0001062993-20-001617.txt : 20200402 0001062993-20-001617.hdr.sgml : 20200402 20200402121850 ACCESSION NUMBER: 0001062993-20-001617 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 EFFECTIVENESS DATE: 20200402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 20767985 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 03-31-2020 03-31-2020 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta 2Q 04-02-2020 0 120 451909 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AMAZON COM INC COM Stock 023135106 2 1 SH SOLE 1 0 0 INVESCO QQQ TRUST ETF 46090E103 84 459 SH SOLE 459 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 26 341 SH SOLE 341 0 0 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 97 3206 SH SOLE 3206 0 0 JOHNSON & JOHNSON COM Stock 478160104 39 300 SH SOLE 300 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN Stock 01881G106 34 2000 SH SOLE 2000 0 0 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND ETF 97717X560 11 503 SH SOLE 503 0 0 HCA HEALTHCARE INC COM Stock 40412C101 13 150 SH SOLE 150 0 0 UNDER ARMOUR INC CL C Stock 904311206 0 4 SH SOLE 4 0 0 COCA COLA CO COM Stock 191216100 19 451 SH SOLE 451 0 0 INTEL CORP COM Stock 458140100 12 223 SH SOLE 223 0 0 MEDTRONIC PLC SHS Stock G5960L103 21 255 SH SOLE 255 0 0 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF ETF 46435U796 6 62 SH SOLE 62 0 0 MERCK & CO. INC COM Stock 58933Y105 21 283 SH SOLE 283 0 0 BROOKFIELD REAL ASSETS INCOME SHS BEN INT CEF 112830104 7 525 SH SOLE 525 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 40 755 SH SOLE 755 0 0 CHUBB LIMITED COM Stock H1467J104 27 257 SH SOLE 257 0 0 FEDEX CORP COM Stock 31428X106 23 207 SH SOLE 207 0 0 SNAP INC CL A Stock 83304A106 1 100 SH SOLE 100 0 0 PENNEY J C CORP INC COM Stock 708160106 0 10 SH SOLE 10 0 0 HONEYWELL INTL INC COM Stock 438516106 27 210 SH SOLE 210 0 0 US BANCORP DEL COM NEW Stock 902973304 27 849 SH SOLE 849 0 0 HOME DEPOT INC COM Stock 437076102 263 1470 SH SOLE 1470 0 0 STARWOOD PPTY TR INC COM REIT 85571B105 15 1500 SH SOLE 1500 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 21 248 SH SOLE 248 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 3177 22037 SH SOLE 22037 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 1938 39047 SH SOLE 39047 0 0 SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF ETF 78464A474 36284 1203036 SH SOLE 1203036 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 2629 26554 SH SOLE 26554 0 0 AVID BIOSERVICES INC COM Stock 05368M106 0 1 SH SOLE 1 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 72 913 SH SOLE 913 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 74 856 SH SOLE 856 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 37 34 SH SOLE 34 0 0 PROGRESSIVE CORP OHIO COM Stock 743315103 21 284 SH SOLE 284 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 9 201 SH SOLE 201 0 0 BAUSCH HEALTH COS INC COM Stock 071734107 10 700 SH SOLE 700 0 0 VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF ETF 92206C706 52 736 SH SOLE 736 0 0 MESA AIR GROUP INC COM NEW Stock 590479135 36 12000 SH SOLE 12000 0 0 NIKE INC CL B Stock 654106103 0 4 SH SOLE 4 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 0 3 SH SOLE 3 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 18 190 SH SOLE 190 0 0 VANGUARD S&P 500 ETF ETF 922908363 2066 9135 SH SOLE 9135 0 0 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 5 69 SH SOLE 69 0 0 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 1019 20653 SH SOLE 20653 0 0 BOOKING HLDGS INC COM Stock 09857L108 20 16 SH SOLE 16 0 0 OVERLAY SHARES CORE BOND ETF ETF 53656F862 79260 3158696 SH SOLE 3158695 0 0 OVERLAY SHARES FOREIGN EQUITY ETF ETF 53656F870 21227 1062370 SH SOLE 1062370 0 0 OVERLAY SHARES LARGE CAP EQUITY ETF ETF 53656F805 37891 1844783 SH SOLE 1844782 0 0 OVERLAY SHARES MUNICIPAL BOND ETF ETF 53656F854 20711 870506 SH SOLE 870506 0 0 OVERLAY SHARES SMALL CAP EQUITY ETF ETF 53656F888 9276 558047 SH SOLE 558047 0 0 AFLAC INC COM Stock 001055102 38 1200 SH SOLE 1200 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 2525 51801 SH SOLE 51801 0 0 FIRST TRUST DOW JONES STOXX EUROPEAN SELECT DIVIDEND INDEX FUND ETF 33735T109 8 911 SH SOLE 911 0 0 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF ETF 464286533 5336 118181 SH SOLE 118181 0 0 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 30780 515227 SH SOLE 515227 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 55951 1077229 SH SOLE 1077229 0 0 PHILLIPS 66 COM Stock 718546104 23 470 SH SOLE 470 0 0 ABERDEEN EMRG MRKTS EQT INM FD COM CEF 00301W105 4 749 SH SOLE 749 0 0 NUVEEN REAL ESTATE INCOME FD COM CEF 67071B108 15 2431 SH SOLE 2431 0 0 FACEBOOK INC CL A Stock 30303M102 19 121 SH SOLE 121 0 0 MONDELEZ INTL INC CL A Stock 609207105 14 280 SH SOLE 280 0 0 BROADCOM INC COM Stock 11135F101 25 113 SH SOLE 113 0 0 MAGNA INTL INC COM Stock 559222401 18 611 SH SOLE 611 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 611 12832 SH SOLE 12832 0 0 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 63 1365 SH SOLE 1365 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 209 5383 SH SOLE 5383 0 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 127 1487 SH SOLE 1487 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 30 638 SH SOLE 638 0 0 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 12073 392739 SH SOLE 392739 0 0 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 24606 583784 SH SOLE 583783 0 0 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF ETF 00768Y727 9 195 SH SOLE 195 0 0 SYNOVUS FINL CORP COM NEW Stock 87161C501 2 100 SH SOLE 100 0 0 GENERAL DYNAMICS CORP COM Stock 369550108 21 164 SH SOLE 164 0 0 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 41 1183 SH SOLE 1183 0 0 CISCO SYS INC COM Stock 17275R102 41 1076 SH SOLE 1076 0 0 CAPITAL ONE FINL CORP COM Stock 14040H105 12 276 SH SOLE 276 0 0 WISDOMTREE U.S. LARGECAP DIVIDEND FUND ETF 97717W307 10 123 SH SOLE 123 0 0 AT&T INC COM Stock 00206R102 14 494 SH SOLE 494 0 0 PTC THERAPEUTICS INC COM Stock 69366J200 16 350 SH SOLE 350 0 0 NOKIA CORP SPONSORED ADR ADR 654902204 2 560 SH SOLE 560 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 16 174 SH SOLE 174 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 5 84 SH SOLE 84 0 0 ISHARES U.S. FINANCIAL SERVICES ETF ETF 464287770 24 245 SH SOLE 245 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 1008 20769 SH SOLE 20769 0 0 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 37 1046 SH SOLE 1046 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 1118 4529 SH SOLE 4529 0 0 ISHARES MBS ETF ETF 464288588 40 361 SH SOLE 361 0 0 ISHARES 10-20 YEAR TREASURY BOND ETF ETF 464288653 31 184 SH SOLE 184 0 0 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 20 5100 SH SOLE 5100 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 27 315 SH SOLE 315 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 26872 494236 SH SOLE 494236 0 0 CHEVRON CORP NEW COM Stock 166764100 27 396 SH SOLE 396 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 593 5385 SH SOLE 5385 0 0 CONOCOPHILLIPS COM Stock 20825C104 20 679 SH SOLE 679 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT Stock 451100101 9 200 SH SOLE 200 0 0 TJX COS INC NEW COM Stock 872540109 20 438 SH SOLE 438 0 0 ISHARES MORTGAGE REAL ESTATE ETF ETF 46435G342 70 4295 SH SOLE 4295 0 0 HANCOCK JOHN TAX-ADVANTAGED DI COM CEF 41013V100 8 500 SH SOLE 500 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 955 31841 SH SOLE 31841 0 0 WALMART INC COM Stock 931142103 0 4 SH SOLE 4 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 2330 17485 SH SOLE 17485 0 0 PFIZER INC COM Stock 717081103 25 772 SH SOLE 772 0 0 AMERICAN EXPRESS CO COM Stock 025816109 25 324 SH SOLE 324 0 0 APPLIED MATLS INC COM Stock 038222105 9 215 SH SOLE 215 0 0 TYSON FOODS INC CL A Stock 902494103 13 229 SH SOLE 229 0 0 VAN ECK MERK GOLD TRUST ETF 921078101 6 386 SH SOLE 386 0 0 ISHARES CORE S&P U.S. VALUE ETF ETF 464287663 949 21552 SH SOLE 21552 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 65373 569797 SH SOLE 569797 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 19 113 SH SOLE 113 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 16 528 SH SOLE 528 0 0 ISHARES LIQUIDITY INCOME ETF ETF 46434V878 2052 41136 SH SOLE 41136 0 0 CITIGROUP INC COM NEW Stock 172967424 25 652 SH SOLE 652 0 0 FLEXSHARES DISCIPLINED DURATION MBS INDEX FUND ETF 33939L779 512 21582 SH SOLE 21582 0 0 LINCOLN NATL CORP IND COM Stock 534187109 14 591 SH SOLE 591 0 0 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 9 174 SH SOLE 174 0 0 CBRE GROUP INC CL A Stock 12504L109 21 581 SH SOLE 581 0 0 APPLE INC COM Stock 037833100 73 305 SH SOLE 305 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 85 1703 SH SOLE 1703 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 36 382 SH SOLE 382 0 0 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF ETF 78468R663 111 1213 SH SOLE 1213 0 0