0001062993-13-005782.txt : 20131114
0001062993-13-005782.hdr.sgml : 20131114
20131114165055
ACCESSION NUMBER: 0001062993-13-005782
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC
CENTRAL INDEX KEY: 0001569452
IRS NUMBER: 208243118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15180
FILM NUMBER: 131220967
BUSINESS ADDRESS:
STREET 1: 3350 RIVERWOOD PARKWAY
STREET 2: SUITE GL-28
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 404-262-9283
MAIL ADDRESS:
STREET 1: 3350 RIVERWOOD PARKWAY
STREET 2: SUITE GL-28
CITY: ATLANTA
STATE: GA
ZIP: 30339
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569452
XXXXXXXX
09-30-2013
09-30-2013
Advocacy Wealth Management Services, LLC
3350 RIVERWOOD PARKWAY
SUITE GL-28
ATLANTA
GA
30339
13F HOLDINGS REPORT
028-15180
N
THOMAS JOHNSO
CCO
404-262-9283
THOMAS M JOHNSON III
ATLANTA
GA
11-14-2013
0
327
36574
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
Abbott Laboratories
Common
002824100
19
571
SH
SOLE
NONE
0
0
571
AbbVie Inc
Common
00287Y109
63
1341
SH
SOLE
NONE
0
0
1341
Aberdeen Select International
Common
04315J845
5
409
SH
SOLE
NONE
0
0
409
Acadian Emerging Markets Portf
Common
00758M162
0
11
SH
SOLE
NONE
0
0
11
Aetna Inc
Common
00817Y108
32
500
SH
SOLE
NONE
0
0
500
Aflac Inc
Common
001055102
87
1400
SH
SOLE
NONE
0
0
1400
Alcatel-Lucent
Common
013904305
4
1000
SH
SOLE
NONE
0
0
1000
Alcoa Inc
Common
013817101
14
1700
SH
SOLE
NONE
0
0
1700
AllianceBernstein Holding LP
Common
01881G106
67
3350
SH
SOLE
NONE
0
0
3350
AllianzGI High Yield Bond Fund
Common
01900C540
0
0
SH
SOLE
NONE
0
0
0
Altria Group Inc
Common
02209S103
89
2600
SH
SOLE
NONE
0
0
2600
American Beacon Large Cap Valu
Common
02368A810
0
0
SH
SOLE
NONE
0
0
0
American Beacon Small Cap Valu
Common
02368A638
6
231
SH
SOLE
NONE
0
0
231
American Capital Agency Corp
Common
02503X105
349
15435
SH
SOLE
NONE
0
0
15435
American Capital Agency Corp
Common
02503X105
6
300
SH
SOLE
NONE
0
0
300
American Capital Mortgage Inve
Common
02504A104
4
218
SH
SOLE
NONE
0
0
218
American Electric Power Co Inc
Common
025537101
48
1100
SH
SOLE
NONE
0
0
1100
American Express Co
Common
025816109
32
402
SH
SOLE
NONE
0
0
402
American International Group I
Common
026874784
24
500
SH
SOLE
NONE
0
0
500
American Software Inc/Georgia
Common
029683109
4
500
SH
SOLE
NONE
0
0
500
AmeriGas Partners LP
Common
030975106
219
5075
SH
SOLE
NONE
0
0
5075
Annaly Capital Management Inc
Common
035710409
493
42565
SH
SOLE
NONE
0
0
42565
Apple Inc
Common
037833100
485
991
SH
SOLE
NONE
0
0
991
Aqua America Inc
Common
03836W103
15
625
SH
SOLE
NONE
0
0
625
Ares Capital Corp
Common
04010L103
3
200
SH
SOLE
NONE
0
0
200
Arlington Asset Investment Cor
Common
041356205
10
406
SH
SOLE
NONE
0
0
406
ARMOUR Residential REIT Inc
Common
042315101
8
1964
SH
SOLE
NONE
0
0
1964
Array BioPharma Inc
Common
04269X105
6
1000
SH
SOLE
NONE
0
0
1000
Artisan International Fund
Common
04314H204
75
2609
SH
SOLE
NONE
0
0
2609
Artisan Mid Cap Fund
Common
04314H303
10
198
SH
SOLE
NONE
0
0
198
AstraZeneca PLC
Common
046353108
270
5206
SH
SOLE
NONE
0
0
5206
AT&T Inc
Common
00206R102
472
13935
SH
SOLE
NONE
0
0
13935
Atlas Resource Partners LP
Common
04941A101
3
150
SH
SOLE
NONE
0
0
150
Becton Dickinson and Co
Common
075887109
13
115
SH
SOLE
NONE
0
0
115
Becton Dickinson and Co
Common
075887109
20
200
SH
SOLE
NONE
0
0
200
Berkshire Hathaway Inc
Common
048044743
40
350
SH
SOLE
NONE
0
0
350
Berkshire Hathaway Inc
Common
084670702
4
35
SH
SOLE
NONE
0
0
35
BHP Billiton PLC
Common
05545E209
25
408
SH
SOLE
NONE
0
0
408
BlackRock Equity Dividend Fund
Common
09251M504
16
708
SH
SOLE
NONE
0
0
708
BlackRock Kelso Capital Corp
Common
092533108
63
6650
SH
SOLE
NONE
0
0
6650
Boardwalk Pipeline Partners LP
Common
096627104
34
1104
SH
SOLE
NONE
0
0
1104
BP Prudhoe Bay Royalty Trust
Common
055630107
17
200
SH
SOLE
NONE
0
0
200
BreitBurn Energy Partners LP
Common
106776107
4
220
SH
SOLE
NONE
0
0
220
Bristol-Myers Squibb Co
Common
110122108
54
1175
SH
SOLE
NONE
0
0
1175
Buckeye Partners LP
Common
118230101
610
9303
SH
SOLE
NONE
0
0
9303
Buffalo Small Cap Fund Inc
Common
119804102
19
497
SH
SOLE
NONE
0
0
497
Calumet Specialty Products Par
Common
131476103
219
8033
SH
SOLE
NONE
0
0
8033
Capital Product Partners LP
Common
Y11082107
84
9350
SH
SOLE
NONE
0
0
9350
Carrizo Oil & Gas Inc
Common
144577103
28
750
SH
SOLE
NONE
0
0
750
Caterpillar Inc
Common
149123101
17
200
SH
SOLE
NONE
0
0
200
CBIZ Inc
Common
124805102
8
1009
SH
SOLE
NONE
0
0
1009
Cellcom Israel Ltd
Common
M2196U109
12
1100
SH
SOLE
NONE
0
0
1100
Celldex Therapeutics Inc
Common
15117B103
18
500
SH
SOLE
NONE
0
0
500
Cheniere Energy Partners LP
Common
16411Q101
198
7502
SH
SOLE
NONE
0
0
7502
Chesapeake Energy Corp
Common
165167107
26
1000
SH
SOLE
NONE
0
0
1000
Chevron Corp
Common
166764100
5
40
SH
SOLE
NONE
0
0
40
Cisco Systems Inc
Common
17275R102
8
332
SH
SOLE
NONE
0
0
332
Citigroup Inc
Common
172967424
1
30
SH
SOLE
NONE
0
0
30
Coach Inc
Common
189754104
21
400
SH
SOLE
NONE
0
0
400
Coca-Cola Co/The
Common
191216100
101
2675
SH
SOLE
NONE
0
0
2675
Coca-Cola Enterprises Inc
Common
19122T109
2
50
SH
SOLE
NONE
0
0
50
Colgate-Palmolive Co
Common
194162103
49
760
SH
SOLE
NONE
0
0
760
Columbia Limited Duration Cred
Common
19763T384
0
11
SH
SOLE
NONE
0
0
11
CommonWealth REIT
Common
203233101
17
780
SH
SOLE
NONE
0
0
780
Competitive Technologies Inc
Common
204512107
3
10000
SH
SOLE
NONE
0
0
10000
Compressco Partners LP
Common
20467A101
21
1000
SH
SOLE
NONE
0
0
1000
ConocoPhillips
Common
20825C104
76
1081
SH
SOLE
NONE
0
0
1081
Consolidated Edison Inc
Common
209115104
6
100
SH
SOLE
NONE
0
0
100
Costco Wholesale Corp
Common
22160K105
55
450
SH
SOLE
NONE
0
0
450
CVR Partners LP
Common
126633106
77
4370
SH
SOLE
NONE
0
0
4370
CVR Refining LP
Common
12663P107
22
886
SH
SOLE
NONE
0
0
886
Deutsche Telekom AG
Common
251566105
10
700
SH
SOLE
NONE
0
0
700
Diageo PLC
Common
25243Q205
13
100
SH
SOLE
NONE
0
0
100
Diamond Offshore Drilling Inc
Common
25271C102
3
50
SH
SOLE
NONE
0
0
50
Direxion Daily Total Bond Mark
Common
25459Y306
18
500
SH
SOLE
NONE
0
0
500
Divine Inc
Common
255402406
0
391
SH
SOLE
NONE
0
0
391
Dodge & Cox Stock Fund
Common
256219106
21
136
SH
SOLE
NONE
0
0
136
Dominion Resources Inc/VA
Common
25746U109
31
500
SH
SOLE
NONE
0
0
500
Dorchester Minerals LP
Common
25820R105
191
7975
SH
SOLE
NONE
0
0
7975
Dow Chemical Co/The
Common
260543103
72
1833
SH
SOLE
NONE
0
0
1833
Dreyfus Appreciation Fund Inc
Common
261970107
16
324
SH
SOLE
NONE
0
0
324
DryShips Inc
Common
Y2109Q101
4
1000
SH
SOLE
NONE
0
0
1000
Duke Energy Corp
Common
26441C204
41
566
SH
SOLE
NONE
0
0
566
Duke Energy Corp
Common
26441C204
15
232
SH
SOLE
NONE
0
0
232
Eaton Corp PLC
Common
G29183103
34
500
SH
SOLE
NONE
0
0
500
Eaton Vance Floating-Rate Fund
Common
277911129
28
2994
SH
SOLE
NONE
0
0
2994
ECA Marcellus Trust I
Common
26827L109
32
3400
SH
SOLE
NONE
0
0
3400
El Paso Pipeline Partners LP
Common
283702108
24
570
SH
SOLE
NONE
0
0
570
Eli Lilly & Co
Common
532457108
139
2756
SH
SOLE
NONE
0
0
2756
Enbridge Energy Partners LP
Common
29250R106
49
1625
SH
SOLE
NONE
0
0
1625
Enerplus Corp
Common
292766102
16
941
SH
SOLE
NONE
0
0
941
Entergy Corp
Common
29364G103
13
200
SH
SOLE
NONE
0
0
200
Excel Trust Inc
Common
30068C109
16
1300
SH
SOLE
NONE
0
0
1300
Exxon Mobil Corp
Common
30231G102
224
2420
SH
SOLE
NONE
0
0
2420
Facebook Inc
Common
30303M102
23
450
SH
SOLE
NONE
0
0
450
Family Dollar Stores Inc
Common
307000109
45
650
SH
SOLE
NONE
0
0
650
Ferrellgas Partners LP
Common
315293100
524
23495
SH
SOLE
NONE
0
0
23495
Fifth Street Finance Corp
Common
31678A103
188
18269
SH
SOLE
NONE
0
0
18269
Fifth Street Finance Corp
Common
31678A103
31
3000
SH
SOLE
NONE
0
0
3000
First Trust 4012 - US Equity C
Common
30273S634
147
14802
SH
SOLE
NONE
0
0
14802
First Trust 4282 Richard Berns
Common
30281Y102
54
5068
SH
SOLE
NONE
0
0
5068
First Trust Consumer Discretio
Common
33734X101
3
87
SH
SOLE
NONE
0
0
87
First Trust Consumer Staples A
Common
33734X119
19
588
SH
SOLE
NONE
0
0
588
First Trust Dow Jones Internet
Common
33733E302
3
50
SH
SOLE
NONE
0
0
50
First Trust Health Care AlphaD
Common
33734X143
3
59
SH
SOLE
NONE
0
0
59
First Trust S&P REIT Index Fun
Common
33734G108
2
112
SH
SOLE
NONE
0
0
112
Franklin Income Fund
Common
353496805
26
11221
SH
SOLE
NONE
0
0
11221
Franklin Income Fund
Common
353496847
64
27492
SH
SOLE
NONE
0
0
27492
Franklin Templeton Founding Fu
Common
35472P828
6
516
SH
SOLE
NONE
0
0
516
Frontier Communications Corp
Common
35906A108
3
736
SH
SOLE
NONE
0
0
736
GE Elfun Diversified Fund
Common
28627D105
2
116
SH
SOLE
NONE
0
0
116
GE Elfun Income Fund
Common
286273107
3
226
SH
SOLE
NONE
0
0
226
GE Elfun Tax-Exempt Income Fun
Common
286279104
2
183
SH
SOLE
NONE
0
0
183
Generac Holdings Inc
Common
368736104
25
500
SH
SOLE
NONE
0
0
500
General Dynamics Corp
Common
369550108
75
864
SH
SOLE
NONE
0
0
864
General Electric Co
Common
369604103
172
6689
SH
SOLE
NONE
0
0
6689
General Mills Inc
Common
370334104
76
1500
SH
SOLE
NONE
0
0
1500
Gigamon Inc
Common
37518B102
19
500
SH
SOLE
NONE
0
0
500
Gilead Sciences Inc
Common
375558103
31
462
SH
SOLE
NONE
0
0
462
GlaxoSmithKline PLC
Common
37733W105
74
1475
SH
SOLE
NONE
0
0
1475
Global Partners LP/MA
Common
37946R109
88
2529
SH
SOLE
NONE
0
0
2529
Goldman Sachs Mid Cap Value Fu
Common
38141W398
10
200
SH
SOLE
NONE
0
0
200
Goodyear Tire & Rubber Co/The
Common
382550101
6
250
SH
SOLE
NONE
0
0
250
Google Inc
Common
38259P508
120
122
SH
SOLE
NONE
0
0
122
Gulf Coast Ultra Deep Royalty
Common
40222T104
2
805
SH
SOLE
NONE
0
0
805
Hasbro Inc
Common
418056107
24
500
SH
SOLE
NONE
0
0
500
Hatteras Financial Corp
Common
41902R103
218
11630
SH
SOLE
NONE
0
0
11630
Health Care Select Sector SPDR
Common
81369Y209
51
1000
SH
SOLE
NONE
0
0
1000
Hi-Crush Partners LP
Common
428337109
118
4500
SH
SOLE
NONE
0
0
4500
Home Depot Inc/The
Common
437076102
226
2980
SH
SOLE
NONE
0
0
2980
IBM
Common
459200101
64
347
SH
SOLE
NONE
0
0
347
IBM
Common
459200101
11
58
SH
SOLE
NONE
0
0
58
Illinois Tool Works Inc
Common
452308109
15
200
SH
SOLE
NONE
0
0
200
Illinois Tool Works Inc
Common
452308109
96
1220
SH
SOLE
NONE
0
0
1220
ImmunoGen Inc
Common
45253H101
34
2000
SH
SOLE
NONE
0
0
2000
IndexIQ ETF Trust - IQ Hedge M
Common
45409B107
29
1000
SH
SOLE
NONE
0
0
1000
Inovio Pharmaceuticals Inc
Common
45773H102
6
3000
SH
SOLE
NONE
0
0
3000
Intel Corp
Common
458140100
107
4597
SH
SOLE
NONE
0
0
4597
Invesco Mortgage Capital Inc
Common
46131B100
35
2300
SH
SOLE
NONE
0
0
2300
Invesco Unit Tr MLP & Income P
Common
46133T422
50
5312
SH
SOLE
NONE
0
0
5312
Invesco Unit Tr Srs 1338 Globa
Common
46133P149
52
4875
SH
SOLE
NONE
0
0
4875
Invesco Unit Tr Srs 1345 Ameri
Common
46133T745
51
5160
SH
SOLE
NONE
0
0
5160
Invesco Unit Trusts Srs 1368 A
Common
46133V260
51
4925
SH
SOLE
NONE
0
0
4925
Invesco Unit Trusts Srs 1368 L
Common
46133V310
50
4879
SH
SOLE
NONE
0
0
4879
Invesco Unit Trusts Srs 1368 L
Common
46133V310
75
7361
SH
SOLE
NONE
0
0
7361
IQ Global Resources ETF
Common
45409B883
17
600
SH
SOLE
NONE
0
0
600
IQ Real Return ETF
Common
45409B602
13
500
SH
SOLE
NONE
0
0
500
iShares 7-10 Year Treasury Bon
Common
464287440
20
200
SH
SOLE
NONE
0
0
200
iShares Core S&P 500 ETF
Common
464287200
178
1055
SH
SOLE
NONE
0
0
1055
iShares Global 100 ETF
Common
464287572
503
6985
SH
SOLE
NONE
0
0
6985
iShares National AMT-Free Muni
Common
464288414
16
150
SH
SOLE
NONE
0
0
150
iShares Russell Mid-Cap ETF
Common
464287499
407
2925
SH
SOLE
NONE
0
0
2925
iShares Russell Mid-Cap Value
Common
464287473
22
369
SH
SOLE
NONE
0
0
369
iShares TIPS Bond ETF
Common
464287176
563
5000
SH
SOLE
NONE
0
0
5000
Johnson & Johnson
Common
478160104
145
1601
SH
SOLE
NONE
0
0
1601
Johnson Controls Inc
Common
478366107
10
250
SH
SOLE
NONE
0
0
250
JPMorgan Chase & Co
Common
46625H100
98
1832
SH
SOLE
NONE
0
0
1832
Just Energy Group Inc
Common
48213W101
6
914
SH
SOLE
NONE
0
0
914
Kellogg Co
Common
487836108
6
109
SH
SOLE
NONE
0
0
109
Kimberly-Clark Corp
Common
494368103
28
300
SH
SOLE
NONE
0
0
300
Kinder Morgan Energy Partners
Common
494550106
76
948
SH
SOLE
NONE
0
0
948
Kinder Morgan Inc/DE
Common
49456B101
27
750
SH
SOLE
NONE
0
0
750
KKR & Co LP
Common
48248M102
168
8150
SH
SOLE
NONE
0
0
8150
Lazard Emerging Markets Equity
Common
52106N764
21
1061
SH
SOLE
NONE
0
0
1061
Lear Corp
Common
521865204
3
33
SH
SOLE
NONE
0
0
33
Legacy Reserves LP
Common
524707304
41
1513
SH
SOLE
NONE
0
0
1513
Linn Energy LLC
Common
536020100
193
7093
SH
SOLE
NONE
0
0
7093
Lockheed Martin Corp
Common
539830109
26
200
SH
SOLE
NONE
0
0
200
L'Oreal SA
Common
502117203
4
125
SH
SOLE
NONE
0
0
125
MainStay Growth Allocation Fun
Common
56063U703
2
135
SH
SOLE
NONE
0
0
135
MainStay ICAP Select Equity Fu
Common
56063J617
1
24
SH
SOLE
NONE
0
0
24
MainStay US Small Cap Fund
Common
56064B100
1
47
SH
SOLE
NONE
0
0
47
Market Vectors Agribusiness ET
Common
57060U605
27
500
SH
SOLE
NONE
0
0
500
Martin Midstream Partners LP
Common
573331105
482
10268
SH
SOLE
NONE
0
0
10268
MasterCard Inc
Common
57636Q104
72
97
SH
SOLE
NONE
0
0
97
McDermott International Inc
Common
580037109
1
200
SH
SOLE
NONE
0
0
200
McDermott International Inc
Common
580037109
25
3200
SH
SOLE
NONE
0
0
3200
McDonald's Corp
Common
580135101
6
60
SH
SOLE
NONE
0
0
60
McDonald's Corp
Common
580135101
110
1126
SH
SOLE
NONE
0
0
1126
Medtronic Inc
Common
585055106
133
2304
SH
SOLE
NONE
0
0
2304
Merck & Co Inc
Common
58933Y105
26
547
SH
SOLE
NONE
0
0
547
Microsoft Corp
Common
594918104
24
651
SH
SOLE
NONE
0
0
651
Mid-Con Energy Partners LP
Common
59560V109
21
900
SH
SOLE
NONE
0
0
900
Mondelez International Inc
Common
609207105
41
1300
SH
SOLE
NONE
0
0
1300
Mondelez International Inc
Common
609207105
10
297
SH
SOLE
NONE
0
0
297
Monsanto Co
Common
61166W101
5
50
SH
SOLE
NONE
0
0
50
Munder MidCap Core Growth Fund
Common
626124242
10
236
SH
SOLE
NONE
0
0
236
Munder MidCap Core Growth Fund
Common
626124283
0
0
SH
SOLE
NONE
0
0
0
MV Oil Trust
Common
553859109
94
3200
SH
SOLE
NONE
0
0
3200
National Grid PLC
Common
636274300
163
2758
SH
SOLE
NONE
0
0
2758
Navios Maritime Partners LP
Common
Y62267102
150
10230
SH
SOLE
NONE
0
0
10230
New York Community Bancorp Inc
Common
649445103
15
1000
SH
SOLE
NONE
0
0
1000
NIKE Inc
Common
654106103
64
828
SH
SOLE
NONE
0
0
828
Northern Small Cap Value Fund
Common
665162400
16
768
SH
SOLE
NONE
0
0
768
Northern Tier Energy LP
Common
665826103
96
4850
SH
SOLE
NONE
0
0
4850
Novartis AG
Common
66987V109
26
332
SH
SOLE
NONE
0
0
332
NuStar Energy LP
Common
67058H102
68
1704
SH
SOLE
NONE
0
0
1704
Nuveen Real Asset Income and G
Common
67074Y105
28
1569
SH
SOLE
NONE
0
0
1569
Nuveen Winslow Large-Cap Growt
Common
670725662
0
0
SH
SOLE
NONE
0
0
0
NVR Inc
Common
62944T105
14
15
SH
SOLE
NONE
0
0
15
Oakmark Fund
Common
413838103
8
133
SH
SOLE
NONE
0
0
133
Oaktree Capital Group LLC
Common
674001201
81
1550
SH
SOLE
NONE
0
0
1550
Oracle Corp
Common
68389X105
7
210
SH
SOLE
NONE
0
0
210
Peapack Gladstone Financial Co
Common
704699107
19
1000
SH
SOLE
NONE
0
0
1000
Pembina Pipeline Corp
Common
706327103
7
202
SH
SOLE
NONE
0
0
202
Pengrowth Energy Corp
Common
70706P104
30
5130
SH
SOLE
NONE
0
0
5130
Penn West Petroleum Ltd
Common
707887105
11
1000
SH
SOLE
NONE
0
0
1000
PepsiCo Inc
Common
713448108
210
2475
SH
SOLE
NONE
0
0
2475
Permian Basin Royalty Trust
Common
714236106
13
925
SH
SOLE
NONE
0
0
925
PetMed Express Inc
Common
716382106
16
1000
SH
SOLE
NONE
0
0
1000
Petroleo Brasileiro SA
Common
71654V408
4
286
SH
SOLE
NONE
0
0
286
PetroLogistics LP
Common
71672U101
36
3035
SH
SOLE
NONE
0
0
3035
Pfizer Inc
Common
717081103
83
2741
SH
SOLE
NONE
0
0
2741
Philip Morris International In
Common
718172109
58
650
SH
SOLE
NONE
0
0
650
Philip Morris International In
Common
718172109
24
278
SH
SOLE
NONE
0
0
278
Phillips 66
Common
718546104
27
470
SH
SOLE
NONE
0
0
470
Pinnacle West Capital Corp
Common
723484101
16
300
SH
SOLE
NONE
0
0
300
Pioneer Southwest Energy Partn
Common
72388B106
54
1230
SH
SOLE
NONE
0
0
1230
Powershares Dynamic Media Port
Common
73935X823
2
77
SH
SOLE
NONE
0
0
77
PowerShares Preferred Portfoli
Common
73936T565
74
5400
SH
SOLE
NONE
0
0
5400
PowerShares Preferred Portfoli
Common
73936T565
727
53075
SH
SOLE
NONE
0
0
53075
PowerShares Preferred Portfoli
Common
73936T565
349
25500
SH
SOLE
NONE
0
0
25500
PPG Industries Inc
Common
693506107
40
217
SH
SOLE
NONE
0
0
217
PPL Corp
Common
69351T106
362
11920
SH
SOLE
NONE
0
0
11920
Procter & Gamble Co/The
Common
742718109
337
4304
SH
SOLE
NONE
0
0
4304
ProShares UltraShort 20+ Year
Common
74347B201
8
100
SH
SOLE
NONE
0
0
100
Prospect Capital Corp
Common
74348T102
330
29525
SH
SOLE
NONE
0
0
29525
PVR Partners LP
Common
693665101
218
9408
SH
SOLE
NONE
0
0
9408
QR Energy LP
Common
74734R108
109
6670
SH
SOLE
NONE
0
0
6670
QUALCOMM Inc
Common
747525103
153
2257
SH
SOLE
NONE
0
0
2257
Rentech Nitrogen Partners LP
Common
760113100
87
3550
SH
SOLE
NONE
0
0
3550
Rhino Resource Partners LP
Common
76218Y103
110
9000
SH
SOLE
NONE
0
0
9000
Royal Bank of Canada
Common
780087102
5
83
SH
SOLE
NONE
0
0
83
Royal Dutch Shell PLC
Common
780259107
34
500
SH
SOLE
NONE
0
0
500
Royal Dutch Shell PLC
Common
780259206
13
200
SH
SOLE
NONE
0
0
200
SandRidge Energy Inc
Common
80007P307
21
3500
SH
SOLE
NONE
0
0
3500
Sanofi
Common
80105N105
7
145
SH
SOLE
NONE
0
0
145
Schlumberger Ltd
Common
806857108
6
68
SH
SOLE
NONE
0
0
68
Southern Co/The
Common
842587107
106
2563
SH
SOLE
NONE
0
0
2563
SPDR Barclays High Yield Bond
Common
78464A417
699
17540
SH
SOLE
NONE
0
0
17540
SPDR Barclays High Yield Bond
Common
78464A417
3095
77677
SH
SOLE
NONE
0
0
77677
SPDR Barclays Intermediate Ter
Common
78464A672
0
0
SH
SOLE
NONE
0
0
0
SPDR Gold Shares
Common
78463V107
28
227
SH
SOLE
NONE
0
0
227
SPDR Nuveen Barclays Municipal
Common
78464A458
52
2291
SH
SOLE
NONE
0
0
2291
SPDR S&P 500 ETF Trust
Common
78462F103
1902
11323
SH
SOLE
NONE
0
0
11323
SPDR S&P 500 ETF Trust
Common
78462F103
1938
11280
SH
SOLE
NONE
0
0
11280
Starbucks Corp
Common
855244109
27
350
SH
SOLE
NONE
0
0
350
State Street Corp
Common
857477103
70
1000
SH
SOLE
NONE
0
0
1000
Stonemor Partners LP
Common
86183Q100
163
6908
SH
SOLE
NONE
0
0
6908
Suburban Propane Partners LP
Common
864482104
136
2900
SH
SOLE
NONE
0
0
2900
SurModics Inc
Common
868873100
12
500
SH
SOLE
NONE
0
0
500
Sysco Corp
Common
871829107
68
2041
SH
SOLE
NONE
0
0
2041
T Rowe Price Institutional Lar
Common
45775L408
0
0
SH
SOLE
NONE
0
0
0
Targa Resources Partners LP
Common
87611X105
15
300
SH
SOLE
NONE
0
0
300
TC Pipelines LP
Common
87233Q108
25
515
SH
SOLE
NONE
0
0
515
Teekay Offshore Partners LP
Common
Y8565J101
67
2000
SH
SOLE
NONE
0
0
2000
Terra Nitrogen Co LP
Common
881005201
16
80
SH
SOLE
NONE
0
0
80
Teva Pharmaceutical Industries
Common
881624209
19
500
SH
SOLE
NONE
0
0
500
Thornburg International Value
Common
885215566
0
0
SH
SOLE
NONE
0
0
0
Total SA
Common
89151E109
58
1000
SH
SOLE
NONE
0
0
1000
Toyota Motor Corp
Common
892331307
7
55
SH
SOLE
NONE
0
0
55
Trader Classified Media NV
Common
89254T102
0
100
SH
SOLE
NONE
0
0
100
TransCanada Corp
Common
89353D107
29
650
SH
SOLE
NONE
0
0
650
TransMontaigne Partners LP
Common
89376V100
55
1361
SH
SOLE
NONE
0
0
1361
Transocean Ltd
Common
050546683
31
561
SH
SOLE
NONE
0
0
561
Union Pacific Corp
Common
907818108
105
670
SH
SOLE
NONE
0
0
670
United Technologies Corp
Common
913017109
5
50
SH
SOLE
NONE
0
0
50
US Bancorp/MN
Common
902973304
49
1285
SH
SOLE
NONE
0
0
1285
Utilities Select Sector SPDR F
Common
81369Y886
19
503
SH
SOLE
NONE
0
0
503
Vanguard Extended Market ETF
Common
922908652
923
11965
SH
SOLE
NONE
0
0
11965
Vanguard Extended Market ETF
Common
922908652
194
2520
SH
SOLE
NONE
0
0
2520
Vanguard FTSE All-World ex-US
Common
922042775
15
315
SH
SOLE
NONE
0
0
315
Vanguard FTSE Developed Market
Common
921943858
650
16428
SH
SOLE
NONE
0
0
16428
Vanguard FTSE Developed Market
Common
921943858
688
17390
SH
SOLE
NONE
0
0
17390
Vanguard FTSE Developed Market
Common
921943858
357
8850
SH
SOLE
NONE
0
0
8850
Vanguard FTSE Emerging Markets
Common
922042858
324
8080
SH
SOLE
NONE
0
0
8080
Vanguard FTSE Emerging Markets
Common
922042858
171
4251
SH
SOLE
NONE
0
0
4251
Vanguard FTSE Europe ETF
Common
922042874
54
1000
SH
SOLE
NONE
0
0
1000
Vanguard Growth ETF
Common
922908736
183
2160
SH
SOLE
NONE
0
0
2160
Vanguard Growth ETF
Common
922908736
535
6325
SH
SOLE
NONE
0
0
6325
Vanguard Intermediate-Term Bon
Common
921937819
575
6885
SH
SOLE
NONE
0
0
6885
Vanguard Large-Cap ETF
Common
922908637
153
1974
SH
SOLE
NONE
0
0
1974
Vanguard Large-Cap ETF
Common
922908637
666
8605
SH
SOLE
NONE
0
0
8605
Vanguard Large-Cap ETF
Common
922908637
16
200
SH
SOLE
NONE
0
0
200
Vanguard Mega Cap Growth ETF
Common
921910816
47
724
SH
SOLE
NONE
0
0
724
Vanguard Mega Cap Value ETF
Common
921910840
34
671
SH
SOLE
NONE
0
0
671
Vanguard Mid-Cap ETF
Common
922908629
215
2094
SH
SOLE
NONE
0
0
2094
Vanguard Mid-Cap ETF
Common
922908629
83
800
SH
SOLE
NONE
0
0
800
Vanguard Natural Resources LLC
Common
92205F106
22
769
SH
SOLE
NONE
0
0
769
Vanguard REIT ETF
Common
922908553
113
1703
SH
SOLE
NONE
0
0
1703
Vanguard REIT ETF
Common
922908553
211
3185
SH
SOLE
NONE
0
0
3185
Vanguard Short-Term Bond ETF
Common
921937827
503
6255
SH
SOLE
NONE
0
0
6255
Vanguard Short-Term Corporate
Common
92206C409
421
5290
SH
SOLE
NONE
0
0
5290
Vanguard Short-Term Investment
Common
922031836
0
1
SH
SOLE
NONE
0
0
1
Vanguard Small-Cap ETF
Common
922908751
425
4145
SH
SOLE
NONE
0
0
4145
Vanguard Small-Cap ETF
Common
922908751
154
1450
SH
SOLE
NONE
0
0
1450
Vanguard Small-Cap ETF
Common
922908751
41
400
SH
SOLE
NONE
0
0
400
Vanguard Small-Cap Growth ETF
Common
922908595
144
1255
SH
SOLE
NONE
0
0
1255
Vanguard Small-Cap Growth ETF
Common
922908595
812
7095
SH
SOLE
NONE
0
0
7095
Vanguard Small-Cap Value ETF
Common
922908611
186
2060
SH
SOLE
NONE
0
0
2060
Vanguard Small-Cap Value ETF
Common
922908611
778
8620
SH
SOLE
NONE
0
0
8620
Vanguard Total Stock Market ET
Common
922908769
93
1060
SH
SOLE
NONE
0
0
1060
Verizon Communications Inc
Common
92343V104
66
1424
SH
SOLE
NONE
0
0
1424
Verizon Communications Inc
Common
92343V104
24
475
SH
SOLE
NONE
0
0
475
Visa Inc
Common
92826C839
80
401
SH
SOLE
NONE
0
0
401
Visa Inc
Common
92826C839
11
55
SH
SOLE
NONE
0
0
55
Vodafone Group PLC
Common
92857W209
79
2250
SH
SOLE
NONE
0
0
2250
Walgreen Co
Common
931422109
32
540
SH
SOLE
NONE
0
0
540
Wal-Mart Stores Inc
Common
931142103
25
335
SH
SOLE
NONE
0
0
335
Wal-Mart Stores Inc
Common
931142103
72
918
SH
SOLE
NONE
0
0
918
Walt Disney Co/The
Common
254687106
32
495
SH
SOLE
NONE
0
0
495
Waste Management Inc
Common
94106L109
21
500
SH
SOLE
NONE
0
0
500
Wells Fargo & Co
Common
949746101
105
2500
SH
SOLE
NONE
0
0
2500
Wells Fargo Advantage Discover
Common
949915342
7
219
SH
SOLE
NONE
0
0
219
Westar Energy Inc
Common
95709T100
29
950
SH
SOLE
NONE
0
0
950
Westport Innovations Inc
Common
960908309
34
1500
SH
SOLE
NONE
0
0
1500
Whiting USA Trust I
Common
966389108
3
750
SH
SOLE
NONE
0
0
750
Whole Foods Market Inc
Common
966837106
47
800
SH
SOLE
NONE
0
0
800
WisdomTree LargeCap Dividend F
Common
97717W307
7
120
SH
SOLE
NONE
0
0
120
WisdomTree MidCap Dividend Fun
Common
97717W505
4
57
SH
SOLE
NONE
0
0
57
Yum! Brands Inc
Common
988498101
32
445
SH
SOLE
NONE
0
0
445
Zoetis Inc
Common
98978V103
8
239
SH
SOLE
NONE
0
0
239
AICHI PREFECTURE
Pfd
021060108
18
4500
SH
SOLE
NONE
0
0
4500
BARCLAYS BANK PLC
Pfd
06739F390
51
2000
SH
SOLE
NONE
0
0
2000
COMMERZBANK AG
Pfd
002824100
19
571
SH
SOLE
NONE
0
0
571
WACHOVIA PFD FUNDING
Pfd
92977V206
26
1000
SH
SOLE
NONE
0
0
1000
WELLS FARGO & COMPANY
Pfd
949746879
8
295
SH
SOLE
NONE
0
0
295