SOLE 0 0 493 ELDORADO GOLD CORP NEW COM COM 284902103 326 25310 SH SOLE 0 0 25310 LOWES COS INC COM COM 548661107 318 8949 SH SOLE 0 0 8949 ISHARES SILVER TRUST INDEX ETF 46428Q109 304 10350 SH SOLE 0 0 10350 INTEL CORP COM COM 458140100 290 14148 SH SOLE 0 0 14148 PIMCO EXCH TRADED FUND 1- ETF 72201R205 281 5203 SH SOLE 0 0 5203 CIGNA CORP COM COM 125509109 280 5271 SH SOLE 0 0 5271 FIRSTENERGY CORP COM COM 337932107 279 6684 SH SOLE 0 0 6684 GOLD RESOURCE CORP COM COM 38068T105 278 18067 SH SOLE 0 0 18067 ROYAL DUTCH SHELL PLC SPON ADR 780259206 273 3955 SH SOLE 0 0 3955 DREYFUS STRATEGIC MUN BD F ETF 26202F107 268 28595 SH SOLE 0 0 28595 PFIZER INC COM COM 717081103 268 10678 SH SOLE 0 0 10678 DU PONT E I DE NEMOURS & C COM 263534109 263 5841 SH SOLE 0 0 5841 PAREX RES INC COM ISIN#CA6 COM 69946Q104 258 44200 SH SOLE 0 0 44200 DCT INDL TR INC COM 233153105 256 39481 SH SOLE 0 0 39481 HOME DEPOT INC COM COM 437076102 246 4035 SH SOLE 0 0 4035 COLGATE PALMOLIVE CO COM COM 194162103 223 2130 SH SOLE 0 0 2130 ENERGY TRANSFER PARTNERS L COM 29273R109 220 5123 SH SOLE 0 0 5123 ISHARES S&P 500 GROWTH S&P ETF 464287309 219 2893 SH SOLE 0 0 2893 BRISTOL MYERS SQUIBB CO CO COM 110122108 215 6592 SH SOLE 0 0 6592 VODAFONE GROUP PLC SPON AD ADR 92857W209 212 8439 SH SOLE 0 0 8439 MCDONALDS CORP COM 580135101 211 2397 SH SOLE 0 0 2397 ISHARES MORNINGSTAR FUND M ETF 764288307 207 1935 SH SOLE 0 0 1935 VERIZON COMMUNICATIONS COM COM 92343V104 206 4761 SH SOLE 0 0 4761 MERCK & CO INC NEW COM COM 58933Y105 203 4969 SH SOLE 0 0 4969 AMERICAN CAP AGY CORP COM COM 02503X105 202 7000 SH SOLE 0 0 7000 NORTHERN GOLD MNG INC COM COM 66516M109 202 608000 SH SOLE 0 0 608000 UNITEDHEALTH GROUP INC COM COM 91324P102 201 3702 SH SOLE 0 0 3702 SCHLUMBERGER LTD COM ISIN# COM 806857108 200 2904 SH SOLE 0 0 2904 INTEGRATED ENVIRONMENTAL T COM 45821F108 28 890225 SH SOLE 0 0 890225 GREEN PLANET GROUP INC COM COM 393225107 75 650153 SH SOLE 0 0 650153 WESTERN UN CO COM Warrant 957881998 65 266684 SH SOLE 0 0 266684 TORVEC INC COM COM 891479107 7 10000 SH SOLE 0 0 10000 GEOSPATIAL HLDGS INC COM COM 37364F108 1 10000 SH SOLE 0 0 10000 ADVANTAGE CAP DEV CORP COM COM 007559107 0 10000 SH SOLE 0 0 10000 VERDE MEDIA GROUP INC COM COM 92337T206 1 143000 SH SOLE 0 0 143000 SIRIUS XM RADIO INC COM COM 82967N108 100 34711 SH SOLE 0 0 34711 FUTURE NOW GROUP INC COM COM 361157100 0 27000 SH SOLE 0 0 27000 BANK AMER CORP COM COM 060505104 189 16275 SH SOLE 0 0 16275 FUSE SCIENCE INC COM COM 36113J106 4 20000 SH SOLE 0 0 20000 LYDALL INC COM COM 550819106 168 11718 SH SOLE 0 0 11718 DIGITAL DEV GROUP CORP COM COM 25400A100 1 11100 SH SOLE 0 0 11100 HELIOS MULTI SECTOR HIGH I COM 42327Y202 64 10641 SH SOLE 0 0 10641 MANULIFE FINL CORP COM ISI COM 56501R106 140 10303 SH SOLE 0 0 10303 INVESCO CALIF VALUE MUN IN COM 46132H106 137 10027 SH SOLE 0 0 10027 GASTAR EXPLORATION NEW F ADR 367299203 12 10000 SH SOLE 0 0 10000 PERF GO-GREEN HLDGS INC CO COM 71367D109 0 10000 SH SOLE 0 0 10000 TITAN PHARMACEUTICALS INC COM 888314101 32 28725 SH SOLE 0 0 28725