0001062993-17-000401.txt : 20170127 0001062993-17-000401.hdr.sgml : 20170127 20170127101934 ACCESSION NUMBER: 0001062993-17-000401 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 EFFECTIVENESS DATE: 20170127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 17552035 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 12-31-2016 12-31-2016 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 01-27-2017 0 340 333316 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AFLAC INC COM COMMON 001055102 77 1100 SH SOLE NONE 0 1100 1100 AGNC INVT CORP COM COMMON 00123Q104 73 4050 SH SOLE NONE 0 4050 4050 ALERIAN MLP ETF COMMON 00162Q866 13698 1087158 SH SOLE NONE 0 1087158 1087158 AT&T INC COM COMMON 00206R102 269 6328 SH SOLE NONE 0 6328 6328 ABBOTT LABS COM COMMON 002824100 4 100 SH SOLE NONE 0 100 100 ABBVIE INC COM COMMON 00287Y109 6 100 SH SOLE NONE 0 100 100 ADVANCE AUTO PARTS INC COM COMMON 00751Y106 11 65 SH SOLE NONE 0 65 65 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF COMMON 00768Y727 15895 327268 SH SOLE NONE 0 327268 327268 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN COMMON 01881G106 81 3450 SH SOLE NONE 0 3450 3450 ALPHABET INC CAP STK CL C COMMON 02079K107 20 26 SH SOLE NONE 0 26 26 ALPHABET INC CAP STK CL A COMMON 02079K305 46 58 SH SOLE NONE 0 58 58 ALTRIA GROUP INC COM COMMON 02209S103 47 700 SH SOLE NONE 0 700 700 AMAZON COM INC COM COMMON 023135106 22 29 SH SOLE NONE 0 29 29 AMERICAN ELEC PWR INC COM COMMON 025537101 22 350 SH SOLE NONE 0 350 350 AMERICAN EXPRESS CO COM COMMON 025816109 18 249 SH SOLE NONE 0 249 249 AMERICAN INTL GROUP INC COM NEW COMMON 026874784 1 16 SH SOLE NONE 0 16 16 AMERICAN SOFTWARE INC CL A COMMON 029683109 5 500 SH SOLE NONE 0 500 500 AMERIGAS PARTNERS L P UNIT L P INT COMMON 030975106 58 1200 SH SOLE NONE 0 1200 1200 AMGEN INC COM COMMON 031162100 7 50 SH SOLE NONE 0 50 50 ANNALY CAP MGMT INC COM COMMON 035710409 44 4395 SH SOLE NONE 0 4395 4395 APOLLO INVT CORP COM COMMON 03761U106 29 5000 SH SOLE NONE 0 5000 5000 APPLE INC COM COMMON 037833100 151 1300 SH SOLE NONE 0 1300 1300 ARES CAP CORP COM COMMON 04010L103 26 1600 SH SOLE NONE 0 1600 1600 ARTISAN INTERNATIONAL FUND COMMON 04314H204 214 8340 SH SOLE NONE 0 8340 8340 ASTRAZENECA PLC SPONSORED ADR COMMON 046353108 49 1800 SH SOLE NONE 0 1800 1800 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1832 BOEING CO COM COMMON 097023105 25 159 SH SOLE NONE 0 159 159 BORGWARNER INC COM COMMON 099724106 21 522 SH SOLE NONE 0 522 522 BRISTOL MYERS SQUIBB CO COM COMMON 110122108 35 600 SH SOLE NONE 0 600 600 BROADRIDGE FINL SOLUTIONS INC COM COMMON 11133T103 6 89 SH SOLE NONE 0 89 89 BROCADE COMMUNICATIONS SYS INC COM NEW COMMON 111621306 2 200 SH SOLE NONE 0 200 200 CBIZ INC COM COMMON 124805102 548 40000 SH SOLE NONE 0 40000 40000 CVR REFNG LP COMUNIT REP LT COMMON 12663P107 10 1000 SH SOLE NONE 0 1000 1000 CAPITAL ONE FINL CORP COM COMMON 14040H105 25 292 SH SOLE NONE 0 292 292 CARDINAL HEALTH INC COM COMMON 14149Y108 7 100 SH SOLE NONE 0 100 100 CARNIVAL CORP PAIRED CTF COMMON 143658300 4 69 SH SOLE NONE 0 69 69 CARTER VALIDUS MISSION CRITICA COM COMMON 146282108 10 1000 SH SOLE NONE 0 1000 1000 CHEVRON CORP NEW COM COMMON 166764100 39 335 SH SOLE NONE 0 335 335 CION INVT CORP COM COMMON 17259U105 4 478 SH SOLE NONE 0 478 478 CISCO SYS INC COM COMMON 17275R102 42 1392 SH SOLE NONE 0 1392 1392 CITIGROUP INC COM NEW COMMON 172967424 27 451 SH SOLE NONE 0 451 451 GUGGENHEIM BULLETSHARES 2023 CORPORATE BOND ETF COMMON 18383M241 0 0 SH SOLE NONE 0 0 0 GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF COMMON 18383M266 1247 59428 SH SOLE NONE 0 59428 59428 GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF COMMON 18383M399 10 400 SH SOLE NONE 0 400 400 GUGGENHEIM MULTI-ASSET INCOME ETF COMMON 18383M506 5 250 SH SOLE NONE 0 250 250 GUGGENHEIM BULLETSHARES 2020 CORPORATE BOND ETF COMMON 18383M514 32 1500 SH SOLE NONE 0 1500 1500 GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF COMMON 18383M530 33 1540 SH SOLE NONE 0 1540 1540 GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF COMMON 18383M548 34 1525 SH SOLE NONE 0 1525 1525 CLOVIS ONCOLOGY INC COM COMMON 189464100 9 200 SH SOLE NONE 0 200 200 COCA COLA CO COM COMMON 191216100 64 1551 SH SOLE NONE 0 1551 1551 CONAGRA BRANDS INC COM COMMON 205887102 6 150 SH SOLE NONE 0 150 150 CONOCOPHILLIPS COM COMMON 20825C104 112 2229 SH SOLE NONE 0 2229 2229 CONSOLIDATED EDISON INC COM COMMON 209115104 68 925 SH SOLE NONE 0 925 925 CORENERGY INFRASTRUCTURE TR IN COM NEW COMMON 21870U502 9 260 SH SOLE NONE 0 260 260 CORECIVIC INC COM COMMON 21871N101 12 500 SH SOLE NONE 0 500 500 CORNING INC COM COMMON 219350105 78 3201 SH SOLE NONE 0 3201 3201 CRACKER BARREL OLD CTRY STORE COM COMMON 22410J106 17 100 SH SOLE NONE 0 100 100 CROWN CASTLE INTL CORP NEW COM COMMON 22822V101 1 11 SH SOLE NONE 0 11 11 DB GOLD SHORT EXCHANGE TRADED NOTES COMMON 25154H731 0 3 SH SOLE NONE 0 3 3 DEUTSCHE GLOBAL INFRASTRUCTURE CL S COMMON 25156A809 405 30085 SH SOLE NONE 0 30085 30085 DIAGEO P L C SPON ADR NEW COMMON 25243Q205 10 100 SH SOLE NONE 0 100 100 DIAMOND OFFSHORE DRILLING INC COM COMMON 25271C102 9 500 SH SOLE NONE 0 500 500 DISNEY WALT CO COM DISNEY COMMON 254687106 64 615 SH SOLE NONE 0 615 615 DIVINE INC CL A NEW COMMON 255402406 0 391 SH SOLE NONE 0 391 391 DODGE & COX INCOME FD COM COMMON 256210105 24 1801 SH SOLE NONE 0 1801 1801 DUKE ENERGY CORP NEW COM NEW COMMON 26441C204 36 466 SH SOLE NONE 0 466 466 EATON VANCE CORP COM NON VTG COMMON 278265103 21 500 SH SOLE NONE 0 500 500 EATON VANCE SR INCOME TR SH BEN INT COMMON 27826S103 30 4500 SH SOLE NONE 0 4500 4500 EATON VANCE FLTING RATE INC TR COM COMMON 278279104 30 2000 SH SOLE NONE 0 2000 2000 EATON VANCE LTD DUR INCOME FD COM COMMON 27828H105 11640 848361 SH SOLE NONE 0 848361 848361 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 9352 903591 SH SOLE NONE 0 903591 903591 EATON VANCE TX MNG BY WRT OPP COM COMMON 27828Y108 341 22998 SH SOLE NONE 0 22998 22998 EATON VANCE TXMGD GL BUYWR OPP COM COMMON 27829C105 3 300 SH SOLE NONE 0 300 300 EATON VANCE TAX MNGD GBL DV EQ COM COMMON 27829F108 45 5550 SH SOLE NONE 0 5550 5550 ELFUN DIVERSIFIED FUND COMMON 28627D105 2 116 SH SOLE NONE 0 116 116 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN COMMON 29273R109 15 407 SH SOLE NONE 0 407 407 EXXON MOBIL CORP COM COMMON 30231G102 28 307 SH SOLE NONE 0 307 307 FACEBOOK INC CL A COMMON 30303M102 29 250 SH SOLE NONE 0 250 250 FEDERATED STRATEGIC VALUE CLASS I COMMON 314172560 9 1550 SH SOLE NONE 0 1550 1550 FEDERATED INCOME INST SHARE COMMON 314199100 14 1405 SH SOLE NONE 0 1405 1405 FEDERATED GOVERNMENT ULTRA SHORT DURATION FUND INS COMMON 31420B888 13 1274 SH SOLE NONE 0 1274 1274 FEDERATED ULTRA SHORT BOND INSTL COMMON 31428Q747 20 2178 SH SOLE NONE 0 2178 2178 FEDEX CORP COM COMMON 31428X106 14 76 SH SOLE NONE 0 76 76 FERRELLGAS PARTNERS L.P. UNIT LTD PART COMMON 315293100 8 1250 SH SOLE NONE 0 1250 1250 SPTN TOT MKT IDX ADV COMMON 315911800 493 7635 SH SOLE NONE 0 7635 7635 FIFTH STREET FINANCE CORP COM COMMON 31678A103 19 3500 SH SOLE NONE 0 3500 3500 FIRST EAGLE GLOBAL CLASS I COMMON 32008F606 490 8999 SH SOLE NONE 0 8999 8999 FIRST TRUST DOW JONES INTERNET INDEX FUND COMMON 33733E302 0 1 SH SOLE NONE 0 1 1 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND COMMON 33733E401 0 2 SH SOLE NONE 0 2 2 FIRST TRUST NATURAL GAS ETF COMMON 33733E807 0 3 SH SOLE NONE 0 3 3 FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND COMMON 337345102 0 1 SH SOLE NONE 0 1 1 FIRST TRUST S&P REIT INDEX FUND COMMON 33734G108 45 1968 SH SOLE NONE 0 1968 1968 FIRST TRUST CONSUMER DISCRETIONARY ALPHADEX FUND COMMON 33734X101 0 3 SH SOLE NONE 0 3 3 FIRST TRUST CONSUMER STAPLES ALPHADEX FUND COMMON 33734X119 2 38 SH SOLE NONE 0 38 38 FIRST TRUST ENERGY ALPHADEX FUND COMMON 33734X127 0 8 SH SOLE NONE 0 8 8 FIRST TRUST FINANCIALS ALPHADEX FUND COMMON 33734X135 0 4 SH SOLE NONE 0 4 4 FIRST TRUST TECHNOLOGY ALPHADEX FUND COMMON 33734X176 0 2 SH SOLE NONE 0 2 2 FIRST TRUST UTILITIES ALPHADEX FUND COMMON 33734X184 15 563 SH SOLE NONE 0 563 563 FIRST TRUST GLOBAL WIND ENERGY ETF COMMON 33736G106 0 6 SH SOLE NONE 0 6 6 FIRST TRUST NASDAQ ABA COMMUNITY BANK INDEX FUND COMMON 33736Q104 0 1 SH SOLE NONE 0 1 1 FIRST TRUST TACTICAL HIGH YIELD ETF COMMON 33738D408 8186 169736 SH SOLE NONE 0 169736 169736 FITBIT INC CL A COMMON 33812L102 0 65 SH SOLE NONE 0 65 65 FLEXSHARES QUALITY DIVIDEND INDEX FUND COMMON 33939L860 58 1473 SH SOLE NONE 0 1473 1473 FLOWERS FOODS INC COM COMMON 343498101 34 1722 SH SOLE NONE 0 1722 1722 FORD MTR CO DEL COM PAR $0.01 COMMON 345370860 16 1287 SH SOLE NONE 0 1287 1287 FREEPORT-MCMORAN INC CL B COMMON 35671D857 13 1000 SH SOLE NONE 0 1000 1000 GENERAL DYNAMICS CORP COM COMMON 369550108 7 41 SH SOLE NONE 0 41 41 GENERAL ELECTRIC CO COM COMMON 369604103 223 7057 SH SOLE NONE 0 7057 7057 GENTEX CORP COM COMMON 371901109 6 305 SH SOLE NONE 0 305 305 GENUINE PARTS CO COM COMMON 372460105 6 64 SH SOLE NONE 0 64 64 GLADSTONE CAPITAL CORP COM COMMON 376535100 14 1500 SH SOLE NONE 0 1500 1500 GLOBAL X MLP ETF COMMON 37950E473 1 81 SH SOLE NONE 0 81 81 GLOBAL X MSCI NORWAY ETF COMMON 37950E747 6 531 SH SOLE NONE 0 531 531 GOLDCORP INC NEW COM COMMON 380956409 34 2500 SH SOLE NONE 0 2500 2500 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF COMMON 381430503 35 779 SH SOLE NONE 0 779 779 GOPRO INC CL A COMMON 38268T103 1 65 SH SOLE NONE 0 65 65 GREAT PLAINS ENERGY INC COM COMMON 391164100 11 409 SH SOLE NONE 0 409 409 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT COMMON 40222T104 0 805 SH SOLE NONE 0 805 805 HMS INCOME FD INC COM COMMON 40427D102 10 1200 SH SOLE NONE 0 1200 1200 HASBRO INC COM COMMON 418056107 39 500 SH SOLE NONE 0 500 500 HENDERSON EUROPEAN FOCUS FUND CL I COMMON 425067642 215 7115 SH SOLE NONE 0 7115 7115 HOLLY ENERGY PARTNERS L P COM UT LTD PTN COMMON 435763107 10 300 SH SOLE NONE 0 300 300 HOLLYFRONTIER CORP COM COMMON 436106108 13 406 SH SOLE NONE 0 406 406 HOME DEPOT INC COM COMMON 437076102 223 1660 SH SOLE NONE 0 1660 1660 HONEYWELL INTL INC COM COMMON 438516106 22 191 SH SOLE NONE 0 191 191 ILLINOIS TOOL WKS INC COM COMMON 452308109 12 100 SH SOLE NONE 0 100 100 INGREDION INC COM COMMON 457187102 12 93 SH SOLE NONE 0 93 93 INOVIO PHARMACEUTICALS INC COM NEW COMMON 45773H201 17 2500 SH SOLE NONE 0 2500 2500 INTEL CORP COM COMMON 458140100 19 513 SH SOLE NONE 0 513 513 INTERCEPT PHARMACEUTICALS INC COM COMMON 45845P108 11 100 SH SOLE NONE 0 100 100 INTL PAPER CO COM COMMON 460146103 12 229 SH SOLE NONE 0 229 229 INTERPUBLIC GROUP COS INC COM COMMON 460690100 4 174 SH SOLE NONE 0 174 174 ISHARES MSCI AUSTRALIA ETF COMMON 464286103 9 451 SH SOLE NONE 0 451 451 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF COMMON 464286533 5272 107794 SH SOLE NONE 0 107794 107794 ISHARES SELECT DIVIDEND ETF COMMON 464287168 12757 144037 SH SOLE NONE 0 144037 144037 ISHARES CORE S&P 500 ETF COMMON 464287200 62 274 SH SOLE NONE 0 274 274 ISHARES CORE U.S. AGGREGATE BOND ETF COMMON 464287226 37016 342555 SH SOLE NONE 0 342555 342555 ISHARES CORE U.S. AGGREGATE BOND ETF COMMON 464287226 252 2329 SH SOLE NONE 0 2329 2329 ISHARES CORE U.S. AGGREGATE BOND ETF COMMON 464287226 10954 101373 SH SOLE NONE 0 101373 101373 ISHARES CORE U.S. AGGREGATE BOND ETF COMMON 464287226 88 815 SH SOLE NONE 0 815 815 ISHARES CORE U.S. AGGREGATE BOND ETF COMMON 464287226 6606 61130 SH SOLE NONE 0 61130 61130 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF COMMON 464287242 10088 86091 SH SOLE NONE 0 86091 86091 ISHARES RUSSELL MID-CAP VALUE ETF COMMON 464287473 150 1862 SH SOLE NONE 0 1862 1862 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND COMMON 464287556 8 32 SH SOLE NONE 0 32 32 ISHARES U.S. REAL ESTATE ETF COMMON 464287739 9165 119120 SH SOLE NONE 0 119120 119120 ISHARES U.S. FINANCIAL SERVICES ETF COMMON 464287770 10 91 SH SOLE NONE 0 91 91 ISHARES S&P SMALL-CAP FUND COMMON 464287804 17 122 SH SOLE NONE 0 122 122 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF COMMON 464288158 154 1466 SH SOLE NONE 0 1466 1466 ISHARES NATIONAL MUNI BOND ETF COMMON 464288414 7427 68658 SH SOLE NONE 0 68658 68658 ISHARES INTERNATIONAL SELECT DIVIDEND ETF COMMON 464288448 9 301 SH SOLE NONE 0 301 301 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF COMMON 464288513 587 6779 SH SOLE NONE 0 6779 6779 ISHARES 1-3 YEAR CREDIT BOND ETF COMMON 464288646 18 175 SH SOLE NONE 0 175 175 ISHARES U.S. PREFERRED STOCK ETF COMMON 464288687 794 21340 SH SOLE NONE 0 21340 21340 ISHARES U.S. PREFERRED STOCK ETF COMMON 464288687 479 12870 SH SOLE NONE 0 12870 12870 ISHARES U.S. HEALTHCARE PROVIDERS ETF COMMON 464288828 12 92 SH SOLE NONE 0 92 92 ISHARES MSCI EAFE VALUE ETF COMMON 464288877 33 708 SH SOLE NONE 0 708 708 ISHARES MSCI EAFE GROWTH ETF COMMON 464288885 16 247 SH SOLE NONE 0 247 247 ISHARES SILVER TRUST COMMON 46428Q109 0 1 SH SOLE NONE 0 1 1 ISHARES CORE HIGH DIVIDEND ETF COMMON 46429B663 1 12 SH SOLE NONE 0 12 12 ISHARES EDGE MSCI MIN VOL EAFE ETF COMMON 46429B689 9184 150016 SH SOLE NONE 0 150016 150016 ISHARES EDGE MSCI MIN VOL USA ETF COMMON 46429B697 9747 215554 SH SOLE NONE 0 215554 215554 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF COMMON 46431W846 27 272 SH SOLE NONE 0 272 272 ISHARES FACTORSELECT MSCI GLOBAL ETF COMMON 46434V316 1 41 SH SOLE NONE 0 41 41 ISHARES CURRENCY HEDGED MSCI JAPAN ETF COMMON 46434V886 9 329 SH SOLE NONE 0 329 329 ISHARES MORTGAGE REAL ESTATE CAPPED ETF COMMON 46435G342 11042 262529 SH SOLE NONE 0 262529 262529 JPMORGAN CHASE & CO COM COMMON 46625H100 32 373 SH SOLE NONE 0 373 373 JOHNSON & JOHNSON COM COMMON 478160104 57 492 SH SOLE NONE 0 492 492 JUNO THERAPEUTICS INC COM COMMON 48205A109 8 400 SH SOLE NONE 0 400 400 KIMBERLY CLARK CORP COM COMMON 494368103 34 300 SH SOLE NONE 0 300 300 LAMB WESTON HLDGS INC COM COMMON 513272104 2 49 SH SOLE NONE 0 49 49 LAS VEGAS SANDS CORP COM COMMON 517834107 1 25 SH SOLE NONE 0 25 25 LINCOLN 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ROYAL DUTCH SHELL PLC SPONS ADR A COMMON 780259206 15 283 SH SOLE NONE 0 283 283 ROYAL DUTCH SHELL PLC SPONS ADR A COMMON 780259206 27 500 SH SOLE NONE 0 500 500 GUGGENHEIM S&P 500 PURE GROWTH ETF COMMON 78355W403 2 29 SH SOLE NONE 0 29 29 SPDR S&P 500 ETF COMMON 78462F103 37 167 SH SOLE NONE 0 167 167 SPDR MORGAN STANLEY TECHNOLOGY ETF COMMON 78464A102 40 669 SH SOLE NONE 0 669 669 SPDR BLOOMBERG BARCLAYS INTERMEDIATE TERM CORPORATE BOND ETF COMMON 78464A375 16234 478729 SH SOLE NONE 0 478729 478729 SPDR BLOOMBERG BARCLAYS SHORT TERM CORPORATE BOND ETF COMMON 78464A474 8094 265109 SH SOLE NONE 0 265109 265109 SPDR S&P TRANSPORTATION ETF COMMON 78464A532 8 146 SH SOLE NONE 0 146 146 SPDR S&P REGIONAL BANKING ETF COMMON 78464A698 1 17 SH SOLE NONE 0 17 17 SPDR S&P RETAIL ETF COMMON 78464A714 2 35 SH SOLE NONE 0 35 35 SPDR S&P DIVIDEND ETF COMMON 78464A763 62 728 SH SOLE NONE 0 728 728 SPDR S&P CAPITAL MARKETS ETF COMMON 78464A771 8 169 SH SOLE NONE 0 169 169 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF COMMON 78467V608 553 11653 SH SOLE NONE 0 11653 11653 SPDR DOW JONES INDUSTRIAL AVERAGE ETF COMMON 78467X109 3 14 SH SOLE NONE 0 14 14 SPDR S&P MIDCAP 400 ETF COMMON 78467Y107 1 4 SH SOLE NONE 0 4 4 SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETF COMMON 78468R408 37 1336 SH SOLE NONE 0 1336 1336 SCHWAB U.S. REIT ETF COMMON 808524847 8 194 SH SOLE NONE 0 194 194 CONSUMER STAPLES SELECT SECTOR SPDR FUND COMMON 81369Y308 11 222 SH SOLE NONE 0 222 222 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND COMMON 81369Y407 1 14 SH SOLE NONE 0 14 14 FINANCIAL SELECT SECTOR SPDR FUND COMMON 81369Y605 1 39 SH SOLE NONE 0 39 39 TECHNOLOGY SELECT SECTOR SPDR FUND COMMON 81369Y803 1 20 SH SOLE NONE 0 20 20 SONY CORP ADR NEW COMMON 835699307 1 47 SH SOLE NONE 0 47 47 SOUTHERN CO COM COMMON 842587107 10 200 SH SOLE NONE 0 200 200 SOUTH32 LTD SPONSORED ADR COMMON 84473L105 1 120 SH SOLE NONE 0 120 120 STANLEY BLACK & DECKER INC COM COMMON 854502101 6 52 SH SOLE NONE 0 52 52 STARBUCKS CORP COM COMMON 855244109 50 900 SH SOLE NONE 0 900 900 STARWOOD PPTY TR INC COM COMMON 85571B105 33 1500 SH SOLE NONE 0 1500 1500 STATE STR CORP COM COMMON 857477103 18 236 SH SOLE NONE 0 236 236 STMICROELECTRONICS N V NY REGISTRY COMMON 861012102 9 750 SH SOLE NONE 0 750 750 STRYKER CORP COM COMMON 863667101 12 96 SH SOLE NONE 0 96 96 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN COMMON 864482104 72 2400 SH SOLE NONE 0 2400 2400 ELEMENTS ROGERS INTL COMMODITY INDEX - METALS TOTAL RETURN ETN COMMON 870297405 0 3 SH SOLE NONE 0 3 3 SYSCO CORP COM COMMON 871829107 6 100 SH SOLE NONE 0 100 100 TC PIPELINES LP UT COM LTD PRT COMMON 87233Q108 6 100 SH SOLE NONE 0 100 100 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR COMMON 874039100 14 480 SH SOLE NONE 0 480 480 TARGET CORP COM COMMON 87612E106 5 64 SH SOLE NONE 0 64 64 TELSTRA CORP LTD SPON ADR FINAL COMMON 87969N204 1 49 SH SOLE NONE 0 49 49 TESLA MTRS INC COM COMMON 88160R101 16 75 SH SOLE NONE 0 75 75 TEVA PHARMACEUTICAL INDS LTD ADR COMMON 881624209 4 100 SH SOLE NONE 0 100 100 TMST INC COM COMMON 885218800 0 23 SH SOLE NONE 0 23 23 3M CO COM COMMON 88579Y101 18 100 SH SOLE NONE 0 100 100 TIMOTHY PLAN LARGE MID CAP VALUE FUND CLASS C COMMON 887432805 11 780 SH SOLE NONE 0 780 780 TIMOTHY PLAN FIXED INCOME C COMMON 887432862 11 1139 SH SOLE NONE 0 1139 1139 TRACTOR SUPPLY CO COM COMMON 892356106 11 148 SH SOLE NONE 0 148 148 TRADER CLASSIFIED MEDIA N V NY REGSTR CL A COMMON 89254T102 0 100 SH SOLE NONE 0 100 100 TRANSMONTAIGNE PARTNERS L P COM UNIT L P COMMON 89376V100 49 1100 SH SOLE NONE 0 1100 1100 PERFORMANCE TRUST TOTAL RETURN BOND COMMON 89833W394 72 3237 SH SOLE NONE 0 3237 3237 UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN COMMON 902641646 29 1029 SH SOLE NONE 0 1029 1029 US BANCORP DEL COM NEW COMMON 902973304 25 488 SH SOLE NONE 0 488 488 UNILEVER PLC SPON ADR NEW COMMON 904767704 6 150 SH SOLE NONE 0 150 150 UNITED CANNABIS CORP COM COMMON 909747107 2 1000 SH SOLE NONE 0 1000 1000 UNITED TECHNOLOGIES CORP COM COMMON 913017109 18 160 SH SOLE NONE 0 160 160 V F CORP COM COMMON 918204108 3 59 SH SOLE NONE 0 59 59 V F CORP COM COMMON 918204108 17 322 SH SOLE NONE 0 322 322 VALEANT PHARMACEUTICALS INTL I COM COMMON 91911K102 10 700 SH SOLE NONE 0 700 700 VALERO ENERGY CORP NEW COM COMMON 91913Y100 12 175 SH SOLE NONE 0 175 175 VAN ECK INTERNATIONAL INVESTORS GOLD A COMMON 921075503 4 448 SH SOLE NONE 0 448 448 VAN ECK MERK GOLD TRUST COMMON 921078101 4 386 SH SOLE NONE 0 386 386 VANECK VECTORS HIGH-YIELD MUNICIPAL INDEX ETF COMMON 92189F361 2 64 SH SOLE NONE 0 64 64 VANECK VECTORS MORTGAGE REIT INCOME ETF COMMON 92189F452 82 3750 SH SOLE NONE 0 3750 3750 VANGUARD CA INTERM TERM TAX EXEMPT ADMIRAL SHR COMMON 922021407 0 1 SH SOLE NONE 0 1 1 VANGUARD FIXED INCOME SECS FD INFL PROT SECS COMMON 922031869 11 860 SH SOLE NONE 0 860 860 VANGUARD TOTAL WORLD STOCK INDEX FUND COMMON 922042742 1494 24499 SH SOLE NONE 0 24499 24499 VANGUARD FTSE ALL-WORLD EX US INDEX FUND COMMON 922042775 2 44 SH SOLE NONE 0 44 44 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF COMMON 92206C870 82 956 SH SOLE NONE 0 956 956 VECTOR GROUP LTD COM COMMON 92240M108 25 1102 SH SOLE NONE 0 1102 1102 VANGUARD S&P 500 ETF COMMON 922908363 0 1 SH SOLE NONE 0 1 1 VERIZON COMMUNICATIONS INC COM COMMON 92343V104 79 1480 SH SOLE NONE 0 1480 1480 VIRTUS NEWFLEET DYNAMIC CREDIT ETF COMMON 92790A207 4 145 SH SOLE NONE 0 145 145 VODAFONE GROUP PLC NEW SPNSR ADR COMMON 92857W308 2 76 SH SOLE NONE 0 76 76 VOYA EMERGING MKTS HIGH DIVID COM COMMON 92912P108 0 2 SH SOLE NONE 0 2 2 VOYA GLBL EQTY DIV & PREM OPP COM COMMON 92912T100 8695 1282522 SH SOLE NONE 0 1282522 1282522 WAL-MART STORES INC COM COMMON 931142103 7 100 SH SOLE NONE 0 100 100 WASTE MGMT INC DEL COM COMMON 94106L109 35 500 SH SOLE NONE 0 500 500 WESTERN ASSET HIGH INCM OPP FD COM COMMON 95766K109 0 1 SH SOLE NONE 0 1 1 WESTERN DIGITAL CORP COM COMMON 958102105 16 230 SH SOLE NONE 0 230 230 WESTERN REFNG INC COM COMMON 959319104 11 303 SH SOLE NONE 0 303 303 WESTROCK CO COM COMMON 96145D105 0 4 SH SOLE NONE 0 4 4 WISDOMTREE LARGECAP DIVIDEND FUND COMMON 97717W307 26 326 SH SOLE NONE 0 326 326 WISDOMTREE LARGECAP VALUE FUND COMMON 97717W547 28 410 SH SOLE NONE 0 410 410 WISDOMTREE SMALLCAP EARNINGS FUND COMMON 97717W562 100 1029 SH SOLE NONE 0 1029 1029 WISDOMTREE SMALLCAP DIVIDEND FUND COMMON 97717W604 99 1195 SH SOLE NONE 0 1195 1195 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND COMMON 97717W760 82 1365 SH SOLE NONE 0 1365 1365 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND COMMON 97717X594 9 353 SH SOLE NONE 0 353 353 WISDOMTREE EUROPE HEDGED EQUITY FUND COMMON 97717X701 46 799 SH SOLE NONE 0 799 799 XCEL ENERGY INC COM COMMON 98389B100 11 274 SH SOLE NONE 0 274 274 AMBARELLA INC SHS COMMON G037AX101 3 50 SH SOLE NONE 0 50 50 COCA COLA EUROPEAN PARTNERS P SHS COMMON G25839104 2 50 SH SOLE NONE 0 50 50 ENSCO PLC SHS CLASS A COMMON G3157S106 11 1092 SH SOLE NONE 0 1092 1092 CHUBB LIMITED COM COMMON H1467J104 22 163 SH SOLE NONE 0 163 163 TRANSOCEAN LTD REG SHS COMMON H8817H100 7 500 SH SOLE NONE 0 500 500 MOBILEYE N V AMSTELVEEN ORD SHS COMMON N51488117 6 150 SH SOLE NONE 0 150 150 CAPITAL PRODUCT PARTNERS L P COM UNIT LP COMMON Y11082107 8 2400 SH SOLE NONE 0 2400 2400 NAVIOS MARITIME PARTNERS L P UNIT LPI COMMON Y62267102 23 16650 SH SOLE NONE 0 16650 16650