0001062993-18-001617.txt : 20180412 0001062993-18-001617.hdr.sgml : 20180412 20180412161656 ACCESSION NUMBER: 0001062993-18-001617 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180412 DATE AS OF CHANGE: 20180412 EFFECTIVENESS DATE: 20180412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 18752274 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 03-31-2018 03-31-2018 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 04-12-2018 0 223 145592 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANCE AUTO PARTS INC COM COMMON 00751Y106 8 65 SH SOLE NONE 0 65 65 APPLE INC COM COMMON 037833100 135 807 SH SOLE NONE 0 807 807 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN COMMON 01881G106 85 3150 SH SOLE NONE 0 3150 3150 ABBOTT LABS COM COMMON 002824100 6 100 SH SOLE NONE 0 100 100 ACCENTURE PLC IRELAND SHS CLASS A COMMON G1151C101 11 72 SH SOLE NONE 0 72 72 AMERICAN ELEC PWR INC COM COMMON 025537101 24 350 SH SOLE NONE 0 350 350 AFLAC INC COM COMMON 001055102 53 1200 SH SOLE NONE 0 1200 1200 AFFIMED N V COM COMMON N01045108 2 1000 SH SOLE NONE 0 1000 1000 FEDERAL AGRIC MTG CORP PFD C FIX TO FLT COMMON 313148876 22 845 SH SOLE NONE 0 845 845 ALERIAN MLP ETF COMMON 00162Q866 56 6005 SH SOLE NONE 0 6005 6005 ANDEAVOR COM COMMON 03349M105 9 93 SH SOLE NONE 0 93 93 APPONLINE COM INC COM COMMON 03832H100 0 14 SH SOLE NONE 0 14 14 ARCHROCK PARTNERS L P COM UNITS REPSTG COMMON 03957U100 12 1000 SH SOLE NONE 0 1000 1000 AMERIGAS PARTNERS L P UNIT L P INT COMMON 030975106 24 600 SH SOLE NONE 0 600 600 ATLAS CORPORATION COM COMMON 049268105 0 333 SH SOLE NONE 0 333 333 AMERICAN EXPRESS CO COM COMMON 025816109 23 249 SH SOLE NONE 0 249 249 ASTRAZENECA PLC SPONSORED ADR COMMON 046353108 35 1000 SH SOLE NONE 0 1000 1000 AUTOZONE INC COM COMMON 053332102 8 12 SH SOLE NONE 0 12 12 ALIBABA GROUP HLDG LTD SPONSORED ADS COMMON 01609W102 37 200 SH SOLE NONE 0 200 200 BANK AMER CORP COM COMMON 060505104 15 500 SH SOLE NONE 0 500 500 BB&T CORP DEP SHS REPSTG 1 COMMON 054937206 12 453 SH SOLE NONE 0 453 453 BHP BILLITON LTD SPONSORED ADR COMMON 088606108 10 227 SH SOLE NONE 0 227 227 VANGUARD TOTAL INTERNATIONAL BOND ETF COMMON 92203J407 2 34 SH SOLE NONE 0 34 34 BLACKROCK ENHANCED GBL DIV TR COM COMMON 092501105 3 300 SH SOLE NONE 0 300 300 BLACKROCK CR ALLCTN INC TR COM COMMON 092508100 38 3000 SH SOLE NONE 0 3000 3000 BORGWARNER INC COM COMMON 099724106 18 365 SH SOLE NONE 0 365 365 BLACKSTONE GROUP L P COM UNIT LTD COMMON 09253U108 32 1000 SH SOLE NONE 0 1000 1000 CITIGROUP INC COM NEW COMMON 172967424 25 368 SH SOLE NONE 0 368 368 CONAGRA BRANDS INC COM COMMON 205887102 4 100 SH SOLE NONE 0 100 100 CARDINAL HEALTH INC COM COMMON 14149Y108 6 100 SH SOLE NONE 0 100 100 CALITHERA BIOSCIENCES INC COM COMMON 13089P101 1 200 SH SOLE NONE 0 200 200 CHUBB LIMITED COM COMMON H1467J104 20 143 SH SOLE NONE 0 143 143 CRACKER BARREL OLD CTRY STORE COM COMMON 22410J106 16 100 SH SOLE NONE 0 100 100 CBIZ INC COM COMMON 124805102 128 7000 SH SOLE NONE 0 7000 7000 COCA COLA EUROPEAN PARTNERS P SHS COMMON G25839104 2 50 SH SOLE NONE 0 50 50 CARNIVAL CORP PAIRED CTF COMMON 143658300 5 69 SH SOLE NONE 0 69 69 CSI COMPRESSCO LP COM UNIT COMMON 12637A103 7 1000 SH SOLE NONE 0 1000 1000 AVID BIOSERVICES INC COM COMMON 05368M106 0 1 SH SOLE NONE 0 1 1 CAFFE RIBS INC COM COMMON 127701100 0 1000 SH SOLE NONE 0 1000 1000 CLOVIS ONCOLOGY INC COM COMMON 189464100 11 200 SH SOLE NONE 0 200 200 MFS INTERMARKET INCOME TRUST I SH BEN INT COMMON 59318R103 0 232 SH SOLE NONE 0 232 232 CAPITAL ONE FINL CORP COM COMMON 14040H105 22 233 SH SOLE NONE 0 233 233 CABOT OIL & GAS CORP COM COMMON 127097103 11 447 SH SOLE NONE 0 447 447 CONOCOPHILLIPS COM COMMON 20825C104 82 1379 SH SOLE NONE 0 1379 1379 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND COMMON 72201R817 71 694 SH SOLE NONE 0 694 694 CHENIERE ENERGY PARTNERS LP COM UNIT COMMON 16411Q101 20 700 SH SOLE NONE 0 700 700 CISCO SYS INC COM COMMON 17275R102 45 1053 SH SOLE NONE 0 1053 1053 CYTOMX THERAPEUTICS INC COM COMMON 23284F105 3 100 SH SOLE NONE 0 100 100 COM TEL INC COM COMMON 199782103 0 1000 SH SOLE NONE 0 1000 1000 CVR REFNG LP COMUNIT REP LT COMMON 12663P107 26 2000 SH SOLE NONE 0 2000 2000 CHEVRON CORP NEW COM COMMON 166764100 28 243 SH SOLE NONE 0 243 243 QUEST DIAGNOSTICS INC COM COMMON 74834L100 10 100 SH SOLE NONE 0 100 100 DISNEY WALT CO COM DISNEY COMMON 254687106 45 450 SH SOLE NONE 0 450 450 DELEK US HLDGS INC NEW COM COMMON 24665A103 10 245 SH SOLE NONE 0 245 245 WISDOMTREE U.S. LARGECAP DIVIDEND FUND COMMON 97717W307 27 306 SH SOLE NONE 0 306 306 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND COMMON 97717W760 104 1365 SH SOLE NONE 0 1365 1365 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND COMMON 97717W794 104 2091 SH SOLE NONE 0 2091 2091 BLACKROCK DEBT STRAT FD INC COM NEW COMMON 09255R202 19 1666 SH SOLE NONE 0 1666 1666 DUKE ENERGY CORP NEW COM NEW COMMON 26441C204 21 266 SH SOLE NONE 0 266 266 ISHARES SELECT DIVIDEND ETF COMMON 464287168 3 35 SH SOLE NONE 0 35 35 CONSOLIDATED EDISON INC COM COMMON 209115104 47 600 SH SOLE NONE 0 600 600 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF COMMON 464286533 1759 28218 SH SOLE NONE 0 28218 28218 ISHARES EDGE MSCI MIN VOL EAFE ETF COMMON 46429B689 6453 87570 SH SOLE NONE 0 87570 87570 ISHARES MSCI EAFE VALUE ETF COMMON 464288877 36 669 SH SOLE NONE 0 669 669 EATON VANCE ENH EQTY INC FD II COM COMMON 278277108 16 1000 SH SOLE NONE 0 1000 1000 ENSCO PLC SHS CLASS A COMMON G3157S106 2 500 SH SOLE NONE 0 500 500 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 25250 2182377 SH SOLE NONE 0 2182377 2182377 EATON VANCE LTD DUR INCOME FD COM COMMON 27828H105 108 8322 SH SOLE NONE 0 8322 8322 EATON VANCE TAX MNGD GBL DV EQ COM COMMON 27829F108 36 4000 SH SOLE NONE 0 4000 4000 FEDEX CORP COM COMMON 31428X106 19 81 SH SOLE NONE 0 81 81 FIRST EQUITIES CORP COM COMMON 32008A102 0 13 SH SOLE NONE 0 13 13 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF COMMON 46435U796 16149 165000 SH SOLE NONE 0 165000 165000 FLOWERS FOODS INC COM COMMON 343498101 35 1583 SH SOLE NONE 0 1583 1583 ISHARES FLOATING RATE BOND ETF COMMON 46429B655 10 198 SH SOLE NONE 0 198 198 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF COMMON 78468R200 29 957 SH SOLE NONE 0 957 957 FIRST TRUST SENIOR LOAN FUND COMMON 33738D309 27 562 SH SOLE NONE 0 562 562 FIRST TRUST UTILITIES ALPHADEX FUND COMMON 33734X184 9 337 SH SOLE NONE 0 337 337 GENERAL DYNAMICS CORP COM COMMON 369550108 9 41 SH SOLE NONE 0 41 41 GENERAL ELECTRIC CO COM COMMON 369604103 15 1088 SH SOLE NONE 0 1088 1088 CORNING INC COM COMMON 219350105 89 3201 SH SOLE NONE 0 3201 3201 GENTEX CORP COM COMMON 371901109 7 305 SH SOLE NONE 0 305 305 ALPHABET INC CAP STK CL A COMMON 02079K305 26 25 SH SOLE NONE 0 25 25 ISHARES U.S. TREASURY BOND ETF COMMON 46429B267 3 127 SH SOLE NONE 0 127 127 GENUINE PARTS CO COM COMMON 372460105 6 64 SH SOLE NONE 0 64 64 VANECK VECTORS GREEN BOND ETF COMMON 92189F171 32 1164 SH SOLE NONE 0 1164 1164 GOLDMAN SACHS GROUP INC COM COMMON 38141G104 17 68 SH SOLE NONE 0 68 68 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF COMMON 381430503 74 1386 SH SOLE NONE 0 1386 1386 GREAT PLAINS ENERGY INC COM COMMON 391164100 11 361 SH SOLE NONE 0 361 361 HOME DEPOT INC COM COMMON 437076102 289 1620 SH SOLE NONE 0 1620 1620 WISDOMTREE EUROPE HEDGED EQUITY FUND COMMON 97717X701 19 299 SH SOLE NONE 0 299 299 HOLLY ENERGY PARTNERS L P COM UT LTD PTN COMMON 435763107 17 600 SH SOLE NONE 0 600 600 HOLLYFRONTIER CORP COM COMMON 436106108 11 227 SH SOLE NONE 0 227 227 HONEYWELL INTL INC COM COMMON 438516106 20 135 SH SOLE NONE 0 135 135 FIRST TRUST TACTICAL HIGH YIELD ETF COMMON 33738D408 40707 855006 SH SOLE NONE 0 855006 855006 ISHARES INTERNATIONAL SELECT DIVIDEND ETF COMMON 464288448 9 280 SH SOLE NONE 0 280 280 ISHARES CORE MSCI EAFE ETF COMMON 46432F842 104 1574 SH SOLE NONE 0 1574 1574 ISHARES CORE MSCI EMERGING MARKETS ETF COMMON 46434G103 20 336 SH SOLE NONE 0 336 336 VOYA GLBL EQTY DIV & PREM OPP COM COMMON 92912T100 69 9500 SH SOLE NONE 0 9500 9500 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND COMMON 97717X594 10 332 SH SOLE NONE 0 332 332 ISHARES S&P SMALL-CAP FUND COMMON 464287804 1 10 SH SOLE NONE 0 10 10 INGREDION INC COM COMMON 457187102 10 79 SH SOLE NONE 0 79 79 INTEL CORP COM COMMON 458140100 25 486 SH SOLE NONE 0 486 486 INTL PAPER CO COM COMMON 460146103 9 176 SH SOLE NONE 0 176 176 ABERDEEN ISRAEL FUND INC COM COMMON 00301L109 23 1200 SH SOLE NONE 0 1200 1200 ILLINOIS TOOL WKS INC COM COMMON 452308109 16 100 SH SOLE NONE 0 100 100 ISHARES CORE S&P U.S. GROWTH ETF COMMON 464287671 2 37 SH SOLE NONE 0 37 37 ISHARES CORE S&P U.S. VALUE ETF COMMON 464287663 4 67 SH SOLE NONE 0 67 67 ISHARES CORE S&P 500 ETF COMMON 464287200 33 126 SH SOLE NONE 0 126 126 ISHARES U.S. FINANCIAL SERVICES ETF COMMON 464287770 34 261 SH SOLE NONE 0 261 261 ISHARES U.S. REAL ESTATE ETF COMMON 464287739 8 104 SH SOLE NONE 0 104 104 JOHNSON & JOHNSON COM COMMON 478160104 42 329 SH SOLE NONE 0 329 329 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF COMMON 78464A417 1 19 SH SOLE NONE 0 19 19 JPMORGAN CHASE & CO COM COMMON 46625H100 34 307 SH SOLE NONE 0 307 307 SPDR S&P CAPITAL MARKETS ETF COMMON 78464A771 9 159 SH SOLE NONE 0 159 159 KRAFT HEINZ CO COM COMMON 500754106 8 126 SH SOLE NONE 0 126 126 COCA COLA CO COM COMMON 191216100 46 1051 SH SOLE NONE 0 1051 1051 LEGACY RESVS LP UNIT LP INT COMMON 524707304 9 2000 SH SOLE NONE 0 2000 2000 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF COMMON 33739Q200 15008 292158 SH SOLE NONE 0 292158 292158 LINCOLN NATL CORP IND COM COMMON 534187109 8 113 SH SOLE NONE 0 113 113 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF COMMON 464287242 4 32 SH SOLE NONE 0 32 32 PIMCO 15 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND COMMON 72201R304 12 182 SH SOLE NONE 0 182 182 MID CON ENERGY PARTNERS LP COM UNIT REPST COMMON 59560V109 6 4200 SH SOLE NONE 0 4200 4200 MONDELEZ INTL INC CL A COMMON 609207105 15 370 SH SOLE NONE 0 370 370 MEDTRONIC PLC SHS COMMON G5960L103 15 189 SH SOLE NONE 0 189 189 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF COMMON 00768Y727 3031 63094 SH SOLE NONE 0 63094 63094 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND COMMON 72201R833 598 5890 SH SOLE NONE 0 5890 5890 GLOBAL X MLP ETF COMMON 37950E473 3955 465901 SH SOLE NONE 0 465901 465901 MARSH & MCLENNAN COS INC COM COMMON 571748102 9 106 SH SOLE NONE 0 106 106 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT COMMON 573331105 18 1300 SH SOLE NONE 0 1300 1300 3M CO COM COMMON 88579Y101 11 50 SH SOLE NONE 0 50 50 VANECK VECTORS MORTGAGE REIT INCOME ETF COMMON 92189F452 87 3800 SH SOLE NONE 0 3800 3800 WESTERN ASSET MUN DEF OPP TR COM COMMON 95768A109 14 650 SH SOLE NONE 0 650 650 ISHARES NATIONAL MUNI BOND ETF COMMON 464288414 143 1313 SH SOLE NONE 0 1313 1313 NAVIOS MARITIME PARTNERS L P UNIT LPI COMMON Y62267102 8 4300 SH SOLE NONE 0 4300 4300 NOBLE METAL RECOVERY LTD COM NEW COMMON 655058204 0 1000 SH SOLE NONE 0 1000 1000 GLOBAL X MSCI NORWAY ETF COMMON 37950E747 7 494 SH SOLE NONE 0 494 494 NEW RESIDENTIAL INVT CORP COM NEW COMMON 64828T201 8 500 SH SOLE NONE 0 500 500 NUSTAR ENERGY LP UNIT COM COMMON 67058H102 2 100 SH SOLE NONE 0 100 100 NUVEEN SELECT TAX FREE INCM 3 SH BEN INT COMMON 67063X100 7 500 SH SOLE NONE 0 500 500 ISHARES S&P 100 ETF COMMON 464287101 8 65 SH SOLE NONE 0 65 65 ORACLE CORP COM COMMON 68389X105 26 570 SH SOLE NONE 0 570 570 PAYCHEX INC COM COMMON 704326107 5 81 SH SOLE NONE 0 81 81 PEMBINA PIPELINE CORP COM COMMON 706327103 27 850 SH SOLE NONE 0 850 850 PUMA BIOTECHNOLOGY INC COM COMMON 74587V107 14 200 SH SOLE NONE 0 200 200 POWERSHARES CEF INCOME COMPOSITE PORTFOLIO COMMON 73936Q843 23 1000 SH SOLE NONE 0 1000 1000 POWERSHARES DYNAMIC LEISURE & ENTERTAINMENT PORTFOLIO COMMON 73935X757 9 200 SH SOLE NONE 0 200 200 PEPSICO INC COM COMMON 713448108 4 40 SH SOLE NONE 0 40 40 PFIZER INC COM COMMON 717081103 19 535 SH SOLE NONE 0 535 535 ISHARES U.S. PREFERRED STOCK ETF COMMON 464288687 15 400 SH SOLE NONE 0 400 400 PROCTER AND GAMBLE CO COM COMMON 742718109 28 350 SH SOLE NONE 0 350 350 PUTNAM MASTER INTER INCOME TR SH BEN INT COMMON 746909100 21 4500 SH SOLE NONE 0 4500 4500 PJT PARTNERS INC COM CL A COMMON 69343T107 1 17 SH SOLE NONE 0 17 17 POWERSHARES AEROSPACE & DEFENSE PORTFOLIO COMMON 73935X690 11 197 SH SOLE NONE 0 197 197 PPL CORP COM COMMON 69351T106 9 326 SH SOLE NONE 0 326 326 PUBLIC STORAGE DEP RPST PFD B COMMON 74460W776 12 474 SH SOLE NONE 0 474 474 PUBLIC STORAGE DEP SHS PFD D COMMON 74460W735 11 462 SH SOLE NONE 0 462 462 PROSPECT CAPITAL CORPORATION COM COMMON 74348T102 33 5100 SH SOLE NONE 0 5100 5100 PHILLIPS 66 COM COMMON 718546104 49 510 SH SOLE NONE 0 510 510 PTC THERAPEUTICS INC COM COMMON 69366J200 9 350 SH SOLE NONE 0 350 350 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND COMMON 97717X560 14 503 SH SOLE NONE 0 503 503 FLEXSHARES QUALITY DIVIDEND INDEX FUND COMMON 33939L860 41 942 SH SOLE NONE 0 942 942 POWERSHARES QQQ TRUST, SERIES 1 COMMON 73935A104 32 201 SH SOLE NONE 0 201 201 NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS COMMON 670699107 58 2366 SH SOLE NONE 0 2366 2366 ROYAL DUTCH SHELL PLC SPONS ADR A COMMON 780259206 18 283 SH SOLE NONE 0 283 283 ISHARES GLOBAL REIT ETF COMMON 46434V647 538 21898 SH SOLE NONE 0 21898 21898 ISHARES MORTGAGE REAL ESTATE ETF COMMON 46435G342 25125 591455 SH SOLE NONE 0 591455 591455 RIVERFRONT STRATEGIC INCOME FUND COMMON 00162Q783 23 919 SH SOLE NONE 0 919 919 SILVER BUCKLE MINES INC COM COMMON 827453101 0 250 SH SOLE NONE 0 250 250 STARBUCKS CORP COM COMMON 855244109 23 400 SH SOLE NONE 0 400 400 SNAP INC CL A COMMON 83304A106 2 100 SH SOLE NONE 0 100 100 SYNOVUS FINL CORP COM NEW COMMON 87161C501 5 100 SH SOLE NONE 0 100 100 SOUTHERN CO COM COMMON 842587107 9 200 SH SOLE NONE 0 200 200 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN COMMON 864482104 33 1500 SH SOLE NONE 0 1500 1500 SPDR S&P 500 ETF COMMON 78462F103 79 300 SH SOLE NONE 0 300 300 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF COMMON 78467V608 18 371 SH SOLE NONE 0 371 371 SUNTRUST BKS INC COM COMMON 867914103 20 297 SH SOLE NONE 0 297 297 STATE STR CORP COM COMMON 857477103 13 127 SH SOLE NONE 0 127 127 STARWOOD PPTY TR INC COM COMMON 85571B105 52 2500 SH SOLE NONE 0 2500 2500 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF COMMON 464288158 290 2767 SH SOLE NONE 0 2767 2767 STANLEY BLACK & DECKER INC COM COMMON 854502101 20 132 SH SOLE NONE 0 132 132 AT&T INC COM COMMON 00206R102 168 4700 SH SOLE NONE 0 4700 4700 TRANSMONTAIGNE PARTNERS L P COM UNIT L P COMMON 89376V100 79 2200 SH SOLE NONE 0 2200 2200 ISHARES 20 YEAR TREASURY BOND ETF COMMON 464287432 14 116 SH SOLE NONE 0 116 116 THERMO FISHER SCIENTIFIC INC COM COMMON 883556102 11 54 SH SOLE NONE 0 54 54 PRICE T ROWE GROUP INC COM COMMON 74144T108 8 74 SH SOLE NONE 0 74 74 TRACTOR SUPPLY CO COM COMMON 892356106 9 148 SH SOLE NONE 0 148 148 TESLA INC COM COMMON 88160R101 12 45 SH SOLE NONE 0 45 45 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR COMMON 874039100 22 507 SH SOLE NONE 0 507 507 UNION PAC CORP COM COMMON 907818108 25 187 SH SOLE NONE 0 187 187 US BANCORP DEL COM NEW COMMON 902973304 18 366 SH SOLE NONE 0 366 366 ISHARES EDGE MSCI MIN VOL USA ETF COMMON 46429B697 10 183 SH SOLE NONE 0 183 183 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF COMMON 92206C870 76 895 SH SOLE NONE 0 895 895 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND COMMON 92206C409 84 1077 SH SOLE NONE 0 1077 1077 VANGUARD FTSE DEVELOPED MARKETS ETF COMMON 921943858 16 359 SH SOLE NONE 0 359 359 VECTOR GROUP LTD COM COMMON 92240M108 47 2314 SH SOLE NONE 0 2314 2314 VALERO ENERGY CORP NEW COM COMMON 91913Y100 11 114 SH SOLE NONE 0 114 114 VANGUARD MORTGAGE-BACKED SECURITIES ETF COMMON 92206C771 3 61 SH SOLE NONE 0 61 61 VALEANT PHARMACEUTICALS INTL I COM COMMON 91911K102 11 700 SH SOLE NONE 0 700 700 VANGUARD FTSE EMERGING MARKETS ETF COMMON 922042858 1 20 SH SOLE NONE 0 20 20 VERIZON COMMUNICATIONS INC COM COMMON 92343V104 42 876 SH SOLE NONE 0 876 876 WESTERN DIGITAL CORP COM COMMON 958102105 13 139 SH SOLE NONE 0 139 139 XILINX INC COM COMMON 983919101 7 100 SH SOLE NONE 0 100 100 CONSUMER STAPLES SELECT SECTOR SPDR FUND COMMON 81369Y308 11 207 SH SOLE NONE 0 207 207 HEALTH CARE SELECT SECTOR SPDR FUND COMMON 81369Y209 16 202 SH SOLE NONE 0 202 202 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND COMMON 81369Y407 10 95 SH SOLE NONE 0 95 95 SPDR NYSE TECHNOLOGY ETF COMMON 78464A102 56 630 SH SOLE NONE 0 630 630 EXXON MOBIL CORP COM COMMON 30231G102 7 100 SH SOLE NONE 0 100 100 POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO COMMON 73937B639 1651 36672 SH SOLE NONE 0 36672 36672 ACTRON INC COM COMMON 005080106 0 800 SH SOLE NONE 0 800 800 ALLEGIANCE TELECOM INC COM COMMON 01747T102 0 5000 SH SOLE NONE 0 5000 5000 CION INVT CORP COM COMMON 17259U105 4 478 SH SOLE NONE 0 478 478 EPICEDGE INC COM COMMON 29426X102 0 27 SH SOLE NONE 0 27 27 HMS INCOME FD INC COM COMMON 40427D102 10 1200 SH SOLE NONE 0 1200 1200 HUGHES CAPITAL CORP COM COMMON 444394100 0 200 SH SOLE NONE 0 200 200 IMN EQUITIES INC COMMON 44969F103 0 12 SH SOLE NONE 0 12 12 LUNDELL TECHNOLOGY INC COM COMMON 549904100 0 16 SH SOLE NONE 0 16 16 MIDWEST LODGING PPTYS INC COM COMMON 598330108 0 800 SH SOLE NONE 0 800 800 MIRANT CORP SHS COMMON 604675991 0 414 SH SOLE NONE 0 414 414 POMCO ENERGY CORP COM COMMON 731807103 0 500 SH SOLE NONE 0 500 500 THERMAL ENERGY STORAGE INC COM COMMON 883466104 0 100 SH SOLE NONE 0 100 100 TRADER CLASSIFIED MEDIA N V NY REGSTR CL A COMMON 89254T102 0 100 SH SOLE NONE 0 100 100 VANGUARD NAT RES INC WT EXP 020121 COMMON 91828V126 0 4 SH SOLE NONE 0 4 4 CARTER VALIDUS MISSION CRITICA COM COMMON 146282108 6 1000 SH SOLE NONE 0 1000 1000