0001062993-16-011790.txt : 20161019 0001062993-16-011790.hdr.sgml : 20161019 20161019091652 ACCESSION NUMBER: 0001062993-16-011790 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161019 DATE AS OF CHANGE: 20161019 EFFECTIVENESS DATE: 20161019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 161941949 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 09-30-2016 09-30-2016 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 10-18-2016 0 395 258146 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM COMMON 88579Y101 18 100 SH SOLE NONE 0 100 100 ABBOTT LABS COM COMMON 002824100 4 100 SH SOLE NONE 0 100 100 ABBVIE INC COM COMMON 00287Y109 6 100 SH SOLE NONE 0 100 100 ACACIA RESH CORP ACACIA TCH COM COMMON 003881307 7 1136 SH SOLE NONE 0 1136 1136 ACTRON INC COM COMMON 005080106 0 800 SH SOLE NONE 0 800 800 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF COMMON 00768Y727 14562 297615 SH SOLE NONE 0 297615 297615 AFLAC INC COM COMMON 001055102 79 1100 SH SOLE NONE 0 1100 1100 AGNC INVT CORP COM COMMON 00123Q104 79 4050 SH SOLE NONE 0 4050 4050 ALERIAN MLP ETF COMMON 00162Q866 13085 1031165 SH SOLE NONE 0 1031165 1031165 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN COMMON 01881G106 101 4450 SH SOLE NONE 0 4450 4450 ALLIANZGI CONV & INCOME FD COM COMMON 018828103 0 6 SH SOLE NONE 0 6 6 ALPHABET INC CAP STK CL A COMMON 02079K305 51 63 SH SOLE NONE 0 63 63 ALPHABET INC CAP STK CL C COMMON 02079K107 20 26 SH SOLE NONE 0 26 26 ALTRIA GROUP INC COM COMMON 02209S103 44 700 SH SOLE NONE 0 700 700 AMAZON COM INC COM COMMON 023135106 24 29 SH SOLE NONE 0 29 29 AMBARELLA INC SHS COMMON G037AX101 4 50 SH SOLE NONE 0 50 50 AMERICAN ELEC PWR INC COM COMMON 025537101 83 1300 SH SOLE NONE 0 1300 1300 AMERICAN EXPRESS CO COM COMMON 025816109 14 219 SH SOLE NONE 0 219 219 AMERICAN INTL GROUP INC COM NEW COMMON 026874784 3 49 SH SOLE NONE 0 49 49 AMERICAN SOFTWARE INC CL A COMMON 029683109 6 500 SH SOLE NONE 0 500 500 AMERIGAS PARTNERS L P UNIT L P INT COMMON 030975106 59 1300 SH SOLE NONE 0 1300 1300 AMERIPRISE FINL INC COM COMMON 03076C106 20 200 SH SOLE NONE 0 200 200 AMGEN INC COM COMMON 031162100 8 50 SH SOLE NONE 0 50 50 ANNALY CAP MGMT INC COM COMMON 035710409 52 4959 SH SOLE NONE 0 4959 4959 AON PLC SHS CL A COMMON G0408V102 23 202 SH SOLE NONE 0 202 202 APOLLO INVT CORP COM 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1801 DOW CHEM CO COM COMMON 260543103 16 300 SH SOLE NONE 0 300 300 DUKE ENERGY CORP NEW COM NEW COMMON 26441C204 37 466 SH SOLE NONE 0 466 466 EATON VANCE ENH EQTY INC FD II COM COMMON 278277108 7 500 SH SOLE NONE 0 500 500 EATON VANCE FLTING RATE INC TR COM COMMON 278279104 28 2000 SH SOLE NONE 0 2000 2000 EATON VANCE LTD DUR INCOME FD COM COMMON 27828H105 11405 831840 SH SOLE NONE 0 831840 831840 EATON VANCE RISK MNGD DIV EQTY COM COMMON 27829G106 5 500 SH SOLE NONE 0 500 500 EATON VANCE SR INCOME TR SH BEN INT COMMON 27826S103 29 4500 SH SOLE NONE 0 4500 4500 EATON VANCE TAX MNGD GBL DV EQ COM COMMON 27829F108 44 5050 SH SOLE NONE 0 5050 5050 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 8550 798340 SH SOLE NONE 0 798340 798340 EATON VANCE TX MNG BY WRT OPP COM COMMON 27828Y108 357 23626 SH SOLE NONE 0 23626 23626 EATON VANCE TXMGD GL BUYWR OPP COM COMMON 27829C105 6 550 SH SOLE NONE 0 550 550 ELFUN DIVERSIFIED FUND COMMON 28627D105 2 116 SH SOLE NONE 0 116 116 ELFUN INCOME 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UNIT LTD PART COMMON 315293100 15 1250 SH SOLE NONE 0 1250 1250 FIDELITY ADVISOR MATERIALS FUND CLASS A COMMON 316390327 10 140 SH SOLE NONE 0 140 140 FIFTH STREET FINANCE CORP COM COMMON 31678A103 23 4000 SH SOLE NONE 0 4000 4000 FIREEYE INC COM COMMON 31816Q101 12 800 SH SOLE NONE 0 800 800 FIRST EAGLE GLOBAL CLASS I COMMON 32008F606 516 8999 SH SOLE NONE 0 8999 8999 FIRST EQUITIES CORP COM COMMON 32008A102 0 13 SH SOLE NONE 0 13 13 FIRST TRUST CONSUMER STAPLES ALPHADEX FUND COMMON 33734X119 5 100 SH SOLE NONE 0 100 100 FIRST TRUST S&P REIT INDEX FUND COMMON 33734G108 48 1968 SH SOLE NONE 0 1968 1968 FIRST TRUST TACTICAL HIGH YIELD ETF COMMON 33738D408 7838 161144 SH SOLE NONE 0 161144 161144 FIRST TRUST UTILITIES ALPHADEX FUND COMMON 33734X184 14 558 SH SOLE NONE 0 558 558 FITBIT INC CL A COMMON 33812L102 1 65 SH SOLE NONE 0 65 65 FLEXSHARES QUALITY DIVIDEND INDEX FUND COMMON 33939L860 56 1473 SH SOLE NONE 0 1473 1473 FLOWERS FOODS INC COM COMMON 343498101 15 1012 SH SOLE NONE 0 1012 1012 FORD MTR CO DEL COM PAR $0.01 COMMON 345370860 17 1385 SH SOLE NONE 0 1385 1385 FREEPORT-MCMORAN INC CL B COMMON 35671D857 12 1115 SH SOLE NONE 0 1115 1115 FS INVT CORP COM COMMON 302635107 5 500 SH SOLE NONE 0 500 500 GASLOG LTD SHS COMMON G37585109 0 7 SH SOLE NONE 0 7 7 GENERAL COMMUNICATION INC CL A COMMON 369385109 1 39 SH SOLE NONE 0 39 39 GENERAL DYNAMICS CORP COM COMMON 369550108 6 41 SH SOLE NONE 0 41 41 GENERAL ELECTRIC CO COM COMMON 369604103 240 8088 SH SOLE NONE 0 8088 8088 GENERAL MLS INC COM COMMON 370334104 57 900 SH SOLE NONE 0 900 900 GENTEX CORP COM COMMON 371901109 26 1505 SH SOLE NONE 0 1505 1505 GENUINE PARTS CO COM COMMON 372460105 6 64 SH SOLE NONE 0 64 64 GLADSTONE CAPITAL CORP COM COMMON 376535100 11 1400 SH SOLE NONE 0 1400 1400 GLOBAL X MSCI NORWAY ETF COMMON 37950E747 6 531 SH SOLE NONE 0 531 531 GOLDCORP INC NEW COM COMMON 380956409 41 2500 SH SOLE NONE 0 2500 2500 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF COMMON 381430503 34 779 SH SOLE NONE 0 779 779 GOPRO INC CL A COMMON 38268T103 1 65 SH SOLE NONE 0 65 65 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF COMMON 18383M555 221 10000 SH SOLE NONE 0 10000 10000 GUGGENHEIM BULLETSHARES 2016 HIGH YIELD CORPORATE BOND ETF COMMON 18383M415 243 9400 SH SOLE NONE 0 9400 9400 GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF COMMON 18383M548 148 6525 SH SOLE NONE 0 6525 6525 GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF COMMON 18383M399 269 10400 SH SOLE NONE 0 10400 10400 GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF COMMON 18383M530 33 1540 SH SOLE NONE 0 1540 1540 GUGGENHEIM BULLETSHARES 2020 CORPORATE BOND ETF COMMON 18383M514 337 15525 SH SOLE NONE 0 15525 15525 GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF COMMON 18383M266 1572 72789 SH SOLE NONE 0 72789 72789 GUGGENHEIM MULTI-ASSET INCOME ETF COMMON 18383M506 5 250 SH SOLE NONE 0 250 250 GUGGENHEIM S&P 500 PURE GROWTH ETF COMMON 78355W403 3 37 SH SOLE NONE 0 37 37 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT COMMON 40222T104 0 805 SH SOLE NONE 0 805 805 HANCOCK JOHN INVS TR COM COMMON 410142103 3 200 SH SOLE NONE 0 200 200 HASBRO INC COM COMMON 418056107 63 800 SH SOLE NONE 0 800 800 HENDERSON EUROPEAN FOCUS FUND CL I COMMON 425067642 227 7115 SH SOLE NONE 0 7115 7115 HILL ROM HLDGS INC COM COMMON 431475102 50 810 SH SOLE NONE 0 810 810 HMS INCOME FD INC COM COMMON 40427D102 9 1200 SH SOLE NONE 0 1200 1200 HOLLY ENERGY PARTNERS L P COM UT LTD PTN COMMON 435763107 10 300 SH SOLE NONE 0 300 300 HOME DEPOT INC COM COMMON 437076102 214 1660 SH SOLE NONE 0 1660 1660 HONDA MOTOR LTD AMERN SHS COMMON 438128308 17 594 SH SOLE NONE 0 594 594 HONEYWELL INTL INC COM COMMON 438516106 48 408 SH SOLE NONE 0 408 408 HUGHES CAPITAL CORP COM COMMON 444394100 0 200 SH SOLE NONE 0 200 200 ILLINOIS TOOL WKS INC COM COMMON 452308109 12 100 SH SOLE NONE 0 100 100 ILLUMINA INC COM COMMON 452327109 109 600 SH SOLE NONE 0 600 600 IMN EQUITIES INC COMMON 44969F103 0 12 SH SOLE NONE 0 12 12 INOVIO 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SH SOLE NONE 0 559 559 MARATHON OIL CORP COM COMMON 565849106 16 1000 SH SOLE NONE 0 1000 1000 MARATHON PETE CORP COM COMMON 56585A102 20 500 SH SOLE NONE 0 500 500 MARSH & MCLENNAN COS INC COM COMMON 571748102 7 106 SH SOLE NONE 0 106 106 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT COMMON 573331105 72 3600 SH SOLE NONE 0 3600 3600 MASSACHUSETTS INVS TRUST CLASS A COMMON 575736103 9 308 SH SOLE NONE 0 308 308 MATTEL INC COM COMMON 577081102 30 1000 SH SOLE NONE 0 1000 1000 MCKESSON CORP COM COMMON 58155Q103 17 100 SH SOLE NONE 0 100 100 MEDIVATION INC COM TENDERED FROM 58501N101 COMMON 0585TND72 16 200 SH SOLE NONE 0 200 200 MEDLEY CAP CORP COM COMMON 58503F106 11 1500 SH SOLE NONE 0 1500 1500 MEDTRONIC PLC SHS COMMON G5960L103 6 75 SH SOLE NONE 0 75 75 MERCK & CO INC COM COMMON 58933Y105 44 705 SH SOLE NONE 0 705 705 MFS INTER INCOME TR SH BEN INT COMMON 55273C107 4 957 SH SOLE NONE 0 957 957 MICROSOFT CORP COM COMMON 594918104 34 584 SH SOLE NONE 0 584 584 MIDWEST LODGING PPTYS INC COM 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YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND COMMON 72201R783 87 873 SH SOLE NONE 0 873 873 PIMCO CORPORATE INCOME STRATEG COM COMMON 72200U100 46 3014 SH SOLE NONE 0 3014 3014 PIMCO INCOME STRATEGY FUND II COM COMMON 72201J104 10 1000 SH SOLE NONE 0 1000 1000 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND COMMON 72201R817 46 427 SH SOLE NONE 0 427 427 PINNACLE WEST CAP CORP COM COMMON 723484101 53 700 SH SOLE NONE 0 700 700 PNC FINL SVCS GROUP INC COM COMMON 693475105 20 226 SH SOLE NONE 0 226 226 POMCO ENERGY CORP COM COMMON 731807103 0 500 SH SOLE NONE 0 500 500 POWERSHARES AEROSPACE & DEFENSE PORTFOLIO COMMON 73935X690 8 209 SH SOLE NONE 0 209 209 POWERSHARES CEF INCOME COMPOSITE PORTFOLIO COMMON 73936Q843 294 12903 SH SOLE NONE 0 12903 12903 POWERSHARES DYNAMIC LEISURE & ENTERTAINMENT PORTFOLIO COMMON 73935X757 7 200 SH SOLE NONE 0 200 200 POWERSHARES EUROPE CURRENCY HEDGED LOW VOLATILITY PORTFOLIO COMMON 73937B514 24 988 SH SOLE NONE 0 988 988 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PORTFOLIO COMMON 73936Q769 8 363 SH SOLE NONE 0 363 363 PPL CORP COM COMMON 69351T106 10 275 SH SOLE NONE 0 275 275 PRICE T ROWE GROUP INC COM COMMON 74144T108 25 374 SH SOLE NONE 0 374 374 PROCTER AND GAMBLE CO COM COMMON 742718109 108 1199 SH SOLE NONE 0 1199 1199 PROFESSIONALLY MANAGED PTFL OSTER STR INCM COMMON 742935489 68 6122 SH SOLE NONE 0 6122 6122 PROSHARES S&P 500 ARISTOCRATS ETF COMMON 74348A467 4 76 SH SOLE NONE 0 76 76 PROSPECT CAPITAL CORPORATION COM COMMON 74348T102 97 12000 SH SOLE NONE 0 12000 12000 PTC THERAPEUTICS INC COM COMMON 69366J200 5 350 SH SOLE NONE 0 350 350 PUBLIC SVC ENTERPRISE GROUP COM COMMON 744573106 38 900 SH SOLE NONE 0 900 900 PUMA BIOTECHNOLOGY INC COM COMMON 74587V107 13 200 SH SOLE NONE 0 200 200 PUTNAM MASTER INTER INCOME TR SH BEN INT COMMON 746909100 7282 1647543 SH SOLE NONE 0 1647543 1647543 QUALCOMM INC COM COMMON 747525103 1 8 SH SOLE NONE 0 8 8 QUEST DIAGNOSTICS INC COM COMMON 74834L100 8 100 SH SOLE NONE 0 100 100 RASER TECHNOLOGIES INC COM COMMON 754055101 0 100 SH SOLE NONE 0 100 100 REPUBLIC SVCS INC COM COMMON 760759100 7 139 SH SOLE NONE 0 139 139 REYNOLDS AMERICAN INC COM COMMON 761713106 19 400 SH SOLE NONE 0 400 400 RIVERFRONT STRATEGIC INCOME FUND COMMON 00162Q783 61 2404 SH SOLE NONE 0 2404 2404 ROYAL DUTCH SHELL PLC SPON ADR B COMMON 780259107 16 306 SH SOLE NONE 0 306 306 ROYAL DUTCH SHELL PLC SPONS ADR A COMMON 780259206 40 789 SH SOLE NONE 0 789 789 SALIENT MF TR SALIE MP&EGY I COMMON 79471L602 10879 1206091 SH SOLE NONE 0 1206091 1206091 SCHWAB U.S. REIT ETF COMMON 808524847 8 194 SH SOLE NONE 0 194 194 SILVER BUCKLE MINES INC COM COMMON 827453101 0 250 SH SOLE NONE 0 250 250 SMUCKER J M CO COM NEW COMMON 832696405 27 200 SH SOLE NONE 0 200 200 SOUTH32 LTD SPONSORED ADR COMMON 84473L105 1 120 SH SOLE NONE 0 120 120 SOUTHERN CO COM COMMON 842587107 11 212 SH SOLE NONE 0 212 212 SPDR BARCLAYS INTERMEDIATE TERM CORPORATE BOND ETF COMMON 78464A375 14680 420498 SH SOLE NONE 0 420498 420498 SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF COMMON 78464A474 7611 247347 SH SOLE NONE 0 247347 247347 SPDR BARCLAYS SHORT TERM HIGH YIELD BOND ETF COMMON 78468R408 47 1705 SH SOLE NONE 0 1705 1705 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF COMMON 78467V608 568 12007 SH SOLE NONE 0 12007 12007 SPDR BOFA MERRILL LYNCH CROSSOVER CORPORATE BOND ETF COMMON 78468R606 297 11135 SH SOLE NONE 0 11135 11135 SPDR DOW JONES INDUSTRIAL AVERAGE ETF COMMON 78467X109 4 23 SH SOLE NONE 0 23 23 SPDR MORGAN STANLEY TECHNOLOGY ETF COMMON 78464A102 40 669 SH SOLE NONE 0 669 669 SPDR RUSSELL 2000 LOW VOLATILITY ETF COMMON 78468R887 1174 14324 SH SOLE NONE 0 14324 14324 SPDR S&P 500 ETF COMMON 78462F103 27 126 SH SOLE NONE 0 126 126 SPDR S&P CAPITAL MARKETS ETF COMMON 78464A771 7 169 SH SOLE NONE 0 169 169 SPDR S&P DIVIDEND ETF COMMON 78464A763 61 728 SH SOLE NONE 0 728 728 SPDR S&P RETAIL ETF COMMON 78464A714 4 95 SH SOLE NONE 0 95 95 SPDR S&P TRANSPORTATION ETF COMMON 78464A532 6 130 SH SOLE NONE 0 130 130 STANLEY BLACK & DECKER INC COM COMMON 854502101 6 52 SH SOLE NONE 0 52 52 STARBUCKS CORP COM COMMON 855244109 49 900 SH SOLE NONE 0 900 900 STARWOOD PPTY TR INC COM COMMON 85571B105 34 1500 SH SOLE NONE 0 1500 1500 STATE STR CORP COM COMMON 857477103 23 325 SH SOLE NONE 0 325 325 STMICROELECTRONICS N V NY REGISTRY COMMON 861012102 6 750 SH SOLE NONE 0 750 750 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN COMMON 864482104 87 2600 SH SOLE NONE 0 2600 2600 SUMMIT HEALTHCARE REIT INC COMMON 86699L108 4 1574 SH SOLE NONE 0 1574 1574 SUNTRUST BKS INC COM COMMON 867914103 40 909 SH SOLE NONE 0 909 909 SYSCO CORP COM COMMON 871829107 5 100 SH SOLE NONE 0 100 100 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR COMMON 874039100 16 523 SH SOLE NONE 0 523 523 TALEN ENERGY CORP COM COMMON 87422J105 1 70 SH SOLE NONE 0 70 70 TARGET CORP COM COMMON 87612E106 4 64 SH SOLE NONE 0 64 64 TC PIPELINES LP UT COM LTD PRT COMMON 87233Q108 29 500 SH SOLE NONE 0 500 500 TELSTRA CORP LTD SPON ADR FINAL COMMON 87969N204 3 140 SH SOLE NONE 0 140 140 TESLA MTRS INC COM COMMON 88160R101 15 75 SH SOLE NONE 0 75 75 TEVA PHARMACEUTICAL INDS LTD ADR COMMON 881624209 6 135 SH SOLE NONE 0 135 135 TEXAS INSTRS INC COM COMMON 882508104 21 300 SH SOLE NONE 0 300 300 THERMAL ENERGY STORAGE INC COM COMMON 883466104 0 100 SH SOLE NONE 0 100 100 TMST INC COM COMMON 885218800 0 23 SH SOLE NONE 0 23 23 TRADER CLASSIFIED MEDIA N V NY REGSTR CL A COMMON 89254T102 0 100 SH SOLE NONE 0 100 100 TRANSMONTAIGNE PARTNERS L P COM UNIT L P COMMON 89376V100 85 2050 SH SOLE NONE 0 2050 2050 TRANSOCEAN LTD REG SHS COMMON H8817H100 5 500 SH SOLE NONE 0 500 500 TWEEDY BROWNE GLOBAL VALUE FUND COMMON 901165100 2 94 SH SOLE NONE 0 94 94 UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN COMMON 902641646 29 1029 SH SOLE NONE 0 1029 1029 UNILEVER PLC SPON ADR NEW COMMON 904767704 7 150 SH SOLE NONE 0 150 150 UNITED TECHNOLOGIES CORP COM COMMON 913017109 37 360 SH SOLE NONE 0 360 360 US BANCORP DEL COM NEW COMMON 902973304 48 1125 SH SOLE NONE 0 1125 1125 UTILITIES SELECT SECTOR SPDR FUND COMMON 81369Y886 3 57 SH SOLE NONE 0 57 57 V F CORP COM COMMON 918204108 40 710 SH SOLE NONE 0 710 710 VALEANT PHARMACEUTICALS INTL I COM COMMON 91911K102 17 700 SH SOLE NONE 0 700 700 VALERO ENERGY CORP NEW COM COMMON 91913Y100 19 350 SH SOLE NONE 0 350 350 VANECK VECTORS HIGH-YIELD MUNICIPAL INDEX ETF COMMON 92189F361 11 349 SH SOLE NONE 0 349 349 VANECK VECTORS MORTGAGE REIT INCOME ETF COMMON 92189F452 57 2550 SH SOLE NONE 0 2550 2550 VANGUARD DIVIDEND GROWTH COMMON 921908604 69 2913 SH SOLE NONE 0 2913 2913 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD COMMON 922031836 76 7061 SH SOLE NONE 0 7061 7061 VANGUARD FTSE ALL-WORLD EX US INDEX FUND COMMON 922042775 6 125 SH SOLE NONE 0 125 125 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND COMMON 921937819 438 5000 SH SOLE NONE 0 5000 5000 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF COMMON 92206C870 116 1292 SH SOLE NONE 0 1292 1292 VANGUARD INTERNATL VALUE PORTFOLIO COMMON 921939203 9 273 SH SOLE NONE 0 273 273 VANGUARD INT'L GROWTH PORTFOLIO COMMON 921910204 20 864 SH SOLE NONE 0 864 864 VANGUARD SHORT-TERM BOND INDEX FUND COMMON 921937827 242 3000 SH SOLE NONE 0 3000 3000 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND COMMON 92206C409 430 5341 SH SOLE NONE 0 5341 5341 VANGUARD TOTAL BOND MARKET INDEX FUND COMMON 921937835 168 2000 SH SOLE NONE 0 2000 2000 VANGUARD TOTAL STOCK MARKET INDEX ADMIRAL COMMON 922908728 29 541 SH SOLE NONE 0 541 541 VANGUARD/WELLINGTON FD INC ADMIRAL SHARES COMMON 921935201 55 817 SH SOLE NONE 0 817 817 VECTOR GROUP LTD COM COMMON 92240M108 24 1102 SH SOLE NONE 0 1102 1102 VERIZON COMMUNICATIONS INC COM COMMON 92343V104 75 1447 SH SOLE NONE 0 1447 1447 VODAFONE GROUP PLC NEW SPNSR ADR COMMON 92857W308 7 227 SH SOLE NONE 0 227 227 VOYA GLBL EQTY DIV & PREM OPP COM COMMON 92912T100 8860 1220365 SH SOLE NONE 0 1220365 1220365 WALGREENS BOOTS ALLIANCE INC COM COMMON 931427108 6 70 SH SOLE NONE 0 70 70 WAL-MART STORES INC COM COMMON 931142103 29 400 SH SOLE NONE 0 400 400 WASTE MGMT INC DEL COM COMMON 94106L109 32 500 SH SOLE NONE 0 500 500 WCI CMNTYS INC COM PAR $0.01 COMMON 92923C807 0 14 SH SOLE NONE 0 14 14 WELLTOWER INC COM COMMON 95040Q104 3 37 SH SOLE NONE 0 37 37 WESTERN ASSET HIGH INCM OPP FD COM COMMON 95766K109 0 1 SH SOLE NONE 0 1 1 WESTERN ASSET INVT GRADE DEFIN COM COMMON 95790A101 473 20942 SH SOLE NONE 0 20942 20942 WESTERN ASSET MUN DEF OPP TR COM COMMON 95768A109 278 11208 SH SOLE NONE 0 11208 11208 WESTERN DIGITAL CORP COM COMMON 958102105 15 250 SH SOLE NONE 0 250 250 WESTERN REFNG INC COM COMMON 959319104 16 591 SH SOLE NONE 0 591 591 WESTROCK CO COM COMMON 96145D105 0 4 SH SOLE NONE 0 4 4 WISDOMTREE EUROPE HEDGED EQUITY FUND COMMON 97717X701 43 799 SH SOLE NONE 0 799 799 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND COMMON 97717X594 9 353 SH SOLE NONE 0 353 353 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND COMMON 97717W760 84 1365 SH SOLE NONE 0 1365 1365 WISDOMTREE LARGECAP DIVIDEND FUND COMMON 97717W307 25 326 SH SOLE NONE 0 326 326 WISDOMTREE LARGECAP VALUE FUND COMMON 97717W547 26 410 SH SOLE NONE 0 410 410 WISDOMTREE SMALLCAP DIVIDEND FUND COMMON 97717W604 90 1195 SH SOLE NONE 0 1195 1195 WISDOMTREE SMALLCAP EARNINGS FUND COMMON 97717W562 87 1029 SH SOLE NONE 0 1029 1029