0001569433-13-000001.txt : 20130212
0001569433-13-000001.hdr.sgml : 20130212
20130212153637
ACCESSION NUMBER: 0001569433-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
EFFECTIVENESS DATE: 20130212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Raven Rock Credit Master Fund L.P.
CENTRAL INDEX KEY: 0001569433
IRS NUMBER: 980632459
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15181
FILM NUMBER: 13596950
BUSINESS ADDRESS:
STREET 1: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 919-442-5220
MAIL ADDRESS:
STREET 1: 55 VILCOM CENTER DRIVE
STREET 2: SUITE 240
CITY: CHAPEL HILL
STATE: NC
ZIP: 27514
13F-HR
1
rr12312012-13f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment: [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Raven Rock Capital Management, LLC
Address: 55 Vilcom Centre Drive, Suite 240, Chapel Hill, NC, 27515
Form 13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Rich Godfrey
Title: Chief Operating Officer
Phone: (919) 442-5226
Signature, Place, and Date of Signing:
RICH GODFREY Chapel Hill, NC February 12, 2013
----------------- --------------------- --------------------
[Signature] [City, State] [Date]
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 49
Form 13F Information Table Value Total: $101,960 (thousands)
List of Other Included Managers: NONE
No. Form 13F File Number Name
--- -------------------- ----
1 028- Raven Rock Credit Master Fund L.P.
FORM 13F INFORMATION TABLE
--------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
Name of Title of Value SHRS OR SH/ PUT Investment Other Voting Authority
Issue Class CUSIP (x$1000) PRN AMT PRN CALL Discretion Manager Sole Shared None
-----------------------------------------------------------------------------------------------------------------------------------
CEMEX SAB DE CV ADR NEW 151290889 296 30,030 SH SOLE 30,030
SPON
EXELIXIS INC LISTED EQUITY 30161Q954 115 570 SH PUT SOLE 570
THOMPSON CREEK UNIT 99/99/9999 884768300 300 14,000 PRN SOLE 14,000
METALS CO INC
GENESEE & WYO INC UNIT 10/01/2015 371559204 2,530 22,500 PRN SOLE 22,500
SCHOOL SPECIALTY SDCV 3.750%11/3 807863AM7 165 325,000 PRN SOLE 325,000
INC
ALPHA NATURAL NOTE 2.375% 4/1 02076XAA0 325 350,000 PRN SOLE 350,000
RESOURCES INC
SPARTAN STORES INC NOTE 3.375% 5/1 846822AE4 463 458,000 PRN SOLE 458,000
HERTZ GLOBAL NOTE 5.250% 6/0 42805TAA3 1,013 500,000 PRN SOLE 500,000
HOLDINGS INC
TEXTRON INC NOTE 4.500% 5/0 883203BN0 647 500,000 PRN SOLE 500,000
VOLCANO CORP NOTE 1.750%12/0 928645AB6 860 850,000 PRN SOLE 850,000
CADENCE DESIGN NOTE 2.625% 6/0 127387AJ7 1,580 860,000 PRN SOLE 860,000
SYSTEM INC
SAVIENT PHARMA NOTE 4.750% 2/0 80517QAA8 181 860,000 PRN SOLE 860,000
INC
ENCORE CAP GROUP NOTE 3.000%11/2 292554AC6 1,048 940,000 PRN SOLE 940,000
INC
ANNALY CAP MGMT NOTE 5.000% 5/1 035710AB8 1,060 1,050,000 PRN SOLE 1,050,000
INC
M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 1,467 1,125,000 PRN SOLE 1,125,000
OMNICARE INC DBCV 3.250%12/1 681904AL2 1,128 1,132,000 PRN SOLE 1,132,000
CARRIZO OIL & CO NOTE 4.375% 6/0 144577AA1 1,210 1,200,000 PRN SOLE 1,200,000
EQUINIX INC NOTE 4.750% 6/1 29444UAH9 3,297 1,300,000 PRN SOLE 1,300,000
GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 1,377 1,375,000 PRN SOLE 1,375,000
GREENBRIER COS INC NOTE 0.750% 7/1 393657AD3 1,390 1,390,000 PRN SOLE 1,390,000
ELECTRONIC ARTS NOTE 0.750% 7/1 285512AA7 1,293 1,400,000 PRN SOLE 1,400,000
INC
HELIX ENERGY NOTE 3.250% 3/1 42330PAG2 1,766 1,480,000 PRN SOLE 1,480,000
SOLUTIONS GRP I
AFFYMETRIX INC NOTE 4.000% 7/0 00826TAH1 1,221 1,500,000 PRN SOLE 1,500,000
ANIXTER INTL INC NOTE 1.000% 2/1 035290AJ4 1,722 1,500,000 PRN SOLE 1,500,000
FIDELITY NATIONAL NOTE 4.250% 8/1 31620RAE5 1,921 1,500,000 PRN SOLE 1,500,000
FINANCIAL
GREENBRIER COS INC NOTE 3.500% 4/0 393657AH4 1,367 1,500,000 PRN SOLE 1,500,000
L-3 COMMUNICATIONS DEBT 3.000% 8/0 502413AW7 1,519 1,500,000 PRN SOLE 1,500,000
CORP
ONYX PHARMA NOTE 4.000% 8/1 683399AB5 3,045 1,500,000 PRN SOLE 1,500,000
INC
VECTOR GROUP LTD FRNT 1/1 92240MAY4 1,737 1,590,000 PRN SOLE 1,590,000
SBA COMMUNICATIONS NOTE 4.000%10/0 78388JAM8 3,902 1,650,000 PRN SOLE 1,650,000
CORP
ADVANCED MICRO NOTE 6.000% 5/0 007903AL1 1,623 1,735,000 PRN SOLE 1,735,000
DEVICES INC
SALIX PHARMA NOTE 2.750% 5/1 795435AC0 2,036 1,775,000 PRN SOLE 1,775,000
INC
DENDREON CORP NOTE 2.875% 1/1 24823QAC1 1,383 1,850,000 PRN SOLE 1,850,000
GENCORP INC SDCV 4.062%12/3 368682AN0 2,302 1,875,000 PRN SOLE 1,875,000
TYSON FOODS INC NOTE 3.250%10/1 902494AP8 2,271 1,875,000 PRN SOLE 1,875,000
VERISIGN INC SDCV 3.250% 8/1 92343EAD4 2,386 1,875,000 PRN SOLE 1,875,000
NEWPARK RES INC NOTE 4.000%10/0 651718AC2 2,089 1,957,000 PRN SOLE 1,957,000
CUBIST PHARMA NOTE 2.500%11/0 229678AD9 3,140 2,000,000 PRN SOLE 2,000,000
INC
WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 2,429 2,170,000 PRN SOLE 2,170,000
GILEAD SCIENCES NOTE 1.625% 5/0 375558AP8 3,795 2,250,000 PRN SOLE 2,250,000
INC
ALCOA INC NOTE 5.250% 3/1 013817AT8 3,233 2,260,000 PRN SOLE 2,260,000
TAKE-TWO NOTE 1.750%12/0 874054AC3 2,321 2,438,000 PRN SOLE 2,438,000
INTERACTIVE SOFT
COBALT INTL ENERGY NOTE 2.625%12/0 19075FAA4 2,518 2,490,000 PRN SOLE 2,490,000
INC
COINSTAR INC NOTE 4.000% 9/0 19259PAF9 3,649 2,590,000 PRN SOLE 2,590,000
INSULET CORP NOTE 3.750% 6/1 45784PAC5 2,832 2,600,000 PRN SOLE 2,600,000
EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 2,904 3,000,000 PRN SOLE 3,000,000
GENERAL CABLE CORP FRNT 4.500%11/1 369300AL2 3,351 3,060,000 PRN SOLE 3,060,000
DEL NEW
WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 8,448 3,410,000 PRN SOLE 3,410,000
VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 9,262 4,500,000 PRN SOLE 4,500,000