0001569433-13-000001.txt : 20130212 0001569433-13-000001.hdr.sgml : 20130212 20130212153637 ACCESSION NUMBER: 0001569433-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 EFFECTIVENESS DATE: 20130212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Raven Rock Credit Master Fund L.P. CENTRAL INDEX KEY: 0001569433 IRS NUMBER: 980632459 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15181 FILM NUMBER: 13596950 BUSINESS ADDRESS: STREET 1: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 919-442-5220 MAIL ADDRESS: STREET 1: 55 VILCOM CENTER DRIVE STREET 2: SUITE 240 CITY: CHAPEL HILL STATE: NC ZIP: 27514 13F-HR 1 rr12312012-13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Raven Rock Capital Management, LLC Address: 55 Vilcom Centre Drive, Suite 240, Chapel Hill, NC, 27515 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Rich Godfrey Title: Chief Operating Officer Phone: (919) 442-5226 Signature, Place, and Date of Signing: RICH GODFREY Chapel Hill, NC February 12, 2013 ----------------- --------------------- -------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: $101,960 (thousands) List of Other Included Managers: NONE No. Form 13F File Number Name --- -------------------- ---- 1 028- Raven Rock Credit Master Fund L.P. FORM 13F INFORMATION TABLE -------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------------------------------------------------------------------------------------------------------- Name of Title of Value SHRS OR SH/ PUT Investment Other Voting Authority Issue Class CUSIP (x$1000) PRN AMT PRN CALL Discretion Manager Sole Shared None ----------------------------------------------------------------------------------------------------------------------------------- CEMEX SAB DE CV ADR NEW 151290889 296 30,030 SH SOLE 30,030 SPON EXELIXIS INC LISTED EQUITY 30161Q954 115 570 SH PUT SOLE 570 THOMPSON CREEK UNIT 99/99/9999 884768300 300 14,000 PRN SOLE 14,000 METALS CO INC GENESEE & WYO INC UNIT 10/01/2015 371559204 2,530 22,500 PRN SOLE 22,500 SCHOOL SPECIALTY SDCV 3.750%11/3 807863AM7 165 325,000 PRN SOLE 325,000 INC ALPHA NATURAL NOTE 2.375% 4/1 02076XAA0 325 350,000 PRN SOLE 350,000 RESOURCES INC SPARTAN STORES INC NOTE 3.375% 5/1 846822AE4 463 458,000 PRN SOLE 458,000 HERTZ GLOBAL NOTE 5.250% 6/0 42805TAA3 1,013 500,000 PRN SOLE 500,000 HOLDINGS INC TEXTRON INC NOTE 4.500% 5/0 883203BN0 647 500,000 PRN SOLE 500,000 VOLCANO CORP NOTE 1.750%12/0 928645AB6 860 850,000 PRN SOLE 850,000 CADENCE DESIGN NOTE 2.625% 6/0 127387AJ7 1,580 860,000 PRN SOLE 860,000 SYSTEM INC SAVIENT PHARMA NOTE 4.750% 2/0 80517QAA8 181 860,000 PRN SOLE 860,000 INC ENCORE CAP GROUP NOTE 3.000%11/2 292554AC6 1,048 940,000 PRN SOLE 940,000 INC ANNALY CAP MGMT NOTE 5.000% 5/1 035710AB8 1,060 1,050,000 PRN SOLE 1,050,000 INC M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 1,467 1,125,000 PRN SOLE 1,125,000 OMNICARE INC DBCV 3.250%12/1 681904AL2 1,128 1,132,000 PRN SOLE 1,132,000 CARRIZO OIL & CO NOTE 4.375% 6/0 144577AA1 1,210 1,200,000 PRN SOLE 1,200,000 EQUINIX INC NOTE 4.750% 6/1 29444UAH9 3,297 1,300,000 PRN SOLE 1,300,000 GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 1,377 1,375,000 PRN SOLE 1,375,000 GREENBRIER COS INC NOTE 0.750% 7/1 393657AD3 1,390 1,390,000 PRN SOLE 1,390,000 ELECTRONIC ARTS NOTE 0.750% 7/1 285512AA7 1,293 1,400,000 PRN SOLE 1,400,000 INC HELIX ENERGY NOTE 3.250% 3/1 42330PAG2 1,766 1,480,000 PRN SOLE 1,480,000 SOLUTIONS GRP I AFFYMETRIX INC NOTE 4.000% 7/0 00826TAH1 1,221 1,500,000 PRN SOLE 1,500,000 ANIXTER INTL INC NOTE 1.000% 2/1 035290AJ4 1,722 1,500,000 PRN SOLE 1,500,000 FIDELITY NATIONAL NOTE 4.250% 8/1 31620RAE5 1,921 1,500,000 PRN SOLE 1,500,000 FINANCIAL GREENBRIER COS INC NOTE 3.500% 4/0 393657AH4 1,367 1,500,000 PRN SOLE 1,500,000 L-3 COMMUNICATIONS DEBT 3.000% 8/0 502413AW7 1,519 1,500,000 PRN SOLE 1,500,000 CORP ONYX PHARMA NOTE 4.000% 8/1 683399AB5 3,045 1,500,000 PRN SOLE 1,500,000 INC VECTOR GROUP LTD FRNT 1/1 92240MAY4 1,737 1,590,000 PRN SOLE 1,590,000 SBA COMMUNICATIONS NOTE 4.000%10/0 78388JAM8 3,902 1,650,000 PRN SOLE 1,650,000 CORP ADVANCED MICRO NOTE 6.000% 5/0 007903AL1 1,623 1,735,000 PRN SOLE 1,735,000 DEVICES INC SALIX PHARMA NOTE 2.750% 5/1 795435AC0 2,036 1,775,000 PRN SOLE 1,775,000 INC DENDREON CORP NOTE 2.875% 1/1 24823QAC1 1,383 1,850,000 PRN SOLE 1,850,000 GENCORP INC SDCV 4.062%12/3 368682AN0 2,302 1,875,000 PRN SOLE 1,875,000 TYSON FOODS INC NOTE 3.250%10/1 902494AP8 2,271 1,875,000 PRN SOLE 1,875,000 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 2,386 1,875,000 PRN SOLE 1,875,000 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 2,089 1,957,000 PRN SOLE 1,957,000 CUBIST PHARMA NOTE 2.500%11/0 229678AD9 3,140 2,000,000 PRN SOLE 2,000,000 INC WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 2,429 2,170,000 PRN SOLE 2,170,000 GILEAD SCIENCES NOTE 1.625% 5/0 375558AP8 3,795 2,250,000 PRN SOLE 2,250,000 INC ALCOA INC NOTE 5.250% 3/1 013817AT8 3,233 2,260,000 PRN SOLE 2,260,000 TAKE-TWO NOTE 1.750%12/0 874054AC3 2,321 2,438,000 PRN SOLE 2,438,000 INTERACTIVE SOFT COBALT INTL ENERGY NOTE 2.625%12/0 19075FAA4 2,518 2,490,000 PRN SOLE 2,490,000 INC COINSTAR INC NOTE 4.000% 9/0 19259PAF9 3,649 2,590,000 PRN SOLE 2,590,000 INSULET CORP NOTE 3.750% 6/1 45784PAC5 2,832 2,600,000 PRN SOLE 2,600,000 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 2,904 3,000,000 PRN SOLE 3,000,000 GENERAL CABLE CORP FRNT 4.500%11/1 369300AL2 3,351 3,060,000 PRN SOLE 3,060,000 DEL NEW WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 8,448 3,410,000 PRN SOLE 3,410,000 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 9,262 4,500,000 PRN SOLE 4,500,000