0001062993-16-010574.txt : 20160715
0001062993-16-010574.hdr.sgml : 20160715
20160715091053
ACCESSION NUMBER: 0001062993-16-010574
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160715
DATE AS OF CHANGE: 20160715
EFFECTIVENESS DATE: 20160715
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC
CENTRAL INDEX KEY: 0001569452
IRS NUMBER: 208243118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15180
FILM NUMBER: 161768662
BUSINESS ADDRESS:
STREET 1: 3350 RIVERWOOD PARKWAY
STREET 2: SUITE GL-28
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 404-262-9283
MAIL ADDRESS:
STREET 1: 3350 RIVERWOOD PARKWAY
STREET 2: SUITE GL-28
CITY: ATLANTA
STATE: GA
ZIP: 30339
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569452
XXXXXXXX
06-30-2016
06-30-2016
Advocacy Wealth Management Services, LLC
3350 RIVERWOOD PARKWAY
SUITE GL-28
ATLANTA
GA
30339
13F HOLDINGS REPORT
028-15180
N
Thomas Johnson III
CCO
404-262-9283
Thomas Johnson III
Atlanta
GA
07-14-2016
0
416
198189
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO COM
COMMON
88579Y101
35
200
SH
SOLE
NONE
0
200
200
ABBOTT LABS COM
COMMON
002824100
4
100
SH
SOLE
NONE
0
100
100
ABBVIE INC COM
COMMON
00287Y109
6
100
SH
SOLE
NONE
0
100
100
ACACIA RESH CORP ACACIA TCH COM
COMMON
003881307
5
1136
SH
SOLE
NONE
0
1136
1136
ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF
COMMON
00768Y727
9661
198100
SH
SOLE
NONE
0
198100
198100
AFLAC INC COM
COMMON
001055102
79
1100
SH
SOLE
NONE
0
1100
1100
ALCOA INC COM
COMMON
013817101
3
300
SH
SOLE
NONE
0
300
300
ALERIAN MLP ETF
COMMON
00162Q866
11000
864797
SH
SOLE
NONE
0
864797
864797
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN
COMMON
01881G106
749
32154
SH
SOLE
NONE
0
32154
32154
ALPHABET INC CAP STK CL A
COMMON
02079K305
44
63
SH
SOLE
NONE
0
63
63
ALPHABET INC CAP STK CL C
COMMON
02079K107
18
26
SH
SOLE
NONE
0
26
26
ALTRIA GROUP INC COM
COMMON
02209S103
48
700
SH
SOLE
NONE
0
700
700
AMAZON COM INC COM
COMMON
023135106
21
29
SH
SOLE
NONE
0
29
29
AMBARELLA INC SHS
COMMON
G037AX101
3
50
SH
SOLE
NONE
0
50
50
AMERICAN CAPITAL AGENCY CORP COM
COMMON
02503X105
78
3950
SH
SOLE
NONE
0
3950
3950
AMERICAN ELEC PWR INC COM
COMMON
025537101
123
1750
SH
SOLE
NONE
0
1750
1750
AMERICAN EXPRESS CO COM
COMMON
025816109
13
219
SH
SOLE
NONE
0
219
219
AMERICAN INTL GROUP INC COM NEW
COMMON
026874784
4
68
SH
SOLE
NONE
0
68
68
AMERICAN SOFTWARE INC CL A
COMMON
029683109
5
500
SH
SOLE
NONE
0
500
500
AMERIGAS PARTNERS L P UNIT L P INT
COMMON
030975106
351
7517
SH
SOLE
NONE
0
7517
7517
AMERIPRISE FINL INC COM
COMMON
03076C106
18
200
SH
SOLE
NONE
0
200
200
AMGEN INC COM
COMMON
031162100
8
50
SH
SOLE
NONE
0
50
50
ANNALY CAP MGMT INC COM
COMMON
035710409
56
5090
SH
SOLE
NONE
0
5090
5090
AON PLC SHS CL A
COMMON
G0408V102
22
202
SH
SOLE
NONE
0
202
202
APOLLO INVT CORP COM
COMMON
03761U106
25
4500
SH
SOLE
NONE
0
4500
4500
APPLE INC
COMMON
037833100
266
2786
SH
SOLE
NONE
0
2786
2786
APPONLINE COM INC COM
COMMON
03832H100
0
14
SH
SOLE
NONE
0
14
14
ARCHER DANIELS MIDLAND CO COM
COMMON
039483102
21
500
SH
SOLE
NONE
0
500
500
ARES CAP CORP COM
COMMON
04010L103
45
3200
SH
SOLE
NONE
0
3200
3200
ARES MGMT L P COM UNIT RP IN
COMMON
04014Y101
2
150
SH
SOLE
NONE
0
150
150
ARTISAN INTERNATIONAL FUND
COMMON
04314H204
228
8340
SH
SOLE
NONE
0
8340
8340
ASTRAZENECA PLC SPONSORED ADR
COMMON
046353108
66
2200
SH
SOLE
NONE
0
2200
2200
AT&T INC COM
COMMON
00206R102
418
9677
SH
SOLE
NONE
0
9677
9677
ATLAS CORPORATION COM
COMMON
049268105
0
333
SH
SOLE
NONE
0
333
333
AVANGRID INC COM
COMMON
05351W103
76
1650
SH
SOLE
NONE
0
1650
1650
BERKSHIRE HATHAWAY INC DEL CL B NEW
COMMON
084670702
5
35
SH
SOLE
NONE
0
35
35
BHP BILLITON LTD SPONSORED ADR
COMMON
088606108
24
850
SH
SOLE
NONE
0
850
850
BJS RESTAURANTS INC COM
COMMON
09180C106
28
650
SH
SOLE
NONE
0
650
650
BLACKROCK CAPITAL INVESTMENT C COM
COMMON
092533108
58
7450
SH
SOLE
NONE
0
7450
7450
BLACKROCK CORPOR HI YLD FD INC COM
COMMON
09255P107
2
175
SH
SOLE
NONE
0
175
175
BLACKROCK CR ALLCTN INC TR COM
COMMON
092508100
6052
464840
SH
SOLE
NONE
0
464840
464840
BLACKROCK DEBT STRAT FD INC COM
COMMON
09255R103
55
18030
SH
SOLE
NONE
0
18030
18030
BLACKROCK ENH CAP & INC FD INC COM
COMMON
09256A109
17
1250
SH
SOLE
NONE
0
1250
1250
BLACKROCK GLOBAL OPP EQTY TR COM
COMMON
092501105
4
300
SH
SOLE
NONE
0
300
300
BLACKSTONE GROUP LP
COMMON
09253U108
480
19556
SH
SOLE
NONE
0
19556
19556
BLUEKNIGHT ENERGY PARTNERS L P COM UNIT
COMMON
09625U109
45
8661
SH
SOLE
NONE
0
8661
8661
BOEING CO COM
COMMON
097023105
22
173
SH
SOLE
NONE
0
173
173
BORGWARNER INC COM
COMMON
099724106
15
497
SH
SOLE
NONE
0
497
497
BP PLC SPONSORED ADR
COMMON
055622104
9
255
SH
SOLE
NONE
0
255
255
BP PRUDHOE BAY RTY TR UNIT BEN INT
COMMON
055630107
6
300
SH
SOLE
NONE
0
300
300
BRISTOL MYERS SQUIBB CO COM
COMMON
110122108
51
700
SH
SOLE
NONE
0
700
700
BROADRIDGE FINL SOLUTIONS INC COM
COMMON
11133T103
6
89
SH
SOLE
NONE
0
89
89
BROCADE COMMUNICATIONS SYS INC COM NEW
COMMON
111621306
2
200
SH
SOLE
NONE
0
200
200
CABOT OIL & GAS CORP COM
COMMON
127097103
23
901
SH
SOLE
NONE
0
901
901
CAFFE RIBS INC COM
COMMON
127701100
0
1000
SH
SOLE
NONE
0
1000
1000
CAPITAL ONE FINL CORP COM
COMMON
14040H105
24
376
SH
SOLE
NONE
0
376
376
CAPITAL PRODUCT PARTNERS L P COM UNIT LP
COMMON
Y11082107
8
2600
SH
SOLE
NONE
0
2600
2600
CARDINAL HEALTH INC COM
COMMON
14149Y108
8
100
SH
SOLE
NONE
0
100
100
CARNIVAL CORP PAIRED CTF
COMMON
143658300
21
469
SH
SOLE
NONE
0
469
469
CATERPILLAR INC DEL COM
COMMON
149123101
5
63
SH
SOLE
NONE
0
63
63
CBIZ INC COM
COMMON
124805102
416
40000
SH
SOLE
NONE
0
40000
40000
CHEVRON CORP NEW COM
COMMON
166764100
43
406
SH
SOLE
NONE
0
406
406
CHUBB LIMITED COM
COMMON
H1467J104
23
177
SH
SOLE
NONE
0
177
177
CISCO SYS INC COM
COMMON
17275R102
131
4585
SH
SOLE
NONE
0
4585
4585
CITIGROUP INC COM NEW
COMMON
172967424
24
558
SH
SOLE
NONE
0
558
558
CLIPPER
COMMON
188850101
29
271
SH
SOLE
NONE
0
271
271
CLOROX CO DEL COM
COMMON
189054109
42
300
SH
SOLE
NONE
0
300
300
CLOVIS ONCOLOGY INC COM
COMMON
189464100
3
200
SH
SOLE
NONE
0
200
200
COACH INC COM
COMMON
189754104
57
1400
SH
SOLE
NONE
0
1400
1400
COCA COLA CO COM
COMMON
191216100
144
3175
SH
SOLE
NONE
0
3175
3175
COCA COLA EUROPEAN PARTNERS P SHS
COMMON
G25839104
2
50
SH
SOLE
NONE
0
50
50
COM TEL INC COM
COMMON
199782103
0
1000
SH
SOLE
NONE
0
1000
1000
CONAGRA FOODS INC COM
COMMON
205887102
88
1850
SH
SOLE
NONE
0
1850
1850
CONOCOPHILLIPS COM
COMMON
20825C104
123
2829
SH
SOLE
NONE
0
2829
2829
CONSOLIDATED EDISON INC COM
COMMON
209115104
74
925
SH
SOLE
NONE
0
925
925
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND
COMMON
81369Y407
5
58
SH
SOLE
NONE
0
58
58
CONSUMER STAPLES SELECT SECTOR SPDR FUND
COMMON
81369Y308
31
559
SH
SOLE
NONE
0
559
559
CORENERGY INFRASTRUCTURE TR IN COM NEW
COMMON
21870U502
8
260
SH
SOLE
NONE
0
260
260
CORNING INC COM
COMMON
219350105
78
3801
SH
SOLE
NONE
0
3801
3801
CORRECTIONS CORP AMER NEW COM NEW
COMMON
22025Y407
18
500
SH
SOLE
NONE
0
500
500
CRACKER BARREL OLD CTRY STORE COM
COMMON
22410J106
137
800
SH
SOLE
NONE
0
800
800
CROWN CASTLE INTL CORP NEW COM
COMMON
22822V101
5
46
SH
SOLE
NONE
0
46
46
CUMMINS INC COM
COMMON
231021106
25
222
SH
SOLE
NONE
0
222
222
CVR REFNG LP COMUNIT REP LT
COMMON
12663P107
21
2674
SH
SOLE
NONE
0
2674
2674
DELTA AIR LINES INC DEL COM NEW
COMMON
247361702
24
659
SH
SOLE
NONE
0
659
659
DEUTSCHE GLOBAL INFRASTRUCTURE CL S
COMMON
25156A809
434
30085
SH
SOLE
NONE
0
30085
30085
DIAGEO P L C SPON ADR NEW
COMMON
25243Q205
11
100
SH
SOLE
NONE
0
100
100
DIAMOND OFFSHORE DRILLING INC COM
COMMON
25271C102
12
500
SH
SOLE
NONE
0
500
500
DISNEY WALT CO COM DISNEY
COMMON
254687106
90
915
SH
SOLE
NONE
0
915
915
DIVINE INC CL A NEW
COMMON
255402406
0
391
SH
SOLE
NONE
0
391
391
DODGE & COX INCOME FD COM
COMMON
256210105
25
1801
SH
SOLE
NONE
0
1801
1801
DOLLAR GEN CORP NEW COM
COMMON
256677105
16
174
SH
SOLE
NONE
0
174
174
DOW CHEM CO COM
COMMON
260543103
15
300
SH
SOLE
NONE
0
300
300
DUKE ENERGY CORP NEW COM NEW
COMMON
26441C204
40
466
SH
SOLE
NONE
0
466
466
EATON VANCE ENH EQTY INC FD II COM
COMMON
278277108
13
1000
SH
SOLE
NONE
0
1000
1000
EATON VANCE FLTING RATE INC TR COM
COMMON
278279104
27
2000
SH
SOLE
NONE
0
2000
2000
EATON VANCE LTD DUR INCOME FD COM
COMMON
27828H105
9299
691917
SH
SOLE
NONE
0
691917
691917
EATON VANCE RISK MNGD DIV EQTY COM
COMMON
27829G106
5
500
SH
SOLE
NONE
0
500
500
EATON VANCE SR INCOME TR SH BEN INT
COMMON
27826S103
27
4500
SH
SOLE
NONE
0
4500
4500
EATON VANCE TAX MNGD GBL DV EQ COM
COMMON
27829F108
157
24269
SH
SOLE
NONE
0
24269
24269
EATON VANCE TX MGD DIV EQ INCM COM
COMMON
27828N102
5768
554123
SH
SOLE
NONE
0
554123
554123
EATON VANCE TX MNG BY WRT OPP COM
COMMON
27828Y108
402
27192
SH
SOLE
NONE
0
27192
27192
EATON VANCE TXMGD GL BUYWR OPP COM
COMMON
27829C105
16
1550
SH
SOLE
NONE
0
1550
1550
ELFUN TAX EXEMPT INCOME FUND
COMMON
286279104
2
173
SH
SOLE
NONE
0
173
173
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN
COMMON
29273R109
384
10085
SH
SOLE
NONE
0
10085
10085
ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD
COMMON
29336U107
123
7394
SH
SOLE
NONE
0
7394
7394
ENSCO PLC SHS CLASS A
COMMON
G3157S106
11
1145
SH
SOLE
NONE
0
1145
1145
ENTERPRISE PRODS PARTNERS L P COM
COMMON
293792107
59
2028
SH
SOLE
NONE
0
2028
2028
EVENTIDE HEALTHCARE AND LIFE SCIENCES N
COMMON
62827M607
31
1638
SH
SOLE
NONE
0
1638
1638
EXXON MOBIL CORP COM
COMMON
30231G102
84
894
SH
SOLE
NONE
0
894
894
FACEBOOK INC CL A
COMMON
30303M102
120
1050
SH
SOLE
NONE
0
1050
1050
FEDERATED GOVERNMENT ULTRA SHORT DURATION FUND INS
COMMON
31420B888
13
1274
SH
SOLE
NONE
0
1274
1274
FEDERATED INCOME INST SHARE
COMMON
314199100
15
1405
SH
SOLE
NONE
0
1405
1405
FEDERATED STRATEGIC VALUE CLASS I
COMMON
314172560
10
1550
SH
SOLE
NONE
0
1550
1550
FEDERATED ULTRA SHORT BOND INSTL
COMMON
31428Q747
20
2178
SH
SOLE
NONE
0
2178
2178
FERRELLGAS PARTNERS L.P. UNIT LTD PART
COMMON
315293100
79
4290
SH
SOLE
NONE
0
4290
4290
FID SHORT TERM BOND
COMMON
316146208
3
306
SH
SOLE
NONE
0
306
306
FIDELITY ADVISOR MATERIALS A
COMMON
316390327
10
140
SH
SOLE
NONE
0
140
140
FIDELITY EQUITY INCOME
COMMON
316138106
2
41
SH
SOLE
NONE
0
41
41
FIDELITY GOVERNMENT INCOME
COMMON
316172105
8
784
SH
SOLE
NONE
0
784
784
FIDELITY MID CAP STOCK
COMMON
316128404
3
92
SH
SOLE
NONE
0
92
92
FIDELITY SELECT DEFENSE & AEROSPACE
COMMON
316390806
63
531
SH
SOLE
NONE
0
531
531
FIDELITY SELECT HEALTH CARE
COMMON
316390301
31
159
SH
SOLE
NONE
0
159
159
FIDELITY TOTAL BOND
COMMON
31617K881
4
358
SH
SOLE
NONE
0
358
358
FIFTH STREET FINANCE CORP COM
COMMON
31678A103
25
5150
SH
SOLE
NONE
0
5150
5150
FIREEYE INC COM
COMMON
31816Q101
13
800
SH
SOLE
NONE
0
800
800
FIRS TRUS UTILITIE ALPHADEX ETF
COMMON
33734X184
15
558
SH
SOLE
NONE
0
558
558
FIRST EAGLE GLOBAL CLASS I
COMMON
32008F606
496
8999
SH
SOLE
NONE
0
8999
8999
FIRST EQUITIES CORP COM
COMMON
32008A102
0
13
SH
SOLE
NONE
0
13
13
FIRST TRUST CNSMR STAPLES ALPHADEX ETF
COMMON
33734X119
7
155
SH
SOLE
NONE
0
155
155
FIRST TRUST S&P REIT INDEX FUND
COMMON
33734G108
49
1968
SH
SOLE
NONE
0
1968
1968
FIRST TRUST TACTICAL HIGH YIELD ETF
COMMON
33738D408
6137
128734
SH
SOLE
NONE
0
128734
128734
FITBIT INC CL A
COMMON
33812L102
1
65
SH
SOLE
NONE
0
65
65
FLEXSHARES QUALITY DIVIDEND INDEX FUND
COMMON
33939L860
54
1473
SH
SOLE
NONE
0
1473
1473
FLOWERS FOODS INC COM
COMMON
343498101
19
1012
SH
SOLE
NONE
0
1012
1012
FORD MOTOR CO
COMMON
345370860
15
1165
SH
SOLE
NONE
0
1165
1165
FRANKLIN GOLD AND PRECIOUS METALS A
COMMON
353535107
1
41
SH
SOLE
NONE
0
41
41
FREEPORT-MCMORAN INC CL B
COMMON
35671D857
16
1415
SH
SOLE
NONE
0
1415
1415
FS INVT CORP COM
COMMON
302635107
5
500
SH
SOLE
NONE
0
500
500
GASLOG LTD SHS
COMMON
G37585109
0
7
SH
SOLE
NONE
0
7
7
GENERAL COMMUNICATION INC CL A
COMMON
369385109
1
39
SH
SOLE
NONE
0
39
39
GENERAL DYNAMICS CORP COM
COMMON
369550108
20
141
SH
SOLE
NONE
0
141
141
GENERAL ELECTRIC CO COM
COMMON
369604103
255
8088
SH
SOLE
NONE
0
8088
8088
GENERAL MLS INC COM
COMMON
370334104
96
1350
SH
SOLE
NONE
0
1350
1350
GENTEX CORP COM
COMMON
371901109
5
305
SH
SOLE
NONE
0
305
305
GENUINE PARTS CO COM
COMMON
372460105
57
564
SH
SOLE
NONE
0
564
564
GLADSTONE CAPITAL CORP COM
COMMON
376535100
10
1400
SH
SOLE
NONE
0
1400
1400
GLADSTONE INVT CORP COM
COMMON
376546107
1
200
SH
SOLE
NONE
0
200
200
GLAXOSMITHKLINE PLC SPONSORED ADR
COMMON
37733W105
22
500
SH
SOLE
NONE
0
500
500
GLOBAL PARTNERS LP COM UNITS
COMMON
37946R109
145
10552
SH
SOLE
NONE
0
10552
10552
GLOBAL X MSCI NORWAY ETF
COMMON
37950E747
6
531
SH
SOLE
NONE
0
531
531
GOLAR LNG PARTNERS LP COM UNIT LPI
COMMON
Y2745C102
289
15774
SH
SOLE
NONE
0
15774
15774
GOLDCORP INC NEW COM
COMMON
380956409
48
2500
SH
SOLE
NONE
0
2500
2500
GOPRO INC CL A
COMMON
38268T103
1
65
SH
SOLE
NONE
0
65
65
GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF
COMMON
18383M555
220
10000
SH
SOLE
NONE
0
10000
10000
GUGGENHEIM BULLETSHARES 2016 HIGH YIELD CORPORATE BOND ETF
COMMON
18383M415
245
9504
SH
SOLE
NONE
0
9504
9504
GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF
COMMON
18383M548
289
12689
SH
SOLE
NONE
0
12689
12689
GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF
COMMON
18383M399
277
10703
SH
SOLE
NONE
0
10703
10703
GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF
COMMON
18383M530
45
2086
SH
SOLE
NONE
0
2086
2086
GUGGENHEIM BULLETSHARES 2020 CORPORATE BOND ETF
COMMON
18383M514
361
16636
SH
SOLE
NONE
0
16636
16636
GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF
COMMON
18383M266
1721
79959
SH
SOLE
NONE
0
79959
79959
GUGGENHEIM BULLETSHARES 2023 CORPORATE BOND ETF
COMMON
18383M241
21
979
SH
SOLE
NONE
0
979
979
GUGGENHEIM BULLETSHARES 2023 CORPORATE BOND ETF
COMMON
18383M241
9
428
SH
SOLE
NONE
0
428
428
GUGGENHEIM MULTI-ASSET INCOME ETF
COMMON
18383M506
12
647
SH
SOLE
NONE
0
647
647
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT
COMMON
40222T104
0
805
SH
SOLE
NONE
0
805
805
HANCOCK JOHN INVS TR COM
COMMON
410142103
3
200
SH
SOLE
NONE
0
200
200
HASBRO INC COM
COMMON
418056107
42
500
SH
SOLE
NONE
0
500
500
HENDERSON EUROPEAN FOCUS FUND CL I
COMMON
425067642
219
7115
SH
SOLE
NONE
0
7115
7115
HILL ROM HLDGS INC COM
COMMON
431475102
69
1360
SH
SOLE
NONE
0
1360
1360
HOLLY ENERGY PARTNERS L P COM UT LTD PTN
COMMON
435763107
250
7211
SH
SOLE
NONE
0
7211
7211
HOME DEPOT INC COM
COMMON
437076102
212
1660
SH
SOLE
NONE
0
1660
1660
HONDA MOTOR LTD AMERN SHS
COMMON
438128308
15
594
SH
SOLE
NONE
0
594
594
HONEYWELL INTL INC COM
COMMON
438516106
29
250
SH
SOLE
NONE
0
250
250
ILLINOIS TOOL WKS INC COM
COMMON
452308109
10
100
SH
SOLE
NONE
0
100
100
ILLUMINA INC COM
COMMON
452327109
84
600
SH
SOLE
NONE
0
600
600
INOVIO PHARMACEUTICALS INC COM NEW
COMMON
45773H201
23
2500
SH
SOLE
NONE
0
2500
2500
INTEL CORP COM
COMMON
458140100
16
500
SH
SOLE
NONE
0
500
500
INTERCEPT PHARMACEUTICALS INC COM
COMMON
45845P108
14
100
SH
SOLE
NONE
0
100
100
INTERNATIONAL BUSINESS MACHS COM
COMMON
459200101
35
231
SH
SOLE
NONE
0
231
231
INTERPUBLIC GROUP COS INC COM
COMMON
460690100
20
874
SH
SOLE
NONE
0
874
874
IONIS PHARMACEUTICALS INC COM
COMMON
462222100
16
700
SH
SOLE
NONE
0
700
700
ISHARES 1-3 YEAR TREASURY BOND ETF
COMMON
464287457
171
2000
SH
SOLE
NONE
0
2000
2000
ISHARES 10-20 YEAR TREASURY BOND ETF
COMMON
464288653
44
300
SH
SOLE
NONE
0
300
300
ISHARES CHINA LARGE-CAP ETF
COMMON
464287184
7
200
SH
SOLE
NONE
0
200
200
ISHARES CORE HIGH DIVIDEND ETF
COMMON
46429B663
4
51
SH
SOLE
NONE
0
51
51
ISHARES CORE US AGGREGATE BOND
COMMON
464287226
12074
107301
SH
SOLE
NONE
0
107301
107301
ISHARES CORE US CREDIT BOND ETF
COMMON
464288620
5958
52565
SH
SOLE
NONE
0
52565
52565
ISHARES EDGE MSCI MIN VOL EAFE ETF
COMMON
46429B689
6865
103403
SH
SOLE
NONE
0
103403
103403
ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF
COMMON
464286533
3227
62545
SH
SOLE
NONE
0
62545
62545
ISHARES EDGE MSCI MIN VOL USA ETF
COMMON
46429B697
5714
123653
SH
SOLE
NONE
0
123653
123653
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF
COMMON
464288513
674
7960
SH
SOLE
NONE
0
7960
7960
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
COMMON
464287242
7026
57243
SH
SOLE
NONE
0
57243
57243
ISHARES INTERMEDIATE CREDIT BOND ETF
COMMON
464288638
10069
90502
SH
SOLE
NONE
0
90502
90502
ISHARES INTERNATIONAL SELECT DIVIDEND ETF
COMMON
464288448
9
301
SH
SOLE
NONE
0
301
301
ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF
COMMON
464288281
6
55
SH
SOLE
NONE
0
55
55
ISHARES MORTGAGE REAL ESTATE CAPPED ETF
COMMON
464288539
7783
758565
SH
SOLE
NONE
0
758565
758565
ISHARES MSCI AUSTRALIA ETF
COMMON
464286103
9
451
SH
SOLE
NONE
0
451
451
ISHARES MSCI EAFE GROWTH ETF
COMMON
464288885
17
258
SH
SOLE
NONE
0
258
258
ISHARES NATIONAL MUNI BOND ETF
COMMON
464288414
4710
41346
SH
SOLE
NONE
0
41346
41346
ISHARES RUSSELL MID-CAP VALUE ETF
COMMON
464287473
158
2124
SH
SOLE
NONE
0
2124
2124
ISHARES S&P 100
COMMON
464287101
73
789
SH
SOLE
NONE
0
789
789
ISHARES SELECT DIVIDEND ETF
COMMON
464287168
9447
110776
SH
SOLE
NONE
0
110776
110776
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF
COMMON
464288158
88
832
SH
SOLE
NONE
0
832
832
ISHARES U.S. HEALTHCARE PROVIDERS ETF
COMMON
464288828
6
48
SH
SOLE
NONE
0
48
48
ISHARES U.S. HOME CONSTRUCTION ETF
COMMON
464288752
8
275
SH
SOLE
NONE
0
275
275
ISHARES U.S. PREFERRED STOCK ETF
COMMON
464288687
984
24658
SH
SOLE
NONE
0
24658
24658
ISHARES U.S. REAL ESTATE ETF
COMMON
464287739
6414
77854
SH
SOLE
NONE
0
77854
77854
JOHNSON & JOHNSON COM
COMMON
478160104
149
1226
SH
SOLE
NONE
0
1226
1226
JPMORGAN CHASE & CO COM
COMMON
46625H100
38
616
SH
SOLE
NONE
0
616
616
JUNO THERAPEUTICS INC COM
COMMON
48205A109
15
400
SH
SOLE
NONE
0
400
400
KIMBERLY CLARK CORP COM
COMMON
494368103
41
300
SH
SOLE
NONE
0
300
300
KINDER MORGAN INC DEL COM
COMMON
49456B101
41
2206
SH
SOLE
NONE
0
2206
2206
KRAFT HEINZ CO COM
COMMON
500754106
12
139
SH
SOLE
NONE
0
139
139
LINCOLN NATL CORP IND COM
COMMON
534187109
16
415
SH
SOLE
NONE
0
415
415
LION ONE METALS LTD COM
COMMON
536216104
0
1
SH
SOLE
NONE
0
1
1
LITMAN GREGORY MSTRSALT STRATEGIES INSTL
COMMON
53700T801
94
8473
SH
SOLE
NONE
0
8473
8473
LOCKHEED MARTIN CORP COM
COMMON
539830109
50
200
SH
SOLE
NONE
0
200
200
LUMENTUM HLDGS INC COM
COMMON
55024U109
0
2
SH
SOLE
NONE
0
2
2
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP
COMMON
559080106
62
816
SH
SOLE
NONE
0
816
816
MAGNA INTL INC COM
COMMON
559222401
20
559
SH
SOLE
NONE
0
559
559
MAIN STREET CAPITAL CORP COM
COMMON
56035L104
23
700
SH
SOLE
NONE
0
700
700
MARATHON OIL CORP COM
COMMON
565849106
15
1000
SH
SOLE
NONE
0
1000
1000
MARSH & MCLENNAN COS INC COM
COMMON
571748102
7
106
SH
SOLE
NONE
0
106
106
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT
COMMON
573331105
311
13478
SH
SOLE
NONE
0
13478
13478
MASSACHUSETTS INVS TRUST CLASS A
COMMON
575736103
8
308
SH
SOLE
NONE
0
308
308
MATTEL INC COM
COMMON
577081102
31
1000
SH
SOLE
NONE
0
1000
1000
MCKESSON CORP COM
COMMON
58155Q103
19
100
SH
SOLE
NONE
0
100
100
MEDIVATION INC COM
COMMON
58501N101
12
200
SH
SOLE
NONE
0
200
200
MEDLEY CAP CORP COM
COMMON
58503F106
7
1100
SH
SOLE
NONE
0
1100
1100
MEDTRONIC PLC SHS
COMMON
G5960L103
17
200
SH
SOLE
NONE
0
200
200
MERCK & CO INC COM
COMMON
58933Y105
41
705
SH
SOLE
NONE
0
705
705
METROPOLITAN WEST LOW DURATION M
COMMON
592905202
22
2494
SH
SOLE
NONE
0
2494
2494
MFS INTER INCOME TR SH BEN INT
COMMON
55273C107
21
15438
SH
SOLE
NONE
0
15438
15438
MFS INTERMARKET INCOME TRUST I SH BEN INT
COMMON
59318R103
3
12842
SH
SOLE
NONE
0
12842
12842
MICROSOFT CORP COM
COMMON
594918104
37
728
SH
SOLE
NONE
0
728
728
MOBILEYE N V AMSTELVEEN ORD SHS
COMMON
N51488117
7
150
SH
SOLE
NONE
0
150
150
MONDELEZ INTL INC CL A
COMMON
609207105
23
497
SH
SOLE
NONE
0
497
497
MONSANTO CO NEW COM
COMMON
61166W101
3
25
SH
SOLE
NONE
0
25
25
MOSAIC CO NEW COM
COMMON
61945C103
8
300
SH
SOLE
NONE
0
300
300
MV OIL TR TR UNITS
COMMON
553859109
2
300
SH
SOLE
NONE
0
300
300
NATIONAL GRID PLC SPON ADR NEW
COMMON
636274300
14
182
SH
SOLE
NONE
0
182
182
NATIONAL INSTRS CORP COM
COMMON
636518102
4
157
SH
SOLE
NONE
0
157
157
NAVIOS MARITIME PARTNERS L P UNIT LPI
COMMON
Y62267102
26
20000
SH
SOLE
NONE
0
20000
20000
NETFLIX INC COM
COMMON
64110L106
37
400
SH
SOLE
NONE
0
400
400
NEW RESIDENTIAL INVT CORP COM NEW
COMMON
64828T201
168
12155
SH
SOLE
NONE
0
12155
12155
NEWFLEET MULTI-SECTOR UNCONSTRAINED BOND ETF
COMMON
26923G707
34
1329
SH
SOLE
NONE
0
1329
1329
NEXUS GROUP INTL INC COM
COMMON
653331108
0
100
SH
SOLE
NONE
0
100
100
NOBLE METAL RECOVERY LTD COM NEW
COMMON
655058204
0
1000
SH
SOLE
NONE
0
1000
1000
NORFOLK SOUTHERN CORP COM
COMMON
655844108
22
255
SH
SOLE
NONE
0
255
255
NORTHSTAR RLTY FIN CORP COM
COMMON
66704R803
140
12287
SH
SOLE
NONE
0
12287
12287
NOVAVAX INC COM
COMMON
670002104
6
800
SH
SOLE
NONE
0
800
800
NRG ENERGY INC COM NEW
COMMON
629377508
0
2
SH
SOLE
NONE
0
2
2
NUSTAR ENERGY LP UNIT COM
COMMON
67058H102
144
2891
SH
SOLE
NONE
0
2891
2891
NUVEEN GLOBAL HIGH INCOME FD SHS
COMMON
67075G103
2
147
SH
SOLE
NONE
0
147
147
NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS
COMMON
670699107
159
15367
SH
SOLE
NONE
0
15367
15367
NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS
COMMON
670699107
13
702
SH
SOLE
NONE
0
702
702
NUVEEN S&P 500 BUY-WRITE INC COM
COMMON
6706ER101
13
1000
SH
SOLE
NONE
0
1000
1000
NUVEEN S&P 500 DYN OVERWRITE COM
COMMON
6706EW100
1837
135894
SH
SOLE
NONE
0
135894
135894
NUVEEN TENNESSEE MUNI BOND CL I
COMMON
67065P725
41
3306
SH
SOLE
NONE
0
3306
3306
NVR INC COM
COMMON
62944T105
27
15
SH
SOLE
NONE
0
15
15
OAKMARK SELECT I
COMMON
413838608
23
608
SH
SOLE
NONE
0
608
608
ONEOK PARTNERS LP UNIT LTD PARTN
COMMON
68268N103
356
8889
SH
SOLE
NONE
0
8889
8889
ORACLE CORP COM
COMMON
68389X105
44
1087
SH
SOLE
NONE
0
1087
1087
OSTERWEIS
COMMON
742935406
18
706
SH
SOLE
NONE
0
706
706
PACIFIC CAPITAL TAX FREE SEC FD CL Y
COMMON
694048877
152
14451
SH
SOLE
NONE
0
14451
14451
PARKER HANNIFIN CORP COM
COMMON
701094104
39
361
SH
SOLE
NONE
0
361
361
PAYCHEX INC
COMMON
704326107
41
686
SH
SOLE
NONE
0
686
686
PEMBINA PIPELINE CORP COM
COMMON
706327103
26
850
SH
SOLE
NONE
0
850
850
PEPSICO INC COM
COMMON
713448108
17
163
SH
SOLE
NONE
0
163
163
PEREGRINE PHARMACEUTICALS INC COM NEW
COMMON
713661304
0
1
SH
SOLE
NONE
0
1
1
PERFORMANCE TRUST MUNICIPAL BD RETAIL
COMMON
89833W162
84
3335
SH
SOLE
NONE
0
3335
3335
PERFORMANCE TRUST TOTAL RETURN BOND
COMMON
89833W394
72
3147
SH
SOLE
NONE
0
3147
3147
PFIZER INC COM
COMMON
717081103
103
2922
SH
SOLE
NONE
0
2922
2922
PHILIP MORRIS INTL INC COM
COMMON
718172109
20
200
SH
SOLE
NONE
0
200
200
PHILLIPS 66 COM
COMMON
718546104
56
710
SH
SOLE
NONE
0
710
710
PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND
COMMON
72201R783
110
1141
SH
SOLE
NONE
0
1141
1141
PIMCO 25+ YEAR ZERO COUPON U.S. TREASURY INDEX EXCHANGE-TRADED FUND
COMMON
72201R882
37
275
SH
SOLE
NONE
0
275
275
PIMCO CORPORATE INCOME STRATEG COM
COMMON
72200U100
54
3514
SH
SOLE
NONE
0
3514
3514
PIMCO FDS PAC INVT MGMT SER TOTAL RETURN D
COMMON
693391674
48
4615
SH
SOLE
NONE
0
4615
4615
PIMCO FLOATING INCOME A
COMMON
722005162
115
14578
SH
SOLE
NONE
0
14578
14578
PIMCO INCOME STRATEGY FUND II COM
COMMON
72201J104
9
1000
SH
SOLE
NONE
0
1000
1000
PIMCO SHORT TERM ADMINISTRATIVE SHS
COMMON
693390734
1
107
SH
SOLE
NONE
0
107
107
PIMCO TOTAL RETURN ADMIN BONDS
COMMON
693390726
2
241
SH
SOLE
NONE
0
241
241
PINNACLE WEST CAP CORP COM
COMMON
723484101
57
700
SH
SOLE
NONE
0
700
700
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN
COMMON
726503105
198
7192
SH
SOLE
NONE
0
7192
7192
PNC FINL SVCS GROUP INC COM
COMMON
693475105
22
268
SH
SOLE
NONE
0
268
268
POWERSHARES AEROSPACE & DEFENSE PORTFOLIO
COMMON
73935X690
8
209
SH
SOLE
NONE
0
209
209
POWERSHARES CEF INCOME COMPOSITE PORTFOLIO
COMMON
73936Q843
319
14380
SH
SOLE
NONE
0
14380
14380
POWERSHARES DYNAMIC LEISURE & ENTERTAINMENT PORTFOLIO
COMMON
73935X757
7
200
SH
SOLE
NONE
0
200
200
POWERSHARES EUROPE CURRENCY HEDGED LOW VOLATILITY PORTFOLIO
COMMON
73937B514
23
988
SH
SOLE
NONE
0
988
988
POWERSHARES FINANCIAL PREFERRED PORTFOLIO
COMMON
73935X229
11
549
SH
SOLE
NONE
0
549
549
POWERSHARES KBW REGIONAL BANKING PORTFOLIO
COMMON
73937B712
10
240
SH
SOLE
NONE
0
240
240
POWERSHARES PREFERRED PORTFOLIO
COMMON
73936T565
512
33599
SH
SOLE
NONE
0
33599
33599
POWERSHARES S&P 500 BUYWRITE PORTFOLIO
COMMON
73936G308
321
15511
SH
SOLE
NONE
0
15511
15511
POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO
COMMON
73937B563
17
620
SH
SOLE
NONE
0
620
620
POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO
COMMON
73937B654
132
3449
SH
SOLE
NONE
0
3449
3449
POWERSHARES S&P 500 LOW VOLATILITY ETF
COMMON
73937B779
890
20811
SH
SOLE
NONE
0
20811
20811
POWERSHARES S&P EMERGING MARKETS LOW VOLATILITY PORTFOLIO
COMMON
73937B662
601
27132
SH
SOLE
NONE
0
27132
27132
POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO
COMMON
73937B639
3644
98420
SH
SOLE
NONE
0
98420
98420
POWERSHARES SENIOR LOAN PORTFOLIO
COMMON
73936Q769
13
548
SH
SOLE
NONE
0
548
548
PPL CORP COM
COMMON
69351T106
22
575
SH
SOLE
NONE
0
575
575
PRICE T ROWE GROUP INC COM
COMMON
74144T108
27
374
SH
SOLE
NONE
0
374
374
PROCTER & GAMBLE CO COM
COMMON
742718109
121
1424
SH
SOLE
NONE
0
1424
1424
PROFESSIONALLY MANAGED PTFL OSTER STR INCM
COMMON
742935489
66
6122
SH
SOLE
NONE
0
6122
6122
PROSHARES S&P 500 ARISTOCRATS ETF
COMMON
74348A467
6
119
SH
SOLE
NONE
0
119
119
PROSPECT CAPITAL CORPORATION COM
COMMON
74348T102
106
13500
SH
SOLE
NONE
0
13500
13500
PTC THERAPEUTICS INC COM
COMMON
69366J200
2
350
SH
SOLE
NONE
0
350
350
PUBLIC SVC ENTERPRISE GROUP COM
COMMON
744573106
23
500
SH
SOLE
NONE
0
500
500
PUTNAM MASTER INTER INCOME TR SH BEN INT
COMMON
746909100
5056
1167764
SH
SOLE
NONE
0
1167764
1167764
QUALCOMM INC COM
COMMON
747525103
0
8
SH
SOLE
NONE
0
8
8
QUEST DIAGNOSTICS INC COM
COMMON
74834L100
33
400
SH
SOLE
NONE
0
400
400
RASER TECHNOLOGIES INC COM
COMMON
754055101
0
100
SH
SOLE
NONE
0
100
100
REPUBLIC SVCS INC COM
COMMON
760759100
43
839
SH
SOLE
NONE
0
839
839
REYNOLDS AMERICAN INC COM
COMMON
761713106
22
400
SH
SOLE
NONE
0
400
400
RIVERFRONT STRATEGIC INCOME FUND
COMMON
00162Q783
60
2404
SH
SOLE
NONE
0
2404
2404
ROYAL DUTCH SHELL PLC SPON ADR B
COMMON
780259107
16
281
SH
SOLE
NONE
0
281
281
ROYAL DUTCH SHELL PLC SPONS ADR A
COMMON
780259206
44
789
SH
SOLE
NONE
0
789
789
SALIENT MF TR SALIE MP&EGY I
COMMON
79471L602
7752
947649
SH
SOLE
NONE
0
947649
947649
SCHWAB U.S. REIT ETF
COMMON
808524847
8
194
SH
SOLE
NONE
0
194
194
SILVER BUCKLE MINES INC COM
COMMON
827453101
0
250
SH
SOLE
NONE
0
250
250
SMUCKER J M CO COM NEW
COMMON
832696405
46
300
SH
SOLE
NONE
0
300
300
SOUTH32 LTD SPONSORED ADR
COMMON
84473L105
1
160
SH
SOLE
NONE
0
160
160
SOUTHERN CO COM
COMMON
842587107
54
1012
SH
SOLE
NONE
0
1012
1012
SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF
COMMON
78464A474
5405
175606
SH
SOLE
NONE
0
175606
175606
SPDR BARCLAYS SHORT TERM HIGH YIELD BOND ETF
COMMON
78468R408
76
2824
SH
SOLE
NONE
0
2824
2824
SPDR BLACKSTONE/ GSO SENIOR LOAN ETF
COMMON
78467V608
624
13347
SH
SOLE
NONE
0
13347
13347
SPDR BOFA MERRILL LYNCH CROSSOVER CORPORATE BOND ETF
COMMON
78468R606
319
12379
SH
SOLE
NONE
0
12379
12379
SPDR DOW JONES INDUSTRIAL AVERAGE ETF
COMMON
78467X109
6
35
SH
SOLE
NONE
0
35
35
SPDR MORGAN STANLEY TECHNOLOGY ETF
COMMON
78464A102
35
669
SH
SOLE
NONE
0
669
669
SPDR RUSSELL 2000 LOW VOLATILITY ETF
COMMON
78468R887
1239
15899
SH
SOLE
NONE
0
15899
15899
SPDR S&P 500 TRUST
COMMON
78462F103
127
15952
SH
SOLE
NONE
0
15952
15952
SPDR S&P CAPITAL MARKETS ETF
COMMON
78464A771
6
169
SH
SOLE
NONE
0
169
169
SPDR S&P DIVIDEND ETF
COMMON
78464A763
70
838
SH
SOLE
NONE
0
838
838
SPDR S&P HEALTH CARE SERVICES ETF
COMMON
78464A573
15
260
SH
SOLE
NONE
0
260
260
SPDR S&P TRANSPORTATION ETF
COMMON
78464A532
6
130
SH
SOLE
NONE
0
130
130
SPDR SER TR BARCLAYS INTER TERM CORPORATE BD ETF
COMMON
78464A375
8661
248249
SH
SOLE
NONE
0
248249
248249
STANLEY BLACK & DECKER INC COM
COMMON
854502101
28
252
SH
SOLE
NONE
0
252
252
STARBUCKS CORP COM
COMMON
855244109
51
900
SH
SOLE
NONE
0
900
900
STARWOOD PPTY TR INC COM
COMMON
85571B105
31
1500
SH
SOLE
NONE
0
1500
1500
STATE STR CORP COM
COMMON
857477103
18
325
SH
SOLE
NONE
0
325
325
STMICROELECTRONICS N V NY REGISTRY
COMMON
861012102
4
750
SH
SOLE
NONE
0
750
750
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN
COMMON
864482104
648
19387
SH
SOLE
NONE
0
19387
19387
SUNTRUST BKS INC COM
COMMON
867914103
37
909
SH
SOLE
NONE
0
909
909
SYSCO CORP COM
COMMON
871829107
5
100
SH
SOLE
NONE
0
100
100
TALEN ENERGY CORP COM
COMMON
87422J105
1
70
SH
SOLE
NONE
0
70
70
TARGA RES CORP COM
COMMON
87612G101
146
3476
SH
SOLE
NONE
0
3476
3476
TARGET CORP COM
COMMON
87612E106
4
64
SH
SOLE
NONE
0
64
64
TC PIPELINES LP UT COM LTD PRT
COMMON
87233Q108
175
3062
SH
SOLE
NONE
0
3062
3062
TELEPHONE & DATA SYS INC COM NEW
COMMON
879433829
15
500
SH
SOLE
NONE
0
500
500
TELSTRA CORP LTD SPON ADR FINAL
COMMON
87969N204
2
108
SH
SOLE
NONE
0
108
108
TEMPLETON GLOBAL BOND A
COMMON
880208103
1
130
SH
SOLE
NONE
0
130
130
TESLA MTRS INC COM
COMMON
88160R101
6
30
SH
SOLE
NONE
0
30
30
TEVA PHARMACEUTICAL INDS LTD ADR
COMMON
881624209
7
135
SH
SOLE
NONE
0
135
135
TEXAS INSTRS INC COM
COMMON
882508104
19
300
SH
SOLE
NONE
0
300
300
THOMSON REUTERS CORP COM
COMMON
884903105
20
500
SH
SOLE
NONE
0
500
500
THORNBURG MTG INC COM NEW
COMMON
885218800
0
23
SH
SOLE
NONE
0
23
23
TRANSMONTAIGNE PARTNERS L P COM UNIT L P
COMMON
89376V100
323
7854
SH
SOLE
NONE
0
7854
7854
TRANSOCEAN LTD REG SHS
COMMON
H8817H100
12
1050
SH
SOLE
NONE
0
1050
1050
TWEEDY BROWNE GLOBAL VALUE FUND
COMMON
901165100
2
94
SH
SOLE
NONE
0
94
94
UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN
COMMON
902641646
29
1029
SH
SOLE
NONE
0
1029
1029
UNILEVER PLC SPON ADR NEW
COMMON
904767704
7
150
SH
SOLE
NONE
0
150
150
UNITED TECHNOLOGIES CORP COM
COMMON
913017109
47
460
SH
SOLE
NONE
0
460
460
US BANCORP DEL COM NEW
COMMON
902973304
69
1700
SH
SOLE
NONE
0
1700
1700
UTILITIES SELECT SECTOR SPDR FUND
COMMON
81369Y886
9
176
SH
SOLE
NONE
0
176
176
V F CORP COM
COMMON
918204108
44
710
SH
SOLE
NONE
0
710
710
VAIL RESORTS INC COM
COMMON
91879Q109
41
300
SH
SOLE
NONE
0
300
300
VALEANT PHARMACEUTICALS INTL I COM
COMMON
91911K102
14
700
SH
SOLE
NONE
0
700
700
VALERO ENERGY CORP
COMMON
91913Y100
15
300
SH
SOLE
NONE
0
300
300
VANECK VECTORS HIGH-YIELD MUNICIPAL INDEX ETF
COMMON
92189F361
17
532
SH
SOLE
NONE
0
532
532
VANECK VECTORS MORTGAGE REIT INCOME ETF
COMMON
92189F452
84
13425
SH
SOLE
NONE
0
13425
13425
VANGUARD DIVIDEND GROWTH
COMMON
921908604
68
2913
SH
SOLE
NONE
0
2913
2913
VANGUARD FIXED INCOME SECS FD STRM INVGRA AD
COMMON
922031836
76
7061
SH
SOLE
NONE
0
7061
7061
VANGUARD FTSE ALL-WORLD EX US INDEX FUND
COMMON
922042775
8
192
SH
SOLE
NONE
0
192
192
VANGUARD FTSE DEVELOPED MARKETS ETF
COMMON
921943858
49
5033
SH
SOLE
NONE
0
5033
5033
VANGUARD GROWTH INDEX FUND
COMMON
922908736
214
2000
SH
SOLE
NONE
0
2000
2000
VANGUARD INT'L GROWTH PORTFOLIO
COMMON
921910204
18
864
SH
SOLE
NONE
0
864
864
VANGUARD INTERM TRSY FD INV
COMMON
922031802
5
442
SH
SOLE
NONE
0
442
442
VANGUARD INTERMEDIATE-TERM BOND INDEX FUND
COMMON
921937819
440
5000
SH
SOLE
NONE
0
5000
5000
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
COMMON
92206C870
137
1532
SH
SOLE
NONE
0
1532
1532
VANGUARD INTERNATL VALUE PORTFOLIO
COMMON
921939203
8
273
SH
SOLE
NONE
0
273
273
VANGUARD MID-CAP INDEX FUND
COMMON
922908629
224
1811
SH
SOLE
NONE
0
1811
1811
VANGUARD REIT ETF
COMMON
922908553
6
73
SH
SOLE
NONE
0
73
73
VANGUARD REIT INDEX FD
COMMON
921908703
13
428
SH
SOLE
NONE
0
428
428
VANGUARD SHORT-TERM BOND INDEX FUND
COMMON
921937827
243
3000
SH
SOLE
NONE
0
3000
3000
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
COMMON
92206C409
404
5000
SH
SOLE
NONE
0
5000
5000
VANGUARD TELECOMMUNICATION SERVICES INDEX FUND
COMMON
92204A884
24
241
SH
SOLE
NONE
0
241
241
VANGUARD TOTAL BOND MARKET ETF
COMMON
921937835
169
2000
SH
SOLE
NONE
0
2000
2000
VANGUARD TOTAL STOCK MARKET INDEX ADMIRAL
COMMON
922908728
28
541
SH
SOLE
NONE
0
541
541
VANGUARD WELLESLEY INCOME FUND INC
COMMON
921938106
7
267
SH
SOLE
NONE
0
267
267
VANGUARD/WELLINGTON FD INC ADMIRAL SHARES
COMMON
921935201
54
817
SH
SOLE
NONE
0
817
817
VECTOR GROUP LTD COM
COMMON
92240M108
24
1050
SH
SOLE
NONE
0
1050
1050
VERIZON COMMUNICATIONS INC COM
COMMON
92343V104
140
2508
SH
SOLE
NONE
0
2508
2508
VIAVI SOLUTIONS INC COM
COMMON
925550105
0
10
SH
SOLE
NONE
0
10
10
VODAFONE GROUP PLC NEW SPNSR ADR
COMMON
92857W308
8
259
SH
SOLE
NONE
0
259
259
VOYA GLBL EQTY DIV & PREM OPP COM
COMMON
92912T100
6619
955192
SH
SOLE
NONE
0
955192
955192
WAL-MART STORES INC COM
COMMON
931142103
7
100
SH
SOLE
NONE
0
100
100
WALGREENS BOOTS ALLIANCE INC COM
COMMON
931427108
6
70
SH
SOLE
NONE
0
70
70
WASTE MGMT INC DEL COM
COMMON
94106L109
33
500
SH
SOLE
NONE
0
500
500
WCI CMNTYS INC COM PAR $0.01
COMMON
92923C807
0
14
SH
SOLE
NONE
0
14
14
WELLTOWER INC COM
COMMON
95040Q104
4
58
SH
SOLE
NONE
0
58
58
WESTERN ASSET HIGH INCM OPP FD COM
COMMON
95766K109
6
1256
SH
SOLE
NONE
0
1256
1256
WESTERN ASSET INVT GRADE DEFIN COM
COMMON
95790A101
1064
49342
SH
SOLE
NONE
0
49342
49342
WESTERN ASSET MUN DEF OPP TR COM
COMMON
95768A109
427
17194
SH
SOLE
NONE
0
17194
17194
WESTERN DIGITAL CORP COM
COMMON
958102105
10
217
SH
SOLE
NONE
0
217
217
WESTERN GAS PARTNERS LP COM UNIT LP IN
COMMON
958254104
32
631
SH
SOLE
NONE
0
631
631
WESTERN GAS PARTNERS LP COM UNIT LP IN
COMMON
958254104
14
283
SH
SOLE
NONE
0
283
283
WESTERN REFNG INC COM
COMMON
959319104
13
648
SH
SOLE
NONE
0
648
648
WESTROCK CO COM
COMMON
96145D105
0
4
SH
SOLE
NONE
0
4
4
WISDOMTREE DIVIDEND EX-FINANCIALS FUND
COMMON
97717W406
93
1201
SH
SOLE
NONE
0
1201
1201
WISDOMTREE EUROPE HEDGED EQUITY FUND
COMMON
97717X701
40
799
SH
SOLE
NONE
0
799
799
WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND
COMMON
97717W760
77
1365
SH
SOLE
NONE
0
1365
1365
WISDOMTREE JAPAN HEDGED REAL ESTATE FUND
COMMON
97717W638
9
384
SH
SOLE
NONE
0
384
384
WISDOMTREE LARGECAP DIVIDEND FUND
COMMON
97717W307
25
326
SH
SOLE
NONE
0
326
326
WISDOMTREE LARGECAP VALUE FUND
COMMON
97717W547
26
410
SH
SOLE
NONE
0
410
410
WISDOMTREE SMALLCAP DIVIDEND FUND
COMMON
97717W604
86
1195
SH
SOLE
NONE
0
1195
1195
WISDOMTREE SMALLCAP EARNINGS FUND
COMMON
97717W562
81
1029
SH
SOLE
NONE
0
1029
1029