0001062993-17-003284.txt : 20170718 0001062993-17-003284.hdr.sgml : 20170718 20170718141126 ACCESSION NUMBER: 0001062993-17-003284 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170718 DATE AS OF CHANGE: 20170718 EFFECTIVENESS DATE: 20170718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 17969264 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 06-30-2017 06-30-2017 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 07-17-2017 0 315 279076 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AFLAC INC COM COMMON 001055102 85 1100 SH SOLE NONE 0 1100 1100 AGNC INVT CORP COM COMMON 00123Q104 60 2800 SH SOLE NONE 0 2800 2800 ALERIAN MLP ETF COMMON 00162Q866 8264 690945 SH SOLE NONE 0 690945 690945 AT&T INC COM COMMON 00206R102 195 5161 SH SOLE NONE 0 5161 5161 ABBOTT LABS COM COMMON 002824100 5 100 SH SOLE NONE 0 100 100 ABBVIE INC COM COMMON 00287Y109 7 100 SH SOLE NONE 0 100 100 ACTRON INC COM COMMON 005080106 0 800 SH SOLE NONE 0 800 800 ADVANCE AUTO PARTS INC COM COMMON 00751Y106 8 65 SH SOLE NONE 0 65 65 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF COMMON 00768Y727 37519 769612 SH SOLE NONE 0 769612 769612 ALIBABA GROUP HLDG LTD SPONSORED ADS COMMON 01609W102 28 200 SH SOLE NONE 0 200 200 ALLEGIANCE TELECOM INC COM COMMON 01747T102 0 5000 SH SOLE NONE 0 5000 5000 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN COMMON 01881G106 89 3750 SH SOLE NONE 0 3750 3750 ALON USA PARTNERS LP UT LTDPART INT COMMON 02052T109 5 500 SH SOLE NONE 0 500 500 ALPHABET INC CAP STK CL C COMMON 02079K107 65 72 SH SOLE NONE 0 72 72 ALPHABET INC CAP STK CL A COMMON 02079K305 36 39 SH SOLE NONE 0 39 39 ALTRIA GROUP INC COM COMMON 02209S103 45 600 SH SOLE NONE 0 600 600 AMAZON COM INC COM COMMON 023135106 43 44 SH SOLE NONE 0 44 44 AMERICAN ELEC PWR INC COM COMMON 025537101 24 350 SH SOLE NONE 0 350 350 AMERICAN EXPRESS CO COM COMMON 025816109 21 249 SH SOLE NONE 0 249 249 AMERIGAS PARTNERS L P UNIT L P INT COMMON 030975106 77 1700 SH SOLE NONE 0 1700 1700 AMGEN INC COM COMMON 031162100 9 50 SH SOLE NONE 0 50 50 ANNALY CAP MGMT INC COM COMMON 035710409 28 2300 SH SOLE NONE 0 2300 2300 APOLLO INVT CORP COM COMMON 03761U106 13 2000 SH SOLE NONE 0 2000 2000 APPLE INC COM COMMON 037833100 193 1337 SH SOLE NONE 0 1337 1337 APPONLINE COM INC COM COMMON 03832H100 0 14 SH SOLE NONE 0 14 14 ARCHROCK PARTNERS L P COM UNITS REPSTG COMMON 03957U100 15 1000 SH SOLE NONE 0 1000 1000 ARES CAP CORP COM COMMON 04010L103 16 1000 SH SOLE NONE 0 1000 1000 ASTRAZENECA PLC SPONSORED ADR COMMON 046353108 61 1800 SH SOLE NONE 0 1800 1800 ATLAS CORPORATION COM COMMON 049268105 0 333 SH SOLE NONE 0 333 333 AUTOZONE INC COM COMMON 053332102 7 12 SH SOLE NONE 0 12 12 AZURE MIDSTREAM PARTNERS LP COM UNIT COMMON 05501X100 0 1000 SH SOLE NONE 0 1000 1000 BANK AMER CORP COM COMMON 060505104 12 500 SH SOLE NONE 0 500 500 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON 084670702 6 35 SH SOLE NONE 0 35 35 BHP BILLITON LTD SPONSORED ADR COMMON 088606108 16 448 SH SOLE NONE 0 448 448 BLACKBERRY LTD COM COMMON 09228F103 3 300 SH SOLE NONE 0 300 300 BLACKROCK ENHANCED GBL DIV TR COM COMMON 092501105 4 300 SH SOLE NONE 0 300 300 BLACKROCK CR ALLCTN INC TR COM COMMON 092508100 5014 372803 SH SOLE NONE 0 372803 372803 BLACKROCK CAPITAL INVESTMENT C COM COMMON 092533108 16 2100 SH SOLE NONE 0 2100 2100 BLACKSTONE GROUP L P COM UNIT LTD COMMON 09253U108 33 1000 SH SOLE NONE 0 1000 1000 BLACKROCK DEBT STRAT FD INC COM NEW COMMON 09255R202 18 1582 SH SOLE NONE 0 1582 1582 BLACKROCK FLOATING RATE INCM PORT C1 COMMON 09256H179 0 6 SH SOLE NONE 0 6 6 BOEING CO COM COMMON 097023105 16 83 SH SOLE NONE 0 83 83 BORGWARNER INC COM COMMON 099724106 22 522 SH SOLE NONE 0 522 522 BRISTOL MYERS SQUIBB CO COM COMMON 110122108 33 600 SH SOLE NONE 0 600 600 BROADRIDGE FINL SOLUTIONS INC COM COMMON 11133T103 7 89 SH SOLE NONE 0 89 89 BROCADE COMMUNICATIONS SYS INC COM NEW COMMON 111621306 3 200 SH SOLE NONE 0 200 200 BUCKEYE PARTNERS L P UNIT LTD PARTN COMMON 118230101 13 200 SH SOLE NONE 0 200 200 CBIZ INC COM COMMON 124805102 450 30000 SH SOLE NONE 0 30000 30000 CSI COMPRESSCO LP COM UNIT COMMON 12637A103 5 1000 SH SOLE NONE 0 1000 1000 CVR REFNG LP COMUNIT REP LT COMMON 12663P107 19 2000 SH SOLE NONE 0 2000 2000 CABOT OIL & GAS CORP COM COMMON 127097103 21 847 SH SOLE NONE 0 847 847 CAFFE RIBS INC COM COMMON 127701100 0 1000 SH SOLE NONE 0 1000 1000 CALITHERA BIOSCIENCES INC COM COMMON 13089P101 3 200 SH SOLE NONE 0 200 200 CAPITAL ONE FINL CORP COM COMMON 14040H105 24 292 SH SOLE NONE 0 292 292 CARDINAL HEALTH INC COM COMMON 14149Y108 8 100 SH SOLE NONE 0 100 100 CARNIVAL CORP PAIRED CTF COMMON 143658300 5 69 SH SOLE NONE 0 69 69 CARTER VALIDUS MISSION CRITICA COM COMMON 146282108 10 1000 SH SOLE NONE 0 1000 1000 CHENIERE ENERGY PARTNERS LP COM UNIT COMMON 16411Q101 23 700 SH SOLE NONE 0 700 700 CHEVRON CORP NEW COM COMMON 166764100 33 318 SH SOLE NONE 0 318 318 CION INVT CORP COM COMMON 17259U105 4 478 SH SOLE NONE 0 478 478 CISCO SYS INC COM COMMON 17275R102 43 1360 SH SOLE NONE 0 1360 1360 CITIGROUP INC COM NEW COMMON 172967424 25 368 SH SOLE NONE 0 368 368 CITRIX SYS INC COM COMMON 177376100 2 26 SH SOLE NONE 0 26 26 GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF COMMON 18383M266 21 1000 SH SOLE NONE 0 1000 1000 GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF COMMON 18383M399 10 400 SH SOLE NONE 0 400 400 GUGGENHEIM MULTI-ASSET INCOME ETF COMMON 18383M506 5 250 SH SOLE NONE 0 250 250 GUGGENHEIM BULLETSHARES 2020 CORPORATE BOND ETF COMMON 18383M514 32 1500 SH SOLE NONE 0 1500 1500 GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF COMMON 18383M530 23 1100 SH SOLE NONE 0 1100 1100 GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF COMMON 18383M548 34 1525 SH SOLE NONE 0 1525 1525 CLOROX CO DEL COM COMMON 189054109 40 300 SH SOLE NONE 0 300 300 CLOVIS ONCOLOGY INC COM COMMON 189464100 19 200 SH SOLE NONE 0 200 200 COCA COLA CO COM COMMON 191216100 47 1051 SH SOLE NONE 0 1051 1051 COM TEL INC COM COMMON 199782103 0 1000 SH SOLE NONE 0 1000 1000 CONAGRA BRANDS INC COM COMMON 205887102 4 100 SH SOLE NONE 0 100 100 CONOCOPHILLIPS COM COMMON 20825C104 80 1829 SH SOLE NONE 0 1829 1829 CONSOLIDATED EDISON INC COM COMMON 209115104 75 925 SH SOLE NONE 0 925 925 CORNING INC COM COMMON 219350105 96 3201 SH SOLE NONE 0 3201 3201 CRACKER BARREL OLD CTRY STORE COM COMMON 22410J106 17 100 SH SOLE NONE 0 100 100 CYTOMX THERAPEUTICS INC COM COMMON 23284F105 2 100 SH SOLE NONE 0 100 100 DIAGEO P L C SPON ADR NEW COMMON 25243Q205 12 100 SH SOLE NONE 0 100 100 DISNEY WALT CO COM DISNEY COMMON 254687106 61 575 SH SOLE NONE 0 575 575 DIVINE INC CL A NEW COMMON 255402406 0 391 SH SOLE NONE 0 391 391 DUKE ENERGY CORP NEW COM NEW COMMON 26441C204 39 466 SH SOLE NONE 0 466 466 EATON VANCE LTD DUR INCOME FD COM COMMON 27828H105 11065 784751 SH SOLE NONE 0 784751 784751 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 7749 686980 SH SOLE NONE 0 686980 686980 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 184 16294 SH SOLE NONE 0 16294 16294 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 64 5646 SH SOLE NONE 0 5646 5646 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 1503 133286 SH SOLE NONE 0 133286 133286 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 5517 489094 SH SOLE NONE 0 489094 489094 EATON VANCE TX MNG BY WRT OPP COM COMMON 27828Y108 23 1500 SH SOLE NONE 0 1500 1500 EATON VANCE TXMGD GL BUYWR OPP COM COMMON 27829C105 3 300 SH SOLE NONE 0 300 300 EATON VANCE TAX MNGD GBL DV EQ COM COMMON 27829F108 30 3300 SH SOLE NONE 0 3300 3300 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT COMMON 29278N103 6 311 SH SOLE NONE 0 311 311 EPICEDGE INC COM COMMON 29426X102 0 27 SH SOLE NONE 0 27 27 EXXON MOBIL CORP COM COMMON 30231G102 20 250 SH SOLE NONE 0 250 250 FACEBOOK INC CL A COMMON 30303M102 5 35 SH SOLE NONE 0 35 35 FEDEX CORP COM COMMON 31428X106 18 83 SH SOLE NONE 0 83 83 FERRELLGAS PARTNERS L.P. UNIT LTD PART COMMON 315293100 2 500 SH SOLE NONE 0 500 500 SPTN TOT MKT IDX ADV COMMON 315911800 534 7635 SH SOLE NONE 0 7635 7635 FIFTH STREET FINANCE CORP COM COMMON 31678A103 5 1000 SH SOLE NONE 0 1000 1000 FIFTH MKT INC PFD SER A TENNESSEE COMMON 316999309 0 200000 SH SOLE NONE 0 200000 200000 FIRST EQUITIES CORP COM COMMON 32008A102 0 13 SH SOLE NONE 0 13 13 FIRST TRUST TACTICAL HIGH YIELD ETF COMMON 33738D408 22033 448193 SH SOLE NONE 0 448193 448193 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF COMMON 33739Q200 24790 475754 SH SOLE NONE 0 475754 475754 FLEXSHARES QUALITY DIVIDEND INDEX FUND COMMON 33939L860 39 942 SH SOLE NONE 0 942 942 FLOWERS FOODS INC COM COMMON 343498101 30 1722 SH SOLE NONE 0 1722 1722 FORD MTR CO DEL COM PAR $0.01 COMMON 345370860 2 190 SH SOLE NONE 0 190 190 GENERAL DYNAMICS CORP COM COMMON 369550108 8 41 SH SOLE NONE 0 41 41 GENERAL ELECTRIC CO COM COMMON 369604103 76 2827 SH SOLE NONE 0 2827 2827 GENTEX CORP COM COMMON 371901109 6 305 SH SOLE NONE 0 305 305 GENUINE PARTS CO COM COMMON 372460105 6 64 SH SOLE NONE 0 64 64 GLADSTONE CAPITAL CORP COM COMMON 376535100 15 1500 SH SOLE NONE 0 1500 1500 GLOBAL X MSCI NORWAY ETF COMMON 37950E747 6 494 SH SOLE NONE 0 494 494 GOLDMAN SACHS GROUP INC COM COMMON 38141G104 11 49 SH SOLE NONE 0 49 49 GOLDMAN SACHS INCOMEBUILDER FUND C COMMON 38142B286 0 2 SH SOLE NONE 0 2 2 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF COMMON 381430503 56 1159 SH SOLE NONE 0 1159 1159 GREAT PLAINS ENERGY INC COM COMMON 391164100 12 409 SH SOLE NONE 0 409 409 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT COMMON 40222T104 0 805 SH SOLE NONE 0 805 805 HMS INCOME FD INC COM COMMON 40427D102 10 1200 SH SOLE NONE 0 1200 1200 HASBRO INC COM COMMON 418056107 56 500 SH SOLE NONE 0 500 500 HILL ROM HLDGS INC COM COMMON 431475102 64 810 SH SOLE NONE 0 810 810 HOLLY ENERGY PARTNERS L P COM UT LTD PTN COMMON 435763107 29 900 SH SOLE NONE 0 900 900 HOLLYFRONTIER CORP COM COMMON 436106108 11 406 SH SOLE NONE 0 406 406 HOME DEPOT INC COM COMMON 437076102 255 1660 SH SOLE NONE 0 1660 1660 HONEYWELL INTL INC COM COMMON 438516106 25 191 SH SOLE NONE 0 191 191 HUGHES CAPITAL CORP COM COMMON 444394100 0 200 SH SOLE NONE 0 200 200 IMN EQUITIES INC COMMON 44969F103 0 12 SH SOLE NONE 0 12 12 ILLINOIS TOOL WKS INC COM COMMON 452308109 14 100 SH SOLE NONE 0 100 100 ILLUMINA INC COM COMMON 452327109 104 600 SH SOLE NONE 0 600 600 INGREDION INC COM COMMON 457187102 11 93 SH SOLE NONE 0 93 93 INOVIO PHARMACEUTICALS INC COM NEW COMMON 45773H201 20 2500 SH SOLE NONE 0 2500 2500 INTEL CORP COM COMMON 458140100 18 543 SH SOLE NONE 0 543 543 INTERCEPT PHARMACEUTICALS INC COM COMMON 45845P108 12 100 SH SOLE NONE 0 100 100 INTERNATIONAL BUSINESS MACHS COM COMMON 459200101 16 106 SH SOLE NONE 0 106 106 INTL PAPER CO COM COMMON 460146103 13 229 SH SOLE NONE 0 229 229 INTERPUBLIC GROUP COS INC COM COMMON 460690100 4 174 SH SOLE NONE 0 174 174 ISHARES EDGE MSCI MIN VOL GLOBAL ETF COMMON 464286525 306 3868 SH SOLE NONE 0 3868 3868 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF COMMON 464286533 8776 158417 SH SOLE NONE 0 158417 158417 ISHARES S&P 100 ETF COMMON 464287101 84 789 SH SOLE NONE 0 789 789 ISHARES SELECT DIVIDEND ETF COMMON 464287168 12052 130702 SH SOLE NONE 0 130702 130702 ISHARES CORE S&P 500 ETF COMMON 464287200 31 126 SH SOLE NONE 0 126 126 ISHARES CORE U.S. AGGREGATE BOND ETF COMMON 464287226 5889 53776 SH SOLE NONE 0 53776 53776 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF COMMON 464287242 1 5 SH SOLE NONE 0 5 5 ISHARES MSCI EAFE ETF COMMON 464287465 68 1045 SH SOLE NONE 0 1045 1045 ISHARES RUSSELL MID-CAP VALUE ETF COMMON 464287473 157 1862 SH SOLE NONE 0 1862 1862 ISHARES RUSSELL 1000 VALUE ETF COMMON 464287598 94 811 SH SOLE NONE 0 811 811 ISHARES RUSSELL 1000 GROWTH ETF COMMON 464287614 103 868 SH SOLE NONE 0 868 868 ISHARES RUSSELL 2000 ETF COMMON 464287655 95 677 SH SOLE NONE 0 677 677 ISHARES U.S. REAL ESTATE ETF COMMON 464287739 6957 87213 SH SOLE NONE 0 87213 87213 ISHARES U.S. FINANCIAL SERVICES ETF COMMON 464287770 30 261 SH SOLE NONE 0 261 261 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF COMMON 464288158 217 2056 SH SOLE NONE 0 2056 2056 ISHARES NATIONAL MUNI BOND ETF COMMON 464288414 3362 30530 SH SOLE NONE 0 30530 30530 ISHARES INTERNATIONAL SELECT DIVIDEND ETF COMMON 464288448 9 280 SH SOLE NONE 0 280 280 ISHARES U.S. CREDIT BOND ETF COMMON 464288620 4858 43498 SH SOLE NONE 0 43498 43498 ISHARES INTERMEDIATE CREDIT BOND ETF COMMON 464288638 5999 54648 SH SOLE NONE 0 54648 54648 ISHARES 1-3 YEAR CREDIT BOND ETF COMMON 464288646 17 163 SH SOLE NONE 0 163 163 ISHARES U.S. PREFERRED STOCK ETF COMMON 464288687 520 13270 SH SOLE NONE 0 13270 13270 ISHARES U.S. HEALTHCARE PROVIDERS ETF COMMON 464288828 13 87 SH SOLE NONE 0 87 87 ISHARES MSCI EAFE VALUE ETF COMMON 464288877 35 669 SH SOLE NONE 0 669 669 ISHARES MSCI EAFE GROWTH ETF COMMON 464288885 17 233 SH SOLE NONE 0 233 233 ISHARES EDGE MSCI MIN VOL EAFE ETF COMMON 46429B689 12291 177519 SH SOLE NONE 0 177519 177519 ISHARES EDGE MSCI MIN VOL USA ETF COMMON 46429B697 12946 264576 SH SOLE NONE 0 264576 264576 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF COMMON 46431W846 9458 94131 SH SOLE NONE 0 94131 94131 ISHARES CORE MSCI EAFE ETF COMMON 46432F842 88 1444 SH SOLE NONE 0 1444 1444 ISHARES CORE MSCI EMERGING MARKETS ETF COMMON 46434G103 19 380 SH SOLE NONE 0 380 380 ISHARES YIELD OPTIMIZED BOND ETF COMMON 46434V787 681 27124 SH SOLE NONE 0 27124 27124 ISHARES MORTGAGE REAL ESTATE CAPPED ETF COMMON 46435G342 17298 372970 SH SOLE NONE 0 372970 372970 JPMORGAN CHASE & CO COM COMMON 46625H100 19 211 SH SOLE NONE 0 211 211 JPMORGAN CHASE & CO COM COMMON 46625H100 19 207 SH SOLE NONE 0 207 207 JOHNSON & JOHNSON COM COMMON 478160104 75 564 SH SOLE NONE 0 564 564 JOHNSON & JOHNSON COM COMMON 478160104 31 237 SH SOLE NONE 0 237 237 JUNO THERAPEUTICS INC COM COMMON 48205A109 12 400 SH SOLE NONE 0 400 400 KATE SPADE & CO COM COMMON 485865109 2 100 SH SOLE NONE 0 100 100 KIMBERLY CLARK CORP COM COMMON 494368103 39 300 SH SOLE NONE 0 300 300 KRAFT HEINZ CO COM COMMON 500754106 11 126 SH SOLE NONE 0 126 126 LINCOLN NATL CORP IND COM COMMON 534187109 24 349 SH SOLE NONE 0 349 349 LION ONE METALS LTD COM COMMON 536216104 0 1 SH SOLE NONE 0 1 1 LOCKHEED MARTIN CORP COM COMMON 539830109 56 200 SH SOLE NONE 0 200 200 LUNDELL TECHNOLOGY INC COM COMMON 549904100 0 16 SH SOLE NONE 0 16 16 MAGNA INTL INC COM COMMON 559222401 24 513 SH SOLE NONE 0 513 513 MARSH & MCLENNAN COS INC COM COMMON 571748102 8 106 SH SOLE NONE 0 106 106 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT COMMON 573331105 23 1300 SH SOLE NONE 0 1300 1300 MASSACHUSETTS INVS TRUST CLASS A COMMON 575736103 4 128 SH SOLE NONE 0 128 128 MASSROOTS INC COM COMMON 57630J106 1 2000 SH SOLE NONE 0 2000 2000 MEDLEY CAP CORP COM COMMON 58503F106 13 2000 SH SOLE NONE 0 2000 2000 MERCK & CO INC COM COMMON 58933Y105 29 455 SH SOLE NONE 0 455 455 MICROSOFT CORP COM COMMON 594918104 11 160 SH SOLE NONE 0 160 160 MID CON ENERGY PARTNERS LP COM UNIT REPST COMMON 59560V109 6 4200 SH SOLE NONE 0 4200 4200 MIDWEST LODGING PPTYS INC COM COMMON 598330108 0 800 SH SOLE NONE 0 800 800 MIRANT CORP SHS COMMON 604675991 0 414 SH SOLE NONE 0 414 414 MOLECULIN BIOTECH INC COM COMMON 60855D101 2 1000 SH SOLE NONE 0 1000 1000 MONDELEZ INTL INC CL A COMMON 609207105 18 420 SH SOLE NONE 0 420 420 NATIONAL INSTRS CORP COM COMMON 636518102 6 157 SH SOLE NONE 0 157 157 NETFLIX INC COM COMMON 64110L106 46 308 SH SOLE NONE 0 308 308 NEW RESIDENTIAL INVT CORP COM NEW COMMON 64828T201 8 500 SH SOLE NONE 0 500 500 NEXUS GROUP INTL INC COM COMMON 653331108 0 100 SH SOLE NONE 0 100 100 NOKIA CORP SPONSORED ADR COMMON 654902204 3 500 SH SOLE NONE 0 500 500 NOBLE METAL RECOVERY LTD COM NEW COMMON 655058204 0 1000 SH SOLE NONE 0 1000 1000 NUSTAR ENERGY LP UNIT COM COMMON 67058H102 5 100 SH SOLE NONE 0 100 100 NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS COMMON 670699107 113 5209 SH SOLE NONE 0 5209 5209 NUVEEN GLOBAL HIGH INCOME FD SHS COMMON 67075G103 2 147 SH SOLE NONE 0 147 147 ORACLE CORP COM COMMON 68389X105 34 678 SH SOLE NONE 0 678 678 OREXIGEN THERAPEUTICS INC COM NEW COMMON 686164302 3 1000 SH SOLE NONE 0 1000 1000 PJT PARTNERS INC COM CL A COMMON 69343T107 1 17 SH SOLE NONE 0 17 17 PPL CORP COM COMMON 69351T106 13 326 SH SOLE NONE 0 326 326 PTC THERAPEUTICS INC COM COMMON 69366J200 6 350 SH SOLE NONE 0 350 350 PARKER HANNIFIN CORP COM COMMON 701094104 18 112 SH SOLE NONE 0 112 112 PAYCHEX INC COM COMMON 704326107 5 81 SH SOLE NONE 0 81 81 PEMBINA PIPELINE CORP COM COMMON 706327103 28 850 SH SOLE NONE 0 850 850 PEPSICO INC COM COMMON 713448108 5 40 SH SOLE NONE 0 40 40 PEREGRINE PHARMACEUTICALS INC COM NEW COMMON 713661502 0 1 SH SOLE NONE 0 1 1 PHILIP MORRIS INTL INC COM COMMON 718172109 23 200 SH SOLE NONE 0 200 200 PHILLIPS 66 COM COMMON 718546104 42 510 SH SOLE NONE 0 510 510 VIRTUS REAL ESTATE CAPITAL LP CLASS B COMMON 71899R121 316 8 SH SOLE NONE 0 8 8 PIMCO CORPORATE INCOME STRATEG COM COMMON 72200U100 5 300 SH SOLE NONE 0 300 300 PIMCO INCOME STRATEGY FUND II COM COMMON 72201J104 10 1000 SH SOLE NONE 0 1000 1000 PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND COMMON 72201R783 10 100 SH SOLE NONE 0 100 100 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND COMMON 72201R817 61 578 SH SOLE NONE 0 578 578 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND COMMON 72201R833 37 359 SH SOLE NONE 0 359 359 PINNACLE WEST CAP CORP COM COMMON 723484101 26 300 SH SOLE NONE 0 300 300 POMCO ENERGY CORP COM COMMON 731807103 0 500 SH SOLE NONE 0 500 500 POWERSHARES QQQ TRUST, SERIES 1 COMMON 73935A104 28 201 SH SOLE NONE 0 201 201 POWERSHARES AEROSPACE & DEFENSE PORTFOLIO COMMON 73935X690 9 197 SH SOLE NONE 0 197 197 POWERSHARES DYNAMIC LEISURE & ENTERTAINMENT PORTFOLIO COMMON 73935X757 8 200 SH SOLE NONE 0 200 200 POWERSHARES DB AGRICULTURE FUND COMMON 73936B408 11 555 SH SOLE NONE 0 555 555 POWERSHARES CEF INCOME COMPOSITE PORTFOLIO COMMON 73936Q843 24 1000 SH SOLE NONE 0 1000 1000 POWERSHARES PREFERRED PORTFOLIO COMMON 73936T565 3 200 SH SOLE NONE 0 200 200 POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO COMMON 73937B639 8438 193428 SH SOLE NONE 0 193428 193428 PRICE T ROWE GROUP INC COM COMMON 74144T108 5 74 SH SOLE NONE 0 74 74 PROCTER AND GAMBLE CO COM COMMON 742718109 31 350 SH SOLE NONE 0 350 350 PROSPECT CAPITAL CORPORATION COM COMMON 74348T102 71 8700 SH SOLE NONE 0 8700 8700 PUMA BIOTECHNOLOGY INC COM COMMON 74587V107 17 200 SH SOLE NONE 0 200 200 PUTNAM MASTER INTER INCOME TR SH BEN INT COMMON 746909100 4822 1030331 SH SOLE NONE 0 1030331 1030331 QORVO INC COM COMMON 74736K101 6 100 SH SOLE NONE 0 100 100 QUEST DIAGNOSTICS INC COM COMMON 74834L100 11 100 SH SOLE NONE 0 100 100 RASER TECHNOLOGIES INC COM COMMON 754055101 0 100 SH SOLE NONE 0 100 100 REPUBLIC SVCS INC COM COMMON 760759100 9 139 SH SOLE NONE 0 139 139 ROYAL DUTCH SHELL PLC SPON ADR B COMMON 780259107 11 200 SH SOLE NONE 0 200 200 ROYAL DUTCH SHELL PLC SPONS ADR A 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