0001062993-19-001527.txt : 20190402 0001062993-19-001527.hdr.sgml : 20190402 20190402134118 ACCESSION NUMBER: 0001062993-19-001527 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 EFFECTIVENESS DATE: 20190402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 19723736 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 03-31-2019 03-31-2019 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 04-02-2019 0 134 91802 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AMAZON COM INC COM Stock 023135106 2 1 SH SOLE 1 1 1 ARCHROCK INC COM Stock 03957W106 14 1400 SH SOLE 1400 1400 1400 INVESCO QQQ TRUST ETF 46090E103 19 107 SH SOLE 107 107 107 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 27 358 SH SOLE 358 358 358 NAVIOS MARITIME PARTNERS L P UNIT LPI Stock Y62267102 3 2800 SH SOLE 2800 2800 2800 DOLLAR GEN CORP NEW COM Stock 256677105 32 271 SH SOLE 271 271 271 JOHNSON & JOHNSON COM Stock 478160104 31 222 SH SOLE 222 222 222 FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 10 337 SH SOLE 337 337 337 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN Stock 01881G106 87 3000 SH SOLE 3000 3000 3000 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND ETF 97717X560 14 503 SH SOLE 503 503 503 GOLDMAN SACHS GROUP INC COM Stock 38141G104 22 110 SH SOLE 110 110 110 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 18 283 SH SOLE 283 283 283 UNDER ARMOUR INC CL C Stock 904311206 0 4 SH SOLE 4 4 4 PROCTER AND GAMBLE CO COM Stock 742718109 16 150 SH SOLE 150 150 150 COCA COLA CO COM Stock 191216100 30 651 SH SOLE 651 651 651 INTEL CORP COM Stock 458140100 1 10 SH SOLE 10 10 10 STATE STR CORP COM Stock 857477103 23 335 SH SOLE 335 335 335 MEDTRONIC PLC SHS Stock G5960L103 21 232 SH SOLE 232 232 232 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF ETF 46435U796 1764 17840 SH SOLE 17840 17840 17840 MERCK & CO INC COM Stock 58933Y105 17 200 SH SOLE 200 200 200 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 182 1721 SH SOLE 1721 1721 1721 EATON VANCE LTD DUR INCOME FD COM CEF 27828H105 19 1500 SH SOLE 1500 1500 1500 VERIZON COMMUNICATIONS INC COM Stock 92343V104 30 506 SH SOLE 506 506 506 CHUBB LIMITED COM Stock H1467J104 31 221 SH SOLE 221 221 221 FEDEX CORP COM Stock 31428X106 34 183 SH SOLE 183 183 183 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 459 5476 SH SOLE 5476 5476 5476 SNAP INC CL A Stock 83304A106 1 100 SH SOLE 100 100 100 PENNEY J C CORP INC COM Stock 708160106 0 10 SH SOLE 10 10 10 HONEYWELL INTL INC COM Stock 438516106 34 210 SH SOLE 210 210 210 US BANCORP DEL COM NEW Stock 902973304 27 550 SH SOLE 550 550 550 HOME DEPOT INC COM Stock 437076102 288 1470 SH SOLE 1470 1470 1470 STARWOOD PPTY TR INC COM REIT 85571B105 56 2500 SH SOLE 2500 2500 2500 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 24 257 SH SOLE 257 257 257 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 12 207 SH SOLE 207 207 207 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 2586 51433 SH SOLE 51433 51433 51433 SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF ETF 78464A474 1882 61797 SH SOLE 61797 61797 61797 ENSCO PLC SHS CLASS A Stock G3157S106 2 500 SH SOLE 500 500 500 AVID BIOSERVICES INC COM Stock 05368M106 0 1 SH SOLE 1 1 1 ISHARES S&P SMALL-CAP FUND ETF 464287804 15 193 SH SOLE 193 193 193 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 85 1077 SH SOLE 1077 1077 1077 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 77 895 SH SOLE 895 895 895 ALPHABET INC CAP STK CL A Stock 02079K305 26 22 SH SOLE 22 22 22 BAUSCH HEALTH COS INC COM Stock 071734107 18 700 SH SOLE 700 700 700 VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF ETF 92206C706 49 758 SH SOLE 758 758 758 NIKE INC CL B Stock 654106103 0 4 SH SOLE 4 4 4 NAVIOS MARITIME CONTAINERS L P COM UNIT RP LP Stock Y62151108 0 14 SH SOLE 14 14 14 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 0 3 SH SOLE 3 3 3 STANLEY BLACK & DECKER INC COM Stock 854502101 21 149 SH SOLE 149 149 149 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 6 72 SH SOLE 72 72 72 BOOKING HLDGS INC COM Stock 09857L108 14 8 SH SOLE 8 8 8 WABTEC CORP COM Stock 929740108 0 5 SH SOLE 5 5 5 AFLAC INC COM Stock 001055102 60 1200 SH SOLE 1200 1200 1200 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT Stock 573331105 16 1300 SH SOLE 1300 1300 1300 ISHARES FLOATING RATE BOND ETF ETF 46429B655 20 390 SH SOLE 390 390 390 INVESCO AEROSPACE & DEFENSE ETF ETF 46137V100 12 197 SH SOLE 197 197 197 VANECK VECTORS MORTGAGE REIT INCOME ETF ETF 92189F452 23 1000 SH SOLE 1000 1000 1000 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF ETF 464286533 1151 19311 SH SOLE 19311 19311 19311 MID CON ENERGY PARTNERS LP COM UNIT REPST Stock 59560V109 4 4200 SH SOLE 4200 4200 4200 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 2299 31781 SH SOLE 31781 31781 31781 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 2475 41944 SH SOLE 41944 41944 41944 PHILLIPS 66 COM Stock 718546104 45 470 SH SOLE 470 470 470 ABERDEEN EMRG MRKTS EQT INM FD COM CEF 00301W105 10 1382 SH SOLE 1382 1382 1382 FACEBOOK INC CL A Stock 30303M102 1 6 SH SOLE 6 6 6 GLOBAL X MLP ETF ETF 37950E473 2012 223828 SH SOLE 223828 223828 223828 VOYA GLBL EQTY DIV & PREM OPP COM CEF 92912T100 23 3500 SH SOLE 3500 3500 3500 COCA COLA EUROPEAN PARTNERS P SHS Stock G25839104 3 50 SH SOLE 50 50 50 VECTOR GROUP LTD COM Stock 92240M108 26 2428 SH SOLE 2428 2428 2428 DELEK US HLDGS INC NEW COM Stock 24665A103 9 245 SH SOLE 245 245 245 HOLLY ENERGY PARTNERS L P COM UT LTD PTN Stock 435763107 16 600 SH SOLE 600 600 600 BROADCOM INC COM Stock 11135F101 24 78 SH SOLE 78 78 78 MONDELEZ INTL INC CL A Stock 609207105 18 370 SH SOLE 370 370 370 MAGNA INTL INC COM Stock 559222401 28 563 SH SOLE 563 563 563 ISHARES CORE MSCI EAFE ETF ETF 46432F842 91 1477 SH SOLE 1477 1477 1477 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 29 162 SH SOLE 162 162 162 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF ETF 78468R200 32 1028 SH SOLE 1028 1028 1028 EATON VANCE TX MGD DIV EQ INCM COM CEF 27828N102 6587 579298 SH SOLE 579298 579298 579298 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 91 1365 SH SOLE 1365 1365 1365 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 93 1149 SH SOLE 1149 1149 1149 CABOT OIL & GAS CORP COM Stock 127097103 6 247 SH SOLE 247 247 247 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 33 789 SH SOLE 789 789 789 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 1154 24338 SH SOLE 24338 24338 24338 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 28144 587676 SH SOLE 587675 587675 587675 BLACKSTONE GROUP L P COM UNIT LTD Stock 09253U108 25 700 SH SOLE 700 700 700 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF ETF 00768Y727 1897 39486 SH SOLE 39485 39485 39485 SYNOVUS FINL CORP COM NEW Stock 87161C501 4 100 SH SOLE 100 100 100 RAYTHEON CO COM NEW Stock 755111507 16 86 SH SOLE 86 86 86 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 2449 53259 SH SOLE 53259 53259 53259 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 2997 66093 SH SOLE 66093 66093 66093 CISCO SYS INC COM Stock 17275R102 58 1054 SH SOLE 1054 1054 1054 CAPITAL ONE FINL CORP COM Stock 14040H105 29 349 SH SOLE 349 349 349 WISDOMTREE U.S. LARGECAP DIVIDEND FUND ETF 97717W307 29 306 SH SOLE 306 306 306 AT&T INC COM Stock 00206R102 30 950 SH SOLE 950 950 950 PTC THERAPEUTICS INC COM Stock 69366J200 13 350 SH SOLE 350 350 350 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 12 179 SH SOLE 179 179 179 GENERAL ELECTRIC CO COM Stock 369604103 10 988 SH SOLE 988 988 988 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 11 95 SH SOLE 95 95 95 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 7 88 SH SOLE 88 88 88 ISHARES U.S. FINANCIAL SERVICES ETF ETF 464287770 33 261 SH SOLE 261 261 261 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 26 509 SH SOLE 509 509 509 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 98 2091 SH SOLE 2091 2091 2091 ISHARES CORE S&P 500 ETF ETF 464287200 102 353 SH SOLE 353 353 353 SUNTRUST BKS INC COM Stock 867914103 18 297 SH SOLE 297 297 297 ISHARES MBS ETF ETF 464288588 40 374 SH SOLE 374 374 374 ISHARES 10-20 YEAR TREASURY BOND ETF ETF 464288653 26 189 SH SOLE 189 189 189 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 33 5100 SH SOLE 5100 5100 5100 JPMORGAN CHASE & CO COM Stock 46625H100 35 330 SH SOLE 330 330 330 CHEVRON CORP NEW COM Stock 166764100 27 220 SH SOLE 220 220 220 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 49 441 SH SOLE 441 441 441 CONOCOPHILLIPS COM Stock 20825C104 93 1379 SH SOLE 1379 1379 1379 ISHARES MORTGAGE REAL ESTATE ETF ETF 46435G342 22945 526262 SH SOLE 526262 526262 526262 WALMART INC COM Stock 931142103 0 4 SH SOLE 4 4 4 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 1476 47393 SH SOLE 47393 47393 47393 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 1921 15681 SH SOLE 15681 15681 15681 ORACLE CORP COM Stock 68389X105 21 391 SH SOLE 391 391 391 PFIZER INC COM Stock 717081103 26 596 SH SOLE 596 596 596 LEGACY RESVS INC COM Stock 524706108 1 2000 SH SOLE 2000 2000 2000 AMERICAN EXPRESS CO COM Stock 025816109 27 244 SH SOLE 244 244 244 AMERIGAS PARTNERS L P UNIT L P INT Stock 030975106 16 500 SH SOLE 500 500 500 VAN ECK MERK GOLD TRUST ETF 921078101 5 386 SH SOLE 386 386 386 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 14 116 SH SOLE 116 116 116 CSI COMPRESSCO LP COM UNIT Stock 12637A103 3 1000 SH SOLE 1000 1000 1000 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN Stock 864482104 34 1500 SH SOLE 1500 1500 1500 JPMORGAN DIVERSIFIED RETURN INTERNATIONAL EQUITY ETF ETF 46641Q209 10 178 SH SOLE 178 178 178 CITIGROUP INC COM NEW Stock 172967424 29 456 SH SOLE 456 456 456 FLEXSHARES DISCIPLINED DURATION MBS INDEX FUND ETF 33939L779 1765 76142 SH SOLE 76142 76142 76142 NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS CEF 670699107 28 1264 SH SOLE 1264 1264 1264 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 2386 46557 SH SOLE 46557 46557 46557 KRAFT HEINZ CO COM Stock 500754106 4 126 SH SOLE 126 126 126 CHENIERE ENERGY PARTNERS LP COM UNIT Stock 16411Q101 29 700 SH SOLE 700 700 700 APPLE INC COM Stock 037833100 68 355 SH SOLE 355 355 355 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 115 2007 SH SOLE 2007 2007 2007 PJT PARTNERS INC COM CL A Stock 69343T107 1 17 SH SOLE 17 17 17 DISNEY WALT CO COM DISNEY Stock 254687106 28 250 SH SOLE 250 250 250 MARSH & MCLENNAN COS INC COM Stock 571748102 21 222 SH SOLE 222 222 222