0001062993-13-002272.txt : 20130506 0001062993-13-002272.hdr.sgml : 20130506 20130506142358 ACCESSION NUMBER: 0001062993-13-002272 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 EFFECTIVENESS DATE: 20130506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 13815541 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 form13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Advocacy Wealth Management Services, LLC Address 3350 Riverwood Parkway, STE GL-28 Atlanta, GA 30339 Form 13F File Number: 028-15180 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Thomas Johnson Title Chief Compliance Officer Phone (404)262-9283 Signature, Place, and Date of Signing: /s/ Thomas Johnson Atlanta, GA May 6, 2013 ------------------- ------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 244 Form 13F Information Table Value Total: 25,873 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8 US $ SHARES VALUE OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- --------- --- ---- ------- ---------- --------- -------- -------- ABBOTT LABORATORIES Common 002824100 24 671 SH Sole 0 0 671 ABBVIE INC COM Common 00287Y109 19 471 SH Sole 0 0 471 AETNA INC NEW Common 00817Y108 26 500 SH Sole 0 0 500 AFLAC INC Common 001055102 73 1400 SH Sole 0 0 1400 ALCOA INC Common 013817101 17 2000 SH Sole 0 0 2000 ALTRIA GROUP INC Common 02209S103 89 2600 SH Sole 0 0 2600 AMER SOFTWARE INC Common 029683109 4 500 SH Sole 0 0 500 AMEREN CORP Common 023608102 27 759 SH Sole 0 0 759 AMERICAN CAP AGY Common 02503X105 305 9305 SH Sole 0 0 9305 AMERICAN ELEC PWR CO Common 025537101 53 1100 SH Sole 0 0 1100 AMERIGAS PARTNERS LP Common 030975106 139 3150 SH Sole 0 0 3150 ANNALY CAPITAL Common 035710409 629 39729 SH Sole 0 0 39729 APOLLO GLOBAL MGMT Common 037612306 1 67 SH Sole 0 0 67 APPLE INC Common 037833100 293 683 SH Sole 0 0 683 AQUA AMERICA INC Common 03836W103 16 500 SH Sole 0 0 500 ARES CAPITAL CORP Common 04010L103 4 200 SH Sole 0 0 200 ARLINGTON ASSET INVT Common 041356205 10 406 SH Sole 0 0 406 ASTRAZENECA ADR EACH Common 046353108 266 5309 SH Sole 0 0 5309 AT&T INC Common 00206R102 485 13010 SH Sole 0 0 13010 ATLANTIC POWER CORP Common 04878Q863 2 500 SH Sole 0 0 500 AXCESS INTL INC Common 054546106 0 7 SH Sole 0 0 7 BEAM INC COM Common 073730103 2 30 SH Sole 0 0 30 BECTON DICKINSON CO Common 075887109 19 200 SH Sole 0 0 200 BLACKROCK KELSO Common 092533108 31 3150 SH Sole 0 0 3150 BOARDWALK PIPELINE Common 096627104 32 1104 SH Sole 0 0 1104 BP PRUDHOE BAY RTY Common 055630107 16 200 SH Sole 0 0 200 BREITBURN ENERGY Common 106776107 4 220 SH Sole 0 0 220 BRISTOL MYERS SQUIBB Common 110122108 83 2029 SH Sole 0 0 2029 BUCKEYE PARTNERS L P Common 118230101 655 10768 SH Sole 0 0 10768 CALUMET SPECIALTY Common 131476103 114 3052 SH Sole 0 0 3052 CAPITAL PRODUCT Common Y11082107 50 5930 SH Sole 0 0 5930 CARRIZO OIL & GAS Common 144577103 13 500 SH Sole 0 0 500 CATERPILLAR INC Common 149123101 17 200 SH Sole 0 0 200 CBIZ INC Common 124805102 6 1009 SH Sole 0 0 1009 CELLCOM ISRAEL LTD Common M2196U109 9 1100 SH Sole 0 0 1100 CHENIERE ENERGY Common 16411Q101 242 8845 SH Sole 0 0 8845 CHEVRON CORP NEW Common 166764100 5 41 SH Sole 0 0 41 CITIGROUP INC Common 172967424 1 30 SH Sole 0 0 30 COCA COLA CO Common 191216100 104 2565 SH Sole 0 0 2565 COCA-COLA Common 19122T109 2 50 SH Sole 0 0 50 COMMONWEALTH REIT Common 203233101 18 780 SH Sole 0 0 780 COMPRESSCO PARTNERS Common 20467A101 20 1000 SH Sole 0 0 1000 CONOCOPHILLIPS Common 20825C104 47 779 SH Sole 0 0 779 CONSOLIDATED EDISON Common 209115104 6 100 SH Sole 0 0 100 CORNING INC Common 219350105 3 197 SH Sole 0 0 197 CVR PARTNERS LP COM Common 126633106 102 4120 SH Sole 0 0 4120 CVR REFNG LP Common 12663P107 20 576 SH Sole 0 0 576 DEUTSCHE TELEKOM AG Common 251566105 7 700 SH Sole 0 0 700 DIAGEO ADR EACH REPR Common 25243Q205 13 100 SH Sole 0 0 100 DIAMOND OFFSHORE Common 25271C102 3 50 SH Sole 0 0 50 DISNEY WALT CO Common 254687106 23 400 SH Sole 0 0 400 DIVINE INC CL A Common 255402406 0 391 SH Sole 0 0 391 DOMINION RESOURCES Common 25746U109 29 500 SH Sole 0 0 500 DORCHESTER MINERALS Common 25820R105 146 6175 SH Sole 0 0 6175 DOW CHEMICAL CO Common 260543103 35 1100 SH Sole 0 0 1100 DU PONT E I DE Common 263534109 2 50 SH Sole 0 0 50 DUKE ENERGY CORP COM Common 26441C204 17 232 SH Sole 0 0 232 EAGLE ROCK ENERGY Common 26985R104 71 7300 SH Sole 0 0 7300 EATON CORP PLC COM Common G29183103 31 500 SH Sole 0 0 500 EL PASO PIPELINE Common 283702108 20 454 SH Sole 0 0 454 ENBRIDGE ENERGY Common 29250R106 19 625 SH Sole 0 0 625 ENERPLUS CORPORATION Common 292766102 14 941 SH Sole 0 0 941 ENTERGY CORP NEW Common 29364G103 13 200 SH Sole 0 0 200 EXCEL TR INC COM Common 30068C109 18 1300 SH Sole 0 0 1300 FACEBOOK INC COM Common 30303M102 5 200 SH Sole 0 0 200 FERRELLGAS PARTNERS Common 315293100 553 29739 SH Sole 0 0 29739 FIFTH ST FIN CORP Common 31678A103 163 14869 SH Sole 0 0 14869 FIRST TR EXCHANGE Common 33734X119 16 511 SH Sole 0 0 511 FRONTIER Common 35906A108 3 700 SH Sole 0 0 700 GENERAL ELECTRIC CO Common 369604103 55 2400 SH Sole 0 0 2400 GILEAD SCIENCES Common 375558103 26 532 SH Sole 0 0 532 GLAXOSMITHKLINE ADR Common 37733W105 63 1350 SH Sole 0 0 1350 GLOBAL PARTNERS LP Common 37946R109 142 3949 SH Sole 0 0 3949 GOOGLE INC Common 38259P508 18 22 SH Sole 0 0 22 HASBRO INC Common 418056107 22 500 SH Sole 0 0 500 HATTERAS FINL CORP Common 41902R103 231 8380 SH Sole 0 0 8380 HI-CRUSH PARTNERS LP Common 428337109 55 2900 SH Sole 0 0 2900 HOME DEPOT INC Common 437076102 132 1890 SH Sole 0 0 1890 ILLINOIS TOOL WORKS Common 452308109 12 200 SH Sole 0 0 200 IMMUNOGEN INC Common 45253H101 31 2000 SH Sole 0 0 2000 INDEXIQ ETF TR IQ Common 45409B107 28 1000 SH Sole 0 0 1000 INDEXIQ ETF TR IQ Common 45409B602 225 8500 SH Sole 0 0 8500 INDEXIQ ETF TR IQ Common 45409B883 30 1000 SH Sole 0 0 1000 INOVIO Common 45773H102 2 3000 SH Sole 0 0 3000 INTEL CORP Common 458140100 100 4646 SH Sole 0 0 4646 INTL BUSINESS MACH Common 459200101 5 23 SH Sole 0 0 23 INVESCO MORTGAGE Common 46131B100 49 2300 SH Sole 0 0 2300 ISHARES BARCLAYS Common 464287176 548 4520 SH Sole 0 0 4520 ISHARES BARCLAYS Common 464287440 21 200 SH Sole 0 0 200 ISHARES BARCLAYS 1-3 Common 464287457 25 300 SH Sole 0 0 300 ISHARES BARCLAYS CR Common 464288620 16 144 SH Sole 0 0 144 ISHARES CORE S&P Common 464287200 424 2705 SH Sole 0 0 2705 ISHARES CORE TOTAL Common 464287226 19 172 SH Sole 0 0 172 ISHARES IBOXX $ Common 464287242 81 675 SH Sole 0 0 675 ISHARES S&P GLOBAL Common 464288174 1 26 SH Sole 0 0 26 ISHARES S&P NATL AMT Common 464288414 39 350 SH Sole 0 0 350 ISHARES TR Common 464287234 94 2224 SH Sole 0 0 2224 ISHARES TR Common 464287465 59 1015 SH Sole 0 0 1015 ISHARES TR Common 464287572 475 7035 SH Sole 0 0 7035 ISHARES TR COHEN & Common 464287564 1 11 SH Sole 0 0 11 ISHARES TR DOW JONES Common 464287168 4 56 SH Sole 0 0 56 ISHARES TR IBOXX Common 464288513 127 1352 SH Sole 0 0 1352 ISHARES TR RUSSELL Common 464287473 21 369 SH Sole 0 0 369 ISHARES TR RUSSELL Common 464287499 396 3135 SH Sole 0 0 3135 ISHARES TR S&P Common 464287341 20 500 SH Sole 0 0 500 ISHARES TR S&P U S Common 464288687 242 6000 SH Sole 0 0 6000 JOHNSON & JOHNSON Common 478160104 55 668 SH Sole 0 0 668 JPMORGAN CHASE & CO Common 46625H100 5 100 SH Sole 0 0 100 KELLOGG COMPANY Common 487836108 7 109 SH Sole 0 0 109 KIMBERLY CLARK CORP Common 494368103 29 300 SH Sole 0 0 300 KINDER MORGAN ENERGY Common 494550106 58 648 SH Sole 0 0 648 KINDER MORGAN INC Common 49456B101 29 750 SH Sole 0 0 750 KKR & CO L P DEL Common 48248M102 31 1600 SH Sole 0 0 1600 LEAPFROG ENTERPRISES Common 52186N106 1 73 SH Sole 0 0 73 LEGACY RESVS LP UNIT Common 524707304 37 1328 SH Sole 0 0 1328 LILLY ELI & CO Common 532457108 213 3756 SH Sole 0 0 3756 LINN CO LLC COM SHS Common 535782106 30 750 SH Sole 0 0 750 LINN ENERGY LLC UNIT Common 536020100 135 3511 SH Sole 0 0 3511 LOCKHEED MARTIN CORP Common 539830109 19 200 SH Sole 0 0 200 MARKET VECTORS ETF Common 57060U191 1 24 SH Sole 0 0 24 MARTIN MIDSTREAM Common 573331105 434 11193 SH Sole 0 0 11193 MCDERMOTT Common 580037109 2 200 SH Sole 0 0 200 MCDONALDS CORP Common 580135101 2 24 SH Sole 0 0 24 MCG CAPITAL CORP Common 58047P107 10 2000 SH Sole 0 0 2000 MCMORAN EXPLORATION Common 582411104 11 700 SH Sole 0 0 700 MICROSOFT CORP Common 594918104 3 100 SH Sole 0 0 100 MID-CON ENERGY Common 59560V109 21 900 SH Sole 0 0 900 MONDELEZ INTL INC Common 609207105 40 1300 SH Sole 0 0 1300 MONSANTO CO NEW Common 61166W101 5 50 SH Sole 0 0 50 MV OIL TR UNITS Common 553859109 20 700 SH Sole 0 0 700 N V R INC Common 62944T105 16 15 SH Sole 0 0 15 NATIONAL GRID NEW Common 636274300 157 2708 SH Sole 0 0 2708 NATIONAL OILWELL Common 637071101 1 12 SH Sole 0 0 12 NAVIOS MARITIME Common Y62267102 121 8500 SH Sole 0 0 8500 NEW YORK COMMUNITY Common 649445103 14 1000 SH Sole 0 0 1000 NOBLE ENERGY INC Common 655044105 1 10 SH Sole 0 0 10 NORTHERN TIER ENERGY Common 665826103 31 1085 SH Sole 0 0 1085 NUSTAR ENERGY LP Common 67058H102 112 2104 SH Sole 0 0 2104 OAKTREE CAP GROUP Common 674001201 20 400 SH Sole 0 0 400 OLD DOMINION FGHT Common 679580100 1 28 SH Sole 0 0 28 PDL BIOPHARMA INC Common 69329Y104 1 122 SH Sole 0 0 122 PEAPACK GLADSTONE Common 704699107 15 1000 SH Sole 0 0 1000 PEMBINA PIPELINE Common 706327103 6 198 SH Sole 0 0 198 PENGROWTH ENERGY Common 70706P104 16 3130 SH Sole 0 0 3130 PENN WEST PETROLEUM Common 707887105 20 1900 SH Sole 0 0 1900 PENNYMAC MORTGAGE Common 70931T103 1 41 SH Sole 0 0 41 PENSKE AUTOMOTIVE Common 70959W103 1 36 SH Sole 0 0 36 PEPSICO INC Common 713448108 16 200 SH Sole 0 0 200 PERMIAN BASIN RTY TR Common 714236106 12 925 SH Sole 0 0 925 PETMEDEXPRESS INC Common 716382106 14 1000 SH Sole 0 0 1000 PETROLEO BRASILEIRO Common 71654V408 5 282 SH Sole 0 0 282 PETROLOGISTICS LP Common 71672U101 19 1454 SH Sole 0 0 1454 PFIZER INC Common 717081103 32 1100 SH Sole 0 0 1100 PHILIP MORRIS INTL Common 718172109 19 200 SH Sole 0 0 200 PHILLIPS 66 COM Common 718546104 33 470 SH Sole 0 0 470 PINNACLE WEST CAP CP Common 723484101 17 300 SH Sole 0 0 300 PIONEER SOUTHWEST Common 72388B106 52 2080 SH Sole 0 0 2080 POWERSHARES EXCH Common 73936T565 503 33800 SH Sole 0 0 33800 POWERSHARES EXCHANGE Common 73935X823 1 77 SH Sole 0 0 77 PPL CORP Common 69351T106 371 11870 SH Sole 0 0 11870 PRICELINE COM INC Common 741503403 1 1 SH Sole 0 0 1 PROCTER & GAMBLE CO Common 742718109 206 2650 SH Sole 0 0 2650 PROSPECT CAP CORP Common 74348T102 294 27075 SH Sole 0 0 27075 PUBLIC SERVICE Common 744573106 41 1200 SH Sole 0 0 1200 PVR PARTNERS L P Common 693665101 232 9663 SH Sole 0 0 9663 QR ENERGY LP Common 74734R108 60 3420 SH Sole 0 0 3420 QUALCOMM INC Common 747525103 67 1008 SH Sole 0 0 1008 QUEST DIAGNOSTICS Common 74834L100 4 76 SH Sole 0 0 76 RENTECH NITROGEN Common 760113100 21 600 SH Sole 0 0 600 RHINO RESOURCE Common 76218Y103 59 4400 SH Sole 0 0 4400 ROADRUNNER Common 76973Q105 1 49 SH Sole 0 0 49 ROYAL DUTCH SHELL Common 780259107 33 500 SH Sole 0 0 500 ROYAL DUTCH SHELL Common 780259206 13 200 SH Sole 0 0 200 SAFETY INS GROUP INC Common 78648T100 1 20 SH Sole 0 0 20 SALIX Common 795435106 1 19 SH Sole 0 0 19 SANDRIDGE ENERGY Common 80007P307 8 1500 SH Sole 0 0 1500 SEADRILL LTD USD2 Common G7945E105 1 23 SH Sole 0 0 23 SECTOR SPDR TR SHS Common 81369Y308 2 39 SH Sole 0 0 39 SECTOR SPDR TR SHS Common 81369Y704 2 37 SH Sole 0 0 37 SECTOR SPDR TR SHS Common 81369Y803 1 22 SH Sole 0 0 22 SECTOR SPDR TR SHS Common 81369Y886 20 503 SH Sole 0 0 503 SELECT SECTOR SPDR Common 81369Y209 46 1000 SH Sole 0 0 1000 SELECT SECTOR SPDR Common 81369Y407 1 14 SH Sole 0 0 14 SOUTHERN CO Common 842587107 14 303 SH Sole 0 0 303 SPDR GOLD TR GOLD Common 78463V107 139 900 SH Sole 0 0 900 SPDR S&P 500 ETF Common 78462F103 1803 11553 SH Sole 0 0 11553 SPDR SER TR Common 78464A714 2 23 SH Sole 0 0 23 SPDR SER TR Common 78464A722 1 15 SH Sole 0 0 15 SPDR SER TR BARCLAYS Common 78464A417 3117 76120 SH Sole 0 0 76120 SPDR SERIES TRUST Common 78464A649 295 5070 SH Sole 0 0 5070 SPDR SERIES TRUST Common 78464A672 6 100 SH Sole 0 0 100 SPDR SERIES TRUST Common 78464A680 27 600 SH Sole 0 0 600 STONEMOR PARTNERS LP Common 86183Q100 161 6496 SH Sole 0 0 6496 SUBURBAN PROPANE Common 864482104 96 2150 SH Sole 0 0 2150 SYSCO CORP Common 871829107 14 397 SH Sole 0 0 397 T C PIPELINES Common 87233Q108 20 412 SH Sole 0 0 412 TARGA RES PARTNERS Common 87611X105 14 300 SH Sole 0 0 300 TATA MOTORS LIMITED Common 876568502 2 100 SH Sole 0 0 100 TERRA NITROGEN CO Common 881005201 17 80 SH Sole 0 0 80 TEVA PHARMACEUTICAL Common 881624209 20 500 SH Sole 0 0 500 TEXTRON INC Common 883203101 1 50 SH Sole 0 0 50 TIME WARNER CABLE Common 88732J207 1 10 SH Sole 0 0 10 TOTAL SPON ADR EA Common 89151E109 48 1000 SH Sole 0 0 1000 TRADER CLASSIFIED Common 89254T102 0 100 SH Sole 0 0 100 TRANSCANADA Common 89353D107 31 650 SH Sole 0 0 650 TRANSMONTAIGNE Common 89376V100 67 1361 SH Sole 0 0 1361 VANGUARD BD INDEX Common 921937793 7 75 SH Sole 0 0 75 VANGUARD BD INDEX FD Common 921937819 506 5780 SH Sole 0 0 5780 VANGUARD BD INDEX FD Common 921937827 478 5910 SH Sole 0 0 5910 VANGUARD INDEX FDS Common 922908512 5 75 SH Sole 0 0 75 VANGUARD INDEX FDS Common 922908553 423 5978 SH Sole 0 0 5978 VANGUARD INDEX FDS Common 922908595 472 4780 SH Sole 0 0 4780 VANGUARD INDEX FDS Common 922908611 503 6175 SH Sole 0 0 6175 VANGUARD INDEX FDS Common 922908629 162 1765 SH Sole 0 0 1765 VANGUARD INDEX FDS Common 922908637 538 7524 SH Sole 0 0 7524 VANGUARD INDEX FDS Common 922908736 399 5175 SH Sole 0 0 5175 VANGUARD INDEX FDS Common 922908751 358 3970 SH Sole 0 0 3970 VANGUARD INDEX FDS Common 922908769 93 1160 SH Sole 0 0 1160 VANGUARD INDEX TR Common 922908652 542 8020 SH Sole 0 0 8020 VANGUARD INTL EQUITY Common 922042775 14 315 SH Sole 0 0 315 VANGUARD INTL EQUITY Common 922042858 320 7535 SH Sole 0 0 7535 VANGUARD INTL EQUITY Common 922042874 49 1000 SH Sole 0 0 1000 VANGUARD NAT RES LLC Common 92205F106 22 769 SH Sole 0 0 769 VANGUARD SCOTTSDALE Common 92206C409 568 7065 SH Sole 0 0 7065 VANGUARD TAX-MANAGED Common 921943858 628 17445 SH Sole 0 0 17445 VANGUARD WORLD FD Common 921910816 43 724 SH Sole 0 0 724 VANGUARD WORLD FD Common 921910840 32 671 SH Sole 0 0 671 VECTOR GROUP LTD Common 92240M108 339 21126 SH Sole 0 0 21126 VERIZON Common 92343V104 75 1524 SH Sole 0 0 1524 VISA INC COM CL A Common 92826C839 1 7 SH Sole 0 0 7 VODAFONE GROUP SPON Common 92857W209 61 2150 SH Sole 0 0 2150 WALMART STORES INC Common 931142103 23 301 SH Sole 0 0 301 WALTER INVT MGMT Common 93317W102 18 504 SH Sole 0 0 504 WASTE MANAGEMENT INC Common 94106L109 19 500 SH Sole 0 0 500 WELLS FARGO & CO Common 949746101 18 500 SH Sole 0 0 500 WESTAR ENERGY INC Common 95709T100 35 1050 SH Sole 0 0 1050 WESTSHORE TERMINALS Common 96145A200 8 300 SH Sole 0 0 300 WHITING USA TR I TR Common 966389108 6 850 SH Sole 0 0 850 WINDSTREAM CORP COM Common 97381W104 44 5470 SH Sole 0 0 5470 WISDOMTREE TR Common 97717W307 7 120 SH Sole 0 0 120 WISDOMTREE TR Common 97717W505 4 57 SH Sole 0 0 57 ABBOTT LABORATORIES Pfd 002824100 24 671 SH Sole 0 0 671 ALPINE TOTAL DYNAMIC Pfd 021060108 22 5500 SH Sole 0 0 5500 WACHOVIA PFD FDG Pfd 92977V206 27 1000 SH Sole 0 0 1000