Compliance Officer

0001569638-14-000002.txt : 20140512 0001569638-14-000002.hdr.sgml : 20140512 20140509212547 ACCESSION NUMBER: 0001569638-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140509 EFFECTIVENESS DATE: 20140512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M Holdings Securities, Inc. CENTRAL INDEX KEY: 0001569638 IRS NUMBER: 911802259 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15330 FILM NUMBER: 14830931 BUSINESS ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5034147264 MAIL ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001569638 XXXXXXXX 03-31-2014 03-31-2014 M Holdings Securities, Inc.

1125 NW COUCH STREET PORTLAND OR 97209

13F HOLDINGS REPORT 028-15330 N Tera Lam Compliance Officer 5034147712 Tera Lam Portland OR 05-09-2014 0 155 70963 false INFORMATION TABLE 2 1stQtr2014EdgarSubmission.xml ISHARES GOLD TR ISHARES ETF 464285105 2862 230049 SH SOLE 0 0 0 230049 FORD MOTOR CO DEL COM PAR COM 345370860 1920 123056 SH SOLE 0 0 0 123056 POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB AGRIC FD COM UNIT ETF 73936B408 2129 75155 SH SOLE 0 0 0 75155 BERKSHIRE HATHAWAY INC DEL CL B NEW COM 084670702 7244 57962 SH SOLE 0 0 0 57962 POWERSHARES DB COMMODITY INDEX TRACKING FD ETF 73935S105 1480 56669 SH SOLE 0 0 0 56669 VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHS ETF 922042775 2095 41648 SH SOLE 0 0 0 41648 GENERAL ELECTRIC CO COM COM 369604103 980 37854 SH SOLE 0 0 0 37854 PROCTER & GAMBLE CO COM COM 742718109 2805 34805 SH SOLE 0 0 0 34805 PAREX RES INC COM ISIN#CA69946Q1046 COM 69946Q104 294 34200 SH SOLE 0 0 0 34200 SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF ETF 78463X863 1377 33438 SH SOLE 0 0 0 33438 CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM TIMBER ETF ETF 18383Q879 783 30932 SH SOLE 0 0 0 30932 VANGUARD INDEX FDS VANGUARD REIT ETF ETF 922908553 2161 30599 SH SOLE 0 0 0 30599 EBAY INC COM COM 278642103 1666 30168 SH SOLE 0 0 0 30168 SPDR SER TR S&P BK ETF ETF 78464A797 940 27608 SH SOLE 0 0 0 27608 ISHARES TR NORTH AMERN NAT RES ETF ETF 464287374 1099 24813 SH SOLE 0 0 0 24813 APOLLO INVT CORP COM COM 03761U106 205 24681 SH SOLE 0 0 0 24681 PDL BIOPHARMA INC COM COM 69329Y104 201 24222 SH SOLE 0 0 0 24222 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF 92206C409 1936 24211 SH SOLE 0 0 0 24211 EXXON MOBIL CORP COM COM 30231G102 2231 22835 SH SOLE 0 0 0 22835 ISHARES TR RUSSELL 1000 ETF ETF 464287622 2375 22671 SH SOLE 0 0 0 22671 BE AEROSPACE INC COM COM 073302101 1956 22535 SH SOLE 0 0 0 22535 ISHARES TR BARCLAYS 1-3 YR TREAS BD ETF ETF 464287457 1891 22390 SH SOLE 0 0 0 22390 CISCO SYSTEMS INC COM 17275R102 501 22359 SH SOLE 0 0 0 22359 ANNALY CAP MGMT INC COM COM 035710409 235 21466 SH SOLE 0 0 0 21466 MICRON TECHNOLOGY INC COM 595112103 492 20783 SH SOLE 0 0 0 20783 COLUMBIA PPTY TR INC COM NEW COM 198287203 494 18122 SH SOLE 0 0 0 18122 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF ETF 922908769 1723 17673 SH SOLE 0 0 0 17673 COCA COLA COMPANY COM 191216100 680 17596 SH SOLE 0 0 0 17596 SPDR SER TR BARCLAYS HIGH YIELD BD ETF ETF 78464A417 715 17302 SH SOLE 0 0 0 17302 ISHARES SILVER TR ISHARES ETF 46428Q109 325 17046 SH SOLE 0 0 0 17046 SPDR SER TR S&P DIVID ETF ETF 78464A763 1184 16085 SH SOLE 0 0 0 16085 BANK AMER CORP COM COM 060505104 261 15173 SH SOLE 0 0 0 15173 SPDR SER TR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 1630 15083 SH SOLE 0 0 0 15083 VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF ETF 922908751 1674 14825 SH SOLE 0 0 0 14825 PROSHARES TR PROSHARES ULTRASHORT S&P 500 NEW ETF 74347B300 405 14291 SH SOLE 0 0 0 14291 SEADRILL LIMTED SHS ISIN#BMG7945E1057 COM G7945E105 502 14276 SH SOLE 0 0 0 14276 AT&T INC COM COM 00206R102 498 14188 SH SOLE 0 0 0 14188 SPDR SER TR S&P OIL & GAS EQUIP & SVCS ETF ETF 78464A748 607 13221 SH SOLE 0 0 0 13221 POWERSHARES GLOBAL EXCH TRD FD TR FTSE RAFI DEVELOPED MARKETS EX US SMALL PORT ETF 73936T771 366 12946 SH SOLE 0 0 0 12946 CITIGROUP INC COM NEW ISIN#US1729674242 COM 172967424 609 12804 SH SOLE 0 0 0 12804 KINDER MORGAN ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INT COM 494550106 939 12701 SH SOLE 0 0 0 12701 MICROSOFT CORP COM COM 594918104 517 12622 SH SOLE 0 0 0 12622 POWERSHARES EXCHANGE-TRADED FD TR FTSE RAFI US 1000 PORT ETF 73935X583 1047 12372 SH SOLE 0 0 0 12372 SPDR SER TR SHORT TERM HIGH YIELD BD FD ETF ETF 78468R408 372 12009 SH SOLE 0 0 0 12009 PFIZER INC COM COM 717081103 377 11730 SH SOLE 0 0 0 11730 ISHARES TR LATIN AMER 40 ETF ETF 464287390 428 11710 SH SOLE 0 0 0 11710 ANDERSONS INC COM COM 034164103 668 11284 SH SOLE 0 0 0 11284 SPDR GOLD TR GOLD SHS ETF 78463V107 1376 11130 SH SOLE 0 0 0 11130 POWERSHARES GLOBAL EXCH TRD FD TR FTSE RAFI EMERGING MARKETS PORT ETF 73936T763 213 10713 SH SOLE 0 0 0 10713 CORNING INC COM COM 219350105 223 10706 SH SOLE 0 0 0 10706 CHEVRON CORP NEW COM COM 166764100 1263 10620 SH SOLE 0 0 0 10620 TARGET CORP COM COM 87612E106 641 10591 SH SOLE 0 0 0 10591 SCHWAB STRATEGIC TR US REIT ETF ETF 808524847 341 10306 SH SOLE 0 0 0 10306 VERDE MEDIA GROUP INC COM NEW COM 92337T206 30 3000000 SH SOLE 0 0 0 3000000 INTEGRATED ENVIRONMENTAL TECH LTD COM COM 45821F108 55 820225 SH SOLE 0 0 0 820225 RSTK GREEN PLANET GROUP INC COM 393225925 12 624683 SH SOLE 0 0 0 624683 NORTHERN GOLD MNG INC COM ISIN#CA66516M1095 COM 66516M109 7 206000 SH SOLE 0 0 0 206000 TRANZBYTE CORP COM COM 894117100 10 112000 SH SOLE 0 0 0 112000 FUSE SCIENCE INC COM COM 36113J106 2 70000 SH SOLE 0 0 0 70000 CREATIVE EDGE NUTRITION INC COM NEW COM 22528W205 4 50000 SH SOLE 0 0 0 50000 CORRIDOR COMM CORP COM COM 220261101 0 50000 SH SOLE 0 0 0 50000 SIRIUS XM HLDGS INC COM COM 82968B103 105 32891 SH SOLE 0 0 0 32891 FUTURE NOW GROUP INC COM COM 361157100 0 27000 SH SOLE 0 0 0 27000 GREEN PLANET GROUP INC COM COM 393225107 0 24700 SH SOLE 0 0 0 24700 DCT INDL TR INC COM 233153105 193 24481 SH SOLE 0 0 0 24481 DIGITAL DEV GROUP CORP COM COM 25400A100 1 23600 SH SOLE 0 0 0 23600 OI S A ADR F SPONSORED ADR 1 ADR REPS 1 PFD SHS ADR 670851203 22 16500 SH SOLE 0 0 0 16500 GIANT INTERACTIVE GROUP INC ADR ISIN#US3745111035 ADR 374511103 182 15699 SH SOLE 0 0 0 15699 ALUMINA LIMITED ADR F SPONSORED ADR 1 ADR REP 4 ORD ADR 22205108 67 15150 SH SOLE 0 0 0 15150 MEDICAL MARIJUANA INC COM COM 58463A105 4 15000 SH SOLE 0 0 0 15000 YOUNG BROADCASTING INC CL A COM 987434107 0 14708 SH SOLE 0 0 0 14708 ENERTOPIA CORP COM COM 29277Q107 11 14500 SH SOLE 0 0 0 14500 AK STEEL HOLDING CORP COM 001547108 94 12995 SH SOLE 0 0 0 12995 DREYFUS STRATEGIC MUN BD FD INC COM COM 26202F107 101 12910 SH SOLE 0 0 0 12910 APA GROUP STAPLED SECURITY ISIN#AU000000APA1 COM Q0437B100 72 12000 SH SOLE 0 0 0 12000 TWO HBRS INVT CORP COM COM 90187B101 119 11600 SH SOLE 0 0 0 11600 INVESCO CALIF VALUE MUN INCOME TR COM COM 46132H106 118 10027 SH SOLE 0 0 0 10027 TORVEC INC COM COM 891479107 4 10000 SH SOLE 0 0 0 10000 ADVANTAGE CAP DEV CORP COM COM 007559107 0 10000 SH SOLE 0 0 0 10000 ISHARES TR MORNINGSTAR SMALL-CAP VALUE ETF ETF 464288703 1213 9821 SH SOLE 0 0 0 9821 GLOBAL X FDS GLOBAL X SUPERDIVIDEND ETF ETF 37950E549 226 9190 SH SOLE 0 0 0 9190 INTEL CORP COM COM 458140100 235 9089 SH SOLE 0 0 0 9089 ISHARES TR MORNINGSTAR MID CAP VALUE ETF ETF 464288406 1053 8930 SH SOLE 0 0 0 8930 UNITED TECHNOLOGIES CORP COM COM 913017109 1034 8847 SH SOLE 0 0 0 8847 PENNYMAC MTG INVT TR COM COM 70931T103 209 8739 SH SOLE 0 0 0 8739 ISHARES TR MSCI EAFE ETF ETF 464287465 579 8610 SH SOLE 0 0 0 8610 ISHARES TR IBOXX USD INVT GRADE CORP BD ETF ETF 464287242 1003 8573 SH SOLE 0 0 0 8573 FACEBOOK INC CL A COM 30303M102 515 8543 SH SOLE 0 0 0 8543 PPL CORP COM COM 69351T106 277 8344 SH SOLE 0 0 0 8344 ISHARES TR NORTH AMERN TECH-MULTIMEDIA NETWORKING ETF ETF 464287531 287 8337 SH SOLE 0 0 0 8337 FIRSTENERGY CORP COM COM 337932107 281 8269 SH SOLE 0 0 0 8269 POWERSHARES GLOBAL EXH TRD FD TR FTSE DEVELOPED MARKETS EX U S PORT ETF 73936T789 362 8251 SH SOLE 0 0 0 8251 JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP (LEVEL OF INDEX) ETN 46625H365 382 8210 SH SOLE 0 0 0 8210 ISHARES TR MORNINGSTAR SMALL-CAP GROWTH ETF ETF 464288604 1040 7950 SH SOLE 0 0 0 7950 VERIZON COMMUNICATIONS INC COM COM 92343V104 364 7648 SH SOLE 0 0 0 7648 VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETF ETF 921908844 569 7563 SH SOLE 0 0 0 7563 ISHARES TR MORNINGSTAR MID CAP GROWTH ETF ETF 464288307 1093 7540 SH SOLE 0 0 0 7540 DIREXION SHS ETF TR DAILY 20+ YR TREASURY BEAR 3X SHS NEW ETF 25459Y678 424 7458 SH SOLE 0 0 0 7458 ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF ETF 464288513 690 7313 SH SOLE 0 0 0 7313 CENTURYLINK INC COM COM 156700106 221 6716 SH SOLE 0 0 0 6716 ISHARES TR MSCI EMERGING MKTS ETF ETF 464287234 269 6569 SH SOLE 0 0 0 6569 LOWES COS INC COM COM 548661107 316 6465 SH SOLE 0 0 0 6465 ISHARES TR MSCI EAFE VALUE ETF ETF 464288877 369 6404 SH SOLE 0 0 0 6404 ISHARES TR RUSSELL MID-CAP VALUE ETF ETF 464287473 424 6166 SH SOLE 0 0 0 6166 QUALCOMM INC COM 747525103 483 6123 SH SOLE 0 0 0 6123 VANGUARD WORLD FDS VANGUARD FINLS ETF ETF 92204A405 276 6060 SH SOLE 0 0 0 6060 ISHARES TR CORE TOTAL U S BD MKT ETF ETF 464287226 641 5940 SH SOLE 0 0 0 5940 DU PONT E I DE NEMOURS & CO COM COM 263534109 380 5664 SH SOLE 0 0 0 5664 PEPSICO INC COM COM 713448108 472 5658 SH SOLE 0 0 0 5658 TENNECO INC COM COM 880349105 324 5577 SH SOLE 0 0 0 5577 UNITED PARCEL SVC INC CL B COM 911312106 541 5558 SH SOLE 0 0 0 5558 STRYKER CORP COM 863667101 428 5258 SH SOLE 0 0 0 5258 SOUTHERN CO COM COM 842587107 226 5141 SH SOLE 0 0 0 5141 CENTRAL GOLDTRUST TR UNIT ETF 153546106 228 5029 SH SOLE 0 0 0 5029 WISDOMTREE TR EMERGING MKTS EQUITY INCOME FD EQUITY ETF 97717W315 245 4999 SH SOLE 0 0 0 4999 POWERSHARES EXCHANGE TRADED FD TR FTSE RAFI US 1500 SMALL MID PORT ETF 73935X567 488 4921 SH SOLE 0 0 0 4921 PIMCO EXCH TRADED FUND 1-5 YR US TIPS INDEX EXCHANGE ETF 72201R205 250 4730 SH SOLE 0 0 0 4730 ISHARES TR 0-5 YR HIGH YIELD CORP BD ETF ETF 46434V407 229 4500 SH SOLE 0 0 0 4500 ENERGY TRANSFER PARTNERS L P UNIT LTD PARTNERSHIP INT UNIT LTD PARTN 29273R109 235 4373 SH SOLE 0 0 0 4373 ISHARES TR HIGH DIVID ETF ETF 46429B663 311 4356 SH SOLE 0 0 0 4356 MOSAIC CO NEW COM COM 61945C103 218 4350 SH SOLE 0 0 0 4350 VANGUARD WORLD FDS VANGUARD MATLS ETF ETF 92204A801 450 4229 SH SOLE 0 0 0 4229 WAL MART STORES INC COM COM 931142103 317 4154 SH SOLE 0 0 0 4154 VANGUARD BD INDEX FD INC TOTAL BD MARKET ETF ETF 921937835 337 4153 SH SOLE 0 0 0 4153 ISHARES TR JPMORGAN USD EMERGING MKTS BD ETF ETF 464288281 461 4141 SH SOLE 0 0 0 4141 SOUFUN HLDGS LTD ADR ISIN#US8360341080 ADR 836034108 274 4000 SH SOLE 0 0 0 4000 APPLE INC COM COM 037833100 2095 3903 SH SOLE 0 0 0 3903 DOMINOS PIZZA INC COM COM 25754A201 292 3798 SH SOLE 0 0 0 3798 JP MORGAN CHASE & CO COM ISIN#US46625H1005 COM 46625H100 228 3760 SH SOLE 0 0 0 3760 ISHARES TR S&P 500 GROWTH ETF ETF 464287309 356 3566 SH SOLE 0 0 0 3566 JOHNSON & JOHNSON COM COM 478160104 349 3557 SH SOLE 0 0 0 3557 ISHARES TR MSCI EAFE GROWTH ETF ETF 464288885 248 3497 SH SOLE 0 0 0 3497 ISHARES TR SELECT DIVID ETF FD ETF 464287168 245 3339 SH SOLE 0 0 0 3339 ISHARES TR RUSSELL 2000 VALUE ETF ETF 464287630 313 3100 SH SOLE 0 0 0 3100 ROYAL DUTCH SHELL PLC SPONSORED ADR RESPTG A SHS ADR 780259206 224 3072 SH SOLE 0 0 0 3072 ETFS GOLD TR SH ETF 26922Y105 369 2926 SH SOLE 0 0 0 2926 RYDEX ETF TR GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETF ETF 78355W601 348 2819 SH SOLE 0 0 0 2819 BOEING CO COM COM 097023105 346 2757 SH SOLE 0 0 0 2757 ISHARES TR RUSSELL MID-CAP GROWTH ETF ETF 464287481 226 2630 SH SOLE 0 0 0 2630 ISHARES TR RUSSELL 1000 GROWTH ETF ETF 464287614 227 2620 SH SOLE 0 0 0 2620 CATERPILLAR INC COM COM 149123101 257 2587 SH SOLE 0 0 0 2587 ISHARES TR RUSSELL 1000 VALUE ETF ETF 464287598 244 2529 SH SOLE 0 0 0 2529 PHILIP MORRIS INTL INC COM COM 718172109 202 2464 SH SOLE 0 0 0 2464 ISHARES TR RUSSELL 3000 ETF ETF 464287689 276 2459 SH SOLE 0 0 0 2459 POWERSHARES QQQ TR UNIT SER 1 ETF 73935A104 212 2416 SH SOLE 0 0 0 2416 ALASKA AIR GROUP COM 011659109 224 2401 SH SOLE 0 0 0 2401 SCHLUMBERGER LTD COM ISIN#AN8068571086 COM 806857108 223 2291 SH SOLE 0 0 0 2291 INTERNATIONAL BUSINESS MACHS CORP COM COM 459200101 432 2243 SH SOLE 0 0 0 2243 ISHARES TR CORE S&P 500 ETF ETF 464287200 383 2036 SH SOLE 0 0 0 2036 ISHARES TR TIPS BD ETF ETF 464287176 211 1880 SH SOLE 0 0 0 1880 JAZZ PHARMACEUTICALS PLC SHS USD ISIN#IE00B4Q5ZN47 COM G50871105 251 1808 SH SOLE 0 0 0 1808 BOSWELL J.G. CO COM COM 101205102 1284 1400 SH SOLE 0 0 0 1400 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 255 1362 SH SOLE 0 0 0 1362 ISHARES TR RUSSELL MID-CAP ETF ETF 464287499 209 1349 SH SOLE 0 0 0 1349 GOOGLE INC CL A COM 38259P508 405 363 SH SOLE 0 0 0 363