0001062993-13-002272.txt : 20130506
0001062993-13-002272.hdr.sgml : 20130506
20130506142358
ACCESSION NUMBER: 0001062993-13-002272
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130506
DATE AS OF CHANGE: 20130506
EFFECTIVENESS DATE: 20130506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC
CENTRAL INDEX KEY: 0001569452
IRS NUMBER: 208243118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15180
FILM NUMBER: 13815541
BUSINESS ADDRESS:
STREET 1: 3350 RIVERWOOD PARKWAY
STREET 2: SUITE GL-28
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 404-262-9283
MAIL ADDRESS:
STREET 1: 3350 RIVERWOOD PARKWAY
STREET 2: SUITE GL-28
CITY: ATLANTA
STATE: GA
ZIP: 30339
13F-HR
1
form13f.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if amendment [ ]; Amendment Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name Advocacy Wealth Management Services, LLC
Address 3350 Riverwood Parkway, STE GL-28
Atlanta, GA
30339
Form 13F File Number: 028-15180
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing this report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name Thomas Johnson
Title Chief Compliance Officer
Phone (404)262-9283
Signature, Place, and Date of Signing:
/s/ Thomas Johnson Atlanta, GA May 6, 2013
------------------- ------------- -----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 244
Form 13F Information Table Value Total: 25,873 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8
US $ SHARES
VALUE OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- --------- --- ---- ------- ---------- --------- -------- --------
ABBOTT LABORATORIES Common 002824100 24 671 SH Sole 0 0 671
ABBVIE INC COM Common 00287Y109 19 471 SH Sole 0 0 471
AETNA INC NEW Common 00817Y108 26 500 SH Sole 0 0 500
AFLAC INC Common 001055102 73 1400 SH Sole 0 0 1400
ALCOA INC Common 013817101 17 2000 SH Sole 0 0 2000
ALTRIA GROUP INC Common 02209S103 89 2600 SH Sole 0 0 2600
AMER SOFTWARE INC Common 029683109 4 500 SH Sole 0 0 500
AMEREN CORP Common 023608102 27 759 SH Sole 0 0 759
AMERICAN CAP AGY Common 02503X105 305 9305 SH Sole 0 0 9305
AMERICAN ELEC PWR CO Common 025537101 53 1100 SH Sole 0 0 1100
AMERIGAS PARTNERS LP Common 030975106 139 3150 SH Sole 0 0 3150
ANNALY CAPITAL Common 035710409 629 39729 SH Sole 0 0 39729
APOLLO GLOBAL MGMT Common 037612306 1 67 SH Sole 0 0 67
APPLE INC Common 037833100 293 683 SH Sole 0 0 683
AQUA AMERICA INC Common 03836W103 16 500 SH Sole 0 0 500
ARES CAPITAL CORP Common 04010L103 4 200 SH Sole 0 0 200
ARLINGTON ASSET INVT Common 041356205 10 406 SH Sole 0 0 406
ASTRAZENECA ADR EACH Common 046353108 266 5309 SH Sole 0 0 5309
AT&T INC Common 00206R102 485 13010 SH Sole 0 0 13010
ATLANTIC POWER CORP Common 04878Q863 2 500 SH Sole 0 0 500
AXCESS INTL INC Common 054546106 0 7 SH Sole 0 0 7
BEAM INC COM Common 073730103 2 30 SH Sole 0 0 30
BECTON DICKINSON CO Common 075887109 19 200 SH Sole 0 0 200
BLACKROCK KELSO Common 092533108 31 3150 SH Sole 0 0 3150
BOARDWALK PIPELINE Common 096627104 32 1104 SH Sole 0 0 1104
BP PRUDHOE BAY RTY Common 055630107 16 200 SH Sole 0 0 200
BREITBURN ENERGY Common 106776107 4 220 SH Sole 0 0 220
BRISTOL MYERS SQUIBB Common 110122108 83 2029 SH Sole 0 0 2029
BUCKEYE PARTNERS L P Common 118230101 655 10768 SH Sole 0 0 10768
CALUMET SPECIALTY Common 131476103 114 3052 SH Sole 0 0 3052
CAPITAL PRODUCT Common Y11082107 50 5930 SH Sole 0 0 5930
CARRIZO OIL & GAS Common 144577103 13 500 SH Sole 0 0 500
CATERPILLAR INC Common 149123101 17 200 SH Sole 0 0 200
CBIZ INC Common 124805102 6 1009 SH Sole 0 0 1009
CELLCOM ISRAEL LTD Common M2196U109 9 1100 SH Sole 0 0 1100
CHENIERE ENERGY Common 16411Q101 242 8845 SH Sole 0 0 8845
CHEVRON CORP NEW Common 166764100 5 41 SH Sole 0 0 41
CITIGROUP INC Common 172967424 1 30 SH Sole 0 0 30
COCA COLA CO Common 191216100 104 2565 SH Sole 0 0 2565
COCA-COLA Common 19122T109 2 50 SH Sole 0 0 50
COMMONWEALTH REIT Common 203233101 18 780 SH Sole 0 0 780
COMPRESSCO PARTNERS Common 20467A101 20 1000 SH Sole 0 0 1000
CONOCOPHILLIPS Common 20825C104 47 779 SH Sole 0 0 779
CONSOLIDATED EDISON Common 209115104 6 100 SH Sole 0 0 100
CORNING INC Common 219350105 3 197 SH Sole 0 0 197
CVR PARTNERS LP COM Common 126633106 102 4120 SH Sole 0 0 4120
CVR REFNG LP Common 12663P107 20 576 SH Sole 0 0 576
DEUTSCHE TELEKOM AG Common 251566105 7 700 SH Sole 0 0 700
DIAGEO ADR EACH REPR Common 25243Q205 13 100 SH Sole 0 0 100
DIAMOND OFFSHORE Common 25271C102 3 50 SH Sole 0 0 50
DISNEY WALT CO Common 254687106 23 400 SH Sole 0 0 400
DIVINE INC CL A Common 255402406 0 391 SH Sole 0 0 391
DOMINION RESOURCES Common 25746U109 29 500 SH Sole 0 0 500
DORCHESTER MINERALS Common 25820R105 146 6175 SH Sole 0 0 6175
DOW CHEMICAL CO Common 260543103 35 1100 SH Sole 0 0 1100
DU PONT E I DE Common 263534109 2 50 SH Sole 0 0 50
DUKE ENERGY CORP COM Common 26441C204 17 232 SH Sole 0 0 232
EAGLE ROCK ENERGY Common 26985R104 71 7300 SH Sole 0 0 7300
EATON CORP PLC COM Common G29183103 31 500 SH Sole 0 0 500
EL PASO PIPELINE Common 283702108 20 454 SH Sole 0 0 454
ENBRIDGE ENERGY Common 29250R106 19 625 SH Sole 0 0 625
ENERPLUS CORPORATION Common 292766102 14 941 SH Sole 0 0 941
ENTERGY CORP NEW Common 29364G103 13 200 SH Sole 0 0 200
EXCEL TR INC COM Common 30068C109 18 1300 SH Sole 0 0 1300
FACEBOOK INC COM Common 30303M102 5 200 SH Sole 0 0 200
FERRELLGAS PARTNERS Common 315293100 553 29739 SH Sole 0 0 29739
FIFTH ST FIN CORP Common 31678A103 163 14869 SH Sole 0 0 14869
FIRST TR EXCHANGE Common 33734X119 16 511 SH Sole 0 0 511
FRONTIER Common 35906A108 3 700 SH Sole 0 0 700
GENERAL ELECTRIC CO Common 369604103 55 2400 SH Sole 0 0 2400
GILEAD SCIENCES Common 375558103 26 532 SH Sole 0 0 532
GLAXOSMITHKLINE ADR Common 37733W105 63 1350 SH Sole 0 0 1350
GLOBAL PARTNERS LP Common 37946R109 142 3949 SH Sole 0 0 3949
GOOGLE INC Common 38259P508 18 22 SH Sole 0 0 22
HASBRO INC Common 418056107 22 500 SH Sole 0 0 500
HATTERAS FINL CORP Common 41902R103 231 8380 SH Sole 0 0 8380
HI-CRUSH PARTNERS LP Common 428337109 55 2900 SH Sole 0 0 2900
HOME DEPOT INC Common 437076102 132 1890 SH Sole 0 0 1890
ILLINOIS TOOL WORKS Common 452308109 12 200 SH Sole 0 0 200
IMMUNOGEN INC Common 45253H101 31 2000 SH Sole 0 0 2000
INDEXIQ ETF TR IQ Common 45409B107 28 1000 SH Sole 0 0 1000
INDEXIQ ETF TR IQ Common 45409B602 225 8500 SH Sole 0 0 8500
INDEXIQ ETF TR IQ Common 45409B883 30 1000 SH Sole 0 0 1000
INOVIO Common 45773H102 2 3000 SH Sole 0 0 3000
INTEL CORP Common 458140100 100 4646 SH Sole 0 0 4646
INTL BUSINESS MACH Common 459200101 5 23 SH Sole 0 0 23
INVESCO MORTGAGE Common 46131B100 49 2300 SH Sole 0 0 2300
ISHARES BARCLAYS Common 464287176 548 4520 SH Sole 0 0 4520
ISHARES BARCLAYS Common 464287440 21 200 SH Sole 0 0 200
ISHARES BARCLAYS 1-3 Common 464287457 25 300 SH Sole 0 0 300
ISHARES BARCLAYS CR Common 464288620 16 144 SH Sole 0 0 144
ISHARES CORE S&P Common 464287200 424 2705 SH Sole 0 0 2705
ISHARES CORE TOTAL Common 464287226 19 172 SH Sole 0 0 172
ISHARES IBOXX $ Common 464287242 81 675 SH Sole 0 0 675
ISHARES S&P GLOBAL Common 464288174 1 26 SH Sole 0 0 26
ISHARES S&P NATL AMT Common 464288414 39 350 SH Sole 0 0 350
ISHARES TR Common 464287234 94 2224 SH Sole 0 0 2224
ISHARES TR Common 464287465 59 1015 SH Sole 0 0 1015
ISHARES TR Common 464287572 475 7035 SH Sole 0 0 7035
ISHARES TR COHEN & Common 464287564 1 11 SH Sole 0 0 11
ISHARES TR DOW JONES Common 464287168 4 56 SH Sole 0 0 56
ISHARES TR IBOXX Common 464288513 127 1352 SH Sole 0 0 1352
ISHARES TR RUSSELL Common 464287473 21 369 SH Sole 0 0 369
ISHARES TR RUSSELL Common 464287499 396 3135 SH Sole 0 0 3135
ISHARES TR S&P Common 464287341 20 500 SH Sole 0 0 500
ISHARES TR S&P U S Common 464288687 242 6000 SH Sole 0 0 6000
JOHNSON & JOHNSON Common 478160104 55 668 SH Sole 0 0 668
JPMORGAN CHASE & CO Common 46625H100 5 100 SH Sole 0 0 100
KELLOGG COMPANY Common 487836108 7 109 SH Sole 0 0 109
KIMBERLY CLARK CORP Common 494368103 29 300 SH Sole 0 0 300
KINDER MORGAN ENERGY Common 494550106 58 648 SH Sole 0 0 648
KINDER MORGAN INC Common 49456B101 29 750 SH Sole 0 0 750
KKR & CO L P DEL Common 48248M102 31 1600 SH Sole 0 0 1600
LEAPFROG ENTERPRISES Common 52186N106 1 73 SH Sole 0 0 73
LEGACY RESVS LP UNIT Common 524707304 37 1328 SH Sole 0 0 1328
LILLY ELI & CO Common 532457108 213 3756 SH Sole 0 0 3756
LINN CO LLC COM SHS Common 535782106 30 750 SH Sole 0 0 750
LINN ENERGY LLC UNIT Common 536020100 135 3511 SH Sole 0 0 3511
LOCKHEED MARTIN CORP Common 539830109 19 200 SH Sole 0 0 200
MARKET VECTORS ETF Common 57060U191 1 24 SH Sole 0 0 24
MARTIN MIDSTREAM Common 573331105 434 11193 SH Sole 0 0 11193
MCDERMOTT Common 580037109 2 200 SH Sole 0 0 200
MCDONALDS CORP Common 580135101 2 24 SH Sole 0 0 24
MCG CAPITAL CORP Common 58047P107 10 2000 SH Sole 0 0 2000
MCMORAN EXPLORATION Common 582411104 11 700 SH Sole 0 0 700
MICROSOFT CORP Common 594918104 3 100 SH Sole 0 0 100
MID-CON ENERGY Common 59560V109 21 900 SH Sole 0 0 900
MONDELEZ INTL INC Common 609207105 40 1300 SH Sole 0 0 1300
MONSANTO CO NEW Common 61166W101 5 50 SH Sole 0 0 50
MV OIL TR UNITS Common 553859109 20 700 SH Sole 0 0 700
N V R INC Common 62944T105 16 15 SH Sole 0 0 15
NATIONAL GRID NEW Common 636274300 157 2708 SH Sole 0 0 2708
NATIONAL OILWELL Common 637071101 1 12 SH Sole 0 0 12
NAVIOS MARITIME Common Y62267102 121 8500 SH Sole 0 0 8500
NEW YORK COMMUNITY Common 649445103 14 1000 SH Sole 0 0 1000
NOBLE ENERGY INC Common 655044105 1 10 SH Sole 0 0 10
NORTHERN TIER ENERGY Common 665826103 31 1085 SH Sole 0 0 1085
NUSTAR ENERGY LP Common 67058H102 112 2104 SH Sole 0 0 2104
OAKTREE CAP GROUP Common 674001201 20 400 SH Sole 0 0 400
OLD DOMINION FGHT Common 679580100 1 28 SH Sole 0 0 28
PDL BIOPHARMA INC Common 69329Y104 1 122 SH Sole 0 0 122
PEAPACK GLADSTONE Common 704699107 15 1000 SH Sole 0 0 1000
PEMBINA PIPELINE Common 706327103 6 198 SH Sole 0 0 198
PENGROWTH ENERGY Common 70706P104 16 3130 SH Sole 0 0 3130
PENN WEST PETROLEUM Common 707887105 20 1900 SH Sole 0 0 1900
PENNYMAC MORTGAGE Common 70931T103 1 41 SH Sole 0 0 41
PENSKE AUTOMOTIVE Common 70959W103 1 36 SH Sole 0 0 36
PEPSICO INC Common 713448108 16 200 SH Sole 0 0 200
PERMIAN BASIN RTY TR Common 714236106 12 925 SH Sole 0 0 925
PETMEDEXPRESS INC Common 716382106 14 1000 SH Sole 0 0 1000
PETROLEO BRASILEIRO Common 71654V408 5 282 SH Sole 0 0 282
PETROLOGISTICS LP Common 71672U101 19 1454 SH Sole 0 0 1454
PFIZER INC Common 717081103 32 1100 SH Sole 0 0 1100
PHILIP MORRIS INTL Common 718172109 19 200 SH Sole 0 0 200
PHILLIPS 66 COM Common 718546104 33 470 SH Sole 0 0 470
PINNACLE WEST CAP CP Common 723484101 17 300 SH Sole 0 0 300
PIONEER SOUTHWEST Common 72388B106 52 2080 SH Sole 0 0 2080
POWERSHARES EXCH Common 73936T565 503 33800 SH Sole 0 0 33800
POWERSHARES EXCHANGE Common 73935X823 1 77 SH Sole 0 0 77
PPL CORP Common 69351T106 371 11870 SH Sole 0 0 11870
PRICELINE COM INC Common 741503403 1 1 SH Sole 0 0 1
PROCTER & GAMBLE CO Common 742718109 206 2650 SH Sole 0 0 2650
PROSPECT CAP CORP Common 74348T102 294 27075 SH Sole 0 0 27075
PUBLIC SERVICE Common 744573106 41 1200 SH Sole 0 0 1200
PVR PARTNERS L P Common 693665101 232 9663 SH Sole 0 0 9663
QR ENERGY LP Common 74734R108 60 3420 SH Sole 0 0 3420
QUALCOMM INC Common 747525103 67 1008 SH Sole 0 0 1008
QUEST DIAGNOSTICS Common 74834L100 4 76 SH Sole 0 0 76
RENTECH NITROGEN Common 760113100 21 600 SH Sole 0 0 600
RHINO RESOURCE Common 76218Y103 59 4400 SH Sole 0 0 4400
ROADRUNNER Common 76973Q105 1 49 SH Sole 0 0 49
ROYAL DUTCH SHELL Common 780259107 33 500 SH Sole 0 0 500
ROYAL DUTCH SHELL Common 780259206 13 200 SH Sole 0 0 200
SAFETY INS GROUP INC Common 78648T100 1 20 SH Sole 0 0 20
SALIX Common 795435106 1 19 SH Sole 0 0 19
SANDRIDGE ENERGY Common 80007P307 8 1500 SH Sole 0 0 1500
SEADRILL LTD USD2 Common G7945E105 1 23 SH Sole 0 0 23
SECTOR SPDR TR SHS Common 81369Y308 2 39 SH Sole 0 0 39
SECTOR SPDR TR SHS Common 81369Y704 2 37 SH Sole 0 0 37
SECTOR SPDR TR SHS Common 81369Y803 1 22 SH Sole 0 0 22
SECTOR SPDR TR SHS Common 81369Y886 20 503 SH Sole 0 0 503
SELECT SECTOR SPDR Common 81369Y209 46 1000 SH Sole 0 0 1000
SELECT SECTOR SPDR Common 81369Y407 1 14 SH Sole 0 0 14
SOUTHERN CO Common 842587107 14 303 SH Sole 0 0 303
SPDR GOLD TR GOLD Common 78463V107 139 900 SH Sole 0 0 900
SPDR S&P 500 ETF Common 78462F103 1803 11553 SH Sole 0 0 11553
SPDR SER TR Common 78464A714 2 23 SH Sole 0 0 23
SPDR SER TR Common 78464A722 1 15 SH Sole 0 0 15
SPDR SER TR BARCLAYS Common 78464A417 3117 76120 SH Sole 0 0 76120
SPDR SERIES TRUST Common 78464A649 295 5070 SH Sole 0 0 5070
SPDR SERIES TRUST Common 78464A672 6 100 SH Sole 0 0 100
SPDR SERIES TRUST Common 78464A680 27 600 SH Sole 0 0 600
STONEMOR PARTNERS LP Common 86183Q100 161 6496 SH Sole 0 0 6496
SUBURBAN PROPANE Common 864482104 96 2150 SH Sole 0 0 2150
SYSCO CORP Common 871829107 14 397 SH Sole 0 0 397
T C PIPELINES Common 87233Q108 20 412 SH Sole 0 0 412
TARGA RES PARTNERS Common 87611X105 14 300 SH Sole 0 0 300
TATA MOTORS LIMITED Common 876568502 2 100 SH Sole 0 0 100
TERRA NITROGEN CO Common 881005201 17 80 SH Sole 0 0 80
TEVA PHARMACEUTICAL Common 881624209 20 500 SH Sole 0 0 500
TEXTRON INC Common 883203101 1 50 SH Sole 0 0 50
TIME WARNER CABLE Common 88732J207 1 10 SH Sole 0 0 10
TOTAL SPON ADR EA Common 89151E109 48 1000 SH Sole 0 0 1000
TRADER CLASSIFIED Common 89254T102 0 100 SH Sole 0 0 100
TRANSCANADA Common 89353D107 31 650 SH Sole 0 0 650
TRANSMONTAIGNE Common 89376V100 67 1361 SH Sole 0 0 1361
VANGUARD BD INDEX Common 921937793 7 75 SH Sole 0 0 75
VANGUARD BD INDEX FD Common 921937819 506 5780 SH Sole 0 0 5780
VANGUARD BD INDEX FD Common 921937827 478 5910 SH Sole 0 0 5910
VANGUARD INDEX FDS Common 922908512 5 75 SH Sole 0 0 75
VANGUARD INDEX FDS Common 922908553 423 5978 SH Sole 0 0 5978
VANGUARD INDEX FDS Common 922908595 472 4780 SH Sole 0 0 4780
VANGUARD INDEX FDS Common 922908611 503 6175 SH Sole 0 0 6175
VANGUARD INDEX FDS Common 922908629 162 1765 SH Sole 0 0 1765
VANGUARD INDEX FDS Common 922908637 538 7524 SH Sole 0 0 7524
VANGUARD INDEX FDS Common 922908736 399 5175 SH Sole 0 0 5175
VANGUARD INDEX FDS Common 922908751 358 3970 SH Sole 0 0 3970
VANGUARD INDEX FDS Common 922908769 93 1160 SH Sole 0 0 1160
VANGUARD INDEX TR Common 922908652 542 8020 SH Sole 0 0 8020
VANGUARD INTL EQUITY Common 922042775 14 315 SH Sole 0 0 315
VANGUARD INTL EQUITY Common 922042858 320 7535 SH Sole 0 0 7535
VANGUARD INTL EQUITY Common 922042874 49 1000 SH Sole 0 0 1000
VANGUARD NAT RES LLC Common 92205F106 22 769 SH Sole 0 0 769
VANGUARD SCOTTSDALE Common 92206C409 568 7065 SH Sole 0 0 7065
VANGUARD TAX-MANAGED Common 921943858 628 17445 SH Sole 0 0 17445
VANGUARD WORLD FD Common 921910816 43 724 SH Sole 0 0 724
VANGUARD WORLD FD Common 921910840 32 671 SH Sole 0 0 671
VECTOR GROUP LTD Common 92240M108 339 21126 SH Sole 0 0 21126
VERIZON Common 92343V104 75 1524 SH Sole 0 0 1524
VISA INC COM CL A Common 92826C839 1 7 SH Sole 0 0 7
VODAFONE GROUP SPON Common 92857W209 61 2150 SH Sole 0 0 2150
WALMART STORES INC Common 931142103 23 301 SH Sole 0 0 301
WALTER INVT MGMT Common 93317W102 18 504 SH Sole 0 0 504
WASTE MANAGEMENT INC Common 94106L109 19 500 SH Sole 0 0 500
WELLS FARGO & CO Common 949746101 18 500 SH Sole 0 0 500
WESTAR ENERGY INC Common 95709T100 35 1050 SH Sole 0 0 1050
WESTSHORE TERMINALS Common 96145A200 8 300 SH Sole 0 0 300
WHITING USA TR I TR Common 966389108 6 850 SH Sole 0 0 850
WINDSTREAM CORP COM Common 97381W104 44 5470 SH Sole 0 0 5470
WISDOMTREE TR Common 97717W307 7 120 SH Sole 0 0 120
WISDOMTREE TR Common 97717W505 4 57 SH Sole 0 0 57
ABBOTT LABORATORIES Pfd 002824100 24 671 SH Sole 0 0 671
ALPINE TOTAL DYNAMIC Pfd 021060108 22 5500 SH Sole 0 0 5500
WACHOVIA PFD FDG Pfd 92977V206 27 1000 SH Sole 0 0 1000