0001062993-19-003800.txt : 20191002 0001062993-19-003800.hdr.sgml : 20191002 20191002153613 ACCESSION NUMBER: 0001062993-19-003800 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191002 DATE AS OF CHANGE: 20191002 EFFECTIVENESS DATE: 20191002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 191131980 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 09-30-2019 09-30-2019 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 10-02-2019 0 153 149951 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AMAZON COM INC COM Stock 023135106 2 1 SH SOLE 1 0 0 ARCHROCK INC COM Stock 03957W106 14 1400 SH SOLE 1400 0 0 INVESCO QQQ TRUST ETF 46090E103 20 107 SH SOLE 107 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 29 358 SH SOLE 358 0 0 NAVIOS MARITIME PARTNERS L P COM UNIT LPI Stock Y62267409 3 187 SH SOLE 187 0 0 DOLLAR GEN CORP NEW COM Stock 256677105 25 156 SH SOLE 156 0 0 SPDR BLOOMBERG BARCLAYS INTERMEDIATE TERM TREASURY ETF ETF 78464A672 9 282 SH SOLE 282 0 0 JOHNSON & JOHNSON COM Stock 478160104 29 222 SH SOLE 222 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN Stock 01881G106 88 3000 SH SOLE 3000 0 0 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND ETF 97717X560 14 503 SH SOLE 503 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 23 110 SH SOLE 110 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 17 283 SH SOLE 283 0 0 UNDER ARMOUR INC CL C Stock 904311206 0 4 SH SOLE 4 0 0 PROCTER & GAMBLE CO COM Stock 742718109 56 452 SH SOLE 452 0 0 COCA COLA CO COM Stock 191216100 25 451 SH SOLE 451 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 16 170 SH SOLE 170 0 0 INTEL CORP COM Stock 458140100 11 223 SH SOLE 223 0 0 STATE STR CORP COM Stock 857477103 26 432 SH SOLE 432 0 0 MEDTRONIC PLC SHS Stock G5960L103 25 232 SH SOLE 232 0 0 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF ETF 46435U796 783 7728 SH SOLE 7728 0 0 MERCK & CO INC COM Stock 58933Y105 17 200 SH SOLE 200 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 183 1721 SH SOLE 1721 0 0 ISHARES TIPS BOND ETF ETF 464287176 8 70 SH SOLE 70 0 0 BROOKFIELD REAL ASSETS INCOME SHS BEN INT CEF 112830104 12 525 SH SOLE 525 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 41 687 SH SOLE 687 0 0 CHUBB LIMITED COM Stock H1467J104 32 197 SH SOLE 197 0 0 FEDEX CORP COM Stock 31428X106 27 183 SH SOLE 183 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 6334 74673 SH SOLE 74673 0 0 SNAP INC CL A Stock 83304A106 2 100 SH SOLE 100 0 0 PENNEY J C CORP INC COM Stock 708160106 0 10 SH SOLE 10 0 0 HONEYWELL INTL INC COM Stock 438516106 30 178 SH SOLE 178 0 0 US BANCORP DEL COM NEW Stock 902973304 30 550 SH SOLE 550 0 0 HOME DEPOT INC COM Stock 437076102 341 1470 SH SOLE 1470 0 0 STARWOOD PPTY TR INC COM REIT 85571B105 61 2500 SH SOLE 2500 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 29 483 SH SOLE 483 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 23 257 SH SOLE 257 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 554 3471 SH SOLE 3471 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 13 207 SH SOLE 207 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 8823 174972 SH SOLE 174972 0 0 UGI CORP NEW COM Stock 902681105 11 216 SH SOLE 216 0 0 INVESCO S&P MIDCAP 400 REVENUE ETF ETF 46138G672 50 843 SH SOLE 843 0 0 SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF ETF 78464A474 6687 216751 SH SOLE 216751 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 4030 39617 SH SOLE 39617 0 0 AVID BIOSERVICES INC COM Stock 05368M106 0 1 SH SOLE 1 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 87 1077 SH SOLE 1077 0 0 FIRST TRUST LARGE CAP VALUE OPPORTUNITIES ALPHADEX FUND ETF 33735J101 87 1681 SH SOLE 1681 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 82 895 SH SOLE 895 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 27 22 SH SOLE 22 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 10 209 SH SOLE 209 0 0 BAUSCH HEALTH COS INC COM Stock 071734107 15 700 SH SOLE 700 0 0 VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF ETF 92206C706 51 758 SH SOLE 758 0 0 MESA AIR GROUP INC COM NEW Stock 590479135 108 15975 SH SOLE 15975 0 0 NIKE INC CL B Stock 654106103 0 4 SH SOLE 4 0 0 NAVIOS MARITIME CONTAINERS L P COM UNIT RP LP Stock Y62151108 0 14 SH SOLE 14 0 0 ALERIAN MLP ETF ETF 00162Q866 3 300 SH SOLE 300 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 0 3 SH SOLE 3 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 28 191 SH SOLE 191 0 0 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 6 72 SH SOLE 72 0 0 BOOKING HLDGS INC COM Stock 09857L108 22 11 SH SOLE 11 0 0 AFLAC INC COM Stock 001055102 63 1200 SH SOLE 1200 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 20 390 SH SOLE 390 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 10 94 SH SOLE 94 0 0 INVESCO AEROSPACE & DEFENSE ETF ETF 46137V100 13 197 SH SOLE 197 0 0 VANECK VECTORS MORTGAGE REIT INCOME ETF ETF 92189F452 23 1000 SH SOLE 1000 0 0 FIRST TRUST DOW JONES STOXX EUROPEAN SELECT DIVIDEND INDEX FUND ETF 33735T109 12 911 SH SOLE 911 0 0 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF ETF 464286533 4433 77655 SH SOLE 77655 0 0 MID CON ENERGY PARTNERS LP COM UNIT REPST Stock 59560V109 2 4200 SH SOLE 4200 0 0 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 7208 98358 SH SOLE 98358 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 11893 185538 SH SOLE 185538 0 0 PHILLIPS 66 COM Stock 718546104 48 470 SH SOLE 470 0 0 ABERDEEN EMRG MRKTS EQT INM FD COM CEF 00301W105 5 749 SH SOLE 749 0 0 NUVEEN REAL ESTATE INCOME FD COM CEF 67071B108 27 2431 SH SOLE 2431 0 0 FACEBOOK INC CL A Stock 30303M102 1 6 SH SOLE 6 0 0 GLOBAL X MLP ETF ETF 37950E473 1427 170324 SH SOLE 170324 0 0 VECTOR GROUP LTD COM Stock 92240M108 15 1274 SH SOLE 1274 0 0 DELEK US HLDGS INC NEW COM Stock 24665A103 9 245 SH SOLE 245 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN Stock 435763107 15 600 SH SOLE 600 0 0 BROADCOM INC COM Stock 11135F101 30 109 SH SOLE 109 0 0 MONDELEZ INTL INC CL A Stock 609207105 15 280 SH SOLE 280 0 0 MAGNA INTL INC COM Stock 559222401 30 563 SH SOLE 563 0 0 INVESCO FTSE RAFI US 1500A SMALL-MIDA ETF ETF 46137V597 30 237 SH SOLE 237 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 199 3257 SH SOLE 3257 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 18 96 SH SOLE 96 0 0 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF ETF 78468R200 512 16641 SH SOLE 16641 0 0 ISHARES SHORT-TERM CORPORATE BOND ETF ETF 464288646 27 500 SH SOLE 500 0 0 EATON VANCE TX MGD DIV EQ INCM COM CEF 27828N102 7086 595450 SH SOLE 595450 0 0 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 87 1365 SH SOLE 1365 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 47 956 SH SOLE 956 0 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 129 1522 SH SOLE 1522 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 37 789 SH SOLE 789 0 0 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 4376 89506 SH SOLE 89506 0 0 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 28543 591747 SH SOLE 591746 0 0 BLACKSTONE GROUP INC COM CL A Stock 09260D107 34 700 SH SOLE 700 0 0 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF ETF 00768Y727 1638 33757 SH SOLE 33756 0 0 SYNOVUS FINL CORP COM NEW Stock 87161C501 4 100 SH SOLE 100 0 0 RAYTHEON CO COM NEW Stock 755111507 21 105 SH SOLE 105 0 0 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 2548 55002 SH SOLE 55002 0 0 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 7337 161465 SH SOLE 161465 0 0 CISCO SYS INC COM Stock 17275R102 44 889 SH SOLE 889 0 0 CAPITAL ONE FINL CORP COM Stock 14040H105 32 349 SH SOLE 349 0 0 WISDOMTREE U.S. LARGECAP DIVIDEND FUND ETF 97717W307 30 306 SH SOLE 306 0 0 AT&T INC COM Stock 00206R102 19 494 SH SOLE 494 0 0 PTC THERAPEUTICS INC COM Stock 69366J200 12 350 SH SOLE 350 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 11 179 SH SOLE 179 0 0 GENERAL ELECTRIC CO COM Stock 369604103 3 300 SH SOLE 300 0 0 NOKIA CORP SPONSORED ADR ADR 654902204 3 560 SH SOLE 560 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 22 179 SH SOLE 179 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 7 88 SH SOLE 88 0 0 ISHARES U.S. FINANCIAL SERVICES ETF ETF 464287770 36 261 SH SOLE 261 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 16 311 SH SOLE 311 0 0 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 96 2091 SH SOLE 2091 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 136 757 SH SOLE 757 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 347 1162 SH SOLE 1162 0 0 SUNTRUST BKS INC COM Stock 867914103 20 297 SH SOLE 297 0 0 ISHARES MBS ETF ETF 464288588 41 374 SH SOLE 374 0 0 ISHARES 10-20 YEAR TREASURY BOND ETF ETF 464288653 28 189 SH SOLE 189 0 0 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 34 5100 SH SOLE 5100 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 30 257 SH SOLE 257 0 0 CHEVRON CORP NEW COM Stock 166764100 26 220 SH SOLE 220 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 50 441 SH SOLE 441 0 0 CONOCOPHILLIPS COM Stock 20825C104 56 979 SH SOLE 979 0 0 ISHARES MORTGAGE REAL ESTATE ETF ETF 46435G342 20807 493875 SH SOLE 493875 0 0 HANCOCK JOHN TAX-ADV DIV INCM COM CEF 41013V100 14 500 SH SOLE 500 0 0 WALMART INC COM Stock 931142103 9 79 SH SOLE 79 0 0 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 3547 115394 SH SOLE 115394 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 8750 69006 SH SOLE 69006 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 20 496 SH SOLE 496 0 0 PFIZER INC COM Stock 717081103 21 596 SH SOLE 596 0 0 AMERICAN EXPRESS CO COM Stock 025816109 29 244 SH SOLE 244 0 0 APPLIED MATLS INC COM Stock 038222105 11 215 SH SOLE 215 0 0 VAN ECK MERK GOLD TRUST ETF 921078101 6 386 SH SOLE 386 0 0 ISHARES CORE S&P U.S. VALUE ETF ETF 464287663 231 4000 SH SOLE 4000 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 126 1109 SH SOLE 1109 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 17 116 SH SOLE 116 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 21 547 SH SOLE 547 0 0 CSI COMPRESSCO LP COM UNIT Stock 12637A103 3 1000 SH SOLE 1000 0 0 PARKER HANNIFIN CORP COM Stock 701094104 18 97 SH SOLE 97 0 0 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN Stock 864482104 12 500 SH SOLE 500 0 0 SPDR DOW JONES REIT ETF ETF 78464A607 140 1340 SH SOLE 1340 0 0 LOEWS CORP COM Stock 540424108 10 200 SH SOLE 200 0 0 CITIGROUP INC COM NEW Stock 172967424 32 456 SH SOLE 456 0 0 FLEXSHARES DISCIPLINED DURATION MBS INDEX FUND ETF 33939L779 5682 241058 SH SOLE 241058 0 0 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 1928 37085 SH SOLE 37085 0 0 ISHARES MSCI ACWI INDEX FUND ETF 464288257 24 325 SH SOLE 325 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 16 250 SH SOLE 250 0 0 COMMERCE BANCSHARES INC COM Stock 200525103 7 115 SH SOLE 115 0 0 CBRE GROUP INC CL A Stock 12504L109 17 328 SH SOLE 328 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT Stock 16411Q101 32 700 SH SOLE 700 0 0 APPLE INC COM Stock 037833100 68 305 SH SOLE 305 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 120 2007 SH SOLE 2007 0 0 PJT PARTNERS INC COM CL A Stock 69343T107 1 17 SH SOLE 17 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 50 382 SH SOLE 382 0 0 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF ETF 78468R663 40 434 SH SOLE 434 0 0