0001062993-17-004428.txt : 20171013 0001062993-17-004428.hdr.sgml : 20171013 20171013114059 ACCESSION NUMBER: 0001062993-17-004428 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171013 DATE AS OF CHANGE: 20171013 EFFECTIVENESS DATE: 20171013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 171136040 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 09-30-2017 09-30-2017 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 10-13-2017 0 334 249919 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANCE AUTO PARTS INC COM COMMON 00751Y106 6 65 SH SOLE NONE 0 65 65 APPLE INC COM COMMON 037833100 132 857 SH SOLE NONE 0 857 857 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN COMMON 01881G106 77 3150 SH SOLE NONE 0 3150 3150 ABBVIE INC COM COMMON 00287Y109 9 100 SH SOLE NONE 0 100 100 ABBOTT LABS COM COMMON 002824100 5 100 SH SOLE NONE 0 100 100 ISHARES EDGE MSCI MIN VOL GLOBAL ETF COMMON 464286525 307 3772 SH SOLE NONE 0 3772 3772 AMERICAN ELEC PWR INC COM COMMON 025537101 25 350 SH SOLE NONE 0 350 350 AFLAC INC COM COMMON 001055102 90 1100 SH SOLE NONE 0 1100 1100 AFFIMED N V COM COMMON N01045108 2 1000 SH SOLE NONE 0 1000 1000 ISHARES CORE U.S. AGGREGATE BOND ETF COMMON 464287226 42 380 SH SOLE NONE 0 380 380 FEDERAL AGRIC MTG CORP PFD C FIX TO FLT COMMON 313148876 24 845 SH SOLE NONE 0 845 845 AGNC INVT CORP COM COMMON 00123Q104 56 2600 SH SOLE NONE 0 2600 2600 ALON USA PARTNERS LP UT LTDPART INT COMMON 02052T109 6 500 SH SOLE NONE 0 500 500 AMGEN INC COM COMMON 031162100 9 50 SH SOLE NONE 0 50 50 ALERIAN MLP ETF COMMON 00162Q866 15469 1378672 SH SOLE NONE 0 1378672 1378672 ANDEAVOR COM COMMON 03349M105 11 108 SH SOLE NONE 0 108 108 APPONLINE COM INC COM COMMON 03832H100 0 14 SH SOLE NONE 0 14 14 ARCHROCK PARTNERS L P COM UNITS REPSTG COMMON 03957U100 14 1000 SH SOLE NONE 0 1000 1000 AMERIGAS PARTNERS L P UNIT L P INT COMMON 030975106 72 1600 SH SOLE NONE 0 1600 1600 ARES CAP CORP COM COMMON 04010L103 16 1000 SH SOLE NONE 0 1000 1000 ATLAS CORPORATION COM COMMON 049268105 0 333 SH SOLE NONE 0 333 333 AMERICAN EXPRESS CO COM COMMON 025816109 23 249 SH SOLE NONE 0 249 249 ASTRAZENECA PLC SPONSORED ADR COMMON 046353108 61 1800 SH SOLE NONE 0 1800 1800 AUTOZONE INC COM COMMON 053332102 7 12 SH SOLE NONE 0 12 12 AZURE MIDSTREAM PARTNERS LP COM UNIT COMMON 05501X100 0 1000 SH SOLE NONE 0 1000 1000 ALIBABA GROUP HLDG LTD SPONSORED ADS COMMON 01609W102 35 200 SH SOLE NONE 0 200 200 BANK AMER CORP COM COMMON 060505104 13 500 SH SOLE NONE 0 500 500 BB&T CORP DEP SHS REPSTG 1 COMMON 054937206 11 453 SH SOLE NONE 0 453 453 BHP BILLITON LTD SPONSORED ADR COMMON 088606108 12 298 SH SOLE NONE 0 298 298 BLACKROCK CAPITAL INVESTMENT C COM COMMON 092533108 16 2100 SH SOLE NONE 0 2100 2100 BRISTOL MYERS SQUIBB CO COM COMMON 110122108 38 600 SH SOLE NONE 0 600 600 BLACKROCK ENHANCED GBL DIV TR COM COMMON 092501105 4 300 SH SOLE NONE 0 300 300 BUCKEYE PARTNERS L P UNIT LTD PARTN COMMON 118230101 11 200 SH SOLE NONE 0 200 200 BROADRIDGE FINL SOLUTIONS INC COM COMMON 11133T103 7 89 SH SOLE NONE 0 89 89 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON 084670702 6 35 SH SOLE NONE 0 35 35 GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF COMMON 18383M548 34 1525 SH SOLE NONE 0 1525 1525 GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF COMMON 18383M530 23 1100 SH SOLE NONE 0 1100 1100 GUGGENHEIM BULLETSHARES 2020 CORPORATE BOND ETF COMMON 18383M514 32 1500 SH SOLE NONE 0 1500 1500 GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF COMMON 18383M266 21 1000 SH SOLE NONE 0 1000 1000 GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF COMMON 18383M399 10 400 SH SOLE NONE 0 400 400 BLACKROCK CR ALLCTN INC TR COM COMMON 092508100 83 6105 SH SOLE NONE 0 6105 6105 BORGWARNER INC COM COMMON 099724106 27 522 SH SOLE NONE 0 522 522 BLACKSTONE GROUP L P COM UNIT LTD COMMON 09253U108 33 1000 SH SOLE NONE 0 1000 1000 ISHARES YIELD OPTIMIZED BOND ETF COMMON 46434V787 615 24452 SH SOLE NONE 0 24452 24452 CONAGRA BRANDS INC COM COMMON 205887102 3 100 SH SOLE NONE 0 100 100 CARDINAL HEALTH INC COM COMMON 14149Y108 7 100 SH SOLE NONE 0 100 100 CALITHERA BIOSCIENCES INC COM COMMON 13089P101 3 200 SH SOLE NONE 0 200 200 CHUBB LIMITED COM COMMON H1467J104 16 109 SH SOLE NONE 0 109 109 CRACKER BARREL OLD CTRY STORE COM COMMON 22410J106 15 100 SH SOLE NONE 0 100 100 CBIZ INC COM COMMON 124805102 488 30000 SH SOLE NONE 0 30000 30000 COCA COLA EUROPEAN PARTNERS P SHS COMMON G25839104 2 50 SH SOLE NONE 0 50 50 CARNIVAL CORP PAIRED CTF COMMON 143658300 4 69 SH SOLE NONE 0 69 69 CSI COMPRESSCO LP COM UNIT COMMON 12637A103 5 1000 SH SOLE NONE 0 1000 1000 CAFFE RIBS INC COM COMMON 127701100 0 1000 SH SOLE NONE 0 1000 1000 ISHARES INTERMEDIATE CREDIT BOND ETF COMMON 464288638 46 422 SH SOLE NONE 0 422 422 CLOVIS ONCOLOGY INC COM COMMON 189464100 16 200 SH SOLE NONE 0 200 200 CLOROX CO DEL COM COMMON 189054109 40 300 SH SOLE NONE 0 300 300 MFS INTERMARKET INCOME TRUST I SH BEN INT COMMON 59318R103 0 754 SH SOLE NONE 0 754 754 CAPITAL ONE FINL CORP COM COMMON 14040H105 25 292 SH SOLE NONE 0 292 292 CABOT OIL & GAS CORP COM COMMON 127097103 23 847 SH SOLE NONE 0 847 847 CONOCOPHILLIPS COM COMMON 20825C104 84 1679 SH SOLE NONE 0 1679 1679 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND COMMON 72201R817 61 578 SH SOLE NONE 0 578 578 CHENIERE ENERGY PARTNERS LP COM UNIT COMMON 16411Q101 20 700 SH SOLE NONE 0 700 700 ISHARES U.S. CREDIT BOND ETF COMMON 464288620 43 382 SH SOLE NONE 0 382 382 CISCO SYS INC COM COMMON 17275R102 46 1360 SH SOLE NONE 0 1360 1360 ISHARES 1-3 YEAR CREDIT BOND ETF COMMON 464288646 17 163 SH SOLE NONE 0 163 163 CYTOMX THERAPEUTICS INC COM COMMON 23284F105 2 100 SH SOLE NONE 0 100 100 COM TEL INC COM COMMON 199782103 0 1000 SH SOLE NONE 0 1000 1000 CVR REFNG LP COMUNIT REP LT COMMON 12663P107 20 2000 SH SOLE NONE 0 2000 2000 CHEVRON CORP NEW COM COMMON 166764100 37 318 SH SOLE NONE 0 318 318 GUGGENHEIM MULTI-ASSET INCOME ETF COMMON 18383M506 5 250 SH SOLE NONE 0 250 250 POWERSHARES DB AGRICULTURE FUND COMMON 73936B408 11 555 SH SOLE NONE 0 555 555 DIAGEO P L C SPON ADR NEW COMMON 25243Q205 13 100 SH SOLE NONE 0 100 100 QUEST DIAGNOSTICS INC COM COMMON 74834L100 9 100 SH SOLE NONE 0 100 100 DISNEY WALT CO COM DISNEY COMMON 254687106 54 545 SH SOLE NONE 0 545 545 WISDOMTREE U.S. LARGECAP DIVIDEND FUND COMMON 97717W307 27 306 SH SOLE NONE 0 306 306 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND COMMON 97717W760 101 1365 SH SOLE NONE 0 1365 1365 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND COMMON 97717W794 104 2091 SH SOLE NONE 0 2091 2091 BLACKROCK DEBT STRAT FD INC COM NEW COMMON 09255R202 12 999 SH SOLE NONE 0 999 999 DUKE ENERGY CORP NEW COM NEW COMMON 26441C204 22 266 SH SOLE NONE 0 266 266 DIVINE INC CL A NEW COMMON 255402406 0 391 SH SOLE NONE 0 391 391 ISHARES SELECT DIVIDEND ETF COMMON 464287168 22 237 SH SOLE NONE 0 237 237 CONSOLIDATED EDISON INC COM COMMON 209115104 75 925 SH SOLE NONE 0 925 925 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF COMMON 464286533 1037 17843 SH SOLE NONE 0 17843 17843 ISHARES EDGE MSCI MIN VOL EAFE ETF COMMON 46429B689 1414 19899 SH SOLE NONE 0 19899 19899 ISHARES MSCI EAFE GROWTH ETF COMMON 464288885 18 233 SH SOLE NONE 0 233 233 ISHARES MSCI EAFE VALUE ETF COMMON 464288877 37 669 SH SOLE NONE 0 669 669 ENSCO PLC SHS CLASS A COMMON G3157S106 3 500 SH SOLE NONE 0 500 500 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT COMMON 29278N103 6 311 SH SOLE NONE 0 311 311 EATON VANCE TX MNG BY WRT OPP COM COMMON 27828Y108 23 1500 SH SOLE NONE 0 1500 1500 EATON VANCE TXMGD GL BUYWR OPP COM COMMON 27829C105 4 300 SH SOLE NONE 0 300 300 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 17840 1529975 SH SOLE NONE 0 1529975 1529975 EATON VANCE LTD DUR INCOME FD COM COMMON 27828H105 17200 1225944 SH SOLE NONE 0 1225944 1225944 EATON VANCE TAX MNGD GBL DV EQ COM COMMON 27829F108 25 2650 SH SOLE NONE 0 2650 2650 FEDEX CORP COM COMMON 31428X106 19 83 SH SOLE NONE 0 83 83 FIRST EQUITIES CORP COM COMMON 32008A102 0 13 SH SOLE NONE 0 13 13 FERRELLGAS PARTNERS L.P. UNIT LTD PART COMMON 315293100 3 500 SH SOLE NONE 0 500 500 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF COMMON 46431W846 25564 253405 SH SOLE NONE 0 253405 253405 FLOWERS FOODS INC COM COMMON 343498101 32 1722 SH SOLE NONE 0 1722 1722 FIFTH STREET FINANCE CORP COM COMMON 31678A103 5 1000 SH SOLE NONE 0 1000 1000 FIRST TRUST SENIOR LOAN FUND COMMON 33738D309 27 562 SH SOLE NONE 0 562 562 FIRST TRUST UTILITIES ALPHADEX FUND COMMON 33734X184 9 337 SH SOLE NONE 0 337 337 GENERAL DYNAMICS CORP COM COMMON 369550108 8 41 SH SOLE NONE 0 41 41 GENERAL ELECTRIC CO COM COMMON 369604103 57 2377 SH SOLE NONE 0 2377 2377 GLADSTONE CAPITAL CORP COM COMMON 376535100 14 1500 SH SOLE NONE 0 1500 1500 CORNING INC COM COMMON 219350105 96 3201 SH SOLE NONE 0 3201 3201 GENTEX CORP COM COMMON 371901109 6 305 SH SOLE NONE 0 305 305 ALPHABET INC CAP STK CL C COMMON 02079K107 6 6 SH SOLE NONE 0 6 6 ALPHABET INC CAP STK CL A COMMON 02079K305 28 29 SH SOLE NONE 0 29 29 GENUINE PARTS CO COM COMMON 372460105 6 64 SH SOLE NONE 0 64 64 VANECK VECTORS GREEN BOND ETF COMMON 92189F171 31 1164 SH SOLE NONE 0 1164 1164 GOLDMAN SACHS GROUP INC COM COMMON 38141G104 16 68 SH SOLE NONE 0 68 68 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF COMMON 381430503 58 1159 SH SOLE NONE 0 1159 1159 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT COMMON 40222T104 0 805 SH SOLE NONE 0 805 805 GREAT PLAINS ENERGY INC COM COMMON 391164100 12 409 SH SOLE NONE 0 409 409 HASBRO INC COM COMMON 418056107 49 500 SH SOLE NONE 0 500 500 HOME DEPOT INC COM COMMON 437076102 280 1710 SH SOLE NONE 0 1710 1710 HOLLY ENERGY PARTNERS L P COM UT LTD PTN COMMON 435763107 20 600 SH SOLE NONE 0 600 600 HOLLYFRONTIER CORP COM COMMON 436106108 15 406 SH SOLE NONE 0 406 406 HONEYWELL INTL INC COM COMMON 438516106 27 191 SH SOLE NONE 0 191 191 HILL ROM HLDGS INC COM COMMON 431475102 52 700 SH SOLE NONE 0 700 700 FIRST TRUST TACTICAL HIGH YIELD ETF COMMON 33738D408 30502 621722 SH SOLE NONE 0 621722 621722 PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND COMMON 72201R783 10 100 SH SOLE NONE 0 100 100 INTERCEPT PHARMACEUTICALS INC COM COMMON 45845P108 6 100 SH SOLE NONE 0 100 100 ISHARES INTERNATIONAL SELECT DIVIDEND ETF COMMON 464288448 9 280 SH SOLE NONE 0 280 280 ISHARES CORE MSCI EAFE ETF COMMON 46432F842 121 1878 SH SOLE NONE 0 1878 1878 ISHARES CORE MSCI EMERGING MARKETS ETF COMMON 46434G103 21 380 SH SOLE NONE 0 380 380 VOYA GLBL EQTY DIV & PREM OPP COM COMMON 92912T100 98 12130 SH SOLE NONE 0 12130 12130 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND COMMON 97717X594 10 332 SH SOLE NONE 0 332 332 ISHARES U.S. HEALTHCARE PROVIDERS ETF COMMON 464288828 13 87 SH SOLE NONE 0 87 87 ILLUMINA INC COM COMMON 452327109 120 600 SH SOLE NONE 0 600 600 INGREDION INC COM COMMON 457187102 11 93 SH SOLE NONE 0 93 93 VAN ECK INTERNATIONAL INVESTORS GOLD A COMMON 921075503 4 448 SH SOLE NONE 0 448 448 INOVIO PHARMACEUTICALS INC COM NEW COMMON 45773H201 2 250 SH SOLE NONE 0 250 250 INTEL CORP COM COMMON 458140100 19 486 SH SOLE NONE 0 486 486 INTL PAPER CO COM COMMON 460146103 13 229 SH SOLE NONE 0 229 229 INTERPUBLIC GROUP COS INC COM COMMON 460690100 4 174 SH SOLE NONE 0 174 174 ABERDEEN ISRAEL FUND INC COM COMMON 00301L109 25 1200 SH SOLE NONE 0 1200 1200 SPDR BLOOMBERG BARCLAYS INTERMEDIATE TERM CORPORATE BOND ETF COMMON 78464A375 53 1528 SH SOLE NONE 0 1528 1528 ILLINOIS TOOL WKS INC COM COMMON 452308109 15 100 SH SOLE NONE 0 100 100 ISHARES CORE S&P 500 ETF COMMON 464287200 32 126 SH SOLE NONE 0 126 126 ISHARES RUSSELL MID-CAP VALUE ETF COMMON 464287473 158 1862 SH SOLE NONE 0 1862 1862 ISHARES U.S. FINANCIAL SERVICES ETF COMMON 464287770 31 261 SH SOLE NONE 0 261 261 ISHARES U.S. REAL ESTATE ETF COMMON 464287739 14 171 SH SOLE NONE 0 171 171 NUVEEN GLOBAL HIGH INCOME FD SHS COMMON 67075G103 3 147 SH SOLE NONE 0 147 147 JOHNSON & JOHNSON COM COMMON 478160104 104 801 SH SOLE NONE 0 801 801 JPMORGAN CHASE & CO COM COMMON 46625H100 40 418 SH SOLE NONE 0 418 418 JUNO THERAPEUTICS INC COM COMMON 48205A109 18 400 SH SOLE NONE 0 400 400 SPDR S&P CAPITAL MARKETS ETF COMMON 78464A771 8 159 SH SOLE NONE 0 159 159 KRAFT HEINZ CO COM COMMON 500754106 10 126 SH SOLE NONE 0 126 126 KIMBERLY CLARK CORP COM COMMON 494368103 35 300 SH SOLE NONE 0 300 300 COCA COLA CO COM COMMON 191216100 47 1051 SH SOLE NONE 0 1051 1051 LEGACY RESVS LP UNIT LP INT COMMON 524707304 3 2000 SH SOLE NONE 0 2000 2000 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF COMMON 33739Q200 35816 688897 SH SOLE NONE 0 688897 688897 LOCKHEED MARTIN CORP COM COMMON 539830109 62 200 SH SOLE NONE 0 200 200 LINCOLN NATL CORP IND COM COMMON 534187109 21 283 SH SOLE NONE 0 283 283 LION ONE METALS LTD COM COMMON 536216104 0 1 SH SOLE NONE 0 1 1 PIMCO 15 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND COMMON 72201R304 12 182 SH SOLE NONE 0 182 182 MID CON ENERGY PARTNERS LP COM UNIT REPST COMMON 59560V109 5 4200 SH SOLE NONE 0 4200 4200 MONDELEZ INTL INC CL A COMMON 609207105 15 370 SH SOLE NONE 0 370 370 MEDTRONIC PLC SHS COMMON G5960L103 15 189 SH SOLE NONE 0 189 189 MAGNA INTL INC COM COMMON 559222401 27 513 SH SOLE NONE 0 513 513 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF COMMON 00768Y727 53736 1102954 SH SOLE NONE 0 1102954 1102954 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND COMMON 72201R833 600 5890 SH SOLE NONE 0 5890 5890 UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN COMMON 902641646 9 348 SH SOLE NONE 0 348 348 MARSH & MCLENNAN COS INC COM COMMON 571748102 9 106 SH SOLE NONE 0 106 106 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT COMMON 573331105 20 1300 SH SOLE NONE 0 1300 1300 3M CO COM COMMON 88579Y101 21 100 SH SOLE NONE 0 100 100 VANECK VECTORS MORTGAGE REIT INCOME ETF COMMON 92189F452 99 3900 SH SOLE NONE 0 3900 3900 MERCK & CO INC COM COMMON 58933Y105 26 405 SH SOLE NONE 0 405 405 MICROSOFT CORP COM COMMON 594918104 12 160 SH SOLE NONE 0 160 160 ISHARES NATIONAL MUNI BOND ETF COMMON 464288414 154 1391 SH SOLE NONE 0 1391 1391 NATIONAL INSTRS CORP COM COMMON 636518102 7 157 SH SOLE NONE 0 157 157 ANNALY CAP MGMT INC COM COMMON 035710409 28 2300 SH SOLE NONE 0 2300 2300 NAVIOS MARITIME PARTNERS L P UNIT LPI COMMON Y62267102 10 4700 SH SOLE NONE 0 4700 4700 NOBLE METAL RECOVERY LTD COM NEW COMMON 655058204 0 1000 SH SOLE NONE 0 1000 1000 GLOBAL X MSCI NORWAY ETF COMMON 37950E747 7 494 SH SOLE NONE 0 494 494 NEW RESIDENTIAL INVT CORP COM NEW COMMON 64828T201 8 500 SH SOLE NONE 0 500 500 NUSTAR ENERGY LP UNIT COM COMMON 67058H102 4 100 SH SOLE NONE 0 100 100 ISHARES S&P 100 ETF COMMON 464287101 88 789 SH SOLE NONE 0 789 789 ORACLE CORP COM COMMON 68389X105 33 678 SH SOLE NONE 0 678 678 VAN ECK MERK GOLD TRUST COMMON 921078101 5 386 SH SOLE NONE 0 386 386 PAYCHEX INC COM COMMON 704326107 5 81 SH SOLE NONE 0 81 81 PEMBINA PIPELINE CORP COM COMMON 706327103 30 850 SH SOLE NONE 0 850 850 PUMA BIOTECHNOLOGY INC COM COMMON 74587V107 24 200 SH SOLE NONE 0 200 200 POWERSHARES CEF INCOME COMPOSITE PORTFOLIO COMMON 73936Q843 24 1000 SH SOLE NONE 0 1000 1000 PIMCO CORPORATE INCOME STRATEG COM COMMON 72200U100 5 300 SH SOLE NONE 0 300 300 POWERSHARES DYNAMIC LEISURE & ENTERTAINMENT PORTFOLIO COMMON 73935X757 8 200 SH SOLE NONE 0 200 200 PEPSICO INC COM COMMON 713448108 4 40 SH SOLE NONE 0 40 40 PFIZER INC COM COMMON 717081103 12 342 SH SOLE NONE 0 342 342 ISHARES U.S. PREFERRED STOCK ETF COMMON 464288687 16 400 SH SOLE NONE 0 400 400 PIMCO INCOME STRATEGY FUND II COM COMMON 72201J104 11 1000 SH SOLE NONE 0 1000 1000 PROCTER AND GAMBLE CO COM COMMON 742718109 32 350 SH SOLE NONE 0 350 350 PARKER HANNIFIN CORP COM COMMON 701094104 8 43 SH SOLE NONE 0 43 43 PUTNAM MASTER INTER INCOME TR SH BEN INT COMMON 746909100 59 12462 SH SOLE NONE 0 12462 12462 PJT PARTNERS INC COM CL A COMMON 69343T107 1 17 SH SOLE NONE 0 17 17 PINNACLE WEST CAP CORP COM COMMON 723484101 25 300 SH SOLE NONE 0 300 300 POWERSHARES AEROSPACE & DEFENSE PORTFOLIO COMMON 73935X690 10 197 SH SOLE NONE 0 197 197 PEREGRINE PHARMACEUTICALS INC COM PAR COMMON 713661502 0 1 SH SOLE NONE 0 1 1 PPL CORP COM COMMON 69351T106 12 326 SH SOLE NONE 0 326 326 PUBLIC STORAGE DEP RPST PFD B COMMON 74460W776 13 474 SH SOLE NONE 0 474 474 PUBLIC STORAGE DEP SHS PFD D COMMON 74460W735 13 510 SH SOLE NONE 0 510 510 PROSPECT CAPITAL CORPORATION COM COMMON 74348T102 55 8200 SH SOLE NONE 0 8200 8200 PHILLIPS 66 COM COMMON 718546104 47 510 SH SOLE NONE 0 510 510 PTC THERAPEUTICS INC COM COMMON 69366J200 7 350 SH SOLE NONE 0 350 350 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND COMMON 97717X560 20 685 SH SOLE NONE 0 685 685 FLEXSHARES QUALITY DIVIDEND INDEX FUND COMMON 33939L860 40 942 SH SOLE NONE 0 942 942 POWERSHARES QQQ TRUST, SERIES 1 COMMON 73935A104 29 201 SH SOLE NONE 0 201 201 NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS COMMON 670699107 95 4278 SH SOLE NONE 0 4278 4278 ROYAL DUTCH SHELL PLC SPONS ADR A COMMON 780259206 17 283 SH SOLE NONE 0 283 283 ROYAL DUTCH SHELL PLC SPON ADR B COMMON 780259107 13 200 SH SOLE NONE 0 200 200 ISHARES GLOBAL REIT ETF COMMON 46434V647 560 21898 SH SOLE NONE 0 21898 21898 ISHARES MORTGAGE REAL ESTATE CAPPED ETF COMMON 46435G342 21572 460547 SH SOLE NONE 0 460547 460547 RIVERFRONT STRATEGIC INCOME FUND COMMON 00162Q783 46 1817 SH SOLE NONE 0 1817 1817 REPUBLIC SVCS INC COM COMMON 760759100 9 139 SH SOLE NONE 0 139 139 RASER TECHNOLOGIES INC COM COMMON 754055101 0 100 SH SOLE NONE 0 100 100 SILVER BUCKLE MINES INC COM COMMON 827453101 0 250 SH SOLE NONE 0 250 250 STARBUCKS CORP COM COMMON 855244109 21 400 SH SOLE NONE 0 400 400 SPDR BLOOMBERG BARCLAYS SHORT TERM CORPORATE BOND ETF COMMON 78464A474 88 2870 SH SOLE NONE 0 2870 2870 SPDR S&P DIVIDEND ETF COMMON 78464A763 66 728 SH SOLE NONE 0 728 728 SNAP INC CL A COMMON 83304A106 1 100 SH SOLE NONE 0 100 100 SOUTHERN CO COM COMMON 842587107 10 200 SH SOLE NONE 0 200 200 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN COMMON 864482104 65 2500 SH SOLE NONE 0 2500 2500 SPDR S&P 500 ETF COMMON 78462F103 25 100 SH SOLE NONE 0 100 100 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF COMMON 78467V608 18 371 SH SOLE NONE 0 371 371 SUNTRUST BKS INC COM COMMON 867914103 48 797 SH SOLE NONE 0 797 797 STATE STR CORP COM COMMON 857477103 12 127 SH SOLE NONE 0 127 127 STARWOOD PPTY TR INC COM COMMON 85571B105 54 2500 SH SOLE NONE 0 2500 2500 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF COMMON 464288158 218 2056 SH SOLE NONE 0 2056 2056 STANLEY BLACK & DECKER INC COM COMMON 854502101 20 132 SH SOLE NONE 0 132 132 SYSCO CORP COM COMMON 871829107 5 100 SH SOLE NONE 0 100 100 AT&T INC COM COMMON 00206R102 211 5375 SH SOLE NONE 0 5375 5375 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR COMMON 881624209 2 100 SH SOLE NONE 0 100 100 TARGET CORP COM COMMON 87612E106 4 64 SH SOLE NONE 0 64 64 TMST INC COM COMMON 885218800 0 23 SH SOLE NONE 0 23 23 TRANSMONTAIGNE PARTNERS L P COM UNIT L P COMMON 89376V100 94 2200 SH SOLE NONE 0 2200 2200 THERMO FISHER SCIENTIFIC INC COM COMMON 883556102 22 118 SH SOLE NONE 0 118 118 PRICE T ROWE GROUP INC COM COMMON 74144T108 7 74 SH SOLE NONE 0 74 74 TRACTOR SUPPLY CO COM COMMON 892356106 9 148 SH SOLE NONE 0 148 148 TESLA INC COM COMMON 88160R101 15 45 SH SOLE NONE 0 45 45 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR COMMON 874039100 19 507 SH SOLE NONE 0 507 507 UNION PAC CORP COM COMMON 907818108 22 187 SH SOLE NONE 0 187 187 US BANCORP DEL COM NEW COMMON 902973304 51 960 SH SOLE NONE 0 960 960 ISHARES EDGE MSCI MIN VOL USA ETF COMMON 46429B697 13 263 SH SOLE NONE 0 263 263 UNITED TECHNOLOGIES CORP COM COMMON 913017109 7 60 SH SOLE NONE 0 60 60 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF COMMON 92206C870 79 895 SH SOLE NONE 0 895 895 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND COMMON 92206C409 108 1354 SH SOLE NONE 0 1354 1354 V F CORP COM COMMON 918204108 4 59 SH SOLE NONE 0 59 59 VECTOR GROUP LTD COM COMMON 92240M108 47 2314 SH SOLE NONE 0 2314 2314 VALERO ENERGY CORP NEW COM COMMON 91913Y100 13 175 SH SOLE NONE 0 175 175 VALEANT PHARMACEUTICALS INTL I COM COMMON 91911K102 10 700 SH SOLE NONE 0 700 700 VANGUARD TOTAL WORLD STOCK INDEX FUND COMMON 922042742 1733 24499 SH SOLE NONE 0 24499 24499 VERIZON COMMUNICATIONS INC COM COMMON 92343V104 58 1177 SH SOLE NONE 0 1177 1177 WESTERN DIGITAL CORP COM COMMON 958102105 18 207 SH SOLE NONE 0 207 207 WASTE MGMT INC DEL COM COMMON 94106L109 39 500 SH SOLE NONE 0 500 500 WAL-MART STORES INC COM COMMON 931142103 8 100 SH SOLE NONE 0 100 100 WESTROCK CO COM COMMON 96145D105 0 4 SH SOLE NONE 0 4 4 XILINX INC COM COMMON 983919101 7 100 SH SOLE NONE 0 100 100 CONSUMER STAPLES SELECT SECTOR SPDR FUND COMMON 81369Y308 11 207 SH SOLE NONE 0 207 207 HEALTH CARE SELECT SECTOR SPDR FUND COMMON 81369Y209 10 118 SH SOLE NONE 0 118 118 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND COMMON 81369Y407 9 95 SH SOLE NONE 0 95 95 SPDR NYSE TECHNOLOGY ETF COMMON 78464A102 50 630 SH SOLE NONE 0 630 630 EXXON MOBIL CORP COM COMMON 30231G102 12 150 SH SOLE NONE 0 150 150 POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO COMMON 73937B639 1089 23697 SH SOLE NONE 0 23697 23697 VNR FIN CORP WT EXP 020121 COMMON 91828V126 0 4 SH SOLE NONE 0 4 4 MIRANT CORP SHS COMMON 604675991 0 414 SH SOLE NONE 0 414 414 CION INVT CORP COM COMMON 17259U105 4 478 SH SOLE NONE 0 478 478 ACTRON INC COM COMMON 005080106 0 800 SH SOLE NONE 0 800 800 EPICEDGE INC COM COMMON 29426X102 0 27 SH SOLE NONE 0 27 27 HMS INCOME FD INC COM COMMON 40427D102 10 1200 SH SOLE NONE 0 1200 1200 HUGHES CAPITAL CORP COM COMMON 444394100 0 200 SH SOLE NONE 0 200 200 IMN EQUITIES INC COMMON 44969F103 0 12 SH SOLE NONE 0 12 12 LUNDELL TECHNOLOGY INC COM COMMON 549904100 0 16 SH SOLE NONE 0 16 16 MIDWEST LODGING PPTYS INC COM COMMON 598330108 0 800 SH SOLE NONE 0 800 800 POMCO ENERGY CORP COM COMMON 731807103 0 500 SH SOLE NONE 0 500 500 THERMAL ENERGY STORAGE INC COM COMMON 883466104 0 100 SH SOLE NONE 0 100 100 SPDR S&P DIVIDEND ETF COMMON 78464A763 64 728 SH SOLE NONE 0 728 728 SPOTLIGHT INNOVATION INC COM COMMON 849207105 0 400 SH SOLE NONE 0 400 400 STANLEY BLACK & DECKER INC COM COMMON 854502101 7 52 SH SOLE NONE 0 52 52 STARBUCKS CORP COM COMMON 855244109 35 600 SH SOLE NONE 0 600 600 STARWOOD PPTY TR INC COM COMMON 85571B105 56 2500 SH SOLE NONE 0 2500 2500 STATE STR CORP COM COMMON 857477103 19 236 SH SOLE NONE 0 236 236 STMICROELECTRONICS N V NY REGISTRY COMMON 861012102 12 750 SH SOLE NONE 0 750 750 STRYKER CORP COM COMMON 863667101 13 96 SH SOLE NONE 0 96 96 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN COMMON 864482104 75 2800 SH SOLE NONE 0 2800 2800 SUNTRUST BKS INC COM COMMON 867914103 50 909 SH SOLE NONE 0 909 909 SYSCO CORP COM COMMON 871829107 5 100 SH SOLE NONE 0 100 100 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR COMMON 874039100 17 507 SH SOLE NONE 0 507 507 TARGET CORP COM COMMON 87612E106 4 64 SH SOLE NONE 0 64 64 TC PIPELINES LP UT COM LTD PRT COMMON 87233Q108 6 100 SH SOLE NONE 0 100 100 TESLA INC COM COMMON 88160R101 21 75 SH SOLE NONE 0 75 75 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR COMMON 881624209 3 100 SH SOLE NONE 0 100 100 TEXAS INSTRS INC COM COMMON 882508104 2 26 SH SOLE NONE 0 26 26 THERMAL ENERGY STORAGE INC COM COMMON 883466104 0 100 SH SOLE NONE 0 100 100 THERMO FISHER SCIENTIFIC INC COM COMMON 883556102 11 69 SH SOLE NONE 0 69 69 TMST INC COM COMMON 885218800 0 23 SH SOLE NONE 0 23 23 TRACTOR SUPPLY CO COM COMMON 892356106 10 148 SH SOLE NONE 0 148 148 TRADER CLASSIFIED MEDIA N V NY REGSTR CL A COMMON 89254T102 0 100 SH SOLE NONE 0 100 100 TRANSMONTAIGNE PARTNERS L P COM UNIT L P COMMON 89376V100 103 2300 SH SOLE NONE 0 2300 2300 TRANSOCEAN LTD REG SHS COMMON H8817H100 6 500 SH SOLE NONE 0 500 500 UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN COMMON 902641646 28 959 SH SOLE NONE 0 959 959 UNILEVER PLC SPON ADR NEW COMMON 904767704 7 150 SH SOLE NONE 0 150 150 UNION PAC CORP COM COMMON 907818108 11 104 SH SOLE NONE 0 104 104 UNITED CANNABIS CORP COM COMMON 909747107 2 1000 SH SOLE NONE 0 1000 1000 UNITED TECHNOLOGIES CORP COM COMMON 913017109 18 160 SH SOLE NONE 0 160 160 US BANCORP DEL COM NEW COMMON 902973304 49 960 SH SOLE NONE 0 960 960 V F CORP COM COMMON 918204108 21 381 SH SOLE NONE 0 381 381 VALEANT PHARMACEUTICALS INTL I COM COMMON 91911K102 8 700 SH SOLE NONE 0 700 700 VALERO ENERGY CORP NEW COM COMMON 91913Y100 12 175 SH SOLE NONE 0 175 175 VAN ECK INTERNATIONAL INVESTORS GOLD A COMMON 921075503 4 448 SH SOLE NONE 0 448 448 VAN ECK MERK GOLD TRUST COMMON 921078101 5 386 SH SOLE NONE 0 386 386 VANECK VECTORS MORTGAGE REIT INCOME ETF COMMON 92189F452 99 4100 SH SOLE NONE 0 4100 4100 VANGUARD FTSE DEVELOPED MARKETS ETF COMMON 921943858 3 70 SH SOLE NONE 0 70 70 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF COMMON 92206C870 77 895 SH SOLE NONE 0 895 895 VANGUARD NAT RES LLC COM UNIT COMMON 92205F106 0 1000 SH SOLE NONE 0 1000 1000 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND COMMON 92206C409 108 1354 SH SOLE NONE 0 1354 1354 VANGUARD TOTAL WORLD STOCK INDEX FUND COMMON 922042742 1598 24499 SH SOLE NONE 0 24499 24499 VECTOR GROUP LTD COM COMMON 92240M108 46 2204 SH SOLE NONE 0 2204 2204 VERIZON COMMUNICATIONS INC COM COMMON 92343V104 70 1441 SH SOLE NONE 0 1441 1441 VOYA GLBL EQTY DIV & PREM OPP COM COMMON 92912T100 14115 1922962 SH SOLE NONE 0 1922962 1922962 WALGREENS BOOTS ALLIANCE INC COM COMMON 931427108 6 70 SH SOLE NONE 0 70 70 WAL-MART STORES INC COM COMMON 931142103 7 100 SH SOLE NONE 0 100 100 WASTE MGMT INC DEL COM COMMON 94106L109 36 500 SH SOLE NONE 0 500 500 WESTERN DIGITAL CORP COM COMMON 958102105 20 243 SH SOLE NONE 0 243 243 WESTERN REFNG INC COM COMMON 959319104 11 311 SH SOLE NONE 0 311 311 WESTROCK CO COM COMMON 96145D105 0 4 SH SOLE NONE 0 4 4 WISDOMTREE EUROPE HEDGED EQUITY FUND COMMON 97717X701 11 173 SH SOLE NONE 0 173 173 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND COMMON 97717X594 9 332 SH SOLE NONE 0 332 332 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND COMMON 97717W760 89 1365 SH SOLE NONE 0 1365 1365 WISDOMTREE LARGECAP DIVIDEND FUND COMMON 97717W307 25 306 SH SOLE NONE 0 306 306 WISDOMTREE SMALLCAP DIVIDEND FUND COMMON 97717W604 96 1195 SH SOLE NONE 0 1195 1195 WISDOMTREE SMALLCAP EARNINGS FUND COMMON 97717W562 99 3087 SH SOLE NONE 0 3087 3087 XCEL ENERGY INC COM COMMON 98389B100 12 274 SH SOLE NONE 0 274 274 XILINX INC COM COMMON 983919101 6 100 SH SOLE NONE 0 100 100