Chief Operating Officer

0001140361-14-003513.txt : 20140129 0001140361-14-003513.hdr.sgml : 20140129 20140129111626 ACCESSION NUMBER: 0001140361-14-003513 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 EFFECTIVENESS DATE: 20140129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd. CENTRAL INDEX KEY: 0001569395 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15178 FILM NUMBER: 14555700 BUSINESS ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 BUSINESS PHONE: 82-2-3774-5986 MAIL ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569395 XXXXXXXX 03-31-2009 03-31-2009 Mirae Asset Global Investments Co., Ltd.

EAST TOWER 26F MIRAE ASSET CENTER1 67 SUHA-DONG, JUNG-GU SEOUL M5 100-210

13F HOLDINGS REPORT 028-15178 N Robert Shea Chief Operating Officer 212-205-8300 /s/ Robert Shea New York NY 01-29-2014 3 143 322087 false 1 0001423255 028-15175 Mirae Asset Global Investments (Hong Kong) LTD 2 0001568512 028-15176 Mirae Asset Global Investments (USA) Inc. 3 0001488106 028-15177 Mirae Asset Global Investments (USA), LLC INFORMATION TABLE 2 form13fInfoTable.xml AIRMEDIA GROUP INC SPONSORED ADR 009411109 250 59700 SH DFND 1 59700 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 165 11280 SH SOLE 11280 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 211 15569 SH DFND 1 2 3 15569 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 365 26969 SH SOLE 26969 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 557 20033 SH SOLE 20033 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 9 1128 SH DFND 1 2 3 1128 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 119 14579 SH DFND 1 14579 0 0 BAIDU INC SPON ADR REP A 056752108 5534 313350 SH DFND 1 313350 0 0 BAIDU INC SPON ADR REP A 056752108 9675 547843 SH DFND 1 2 3 547843 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1342 180379 SH DFND 1 2 3 180379 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 2364 317894 SH SOLE 317894 0 0 BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 059602201 1551 172535 SH DFND 1 2 3 172535 0 0 BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 059602201 2568 285632 SH SOLE 285632 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 239 18047 SH SOLE 18047 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 188 14247 SH DFND 1 2 3 14247 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 491 25198 SH DFND 1 2 3 25198 0 0 BRASIL TELECOM PARTICIPACOES SPON ADR PFD 105530109 632 17496 SH SOLE 17496 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 392 10844 SH DFND 1 2 3 10844 0 0 BUNGE LIMITED COM G16962105 411 7250 SH SOLE 7250 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 814 158451 SH SOLE 158451 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 140 27251 SH DFND 1 2 3 27251 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 498 46675 SH DFND 1 2 3 46675 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 749 70175 SH SOLE 70175 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 750 69215 SH DFND 1 2 3 69215 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1079 99615 SH SOLE 99615 0 0 CHEVRON CORP NEW COM 166764100 206 3067 SH DFND 1 2 3 3067 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 1437 29190 SH SOLE 29190 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 34 689 SH DFND 1 2 3 689 0 0 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 4030 292647 SH DFND 1 2 3 292647 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 13 256 SH DFND 1 2 3 256 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 577 11685 SH SOLE 11685 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 9 211 SH DFND 1 2 3 211 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 369 8917 SH SOLE 8917 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 796 76457 SH SOLE 76457 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 12 1166 SH DFND 1 2 3 1166 0 0 CNOOC LTD SPONSORED ADR 126132109 904 8989 SH SOLE 8989 0 0 CNOOC LTD SPONSORED ADR 126132109 22 220 SH DFND 1 2 3 220 0 0 COMPANHIA BRASILEIRA DE DIST SPON ADR PFD 20440T201 385 28446 SH SOLE 28446 0 0 COMPANHIA BRASILEIRA DE DIST SPON ADR PFD 20440T201 291 21476 SH DFND 1 2 3 21476 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1532 32083 SH DFND 1 2 3 32083 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2337 48950 SH SOLE 48950 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 654 112280 SH SOLE 112280 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 459 78774 SH DFND 1 2 3 78774 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 682 91965 SH DFND 1 2 3 91965 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1048 141262 SH SOLE 141262 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1101 45930 SH DFND 1 2 3 45930 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 127 5300 SH DFND 5300 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1502 62630 SH SOLE 62630 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 184 13599 SH DFND 1 2 3 13599 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 274 20286 SH SOLE 20286 0 0 CREDICORP LTD COM G2519Y108 321 6850 SH DFND 1 2 3 6850 0 0 CTRIP COM INTL LTD ADR 22943F100 9934 725084 SH DFND 1 725084 0 0 CTRIP COM INTL LTD ADR 22943F100 31055 2266774 SH DFND 1 2 3 2266774 0 0 ECOPETROL S A SPONSORED ADS 279158109 1107 67112 SH SOLE 67112 0 0 ECOPETROL S A SPONSORED ADS 279158109 919 55712 SH DFND 1 2 3 55712 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 394 29663 SH DFND 1 2 3 29663 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 615 46310 SH SOLE 46310 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1358 36200 SH SOLE 36200 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1073 28600 SH DFND 1 2 3 28600 0 0 ENERSIS S A SPONSORED ADR 29274F104 1343 89197 SH SOLE 89197 0 0 ENERSIS S A SPONSORED ADR 29274F104 1114 73997 SH DFND 1 2 3 73997 0 0 EXXON MOBIL CORP COM 30231G102 209 3066 SH DFND 1 2 3 3066 0 0 FIRST SOLAR INC COM 336433107 612 4609 SH SOLE 4609 0 0 FIRST SOLAR INC COM 336433107 38 287 SH DFND 1 2 3 287 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 677 26837 SH SOLE 26837 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 389 15437 SH DFND 1 2 3 15437 0 0 GERDAU S A SPONSORED ADR 373737105 1726 315555 SH DFND 1 2 3 315555 0 0 GERDAU S A SPONSORED ADR 373737105 2139 390969 SH SOLE 390969 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 16998 160325 SH DFND 1 2 3 160325 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 695 50966 SH SOLE 50966 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 436 31966 SH DFND 1 2 3 31966 0 0 HOST HOTELS & RESORTS INC COM 44107P104 50 12997 SH SOLE 12997 0 0 HUANENG PWR INTL INC SPON ADR H SHS 443304100 56 2078 SH DFND 1 2 3 2078 0 0 HUANENG PWR INTL INC SPON ADR H SHS 443304100 207 7718 SH SOLE 7718 0 0 ICICI BK LTD ADR 45104G104 16 1193 SH DFND 1 2 3 1193 0 0 ICICI BK LTD ADR 45104G104 409 30800 SH SOLE 30800 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1644 61727 SH SOLE 61727 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 36 1337 SH DFND 1 2 3 1337 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 297 3066 SH DFND 1 2 3 3066 0 0 ISHARES INC MSCI BRAZIL 464286400 3177 84283 SH DFND 1 2 3 84283 0 0 ISHARES INC MSCI STH AFRCA 464286780 714 19187 SH DFND 1 2 3 19187 0 0 ISHARES TR FTSE XNHUA IDX 464287184 15036 527011 SH DFND 1 2 3 527011 0 0 ISHARES TR S&G GL MATERIA 464288695 1997 53600 SH SOLE 53600 0 0 ISHARES TR S&P GBL FIN 464287333 543 20000 SH SOLE 20000 0 0 ISHARES TR S&P GBL INF 464287291 2516 67000 SH SOLE 67000 0 0 ISHARES TR S&P GLO INFRAS 464288372 1763 72000 SH SOLE 72000 0 0 JOHNSON & JOHNSON COM 478160104 184 3501 SH DFND 1 2 3 3501 0 0 JOHNSON & JOHNSON COM 478160104 219 4171 SH SOLE 4171 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2585 70100 SH SOLE 70100 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 258 18350 SH DFND 1 2 3 18350 0 0 MCDONALDS CORP COM 580135101 243 4457 SH DFND 1 2 3 4457 0 0 MECHEL OAO SPONSORED ADR 583840103 151 36285 SH SOLE 36285 0 0 MECHEL OAO SPONSORED ADR 583840103 5 1241 SH DFND 1 2 3 1241 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 31 1700 SH DFND 1 1700 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 13315 719338 SH DFND 1 2 3 719338 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 4572 382000 SH DFND 1 2 3 382000 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 734 101301 SH SOLE 101301 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 514 70916 SH DFND 1 2 3 70916 0 0 NETEASE COM INC SPONSORED ADR 64110W102 47745 1778200 SH DFND 1 1778200 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 9210 733173 SH DFND 1 733173 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 6739 536457 SH DFND 1 2 3 536457 0 0 NUCOR CORP COM 670346105 886 23200 SH SOLE 23200 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 4189 640478 SH DFND 1 2 3 640478 0 0 PARTNER COMMUNICATIONS CO LT ADR 70211M109 163 10800 SH DFND 1 2 3 10800 0 0 PERDIGAO S A SPONSORED ADR 71361V303 161 26036 SH DFND 1 2 3 26036 0 0 PERDIGAO S A SPONSORED ADR 71361V303 222 35728 SH SOLE 35728 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 325 23097 SH SOLE 23097 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 281 20000 SH DFND 1 20000 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 4825 196927 SH DFND 1 2 3 196927 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 8617 351727 SH SOLE 351727 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 4433 145477 SH DFND 1 2 3 145477 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 7553 247877 SH SOLE 247877 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 151 14000 SH SOLE 14000 0 0 ROSTELECOM OPEN JT STK LNG D SPONSORED ADR 778529107 582 11291 SH SOLE 11291 0 0 SADIA S A SPON ADR PFD 786326108 50 12080 SH SOLE 12080 0 0 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 870 22000 SH DFND 1 22000 0 0 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 10792 273008 SH DFND 1 2 3 273008 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 790 29742 SH SOLE 29742 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 689 25942 SH DFND 1 2 3 25942 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2211 24488 SH SOLE 24488 0 0 STERLITE INDS INDIA LTD ADS 859737207 3 404 SH DFND 1 2 3 404 0 0 STERLITE INDS INDIA LTD ADS 859737207 159 22458 SH SOLE 22458 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 56 6289 SH DFND 1 2 3 6289 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 74 8278 SH SOLE 8278 0 0 TATA MTRS LTD SPONSORED ADR 876568502 90 18276 SH SOLE 18276 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 971 70144 SH DFND 1 2 3 70144 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1429 103244 SH SOLE 103244 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1109 53373 SH DFND 1 2 3 53373 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 7 343 SH DFND 1 2 3 343 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 268 17794 SH DFND 1 2 3 17794 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 439 29194 SH SOLE 29194 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1239 27496 SH DFND 1 2 3 27496 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 219 37120 SH SOLE 37120 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 160 27111 SH DFND 1 2 3 27111 0 0 UNIBANCO-UNIAO DE BANCOS BRA ADR REP UNITS 90458E107 2110 33368 SH SOLE 33368 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 4503 155000 SH SOLE 155000 0 0 VISA INC COM CL A 92826C839 733 13187 SH DFND 1 13187 0 0 VISA INC COM CL A 92826C839 20326 365573 SH DFND 1 2 3 365573 0 0 VISIONCHINA MEDIA INC SPONS ADR 92833U103 735 5700 SH SOLE 5700 0 0 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 965 73950 SH SOLE 73950 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 401 50380 SH DFND 1 2 3 50380 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 100 26156 SH SOLE 26156 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 5 1283 SH DFND 1 2 3 1283 0 0