0001062993-19-000036.txt : 20190107 0001062993-19-000036.hdr.sgml : 20190107 20190107144448 ACCESSION NUMBER: 0001062993-19-000036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190107 DATE AS OF CHANGE: 20190107 EFFECTIVENESS DATE: 20190107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 19513104 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 12-31-2018 12-31-2018 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 01-07-2019 0 164 132699 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ARCHROCK INC COM COMMON 03957W106 10 1400 SH SOLE NONE 0 1400 1400 INVESCO QQQ TRUST COMMON 46090E103 31 201 SH SOLE NONE 0 201 201 TECHNOLOGY SELECT SECTOR SPDR FUND COMMON 81369Y803 22 358 SH SOLE NONE 0 358 358 STARBUCKS CORP COM COMMON 855244109 26 400 SH SOLE NONE 0 400 400 NAVIOS MARITIME PARTNERS L P UNIT LPI COMMON Y62267102 2 2800 SH SOLE NONE 0 2800 2800 DOLLAR GEN CORP NEW COM COMMON 256677105 29 271 SH SOLE NONE 0 271 271 JOHNSON & JOHNSON COM COMMON 478160104 58 453 SH SOLE NONE 0 453 453 FIRST TRUST UTILITIES ALPHADEX FUND COMMON 33734X184 9 337 SH SOLE NONE 0 337 337 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN COMMON 01881G106 86 3150 SH SOLE NONE 0 3150 3150 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND COMMON 97717X560 13 503 SH SOLE NONE 0 503 503 GOLDMAN SACHS GROUP INC COM COMMON 38141G104 11 68 SH SOLE NONE 0 68 68 ROYAL DUTCH SHELL PLC SPONS ADR A COMMON 780259206 16 283 SH SOLE NONE 0 283 283 PROCTER AND GAMBLE CO COM COMMON 742718109 32 350 SH SOLE NONE 0 350 350 COCA COLA CO COM COMMON 191216100 50 1051 SH SOLE NONE 0 1051 1051 CARNIVAL CORP PAIRED CTF COMMON 143658300 3 69 SH SOLE NONE 0 69 69 STATE STR CORP COM COMMON 857477103 13 201 SH SOLE NONE 0 201 201 MEDTRONIC PLC SHS COMMON G5960L103 21 232 SH SOLE NONE 0 232 232 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF COMMON 46435U796 16128 168406 SH SOLE NONE 0 168405 168405 MERCK & CO INC COM COMMON 58933Y105 15 198 SH SOLE NONE 0 198 198 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF COMMON 464288158 197 1867 SH SOLE NONE 0 1867 1867 ILLINOIS TOOL WKS INC COM COMMON 452308109 13 100 SH SOLE NONE 0 100 100 ISHARES MSCI JAPAN ETF COMMON 46434G822 0 0 SH SOLE NONE 0 0 0 CORNING INC COM COMMON 219350105 97 3201 SH SOLE NONE 0 3201 3201 EATON VANCE LTD DUR INCOME FD COM COMMON 27828H105 87 7322 SH SOLE NONE 0 7322 7322 VERIZON COMMUNICATIONS INC COM COMMON 92343V104 71 1265 SH SOLE NONE 0 1265 1265 CHUBB LIMITED COM COMMON H1467J104 29 221 SH SOLE NONE 0 221 221 FEDEX CORP COM COMMON 31428X106 19 120 SH SOLE NONE 0 120 120 SNAP INC CL A COMMON 83304A106 1 100 SH SOLE NONE 0 100 100 HONEYWELL INTL INC COM COMMON 438516106 28 210 SH SOLE NONE 0 210 210 VANECK VECTORS GREEN BOND ETF COMMON 92189F171 30 1164 SH SOLE NONE 0 1164 1164 US BANCORP DEL COM NEW COMMON 902973304 25 550 SH SOLE NONE 0 550 550 HOME DEPOT INC COM COMMON 437076102 278 1620 SH SOLE NONE 0 1620 1620 STARWOOD PPTY TR INC COM COMMON 85571B105 49 2500 SH SOLE NONE 0 2500 2500 HEALTH CARE SELECT SECTOR SPDR FUND COMMON 81369Y209 17 202 SH SOLE NONE 0 202 202 ISHARES U.S. REAL ESTATE ETF COMMON 464287739 8 104 SH SOLE NONE 0 104 104 CONSUMER STAPLES SELECT SECTOR SPDR FUND COMMON 81369Y308 11 207 SH SOLE NONE 0 207 207 PIMCO 15 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND COMMON 72201R304 11 182 SH SOLE NONE 0 182 182 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND COMMON 72201R833 2034 20152 SH SOLE NONE 0 20152 20152 ENSCO PLC SHS CLASS A COMMON G3157S106 2 500 SH SOLE NONE 0 500 500 AVID BIOSERVICES INC COM COMMON 05368M106 0 1 SH SOLE NONE 0 1 1 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND COMMON 92206C409 84 1077 SH SOLE NONE 0 1077 1077 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF COMMON 92206C870 74 895 SH SOLE NONE 0 895 895 ALPHABET INC CAP STK CL A COMMON 02079K305 26 25 SH SOLE NONE 0 25 25 INVESCO CEF INCOME COMPOSITE ETF COMMON 46138E404 30 1500 SH SOLE NONE 0 1500 1500 JPMORGAN BETABUILDERS JAPAN ETF COMMON 46641Q712 17 814 SH SOLE NONE 0 814 814 BAUSCH HEALTH COS INC COM COMMON 071734107 13 700 SH SOLE NONE 0 700 700 VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF COMMON 92206C706 20 316 SH SOLE NONE 0 316 316 TESLA INC COM COMMON 88160R101 15 45 SH SOLE NONE 0 45 45 ALERIAN MLP ETF COMMON 00162Q866 48 5505 SH SOLE NONE 0 5505 5505 PUTNAM MASTER INTER INCOME TR SH BEN INT COMMON 746909100 34 8000 SH SOLE NONE 0 8000 8000 STANLEY BLACK & DECKER INC COM COMMON 854502101 24 201 SH SOLE NONE 0 201 201 CONAGRA BRANDS INC COM COMMON 205887102 2 100 SH SOLE NONE 0 100 100 ASTRAZENECA PLC SPONSORED ADR COMMON 046353108 38 1000 SH SOLE NONE 0 1000 1000 VANGUARD COMMUNICATION SERVICES ETF COMMON 92204A884 5 72 SH SOLE NONE 0 72 72 CONSOLIDATED EDISON INC COM COMMON 209115104 46 600 SH SOLE NONE 0 600 600 AFLAC INC COM COMMON 001055102 55 1200 SH SOLE NONE 0 1200 1200 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT COMMON 573331105 13 1300 SH SOLE NONE 0 1300 1300 ISHARES FLOATING RATE BOND ETF COMMON 46429B655 20 390 SH SOLE NONE 0 390 390 CBIZ INC COM COMMON 124805102 98 5000 SH SOLE NONE 0 5000 5000 ISHARES SELECT DIVIDEND ETF COMMON 464287168 3 35 SH SOLE NONE 0 35 35 AMERICAN ELEC PWR INC COM COMMON 025537101 26 350 SH SOLE NONE 0 350 350 BLACKROCK DEBT STRAT FD INC COM NEW COMMON 09255R202 3 333 SH SOLE NONE 0 333 333 INVESCO AEROSPACE & DEFENSE ETF COMMON 46137V100 10 197 SH SOLE NONE 0 197 197 VANECK VECTORS MORTGAGE REIT INCOME ETF COMMON 92189F452 75 3500 SH SOLE NONE 0 3500 3500 EATON VANCE TAX MNGD GBL DV EQ COM COMMON 27829F108 30 4000 SH SOLE NONE 0 4000 4000 GENTEX CORP COM COMMON 371901109 6 305 SH SOLE NONE 0 305 305 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF COMMON 464286533 871 15596 SH SOLE NONE 0 15596 15596 MID CON ENERGY PARTNERS LP COM UNIT REPST COMMON 59560V109 3 4200 SH SOLE NONE 0 4200 4200 ISHARES EDGE MSCI MIN VOL EAFE ETF COMMON 46429B689 3850 57763 SH SOLE NONE 0 57763 57763 CLOVIS ONCOLOGY INC COM COMMON 189464100 4 200 SH SOLE NONE 0 200 200 ISHARES EDGE MSCI MIN VOL USA ETF COMMON 46429B697 10 183 SH SOLE NONE 0 183 183 PEMBINA PIPELINE CORP COM COMMON 706327103 25 850 SH SOLE NONE 0 850 850 PUMA BIOTECHNOLOGY INC COM COMMON 74587V107 4 200 SH SOLE NONE 0 200 200 PHILLIPS 66 COM COMMON 718546104 44 510 SH SOLE NONE 0 510 510 BLACKROCK ENHANCED GBL DIV TR COM COMMON 092501105 3 300 SH SOLE NONE 0 300 300 ABERDEEN EMRG MRKTS EQT INM FD COM COMMON 00301W105 9 1382 SH SOLE NONE 0 1382 1382 GLOBAL X MLP ETF COMMON 37950E473 3225 420433 SH SOLE NONE 0 420433 420433 VOYA GLBL EQTY DIV & PREM OPP COM COMMON 92912T100 50 8500 SH SOLE NONE 0 8500 8500 DUKE ENERGY CORP NEW COM NEW COMMON 26441C204 23 266 SH SOLE NONE 0 266 266 COCA COLA EUROPEAN PARTNERS P SHS COMMON G25839104 2 50 SH SOLE NONE 0 50 50 VECTOR GROUP LTD COM COMMON 92240M108 24 2428 SH SOLE NONE 0 2428 2428 DELEK US HLDGS INC NEW COM COMMON 24665A103 8 245 SH SOLE NONE 0 245 245 HOLLY ENERGY PARTNERS L P COM UT LTD PTN COMMON 435763107 17 600 SH SOLE NONE 0 600 600 BROADCOM INC COM COMMON 11135F101 16 61 SH SOLE NONE 0 61 61 MONDELEZ INTL INC CL A COMMON 609207105 15 370 SH SOLE NONE 0 370 370 NUSTAR ENERGY LP UNIT COM COMMON 67058H102 2 100 SH SOLE NONE 0 100 100 FLOWERS FOODS INC COM COMMON 343498101 19 1012 SH SOLE NONE 0 1012 1012 MAGNA INTL INC COM COMMON 559222401 17 366 SH SOLE NONE 0 366 366 ISHARES CORE MSCI EAFE ETF COMMON 46432F842 36 661 SH SOLE NONE 0 661 661 ACCENTURE PLC IRELAND SHS CLASS A COMMON G1151C101 23 162 SH SOLE NONE 0 162 162 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF COMMON 78468R200 29 957 SH SOLE NONE 0 957 957 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 22670 2222555 SH SOLE NONE 0 2222555 2222555 GENUINE PARTS CO COM COMMON 372460105 6 64 SH SOLE NONE 0 64 64 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND COMMON 97717W760 82 1365 SH SOLE NONE 0 1365 1365 TRANSMONTAIGNE PARTNERS L P COM UNIT L P COMMON 89376V100 89 2200 SH SOLE NONE 0 2200 2200 CVR REFNG LP COMUNIT REP LT COMMON 12663P107 21 2000 SH SOLE NONE 0 2000 2000 VANGUARD TOTAL BOND MARKET INDEX FUND COMMON 921937835 63 801 SH SOLE NONE 0 801 801 CABOT OIL & GAS CORP COM COMMON 127097103 6 247 SH SOLE NONE 0 247 247 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR COMMON 874039100 19 507 SH SOLE NONE 0 507 507 INVESCO S&P SMALLCAP LOW VOLATILITY ETF COMMON 46138G102 847 19861 SH SOLE NONE 0 19861 19861 FIRST TRUST TACTICAL HIGH YIELD ETF COMMON 33738D408 38900 867344 SH SOLE NONE 0 867343 867343 BLACKSTONE GROUP L P COM UNIT LTD COMMON 09253U108 30 1000 SH SOLE NONE 0 1000 1000 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF COMMON 00768Y727 2288 48337 SH SOLE NONE 0 48336 48336 SYNOVUS FINL CORP COM NEW COMMON 87161C501 3 100 SH SOLE NONE 0 100 100 GENERAL DYNAMICS CORP COM COMMON 369550108 6 41 SH SOLE NONE 0 41 41 QUEST DIAGNOSTICS INC COM COMMON 74834L100 8 100 SH SOLE NONE 0 100 100 CISCO SYS INC COM COMMON 17275R102 54 1257 SH SOLE NONE 0 1257 1257 CAPITAL ONE FINL CORP COM COMMON 14040H105 23 309 SH SOLE NONE 0 309 309 WISDOMTREE U.S. LARGECAP DIVIDEND FUND COMMON 97717W307 26 306 SH SOLE NONE 0 306 306 AT&T INC COM COMMON 00206R102 148 5200 SH SOLE NONE 0 5200 5200 PTC THERAPEUTICS INC COM COMMON 69366J200 12 350 SH SOLE NONE 0 350 350 XILINX INC COM COMMON 983919101 9 100 SH SOLE NONE 0 100 100 ENERGY SELECT SECTOR SPDR FUND COMMON 81369Y506 10 179 SH SOLE NONE 0 179 179 GENERAL ELECTRIC CO COM COMMON 369604103 8 1088 SH SOLE NONE 0 1088 1088 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND COMMON 81369Y407 9 95 SH SOLE NONE 0 95 95 INDUSTRIAL SELECT SECTOR SPDR FUND COMMON 81369Y704 6 88 SH SOLE NONE 0 88 88 ISHARES U.S. FINANCIAL SERVICES ETF COMMON 464287770 29 261 SH SOLE NONE 0 261 261 BLACKROCK CR ALLCTN INC TR COM COMMON 092508100 34 3000 SH SOLE NONE 0 3000 3000 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND COMMON 97717W794 89 2091 SH SOLE NONE 0 2091 2091 ISHARES CORE S&P 500 ETF COMMON 464287200 106 423 SH SOLE NONE 0 423 423 SUNTRUST BKS INC COM COMMON 867914103 15 297 SH SOLE NONE 0 297 297 ISHARES MBS ETF COMMON 464288588 39 374 SH SOLE NONE 0 374 374 ISHARES U.S. PREFERRED STOCK ETF COMMON 464288687 14 400 SH SOLE NONE 0 400 400 ISHARES 10-20 YEAR TREASURY BOND ETF COMMON 464288653 44 330 SH SOLE NONE 0 330 330 THERMO FISHER SCIENTIFIC INC COM COMMON 883556102 12 54 SH SOLE NONE 0 54 54 PROSPECT CAPITAL CORPORATION COM COMMON 74348T102 32 5100 SH SOLE NONE 0 5100 5100 JPMORGAN CHASE & CO COM COMMON 46625H100 42 430 SH SOLE NONE 0 430 430 CHEVRON CORP NEW COM COMMON 166764100 35 320 SH SOLE NONE 0 320 320 ISHARES NATIONAL MUNI BOND ETF COMMON 464288414 48 441 SH SOLE NONE 0 441 441 CONOCOPHILLIPS COM COMMON 20825C104 86 1379 SH SOLE NONE 0 1379 1379 BANK AMER CORP COM COMMON 060505104 12 500 SH SOLE NONE 0 500 500 INVESCO DYNAMIC LEISURE AND ENTERTAINMENT ETF COMMON 46137V720 8 200 SH SOLE NONE 0 200 200 ISHARES MORTGAGE REAL ESTATE ETF COMMON 46435G342 24689 618154 SH SOLE NONE 0 618154 618154 ORACLE CORP COM COMMON 68389X105 22 491 SH SOLE NONE 0 491 491 PFIZER INC COM COMMON 717081103 35 793 SH SOLE NONE 0 793 793 3M CO COM COMMON 88579Y101 10 50 SH SOLE NONE 0 50 50 LEGACY RESVS INC COM COMMON 524706108 3 2000 SH SOLE NONE 0 2000 2000 AMERICAN EXPRESS CO COM COMMON 025816109 24 249 SH SOLE NONE 0 249 249 AMERIGAS PARTNERS L P UNIT L P INT COMMON 030975106 15 600 SH SOLE NONE 0 600 600 VAN ECK MERK GOLD TRUST COMMON 921078101 5 386 SH SOLE NONE 0 386 386 ISHARES MSCI EAFE SMALL-CAP ETF COMMON 464288273 0 0 SH SOLE NONE 0 0 0 ISHARES 20 YEAR TREASURY BOND ETF COMMON 464287432 14 116 SH SOLE NONE 0 116 116 AFFIMED N V COM COMMON N01045108 3 1000 SH SOLE NONE 0 1000 1000 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND COMMON 97717X594 9 332 SH SOLE NONE 0 332 332 BORGWARNER INC COM COMMON 099724106 13 365 SH SOLE NONE 0 365 365 CRACKER BARREL OLD CTRY STORE COM COMMON 22410J106 16 100 SH SOLE NONE 0 100 100 CSI COMPRESSCO LP COM UNIT COMMON 12637A103 2 1000 SH SOLE NONE 0 1000 1000 CALITHERA BIOSCIENCES INC COM COMMON 13089P101 1 200 SH SOLE NONE 0 200 200 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN COMMON 864482104 29 1500 SH SOLE NONE 0 1500 1500 CITIGROUP INC COM NEW COMMON 172967424 24 456 SH SOLE NONE 0 456 456 EXXON MOBIL CORP COM COMMON 30231G102 7 100 SH SOLE NONE 0 100 100 PRICE T ROWE GROUP INC COM COMMON 74144T108 7 74 SH SOLE NONE 0 74 74 NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS COMMON 670699107 33 1664 SH SOLE NONE 0 1664 1664 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF COMMON 33739Q200 12664 248074 SH SOLE NONE 0 248074 248074 KRAFT HEINZ CO COM COMMON 500754106 5 126 SH SOLE NONE 0 126 126 CARDINAL HEALTH INC COM COMMON 14149Y108 4 100 SH SOLE NONE 0 100 100 CHENIERE ENERGY PARTNERS LP COM UNIT COMMON 16411Q101 25 700 SH SOLE NONE 0 700 700 APPLE INC COM COMMON 037833100 135 859 SH SOLE NONE 0 859 859 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF COMMON 381430503 100 1996 SH SOLE NONE 0 1996 1996 PJT PARTNERS INC COM CL A COMMON 69343T107 1 17 SH SOLE NONE 0 17 17 ABBOTT LABS COM COMMON 002824100 7 100 SH SOLE NONE 0 100 100 DISNEY WALT CO COM DISNEY COMMON 254687106 49 450 SH SOLE NONE 0 450 450 CYTOMX THERAPEUTICS INC COM COMMON 23284F105 2 100 SH SOLE NONE 0 100 100 MARSH & MCLENNAN COS INC COM COMMON 571748102 26 328 SH SOLE NONE 0 328 328