Chief Operating Officer

0001569550-24-000001.txt : 20240130 0001569550-24-000001.hdr.sgml : 20240130 20240130152248 ACCESSION NUMBER: 0001569550-24-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240130 DATE AS OF CHANGE: 20240130 EFFECTIVENESS DATE: 20240130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CTC Alternative Strategies, Ltd. CENTRAL INDEX KEY: 0001569550 ORGANIZATION NAME: IRS NUMBER: 010763433 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15476 FILM NUMBER: 24577797 BUSINESS ADDRESS: STREET 1: 425 S FINANCIAL PLACE STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 312-863-8011 MAIL ADDRESS: STREET 1: 425 S FINANCIAL PLACE STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60605 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001569550 XXXXXXXX 12-31-2023 12-31-2023 CTC Alternative Strategies, Ltd.

425 S FINANCIAL PLACE 4TH FLOOR Chicago IL 60605

13F HOLDINGS REPORT 028-15476 000313634 801-121321 N Joseph Harriman Chief Operating Officer 312-863-4525 Joseph Harriman Chicago IL 1-29-2024 0 73 48184021 INFORMATION TABLE 2 Form13FInfoTable.xml CTC ALTERNATIVE STRATEGIES, LTD. INFORMATION TABLE ABRDN LIFE SCIENCES INVESTOR SH BEN INT 87911K100 149568 11112 SH SOLE N/A 11112 0 0 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 145402 18040 SH SOLE N/A 18040 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 765900 33300 SH SOLE N/A 33300 0 0 ALLIANT ENERGY CORP COM 018802108 1210680 23600 SH SOLE N/A 23600 0 0 ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 94987B105 140806 21596 SH SOLE N/A 21596 0 0 ANALOG DEVICES INC COM 032654105 1151648 5800 SH SOLE N/A 5800 0 0 ARK ETF TR INNOVATION ETF 00214Q104 377064 7200 SH SOLE N/A 7200 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 148402 14380 SH SOLE N/A 14380 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 139435 18132 SH SOLE N/A 18132 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 140785 14192 SH SOLE N/A 14192 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 87145 16536 SH SOLE N/A 16536 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 131175 14772 SH SOLE N/A 14772 0 0 BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 09257R101 139462 12320 SH SOLE N/A 12320 0 0 BNY MELLON HIGH YIELD STRATE SH BEN INT 09660L105 40799 17816 SH SOLE N/A 17816 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 138860 10840 SH SOLE N/A 10840 0 0 CBRE GBL REAL ESTATE INC FD COM 12504G100 176953 32588 SH SOLE N/A 32588 0 0 CHESAPEAKE UTILS CORP COM 165303108 215696 2042 SH SOLE N/A 2042 0 0 CINCINNATI FINL CORP COM 172062101 424186 4100 SH SOLE N/A 4100 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 438074 5800 SH SOLE N/A 5800 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 168569 13772 SH SOLE N/A 13772 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 98057 31328 SH SOLE N/A 31328 0 0 CUMMINS INC COM 231021106 431226 1800 SH SOLE N/A 1800 0 0 DUFF & PHELPS UTLITY AND INF COM 26433C105 140998 15376 SH SOLE N/A 15376 0 0 DUPONT DE NEMOURS INC COM 26614N102 453887 5900 SH SOLE N/A 5900 0 0 EATON VANCE LTD DURATION INC COM 27828H105 147915 15440 SH SOLE N/A 15440 0 0 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 141252 11456 SH SOLE N/A 11456 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829C105 140513 18084 SH SOLE N/A 18084 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 143592 18600 SH SOLE N/A 18600 0 0 ELEVANCE HEALTH INC COM 036752103 424404 900 SH SOLE N/A 900 0 0 ERIE INDTY CO CL A 29530P102 770316 2300 SH SOLE N/A 2300 0 0 EVERGY INC COM 30034W106 1120630 21468 SH SOLE N/A 21468 0 0 EXELON CORP COM 30161N101 280020 7800 SH SOLE N/A 7800 0 0 FLAHERTY & CRUMRINE PFD SECS COM 338478100 148786 10704 SH SOLE N/A 10704 0 0 FRANKLIN LTD DURATION INCOME COM 35472T101 65385 10512 SH SOLE N/A 10512 0 0 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 139856 13132 SH SOLE N/A 13132 0 0 HENRY JACK & ASSOC INC COM 426281101 784368 4800 SH SOLE N/A 4800 0 0 HIGHLAND OPPORTUNITIES HIGHLAND INCOME 43010E404 135529 17624 SH SOLE N/A 17624 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 837595 15700 SH SOLE N/A 15700 0 0 IROBOT CORP COM 462726100 290250 7500 SH SOLE N/A 7500 0 0 ISHARES TR IBOXX HI YD ETF 464288513 773900 10000 SH SOLE N/A 10000 0 0 ISHARES TR IBOXX INV CP ETF 464287242 16599000 150000 SH SOLE N/A 150000 0 0 LINDE PLC SHS G54950103 328568 800 SH SOLE N/A 800 0 0 LIVENT CORP COM 53814L108 330293 18370 SH SOLE N/A 18370 0 0 MAINSTAY CBRE GBL INFRA MEG COM 56064Q107 150776 11616 SH SOLE N/A 11616 0 0 MID-AMER APT CMNTYS INC COM 59522J103 282366 2100 SH SOLE N/A 2100 0 0 NORTHROP GRUMMAN CORP COM 666807102 655396 1400 SH SOLE N/A 1400 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 139707 16996 SH SOLE N/A 16996 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 183771 27185 SH SOLE N/A 27185 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 138461 10792 SH SOLE N/A 10792 0 0 PERRIGO CO PLC SHS G97822103 408686 12700 SH SOLE N/A 12700 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 140182 12340 SH SOLE N/A 12340 0 0 PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 147565 12056 SH SOLE N/A 12056 0 0 PPG INDS INC COM 693506107 329010 2200 SH SOLE N/A 2200 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 447488 1600 SH SOLE N/A 1600 0 0 REPUBLIC SVCS INC COM 760759100 709113 4300 SH SOLE N/A 4300 0 0 ROYCE VALUE TR INC COM 780910105 157292 10803 SH SOLE N/A 10803 0 0 RPT REALTY SH BEN INT 74971D101 2969414 231443 SH SOLE N/A 231443 0 0 SPIRE INC COM 84857L101 305466 4900 SH SOLE N/A 4900 0 0 SPIRIT AIRLS INC COM 848577102 491700 30000 SH SOLE N/A 30000 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 71522 14024 SH SOLE N/A 14024 0 0 TEXAS INSTRS INC COM 882508104 2454283 14398 SH SOLE N/A 14398 0 0 TORO CO COM 891092108 931103 9700 SH SOLE N/A 9700 0 0 UNION PAC CORP COM 907818108 442116 1800 SH SOLE N/A 1800 0 0 VIRTUS CONVERTIBLE & INC FD COM 92838U108 112537 37764 SH SOLE N/A 37764 0 0 VIRTUS CONVERTIBLE & INCOME COM 92838X102 145166 43076 SH SOLE N/A 43076 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 93257 18764 SH SOLE N/A 18764 0 0 WASTE MGMT INC DEL COM 94106L109 859322 4798 SH SOLE N/A 4798 0 0 WEC ENERGY GROUP INC COM 92939U106 1988853 23629 SH SOLE N/A 23629 0 0 WESTERN ASSET DIVERSIFIED IN COM SHS BEN INT 95790K109 151547 10748 SH SOLE N/A 10748 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 139808 15180 SH SOLE N/A 15180 0 0 WESTERN ASSET HIGH INCOME OP COM 95766K109 89706 23240 SH SOLE N/A 23240 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 140350 16188 SH SOLE N/A 16188 0 0 XCEL ENERGY INC COM 98389B100 1851109 29900 SH SOLE N/A 29900 0 0